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The Definition of Art

The definition of art is controversial in contemporary philosophy. Whether art can be defined has also been a matter of controversy. The philosophical usefulness of a definition of art has also been debated.

Contemporary definitions can be classified with respect to the dimensions of art they emphasize. One distinctively modern, conventionalist, sort of definition focuses on art’s institutional features, emphasizing the way art changes over time, modern works that appear to break radically with all traditional art, the relational properties of artworks that depend on works’ relations to art history, art genres, etc. – more broadly, on the undeniable heterogeneity of the class of artworks. The more traditional, less conventionalist sort of definition defended in contemporary philosophy makes use of a broader, more traditional concept of aesthetic properties that includes more than art-relational ones, and puts more emphasis on art’s pan-cultural and trans-historical characteristics – in sum, on commonalities across the class of artworks. Hybrid definitions aim to do justice to both the traditional aesthetic dimension as well as to the institutional and art-historical dimensions of art, while privileging neither.

1. Constraints on Definitions of Art

2.1 some examples, 3.1 skepticisms inspired by views of concepts, history, marxism, feminism, 3.2 some descendants of skepticism, 4.1 conventionalist definitions: institutional and historical, 4.2 institutional definitions, 4.3 historical definitions.

  • 4.4 Functional (mainly aesthetic) definitions

4.5 Hybrid (Disjunctive) Definitions

5. conclusion, other internet resources, related entries.

Any definition of art has to square with the following uncontroversial facts: (i) entities (artifacts or performances) intentionally endowed by their makers with a significant degree of aesthetic interest, often greatly surpassing that of most everyday objects, first appeared hundreds of thousands of years ago and exist in virtually every known human culture (Davies 2012); (ii) such entities are partially comprehensible to cultural outsiders – they are neither opaque nor completely transparent; (iii) such entities sometimes have non-aesthetic – ceremonial or religious or propagandistic – functions, and sometimes do not; (iv) such entities might conceivably be produced by non-human species, terrestrial or otherwise; and it seems at least in principle possible that they be extraspecifically recognizable as such; (v) traditionally, artworks are intentionally endowed by their makers with properties, often sensory, having a significant degree of aesthetic interest, usually surpassing that of most everyday objects; (vi) art’s normative dimension – the high value placed on making and consuming art – appears to be essential to it, and artworks can have considerable moral and political as well as aesthetic power; (vii) the arts are always changing, just as the rest of culture is: as artists experiment creatively, new genres, art-forms, and styles develop; standards of taste and sensibilities evolve; understandings of aesthetic properties, aesthetic experience, and the nature of art evolve; (viii) there are institutions in some but not all cultures which involve a focus on artifacts and performances that have a high degree of aesthetic interest but lack any practical, ceremonial, or religious use; (ix) entities seemingly lacking aesthetic interest, and entities having a high degree of aesthetic interest, are not infrequently grouped together as artworks by such institutions; (x) lots of things besides artworks – for example, natural entities (sunsets, landscapes, flowers, shadows), human beings, and abstract entities (theories, proofs, mathematical entities) – have interesting aesthetic properties.

Of these facts, those having to do with art’s contingent cultural and historical features are emphasized by some definitions of art. Other definitions of art give priority to explaining those facts that reflect art’s universality and continuity with other aesthetic phenomena. Still other definitions attempt to explain both art’s contingent characteristics and its more abiding ones while giving priority to neither.

Two general constraints on definitions are particularly relevant to definitions of art. First, given that accepting that something is inexplicable is generally a philosophical last resort, and granting the importance of extensional adequacy, list-like or enumerative definitions are if possible to be avoided. Enumerative definitions, lacking principles that explain why what is on the list is on the list, don’t, notoriously, apply to definienda that evolve, and provide no clue to the next or general case (Tarski’s definition of truth, for example, is standardly criticized as unenlightening because it rests on a list-like definition of primitive denotation; see Field 1972; Devitt 2001; Davidson 2005). Corollary: when everything else is equal (and it is controversial whether and when that condition is satisfied in the case of definitions of art), non-disjunctive definitions are preferable to disjunctive ones. Second, given that most classes outside of mathematics are vague, and that the existence of borderline cases is characteristic of vague classes, definitions that take the class of artworks to have borderline cases are preferable to definitions that don’t (Davies 1991 and 2006; Stecker 2005).

Whether any definition of art does account for these facts and satisfy these constraints, or could account for these facts and satisfy these constraints, are key questions for aesthetics and the philosophy of art.

2. Definitions From the History of Philosophy

Classical definitions, at least as they are portrayed in contemporary discussions of the definition of art, take artworks to be characterized by a single type of property. The standard candidates are representational properties, expressive properties, and formal properties. So there are representational or mimetic definitions, expressive definitions, and formalist definitions, which hold that artworks are characterized by their possession of, respectively, representational, expressive, and formal properties. It is not difficult to find fault with these simple definitions. For example, possessing representational, expressive, and formal properties cannot be sufficient conditions, since, obviously, instructional manuals are representations, but not typically artworks, human faces and gestures have expressive properties without being works of art, and both natural objects and artifacts produced solely for homely utilitarian purposes have formal properties but are not artworks.

The ease of these dismissals, though, serves as a reminder of the fact that classical definitions of art are significantly less philosophically self-contained or freestanding than are most contemporary definitions of art. Each classical definition stands in close and complicated relationships to its system’s other complexly interwoven parts – epistemology, ontology, value theory, philosophy of mind, etc. Relatedly, great philosophers characteristically analyze the key theoretical components of their definitions of art in distinctive and subtle ways. For these reasons, understanding such definitions in isolation from the systems or corpuses of which they are parts is difficult, and brief summaries are invariably somewhat misleading. Nevertheless, some representative examples of historically influential definitions of art offered by major figures in the history of philosophy should be mentioned.

Plato holds in the Republic and elsewhere that the arts are representational, or mimetic (sometimes translated “imitative”). Artworks are ontologically dependent on, imitations of, and therefore inferior to, ordinary physical objects. Physical objects in turn are ontologically dependent on, and imitations of, and hence inferior to, what is most real, the non-physical unchanging Forms. Grasped perceptually, artworks present only an appearance of an appearance of the Forms, which are grasped by reason alone. Consequently, artistic experience cannot yield knowledge. Nor do the makers of artworks work from knowledge. Because artworks engage an unstable, lower part of the soul, art should be subservient to moral realities, which, along with truth, are more metaphysically fundamental and, properly understood, more humanly important than, beauty. The arts are not, for Plato, the primary sphere in which beauty operates. The Platonic conception of beauty is extremely wide and metaphysical: there is a Form of Beauty, which can only be known non-perceptually, but it is more closely related to the erotic than to the arts. (See Janaway 1998, the entry on Plato’s aesthetics , and the entry on Plato on Rhetoric and Poetry .)

Kant has a definition of art, and of fine art; the latter, which Kant calls the art of genius, is “a kind of representation that is purposive in itself and, though without an end, nevertheless promotes the cultivation of the mental powers for sociable communication” (Kant, Critique of the Power of Judgment , Guyer translation, section 44, 46).) When fully unpacked, the definition has representational, formalist and expressivist elements, and focuses as much on the creative activity of the artistic genius (who, according to Kant, possesses an “innate mental aptitude through which nature gives the rule to art”) as on the artworks produced by that activity. Kant’s aesthetic theory is, for architectonic reasons, not focused on art. Art for Kant falls under the broader topic of aesthetic judgment, which covers judgments of the beautiful, judgments of the sublime, and teleological judgments of natural organisms and of nature itself. So Kant’s definition of art is a relatively small part of his theory of aesthetic judgment. And Kant’s theory of aesthetic judgment is itself situated in a hugely ambitious theoretical structure that, famously, aims, to account for, and work out the interconnections between, scientific knowledge, morality, and religious faith. (See the entry on Kant’s Aesthetics and Teleology and the general entry on Immanuel Kant .)

Hegel’s account of art incorporates his view of beauty; he defines beauty as the sensuous/perceptual appearance or expression of absolute truth. The best artworks convey, by sensory/perceptual means, the deepest metaphysical truth. The deepest metaphysical truth, according to Hegel, is that the universe is the concrete realization of what is conceptual or rational. That is, what is conceptual or rational is real, and is the imminent force that animates and propels the self-consciously developing universe. The universe is the concrete realization of what is conceptual or rational, and the rational or conceptual is superior to the sensory. So, as the mind and its products alone are capable of truth, artistic beauty is metaphysically superior to natural beauty (Hegel, Lectures , [1886, 4]). A central and defining feature of beautiful works of art is that, through the medium of sensation, each one presents the most fundamental values of its civilization. [ 1 ] Art, therefore, as a cultural expression, operates in the same sphere as religion and philosophy, and expresses the same content as they. But art “reveals to consciousness the deepest interests of humanity” in a different manner than do religion and philosophy, because art alone, of the three, works by sensuous means. So, given the superiority of the conceptual to the non-conceptual, and the fact that art’s medium for expressing/presenting culture’s deepest values is the sensual or perceptual, art’s medium is limited and inferior in comparison with the medium that religion uses to express the same content, viz., mental imagery. Art and religion in turn are, in this respect, inferior to philosophy, which employs a conceptual medium to present its content. Art initially predominates, in each civilization, as the supreme mode of cultural expression, followed, successively, by religion and philosophy. Similarly, because the broadly “logical” relations between art, religion and philosophy determine the actual structure of art, religion, and philosophy, and because cultural ideas about what is intrinsically valuable develop from sensuous to non-sensuous conceptions, history is divided into periods that reflect the teleological development from the sensuous to the conceptual. Art in general, too, develops in accord with the historical growth of non-sensuous or conceptual conceptions from sensuous conceptions, and each individual art-form develops historically in the same way (Hegel, Lectures ; Wicks 1993, see also the entries on Hegel and on Hegel’s Aesthetics ).

For treatments of other influential definitions of art, inseparable from the complex philosophical systems or corpuses in which they occur, see, for example, the entries on 18th Century German Aesthetics , Arthur Schopenhauer , Friedrich Nietzsche , and Dewey’s Aesthetics .

3. Skepticism about Definitions of Art

Skeptical doubts about the possibility and value of a definition of art have figured importantly in the discussion in aesthetics since the 1950s, and though their influence has subsided somewhat, uneasiness about the definitional project persists. (See section 4, below, and also Kivy 1997, Brand 2000, and Walton 2007).

A common family of arguments, inspired by Wittgenstein’s famous remarks about games (Wittgenstein 1953), has it that the phenomena of art are, by their nature, too diverse to admit of the unification that a satisfactory definition strives for, or that a definition of art, were there to be such a thing, would exert a stifling influence on artistic creativity. One expression of this impulse is Weitz’s Open Concept Argument: any concept is open if a case can be imagined which would call for some sort of decision on our part to extend the use of the concept to cover it, or to close the concept and invent a new one to deal with the new case; all open concepts are indefinable; and there are cases calling for a decision about whether to extend or close the concept of art. Hence art is indefinable (Weitz 1956). Against this it is claimed that change does not, in general, rule out the preservation of identity over time, that decisions about concept-expansion may be principled rather than capricious, and that nothing bars a definition of art from incorporating a novelty requirement.

A second sort of argument, less common today than in the heyday of a certain form of extreme Wittgensteinianism, urges that the concepts that make up the stuff of most definitions of art (expressiveness, form) are embedded in general philosophical theories which incorporate traditional metaphysics and epistemology. But since traditional metaphysics and epistemology are prime instances of language gone on conceptually confused holiday, definitions of art share in the conceptual confusions of traditional philosophy (Tilghman 1984).

A third sort of argument, more historically inflected than the first, takes off from an influential study by the historian of philosophy Paul Kristeller, in which he argued that the modern system of the five major arts [painting, sculpture, architecture, poetry, and music] which underlies all modern aesthetics … is of comparatively recent origin and did not assume definite shape before the eighteenth century, although it had many ingredients which go back to classical, mediaeval, and Renaissance thought. (Kristeller, 1951) Since that list of five arts is somewhat arbitrary, and since even those five do not share a single common nature, but rather are united, at best, only by several overlapping features, and since the number of art forms has increased since the eighteenth century, Kristeller’s work may be taken to suggest that our concept of art differs from that of the eighteenth century. As a matter of historical fact, there simply is no stable definiendum for a definition of art to capture.

A fourth sort of argument suggests that a definition of art stating individually necessary and jointly sufficient conditions for a thing to be an artwork, is likely to be discoverable only if cognitive science makes it plausible to think that humans categorize things in terms of necessary and sufficient conditions. But, the argument continues, cognitive science actually supports the view that the structure of concepts mirrors the way humans categorize things – which is with respect to their similarity to prototypes (or exemplars), and not in terms of necessary and sufficient conditions. So the quest for a definition of art that states individually necessary and jointly sufficient conditions is misguided and not likely to succeed (Dean 2003). Against this it has been urged that psychological theories of concepts like the prototype theory and its relatives can provide at best an account of how people in fact classify things, but not an account of correct classifications of extra-psychological phenomena, and that, even if relevant, prototype theory and other psychological theories of concepts are at present too controversial to draw substantive philosophical morals from (Rey 1983; Adajian 2005).

A fifth argument against defining art, with a normative tinge that is psychologistic rather than sociopolitical, takes the fact that there is no philosophical consensus about the definition of art as reason to hold that no unitary concept of art exists. Concepts of art, like all concepts, after all, should be used for the purpose(s) they best serve. But not all concepts of art serve all purposes equally well. So not all art concepts should be used for the same purposes. Art should be defined only if there is a unitary concept of art that serves all of art’s various purposes – historical, conventional, aesthetic, appreciative, communicative, and so on. So, since there is no purpose-independent use of the concept of art, art should not be defined (Mag Uidhir and Magnus 2011; cf. Meskin 2008). In response, it is noted that some account of what makes various concepts of art concepts of art is still required; this leaves open the possibility of some degree of unity beneath the apparent multiplicity. The fact (if it is one) that different concepts of art are used for different purposes does not itself imply that they are not connected in ordered, to-some-degree systematic ways. The relation between (say) the historical concept of art and the appreciative concept of art is not an accidental, unsystematic relation, like that between river banks and savings banks, but is something like the relation between Socrates’ healthiness and the healthiness of Socrates’ diet. That is, it is not evident that there exist a mere arbitrary heap or disjunction of art concepts, constituting an unsystematic patchwork. Perhaps there is a single concept of art with different facets that interlock in an ordered way, or else a multiplicity of concepts that constitute a unity because one is at the core, and the others depend asymmetrically on it. (The last is an instance of core-dependent homonymy; see the entry on Aristotle , section on Essentialism and Homonymy.) Multiplicity alone doesn’t entail pluralism.

A sixth, broadly Marxian sort of objection rejects the project of defining art as an unwitting (and confused) expression of a harmful ideology. On this view, the search for a definition of art presupposes, wrongly, that the concept of the aesthetic is a creditable one. But since the concept of the aesthetic necessarily involves the equally bankrupt concept of disinterestedness, its use advances the illusion that what is most real about things can and should be grasped or contemplated without attending to the social and economic conditions of their production. Definitions of art, consequently, spuriously confer ontological dignity and respectability on social phenomena that probably in fact call more properly for rigorous social criticism and change. Their real function is ideological, not philosophical (Eagleton 1990).

Seventh, the members of a complex of skeptically-flavored arguments, from feminist philosophy of art, begin with premises to the effect that art and art-related concepts and practices have been systematically skewed by sex or gender. Such premises are supported by a variety of considerations. (a) The artworks the Western artistic canon recognizes as great are dominated by male-centered perspectives and stereotypes, and almost all the artists the canon recognizes as great are men – unsurprisingly, given economic, social, and institutional impediments that prevented women from making art at all. Moreover, the concept of genius developed historically in such a way as to exclude women artists (Battersby, 1989, Korsmeyer 2004). (b) The fine arts’ focus on purely aesthetic, non-utilitarian value resulted in the marginalization as mere “crafts” of items of considerable aesthetic interest made and used by women for domestic practical purposes. Moreover, because all aesthetic judgments are situated and particular, there can be no such thing as disinterested taste. If there is no such thing as disinterested taste, then it is hard to see how there could be universal standards of aesthetic excellence. The non-existence of universal standards of aesthetic excellence undermines the idea of an artistic canon (and with it the project of defining art). Art as historically constituted, and art-related practices and concepts, then, reflect views and practices that presuppose and perpetuate the subordination of women. The data that definitions of art are supposed to explain are biased, corrupt and incomplete. As a consequence, present definitions of art, incorporating or presupposing as they do a framework that incorporates a history of systematically biased, hierarchical, fragmentary, and mistaken understandings of art and art-related phenomena and concepts, may be so androcentric as to be untenable. Some theorists have suggested that different genders have systematically unique artistic styles, methods, or modes of appreciating and valuing art. If so, then a separate canon and gynocentric definitions of art are indicated (Battersby 1989, Frueh 1991). In any case, in the face of these facts, the project of defining art in anything like the traditional way is to be regarded with suspicion (Brand, 2000).

An eighth argument sort of skeptical argument concludes that, insofar as almost all contemporary definitions foreground the nature of art works , rather than the individual arts to which (most? all?) artworks belong, they are philosophically unproductive (Lopes, 2014). [ 2 ] The grounds for this conclusion concern disagreements among standard definitions as to the artistic status of entities whose status is for theoretical reasons unclear – e.g., things like ordinary bottleracks (Duchamp’s Bottlerack ) and silence (John Cage’s 4′33″ ). If these hard cases are artworks, what makes them so, given their apparent lack of any of the traditional properties of artworks? Are, they, at best, marginal cases? On the other hand, if they are not artworks, then why have generations of experts – art historians, critics, and collectors – classified them as such? And to whom else should one look to determine the true nature of art? (There are, it is claimed, few or no empirical studies of art full stop, though empirical studies of the individual arts abound.) Such disputes inevitably end in stalemate. Stalemate results because (a) standard artwork-focused definitions of art endorse different criteria of theory choice, and (b) on the basis of their preferred criteria, appeal to incompatible intuitions about the status of such theoretically-vexed cases. In consequence, disagreements between standard definitions of art that foreground artworks are unresolvable. To avoid this stalemate, an alternative definitional strategy that foregrounds the arts rather than individual artworks, is indicated. (See section 4.5.)

Philosophers influenced by the moderate Wittgensteinian strictures discussed above have offered family resemblance accounts of art, which, as they purport to be non-definitions, may be usefully considered at this point. Two species of family resemblance views will be considered: the resemblance-to-a-paradigm version, and the cluster version.

On the resemblance-to-a-paradigm version, something is, or is identifiable as, an artwork if it resembles, in the right way, certain paradigm artworks, which possess most although not necessarily all of art’s typical features. (The “is identifiable” qualification is intended to make the family resemblance view something more epistemological than a definition, although it is unclear that this really avoids a commitment to constitutive claims about art’s nature.) Against this view: since things do not resemble each other simpliciter , but only in at least one respect or other, the account is either far too inclusive, since everything resembles everything else in some respect or other, or, if the variety of resemblance is specified, tantamount to a definition, since resemblance in that respect will be either a necessary or sufficient condition for being an artwork. The family resemblance view raises questions, moreover, about the membership and unity of the class of paradigm artworks. If the account lacks an explanation of why some items and not others go on the list of paradigm works, it seems explanatorily deficient. But if it includes a principle that governs membership on the list, or if expertise is required to constitute the list, then the principle, or whatever properties the experts’ judgments track, seem to be doing the philosophical work.

The cluster version of the family resemblance view has been defended by a number of philosophers (Bond 1975, Dissanayake 1990, Dutton 2006, Gaut 2000). The view typically provides a list of properties, no one of which is a necessary condition for being a work of art, but which are jointly sufficient for being a work of art, and which is such that at least one proper subset thereof is sufficient for being a work of art. Lists offered vary, but overlap considerably. Here is one, due to Gaut: (1) possessing positive aesthetic properties; (2) being expressive of emotion; (3) being intellectually challenging; (4) being formally complex and coherent; (5) having the capacity to convey complex meanings; (6) exhibiting an individual point of view; (7) being original; (8) being an artifact or performance which is the product of a high degree of skill; (9) belonging to an established artistic form; (10) being the product of an intention to make a work of art (Gaut 2000). The cluster account has been criticized on several grounds. First, given its logical structure, it is in fact equivalent to a long, complicated, but finite, disjunction, which makes it difficult to see why it isn’t a definition (Davies 2006). Second, if the list of properties is incomplete, as some cluster theorists hold, then some justification or principle would be needed for extending it. Third, the inclusion of the ninth property on the list, belonging to an established art form , seems to regenerate (or duck), rather than answer, the definitional question. Finally, it is worth noting that, although cluster theorists stress what they take to be the motley heterogeneity of the class of artworks, they tend with surprising regularity to tacitly give the aesthetic a special, perhaps unifying, status among the properties they put forward as merely disjunctive. One cluster theorist, for example, gives a list very similar to the one discussed above (it includes representational properties, expressiveness, creativity, exhibiting a high degree of skill, belonging to an established artform), but omits aesthetic properties on the grounds that it is the combination of the other items on the list which, combined in the experience of the work of art, are precisely the aesthetic qualities of the work (Dutton 2006). Gaut, whose list is cited above, includes aesthetic properties as a separate item on the list, but construes them very narrowly; the difference between these ways of formulating the cluster view appears to be mainly nominal. And an earlier cluster theorist defines artworks as all and only those things that belong to any instantiation of an artform, offers a list of seven properties all of which together are intended to capture the core of what it is to be an artform, though none is either necessary or sufficient, and then claims that having aesthetic value (of the same sort as mountains, sunsets, mathematical theorems) is “what art is for ” (Bond 1975).

4. Contemporary Definitions

Definitions of art attempt to make sense of two different sorts of facts: art has important historically contingent cultural features, as well as trans-historical, pan-cultural characteristics that point in the direction of a relatively stable aesthetic core. (Theorists who regard art as an invention of eighteenth-century Europe will, of course, regard this way of putting the matter as tendentious, on the grounds that entities produced outside that culturally distinctive institution do not fall under the extension of “art” and hence are irrelevant to the art-defining project (Shiner 2001). Whether the concept of art is precise enough to justify this much confidence about what falls under its extension claim is unclear.) Conventionalist definitions take art’s contingent cultural features to be explanatorily fundamental, and aim to capture the phenomena – revolutionary modern art, the traditional close connection of art with the aesthetic, the possibility of autonomous art traditions, etc. – in social/historical terms. Classically-flavored or traditional definitions (also sometimes called “functionalist”) definitions reverse this explanatory order. Such classically-flavored definitions take traditional concepts like the aesthetic (or allied concepts like the formal, or the expressive) as basic, and aim to account for the phenomena by making those concepts harder – for example, by endorsing a concept of the aesthetic rich enough to include non-perceptual properties, or by attempting an integration of those concepts (e.g., Eldridge, section 4.4 below) .

Conventionalist definitions deny that art has essential connection to aesthetic properties, or to formal properties, or to expressive properties, or to any type of property taken by traditional definitions to be essential to art. Conventionalist definitions have been strongly influenced by the emergence, in the twentieth century, of artworks that seem to differ radically from all previous artworks. Avant-garde works like Marcel Duchamp’s “ready-mades” – ordinary unaltered objects like snow-shovels ( In Advance of the Broken Arm ) and bottle-racks – conceptual works like Robert Barry’s All the things I know but of which I am not at the moment thinking – 1:36 PM; June 15, 1969 , and John Cage’s 4′33″ , have seemed to many philosophers to lack or even, somehow, repudiate, the traditional properties of art: intended aesthetic interest, artifactuality, even perceivability. Conventionalist definitions have also been strongly influenced by the work of a number of historically-minded philosophers, who have documented the rise and development of modern ideas of the fine arts, the individual arts, the work of art, and the aesthetic (Kristeller, Shiner, Carroll, Goehr, Kivy).

Conventionalist definitions come in two varieties, institutional and historical. Institutionalist conventionalism, or institutionalism, a synchronic view, typically hold that to be a work of art is to be an artifact of a kind created, by an artist, to be presented to an artworld public (Dickie 1984). Historical conventionalism, a diachronic view, holds that artworks necessarily stand in an art-historical relation to some set of earlier artworks.

The groundwork for institutional definitions was laid by Arthur Danto, better known to non-philosophers as the long-time influential art critic for the Nation . Danto coined the term “artworld”, by which he meant “an atmosphere of art theory.” Danto’s definition has been glossed as follows: something is a work of art if and only if (i) it has a subject (ii) about which it projects some attitude or point of view (has a style) (iii) by means of rhetorical ellipsis (usually metaphorical) which ellipsis engages audience participation in filling in what is missing, and (iv) where the work in question and the interpretations thereof require an art historical context (Danto, Carroll). Clause (iv) is what makes the definition institutionalist. The view has been criticized for entailing that art criticism written in a highly rhetorical style is art, lacking but requiring an independent account of what makes a context art historical , and for not applying to music.

The most prominent and influential institutionalism is that of George Dickie. Dickie’s institutionalism has evolved over time. According to an early version, a work of art is an artifact upon which some person(s) acting on behalf of the artworld has conferred the status of candidate for appreciation (Dickie 1974). Dickie’s more recent version consists of an interlocking set of five definitions: (1) An artist is a person who participates with understanding in the making of a work of art. (2) A work of art is an artifact of a kind created to be presented to an artworld public. (3) A public is a set of persons the members of which are prepared in some degree to understand an object which is presented to them. (4) The artworld is the totality of all artworld systems. (5) An artworld system is a framework for the presentation of a work of art by an artist to an artworld public (Dickie 1984). Both versions have been widely criticized. Philosophers have objected that art created outside any institution seems possible, although the definition rules it out, and that the artworld, like any institution, seems capable of error. It has also been urged that the definition’s obvious circularity is vicious, and that, given the inter-definition of the key concepts (artwork, artworld system, artist, artworld public) it lacks any informative way of distinguishing art institutions systems from other, structurally similar, social institutions (D. Davies 2004, pp. 248–249, notes that both the artworld and the “commerceworld” seem to fall under that definition). Early on, Dickie claimed that anyone who sees herself as a member of the artworld is a member of the artworld: if this is true, then unless there are constraints on the kinds of things the artworld can put forward as artworks or candidate artworks, any entity can be an artwork (though not all are), which appears overly expansive. Finally, Matravers has helpfully distinguished strong and weak institutionalism. Strong institutionalism holds that there is some reason that is always the reason the art institution has for saying that something is a work of art. Weak institutionalism holds that, for every work of art, there is some reason or other that the institution has for saying that it is a work of art (Matravers 2000). Weak institutionalism, in particular, raises questions about art’s unity: if absolutely nothing unifies the reasons that the artworld gives for conferring art-hood on things, then the unity of the class of artworks is vanishingly small. Conventionalist views, with their emphasis on art’s heterogeneity, swallow this implication. From the perspective of traditional definitions, doings so underplays art’s substantial if incomplete unity, while leaving it a puzzle why art would be worth caring about.

Some recent versions of institutionalism depart from Dickie’s by accepting the burden, which Dickie rejected, of providing a substantive, non-circular account of what it is to be an art institution or an artworld. One, due to David Davies, does so by building in Nelson Goodman’s account of aesthetic symbolic functions. Another, due to Abell, combines Searle’s account of social institutions with Gaut’s characterization of art-making properties, and builds an account of artistic value on that coupling.

Davies’ neo-institutionalism holds that making an artwork requires articulating an artistic statement, which requires specifying artistic properties, which in turn requires the manipulation of an artistic vehicle. Goodman’s “symptoms of the aesthetic” are utilized to clarify the conditions under which a practice of making is a practice of artistic making: on Goodman’s view, a symbol functions aesthetically when it is syntactically dense, semantically dense, relatively replete, and characterized by multiple and complex reference (D. Davies 2004; Goodman 1968; see the entry on Goodman’s aesthetics ). Manipulating an artistic vehicle is in turn possible only if the artist consciously operates with reference to shared understandings embodied in the practices of a community of receivers. So art’s nature is institutional in the broad sense (or, perhaps better, socio-cultural). By way of criticism, Davies’ neo-institutionalism may be questioned on the grounds that, since all pictorial symbols are syntactically dense, semantically dense, relatively replete, and often exemplify the properties they represent, it seems to entail that every colored picture, including those in any catalog of industrial products, is an artwork (Abell 2012).

Abell’s institutional definition adapts Searle’s view of social kinds: what it is for some social kind, F , to be F is for it to be collectively believed to be F (Abell 2012; Searle 1995, 2010; and see the entry on social institutions ). On Abell’s view, more specifically, an institution’s type is determined by the valued function(s) that it was collectively believed at its inception to promote. The valued functions collective belief in which make an institution an art institution are those spelled out by Gaut in his cluster account (see section 3.1, above). That is, something is an art institution if and only if it is an institution whose existence is due to its being perceived to perform certain functions, which functions form a significant subset of the following: promoting positive aesthetic qualities; promoting the expression of emotion; facilitating the posing of intellectual challenges, and the rest of Gaut’s list. Plugging in Gaut’s list yields the final definition: something is an artwork if and only if it is the product of an art institution (as just defined) and it directly effects the effectiveness with which that institution performs the perceived functions to which its existence is due. One worry is whether Searle’s account of institutions is up to the task required of it. Some institutional social kinds have this trait: something can fail to be a token of that kind even if there is collective agreement that it counts as a token of that kind. Suppose someone gives a big cocktail party, to which everyone in Paris invited, and things get so out of hand that the casualty rate is greater than the Battle of Austerlitz. Even if everyone thinks the event was a cocktail party, it is possible (contrary to Searle) that they are mistaken: it may have been a war or battle. It’s not clear that art isn’t like this. If so, then the fact that an institution is collectively believed to be an art institution needn’t suffice to make it so (Khalidi 2013; see also the entry on social institutions ). [ 3 ] A second worry: if its failure to specify which subsets of the ten cluster properties suffice to make something an artwork significantly flaws Gaut’s cluster account, then failure to specify which subsets of Gaut’s ten properties suffice to make something an art institution significantly flaws Abellian institutionalism.

Historical definitions hold that what characterizes artworks is standing in some specified art-historical relation to some specified earlier artworks, and disavow any commitment to a trans-historical concept of art, or the “artish.” Historical definitions come in several varieties. All of them are, or resemble, inductive definitions: they claim that certain entities belong unconditionally to the class of artworks, while others do so because they stand in the appropriate relations thereto. According to the best known version, Levinson’s intentional-historical definition, an artwork is a thing that has been seriously intended for regard in any way preexisting or prior artworks are or were correctly regarded (Levinson 1990). A second version, historical narrativism, comes in several varieties. On one, a sufficient but not necessary condition for the identification of a candidate as a work of art is the construction of a true historical narrative according to which the candidate was created by an artist in an artistic context with a recognized and live artistic motivation, and as a result of being so created, it resembles at least one acknowledged artwork (Carroll 1993). On another, more ambitious and overtly nominalistic version of historical narrativism, something is an artwork if and only if (1) there are internal historical relations between it and already established artworks; (2) these relations are correctly identified in a narrative; and (3) that narrative is accepted by the relevant experts. The experts do not detect that certain entities are artworks; rather, the fact that the experts assert that certain properties are significant in particular cases is constitutive of art (Stock 2003).

The similarity of these views to institutionalism is obvious, and the criticisms offered parallel those urged against institutionalism. First, historical definitions appear to require, but lack, any informative characterization of art traditions (art functions, artistic contexts, etc.) and hence any way of informatively distinguishing them (and likewise art functions, or artistic predecessors) from non -art traditions (non-art functions, non-artistic predecessors). Correlatively, non-Western art, or alien, autonomous art of any kind appears to pose a problem for historical views: any autonomous art tradition or artworks – terrestrial, extra-terrestrial, or merely possible – causally isolated from our art tradition, is either ruled out by the definition, which seems to be a reductio , or included, which concedes the existence of a supra-historical concept of art. So, too, there could be entities that for adventitious reasons are not correctly identified in historical narratives, although in actual fact they stand in relations to established artworks that make them correctly describable in narratives of the appropriate sort. Historical definitions entail that such entities aren’t artworks, but it seems at least as plausible to say that they are artworks that are not identified as such. Second, historical definitions also require, but do not provide a satisfactory, informative account of the basis case – the first artworks, or ur-artworks, in the case of the intentional-historical definitions, or the first or central art-forms, in the case of historical functionalism. Third, nominalistic historical definitions seem to face a version of the Euthyphro dilemma. For either such definitions include substantive characterizations of what it is to be an expert, or they don’t. If, on one hand, they include no characterization of what it is to be an expert, and hence no explanation as to why the list of experts contains the people it does, then they imply that what makes things artworks is inexplicable. On the other hand, suppose such definitions provide a substantive account of what it is to be an expert, so that to be an expert is to possess some ability lacked by non-experts (taste, say) in virtue of the possession of which they are able to discern historical connections between established artworks and candidate artworks. Then the definition’s claim to be interestingly historical is questionable, because it makes art status a function of whatever ability it is that permits experts to discern the art-making properties.

Defenders of historical definitions have replies. First, as regards autonomous art traditions, it can be held that anything we would recognize as an art tradition or an artistic practice would display aesthetic concerns, because aesthetic concerns have been central from the start, and persisted centrally for thousands of years, in the Western art tradition. Hence it is an historical, not a conceptual truth that anything we recognize as an art practice will centrally involve the aesthetic; it is just that aesthetic concerns that have always dominated our art tradition (Levinson 2002). The idea here is that if the reason that anything we’d take to be a Φ-tradition would have Ψ-concerns is that our Φ-tradition has focused on Ψ-concerns since its inception, then it is not essential to Φ-traditions that they have Ψ-concerns, and Φ is a purely historical concept . But this principle entails, implausibly, that every concept is purely historical. Suppose that we discovered a new civilization whose inhabitants could predict how the physical world works with great precision, on the basis of a substantial body of empirically acquired knowledge that they had accumulated over centuries. The reason we would credit them with having a scientific tradition might well be that our own scientific tradition has since its inception focused on explaining things. It does not seem to follow that science is a purely historical concept with no essential connection to explanatory aims. (Other theorists hold that it is historically necessary that art begins with the aesthetic, but deny that art’s nature is to be defined in terms of its historical unfolding (Davies 1997).) Second, as to the first artworks, or the central art-forms or functions, some theorists hold that an account of them can only take the form of an enumeration. Stecker takes this approach: he says that the account of what makes something a central art form at a given time is, at its core, institutional, and that the central artforms can only be listed (Stecker 1997 and 2005). Whether relocating the list at a different, albeit deeper, level in the definition renders the definition sufficiently informative is an open question. Third, as to the Euthyphro -style dilemma, it might be held that the categorial distinction between artworks and “mere real things” (Danto 1981) explains the distinction between experts and non-experts. Experts are able, it is said, to create new categories of art. When created, new categories bring with them new universes of discourse. New universes of discourse in turn make reasons available that otherwise would not be available. Hence, on this view, it is both the case that the experts’ say-so alone suffices to make mere real things into artworks, and also true that experts’ conferrals of art-status have reasons (McFee 2011).

4.4 Traditional (mainly aesthetic) definitions

Traditional definitions take some function(s) or intended function(s) to be definitive of artworks. Here only aesthetic definitions, which connect art essentially with the aesthetic – aesthetic judgments, experience, or properties – will be considered. Different aesthetic definitions incorporate different views of aesthetic properties and judgments. See the entry on aesthetic judgment .

As noted above, some philosophers lean heavily on a distinction between aesthetic properties and artistic properties, taking the former to be perceptually striking qualities that can be directly perceived in works, without knowledge of their origin and purpose, and the latter to be relational properties that works possess in virtue of their relations to art history, art genres, etc. It is also, of course, possible to hold a less restrictive view of aesthetic properties, on which aesthetic properties need not be perceptual; on this broader view, it is unnecessary to deny what it seems pointless to deny, that abstracta like mathematical entities and scientific laws possess aesthetic properties.)

Monroe Beardsley’s definition holds that an artwork: “either an arrangement of conditions intended to be capable of affording an experience with marked aesthetic character or (incidentally) an arrangement belonging to a class or type of arrangements that is typically intended to have this capacity” (Beardsley 1982, 299). (For more on Beardsley, see the entry on Beardsley’s aesthetics .) Beardsley’s conception of aesthetic experience is Deweyan: aesthetic experiences are experiences that are complete, unified, intense experiences of the way things appear to us, and are, moreover, experiences which are controlled by the things experienced (see the entry on Dewey’s aesthetics ). Zangwill’s aesthetic definition of art says that something is a work of art if and only if someone had an insight that certain aesthetic properties would be determined by certain nonaesthetic properties, and for this reason the thing was intentionally endowed with the aesthetic properties in virtue of the nonaesthetic properties as envisaged in the insight (Zangwill 1995a,b). Aesthetic properties for Zangwill are those judgments that are the subject of “verdictive aesthetic judgments” (judgements of beauty and ugliness) and “substantive aesthetic judgements” (e.g., of daintiness, elegance, delicacy, etc.). The latter are ways of being beautiful or ugly; aesthetic in virtue of a special close relation to verdictive judgments, which are subjectively universal. Other aesthetic definitions build in different accounts of the aesthetic. Eldridge’s aesthetic definition holds that the satisfying appropriateness to one another of a thing’s form and content is the aesthetic quality possession of which is necessary and sufficient for a thing’s being art (Eldridge 1985). Or one might define aesthetic properties as those having an evaluative component, whose perception involves the perception of certain formal base properties, such as shape and color (De Clercq 2002), and construct an aesthetic definition incorporating that view.

Views which combine features of institutional and aesthetic definitions also exist. Iseminger, for example, builds a definition on an account of appreciation, on which to appreciate a thing’s being F is to find experiencing its being F to be valuable in itself, and an account of aesthetic communication (which it is the function of the artworld to promote) (Iseminger 2004).

Aesthetic definitions have been criticized for being both too narrow and too broad. They are held to be too narrow because they are unable to cover influential modern works like Duchamp’s ready-mades and conceptual works like Robert Barry’s All the things I know but of which I am not at the moment thinking – 1:36 PM; June 15, 1969 , which appear to lack aesthetic properties. (Duchamp famously asserted that his urinal, Fountain , was selected for its lack of aesthetic features.) Aesthetic definitions are held to be too broad because beautifully designed automobiles, neatly manicured lawns, and products of commercial design are often created with the intention of being objects of aesthetic appreciation, but are not artworks. Moreover, aesthetic views have been held to have trouble making sense of bad art (see Dickie 2001; Davies 2006, p. 37). Finally, more radical doubts about aesthetic definitions center on the intelligibility and usefulness of the aesthetic. Beardsley’s view, for example, has been criticized by Dickie, who has also offered influential criticisms of the idea of an aesthetic attitude (Dickie 1965, Cohen 1973, Kivy 1975).

To these criticisms several responses have been offered. First, the less restrictive conception of aesthetic properties mentioned above, on which they may be based on non-perceptual formal properties, can be deployed. On this view, conceptual works would have aesthetic features, much the same way that mathematical entities are often claimed to (Shelley 2003, Carroll 2004). Second, a distinction may be drawn between time-sensitive properties, whose standard observation conditions include an essential reference to the temporal location of the observer, and non-time-sensitive properties, which do not. Higher-order aesthetic properties like drama, humor, and irony, which account for a significant part of the appeal of Duchamp’s and Cage’s works, on this view, would derive from time-sensitive properties (Zemach 1997). Third, it might be held that it is the creative act of presenting something that is in the relevant sense unfamiliar, into a new context, the artworld, which has aesthetic properties. Or, fourth, it might be held that (Zangwill’s “second-order” strategy) works like ready-mades lack aesthetic functions, but are parasitic upon, because meant to be considered in the context of, works that do have aesthetic functions, and therefore constitute marginal borderline cases of art that do not merit the theoretical primacy they are often given. Finally, it can be flatly denied that the ready-mades were works of art (Beardsley 1982).

As to the over-inclusiveness of aesthetic definitions, a distinction might be drawn between primary and secondary functions. Or it may be maintained that some cars, lawns, and products of industrial design are on the art/non-art borderline, and so don’t constitute clear and decisive counter-examples. Or, if the claim that aesthetic theories fail to account for bad art depends on holding that some works have absolutely no aesthetic value whatsoever, as opposed to some non-zero amount, however infinitesimal, it may be wondered what justifies that assumption.

Hybrid definitions characteristically disjoin at least one institutional component with at least one aesthetic component, aiming thereby to accommodate both more traditional art and avant-garde art that appears to lack any significant aesthetic dimension. (Such definitions could also be classified as institutional, on the grounds that they make provenance sufficient for being a work of art.) Hence they inherit a feature of conventionalist definitions: in appealing to art institutions, artworlds, arts, art functions, and so on, they either include substantive accounts of what it is to be an art institution/world/genre/-form/function, or are uninformatively circular.

One such disjunctive definition, Longworth and Scarantino’s, adapts Gaut’s list of ten clustering properties, where that list (see 3.5 above) includes institutional properties (e.g., belonging to an established art form) and traditional ones (e.g., possessing positive aesthetic properties); see also Longworth and Scarantino 2010. The core idea is that art is defined by a disjunction of minimally sufficient and disjunctively necessary conditions; to say that a disjunct is a minimally sufficient constitutive condition for art-hood, is to say that every proper subset of it is insufficient for art-hood. An account of what it is for a concept to have disjunctive defining conditions is also supplied. The definition of art itself is as follows: ∃ Z ∃ Y (Art iff ( Z ∨ Y )), where (a) Z and Y , formed from properties on Gaut’s cluster list, are either non-empty conjunctions or non-empty disjunctions of conjunctions or individual properties; (b) there is some indeterminacy over exactly which disjuncts are sufficient; (c) Z does not entail Y and Y does not entail Z ; (d) Z does not entail Art and Y does not entail Art. Instantiation of either Z or Y suffices for art-hood; something can be art only if at least one of Z , Y is instantiated; and the third condition is included to prevent the definition from collapsing into a classical one. The account of what it is for concept C to have disjunctive defining conditions is as follows: C iff ( Z ∨ Y ), where (i) Z and Y are non-empty conjunctions or non-empty disjunctions of conjunctions or individual properties; (ii) Z does not entail Y and Y does not entail Z ; (iii) Z does not entail C and Y does not entail C. A worry concerns condition (iii): as written, it seems to render the account of disjunctive defining conditions self-contradictory. For if Z and Y are each minimally sufficient for C , it is impossible that Z does not entail C and that Y does not entail C . If so, then nothing can satisfy the conditions said to be necessary and sufficient for a concept to have disjunctive defining conditions.

A second disjunctive hybrid definition, with an historical cast, Robert Stecker’s historical functionalism, holds that an item is an artwork at time t , where t is not earlier than the time at which the item is made, if and only if it is in one of the central art forms at t and is made with the intention of fulfilling a function art has at t or it is an artifact that achieves excellence in achieving such a function (Stecker 2005). A question for Stecker’s view is whether or not it provides an adequate account of what it is for a function to be an art function, and whether, consequently, it can accommodate anti-aesthetic or non-aesthetic art. The grounds given for thinking that it can are that, while art’s original functions were aesthetic, those functions, and the intentions with which art is made, can change in unforeseeable ways. Moreover, aesthetic properties are not always preeminent in art’s predecessor concepts (Stecker 2000). A worry is that if the operative assumption is that if x belongs to a predecessor tradition of T then x belongs to T , the possibility is not ruled out that if, for example, the tradition of magic is a predecessor tradition of the scientific tradition, then entities that belong to the magic tradition but lacking any of the standard hallmarks of science are scientific entities.

A third hybrid definition, also disjunctive, is the cladistic definition defended by Stephen Davies. who holds that something is art (a) if it shows excellence of skill and achievement in realizing significant aesthetic goals, and either doing so is its primary, identifying function or doing so makes a vital contribution to the realization of its primary, identifying function, or (b) if it falls under an art genre or art form established and publicly recognized within an art tradition, or (c) if it is intended by its maker/presenter to be art and its maker/presenter does what is necessary and appropriate to realizing that intention (Davies, 2015). (In biology, a clade is a segment in the tree of life: a group of organisms and the common ancestor they share.) Artworlds are to be characterized in terms of their origins: they begin with prehistoric art ancestors, and grow into artworlds. Hence all artworks occupy a line of descent from their prehistoric art ancestors; that line of descent comprises an art tradition that grows into an artworld. So the definition is bottom-up and resolutely anthropocentric. A worry: the view seems to entail that art traditions can undergo any changes whatsoever and remain art traditions, since, no matter how distant, every occupant of the right line of descent is part of the art tradition. This seems to amount to saying that as long as they remain traditions at all, art traditions cannot die. Whether art is immortal in this sense seems open to question. A second worry is that the requirement that every art tradition and artworld stand in some line of descent from prehistoric humanoids makes it in principle impossible for any nonhuman species to make art, as long as that species fails to occupy the right location in the tree of life. While the epistemological challenges that identifying artworks made by nonhumans might pose could be very considerable, this consequence of the cladistic definition’s emphasis on lineage rather than traits raises a concern about excessively insularity.

A fourth hybrid definition is the “buck-passing” view of Lopes, which attempts an escape from the stalemate between artwork-focused definitions over avant-garde anti-aesthetic cases by adopting a strategy that shifts the focus of the definition of art away from artworks. The strategy is to recenter philosophical efforts on different problems, which require attention anyway: (a) the problem of giving an account of each individual art, and (b) the problem of defining what it is to be an art, the latter by giving an account of the larger class of normative/appreciative kinds to which the arts (and some non-arts) belong. For, given definitions of the individual arts, and a definition of what it is to be an art, if every artwork belongs to at least one art (if it belongs to no existing art, then it pioneers a new art), then a definition of artwork falls out: x is a work of art if and only if x is a work of K, where K is an art (Lopes 2014). When fully spelled out, the definition is disjunctive: x is a work of art if and only if x is a work belonging to art 1 or x is a work belonging to art 2 or x is a work belonging to art 3 …. Most of the explanatory work is done by the theories of the individual arts, since, given the assumption that every artwork belongs to at least one art, possession of theories of the individual arts would be necessary and sufficient for settling the artistic or non-artistic status of any hard case, once it is determined what art a given work belongs to. As to what makes a practice an art, Lopes’ preferred answer seems to be institutionalism of a Dickiean variety: an art is an institution in which artists (persons who participate with understanding in the making of artworks) make artworks to be presented to an artworld public. (Lopes 2014, Dickie 1984) Thus, on this view, it is arbitrary which activities are artworld systems: there is no deeper answer to the question of what makes music an art than that it has the right institutional structure. [ 4 ] So it is arbitrary which activities are arts. Two worries. First, the key claim that every work of art belonging to no extant art pioneers a new art may be defended on the grounds that any reason to say that a work belonging to no extant artform is an artwork is a reason to say that it pioneers a new artform. In response, it is noted that the question of whether or not a thing belongs to an art arises only when, and because, there is a prior reason for thinking that the thing is an artwork. So it seems that what it is to be an artwork is prior, in some sense, to what it is to be an art. Second, on the buck-passing theory’s institutional theory of the arts, which activities are arts is arbitrary. This raises a version of the question that was raised about the cladistic definition’s ability to account for the existence of art outside our (Hominin) tradition. Suppose the connection between a practice’s traits and its status as an art are wholly contingent. Then the fact that a practice in another culture that although not part of our tradition had most of the traits of one of our own arts would be no reason to think that practice was an art, and no reason to think that the objects belonging to it were artworks. It is not clear that we are really so in the dark when it comes to determining whether practices in alien cultures or traditions are arts.

Conventionalist definitions account well for modern art, but have difficulty accounting for art’s universality – especially the fact that there can be art disconnected from “our” (Western) institutions and traditions, and our species. They also struggle to account for the fact that the same aesthetic terms are routinely applied to artworks, natural objects, humans, and abstracta. Aesthetic definitions do better accounting for art’s traditional, universal features, but less well, at least according to their critics, with revolutionary modern art; their further defense requires an account of the aesthetic which can be extended in a principled way to conceptual and other radical art. (An aesthetic definition and a conventionalist one could simply be conjoined. But that would merely raise, without answering, the fundamental question of the unity or disunity of the class of artworks.) Which defect is the more serious one depends on which explananda are the more important. Arguments at this level are hard to come by, because positions are hard to motivate in ways that do not depend on prior conventionalist and functionalist sympathies. If list-like definitions are flawed because uninformative, then so are conventionalist definitions, whether institutional or historical. Of course, if the class of artworks, or of the arts, is a mere chaotic heap, lacking any genuine unity, then enumerative definitions cannot be faulted for being uninformative: they do all the explaining that it is possible to do, because they capture all the unity that there is to capture. In that case the worry articulated by one prominent aesthetician, who wrote earlier of the “bloated, unwieldy” concept of art which institutional definitions aim to capture, needs to be taken seriously, even if it turns out to be ungrounded: “It is not at all clear that these words – ‘What is art?’ – express anything like a single question, to which competing answers are given, or whether philosophers proposing answers are even engaged in the same debate…. The sheer variety of proposed definitions should give us pause. One cannot help wondering whether there is any sense in which they are attempts to … clarify the same cultural practices, or address the same issue” (Walton 2007).

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  • Shelley, James, 2003, “The Problem of Non-Perceptual Art.” British Journal of Aesthetics , 43: 363–378.
  • Sibley, Frank, 1959, “Aesthetic Concepts,” Philosophical Review , 74: 135–159.
  • Shiner, Larry, 2001, The Invention of Art , Chicago: University of Chicago Press.
  • –––, 2003, “Western and Non-Western Concepts of Art: Universality and Authenticity” in S. Davies and A. Sukla (eds.) 2003, pp. 143–157.
  • Stecker, Robert, 1997, Artworks: Definition, Meaning, Value , University Park, PA: Pennsylvania State University Press.
  • Stecker, Robert, 2000, “Is It Reasonable to Attempt to Define Art” in N. Carroll (ed.) 2000, pp. 45–64.
  • –––, 2005, Aesthetics and the Philosophy of Art , Lanham, MD: Rowman and Littlefield.
  • Stock, Kathleen, and Thomson-Jones, Katherine, 2008, New Waves in Aesthetics , London: Palgrave Macmillan.
  • Tilghman, Benjamin, 1984, But Is It Art? , Oxford: Blackwell.
  • Walton, Kendall, 1997, “Review of Art and the Aesthetic ,” Philosophical Review , 86: 97–101.
  • –––, 2007, “Aesthetics – What?, Why?, and Wherefore?” Journal of Aesthetics and Art Criticism , 65(2): 147–162.
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  • Wittgenstein, Ludwig, 1953, Philosophical Investigations , G.E.M. Anscombe and R. Rhees (eds.), G.E.M. Anscombe (trans.), Oxford: Blackwell.
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How to cite this entry . Preview the PDF version of this entry at the Friends of the SEP Society . Look up topics and thinkers related to this entry at the Internet Philosophy Ontology Project (InPhO). Enhanced bibliography for this entry at PhilPapers , with links to its database.

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aesthetics: aesthetic judgment | aesthetics: German, in the 18th century | Aristotle, General Topics: aesthetics | Dewey, John: aesthetics | Kant, Immanuel: aesthetics and teleology | Nietzsche, Friedrich | Plato: rhetoric and poetry | Schopenhauer, Arthur

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Philosophy of Art

What is the philosophy of art.

The Philosophy of Art is like a big umbrella that covers thinking and asking questions about art. It’s like being a detective, but instead of solving mysteries about crimes, you’re solving the mysteries of art. This detective work involves figuring out what makes something art and why it’s important to people.

One simple way to think of it is this: Imagine you are watching a play and you start to wonder why the story and the actors on stage make you feel a certain way. The Philosophy of Art is the thoughts and conversations that try to answer those wonders. Another way to see it is like a map. This map helps us navigate through the world of creativity and pinpoints where the treasure, or meaning, of art is buried.

Types of Philosophy of Art

When we think about different ideas about art, we meet a bunch of cool perspectives along the way. Here’s what they look like:

  • Imitationalism: This type is like a game of copycat. Artisans who create things that look super close to real life are like wizards in the world of imitationalism. It’s a thumbs up for them!
  • Formalism: This one throws the spotlight on art’s shapes and designs. It cares a lot about the building blocks of art, like lines, colors, and how they’re arranged.
  • Expressivism: Pouring your heart out is what this approach values most. If your art can make other people feel the same feels you do, that’s expressivism saying, ‘Great job!’.
  • Institutionalism: Imagine a club where the members are big shots in the art world. If they say something is art, then it magically becomes art in the eyes of institutionalism.
  • Historicism: This perspective is a bit like a time machine. It’s interested in the story behind art, like when it was made and the history around that time.

Examples of Philosophy of Art

  • A very realistic drawing of your pet dog would be a great showcase for imitationalism because it blurs the line between a drawing and real life, making you second guess what’s real.
  • A structure with interlocking metal pieces could be a star in the formalism world because of its complex design and the way all the pieces fit together to create something captivating.
  • A book that pulls at your heartstrings, maybe one about a grand adventure or a touching friendship, is a winner for expressivism because it connects with what you feel inside.
  • An odd piece of art that just seems to be a bunch of squiggly lines, but gets the seal of approval from important art leaders, is valued in institutionalism because their say-so makes it matter.
  • An ancient Greek vase painted with images of myths and gods tells us a lot about the people’s beliefs back then, which is what historicism is all about–connecting us to the past through art.

Why is it Important?

Why should you care about the Philosophy of Art? Because it adds spice to how we see and think about art. This branch of philosophy doesn’t let us just glance at a painting and walk away; it invites us to dive into what the picture is trying to tell us and how it fits into our world.

It’s super important for everyone, even if you’re not an artist or a big art lover. It helps you understand what makes a song worth listening to again and again or why a movie sticks with you long after you leave the theater. Learning about the Philosophy of Art can change the way you experience all the creative stuff around you every day.

Origin of Philosophy of Art

People have been chatting about what art is and what it means for a very, very long time. From early thinkers to today’s experts, many have tossed their ideas into the ring. These discussions have shaped our brains to consider not just what is art but how and why it impacts us.

Controversies in the Philosophy of Art

Just like some people can’t decide between chocolate or vanilla ice cream, deciding what counts as art can get people really fired up. There’s a big tug-of-war between wanting art to be the stuff that’s been around forever—like classic paintings—and the newer, weirder things that make you go “huh?”

Then there’s the hot topic about whether art can be weird or even make us uncomfortable. One side of the argument thinks art should shake things up and make us think. The other side says art is there to be pretty and make us feel good.

Related Topics

  • Aesthetics: This is the study of beauty and taste. It looks into why some things in the world look lovely to us and why we have different thoughts on what looks nice.
  • Art Criticism: Here, people get into studying and sharing thoughts about art. It involves judging whether art is good or bad, just like when you tell friends what you thought about that new superhero movie.
  • Modernism: This movement was all about doing different stuff than what was done before. It wanted to rip up the rulebook and come up with new styles and ideas that hadn’t been seen in art.
  • Postmodernism: Postmodernism loves to ask questions about why things are the way they are. It plays around with art, being a little silly or serious to make us look at the world in new ways.

In the end, the Philosophy of Art is like putting on special glasses that help us see all the layers and colors of art. It’s not just about looking at art; it’s about connecting with it, thinking about it, and finding out why it’s more than just a pretty picture or a catchy tune. By understanding different ideas from imitationalism to institutionalism, we can start to appreciate all the creative work people do. Whether you’re a future Picasso or just someone who enjoys doodling, exploring the Philosophy of Art can make your experience with art richer and fuller. It’s not always about finding the one right answer, but about enjoying this deep and interesting journey of understanding art and its place in our lives.

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“Without Art Mankind Could Not Exist”: Leo Tolstoy’s Essay What is Art

In his essay “What is Art?” Leo Tolstoy, the author of War and Peace, defines art as a way to communicate emotion with the ultimate goal of uniting humanity.

leo tolstoy ploughed field

How can we define art? What is authentic art and what is good art? Leo Tolstoy answered these questions in “What is Art?” (1897), his most comprehensive essay on the theory of art. Tolstoy’s theory has a lot of charming aspects. He believes that art is a means of communicating emotion, with the aim of promoting mutual understanding. By gaining awareness of each other’s feelings we can successfully practice empathy and ultimately unite to further mankind’s collective well-being. 

Furthermore, Tolstoy firmly denies that pleasure is art’s sole purpose. Instead, he supports a moral-based art able to appeal to everyone and not just the privileged few. Although he takes a clear stance in favor of Christianity as a valid foundation for morality, his definition of religious perception is flexible. As a result, it is possible to easily replace it with all sorts of different ideological schemes.

Personally, I do not approach Tolstoy’s theory as a set of laws for understanding art. More than anything, “What is art?” is a piece of art itself. A work about the meaning of art and a fertile foundation on which truly beautiful ideas can flourish.

Most of the paintings used for this article were drawn by realist painter Ilya Repin. The Russian painter created a series of portraits of Tolstoy, which were exhibited together at the 2019 exhibition “Repin: The Myth of Tolstoy” at the State Museum L.N. Tolstoy. More information regarding the relationship between Tolstoy and Repin can be found in this article . 

Who was Tolstoy?

leo tolstoy in his study

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Leo Tolstoy ( Count Lev Nikolayevich Tolstoy) was born in 1828 in his family estate of Yasnaya Polyana, some 200km from Moscow. His family belonged in the Russian aristocracy and thus Leo inherited the title of count. In 1851 he joined the tsarist army to pay off his accumulated debt but quickly regretted this decision. Eventually, he left the army right after the end of the Crimean War in 1856. 

After traveling Europe and witnessing the suffering and cruelty of the world, Tolstoy was transformed. From a privileged aristocrat, he became a Christian anarchist arguing against the State and propagating non-violence. This was the doctrine that inspired Gandhi and was expressed as non-resistance to evil. This means that evil cannot be fought with evil means and one should neither accept nor resist it.  

Tolstoy’s writing made him famous around the world and he is justly considered among the four giants of Russian Literature next to Dostoevsky, Chekhov, and Turgenev. His most famous novels are War and Peace (1869) and Anna Karenina (1877). However, he also wrote multiple philosophical and theological texts as well as theatrical plays and short stories. Upon completing his masterpiece Anna Karenina , Tolstoy fell into a state of insufferable existential despair.

Charmed by the faith of the common people, he turned to Christianity. Eventually, he dismissed the Russian Church and every other Church as corrupted and looked for his own answers. His theological explorations led to the formulation of his own version of Christianity, which deeply influenced his social vision.  He died in 1910 at the age of 82 after suffering from pneumonia.

Art Based On Beauty And Taste 

ilya repin leo tolstoy

Tolstoy wrote “What is art?” in 1897. There, he laid down his opinions on several art-related issues. Throughout this essay , he remains confident that he is the first to provide an exact definition for art:

“…however strange it may seem to say so, in spite of the mountains of books written about art, no exact definition of art has been constructed. And the reason of this is that the conception of art has been based on the conception of beauty.”  

So, what is art for Tolstoy? Before answering the question, the Russian novelist seeks a proper basis for his definition. Examining works of other philosophers and artists, he notices that they usually assume that beauty is art’s foundation. For them beauty is either that which provides a certain kind of pleasure or that which is perfect according to objective, universal laws.

Tolstoy thinks that both cases lead to subjective definitions of beauty and in turn to subjective definitions of art. Those who realize the impossibility of objectively defining beauty, turn to a study of taste asking why a thing pleases. Again, Tolstoy sees no point in this, as taste is also subjective. There is no way of explaining why one thing pleases someone but displeases someone else, he concludes. 

Theories that Justify the Canon

ilya repin leo tolstoy sketches

Theories of art based on beauty or taste inescapably include only that type of art that appeals to certain people:

“First acknowledging a certain set of productions to be art (because they please us) and then framing such a theory of art that all those productions which please a certain circle of people should fit into it.”

These theories are made to justify the existing art canon which covers anything from Greek art to Shakespeare and Beethoven. In reality, the canon is nothing more than the artworks appreciated by the upper classes. To justify new productions that please the elites, new theories that expand and reaffirm the canon are constantly created: 

“No matter what insanities appear in art, when once they find acceptance among the upper classes of our society, a theory is quickly invented to explain and sanction them; just as if there had never been periods in history when certain special circles of people recognized and approved false, deformed, and insensate art which subsequently left no trace and has been utterly forgotten.”  

The true definition of art, according to Tolstoy, should be based on moral principles. Before anything, we need to question if a work of art is moral. If it is moral, then it is good art. If it is not moral, it is bad. This rationale leads Tolstoy to a very bizarre idea. At one point in his essay, he states that Shakespeare’s Romeo and Juliette, Goethe’s Wilhelm Meister, and his own War and Peace are immoral and therefore bad art. But what does Tolstoy exactly mean when he says that something is good or bad art? And what is the nature of the morality he uses for his artistic judgments?

What is Art?

tolstoy portrait ilya repin

Art is a means of communicating feelings the same way words transmit thoughts. In art, someone transmits a feeling and “infects” others with what he/she feels. Tolstoy encapsulates his definition of art in the following passages:

“To evoke in oneself a feeling one has once experienced, and having evoked it in oneself, then, by means of movements, lines, colors, sounds, or forms expressed in words, so to transmit that feeling that others may experience the same feeling – this is the activity of art. Art is a human activity consisting in this, that one man consciously, by means of certain external signs, hand on to others feelings he has lived through, and that other people are infected by these feelings and also experience them.”

In its essence, art is a means of union among men brought together by commonly experienced feelings. It facilitates access to the psychology of others fostering empathy and understanding by tearing down the walls of the Subject. This function of art is not only useful but also necessary for the progress and wellbeing of humanity.

The innumerable feelings experienced by humans both in past and present are available to us only through art. The loss of such a unique ability would be a catastrophe. “Men would be like beasts”, says Tolstoy, and even goes as far as to claim that without art, mankind could not exist. This is a bold declaration, which recalls the Nietzschean aphorism that human existence is justified only as an aesthetic phenomenon.

Art in the Extended and Limited Sense of the Word

leo tolstpy ilya repin portrait

Tolstoy’s definition expands to almost every aspect of human activity way beyond the fine arts. Even a boy telling the story of how he met a wolf can be art. That is, however, only if the boy succeeds in making the listeners feel the fear and anguish of the encounter. Works of art are everywhere, according to this view. Cradlesong, jest, mimicry, house ornamentation, dress and utensils, even triumphal processions are all works of art. 

This is, in my view, the strongest point of Tolstoy’s theory. Namely, that it considers almost the totality of human activity as art. However, there is a distinction between this expanded art, and art in the limited sense of the word. The latter corresponds to the fine arts and is the area that Tolstoy investigates further in his essay.  A weak point of the theory is that it never examines the act of creation and art that is not shared with others. 

Real and Counterfeit Art

tolstoy in woods

The distinction between real and counterfeit, good and bad art is Tolstoy’s contribution to the field of art criticism. Despite its many weaknesses, this system offers an interesting alternative to judging and appreciating art.

Tolstoy names real art (i.e. authentic, true to itself) the one resulting from an honest, internal need for expression. The product of this internal urge becomes a real work of art, if it successfully evokes feelings to other people. In this process, the receiver of the artistic impression becomes so united with the artist’s experience, that he/she feels like the artwork is his/her own. Therefore, real art removes the barrier between Subject and Object, and between receiver and sender of an artistic impression. In addition, it removes the barrier between the receivers who experience unity through a common feeling.

“In this freeing of our personality from its separation and isolation, in this uniting of it with others, lies the chief characteristic and the great attractive force of art.” Furthermore, a work that does not evoke feelings and spiritual union with others is counterfeit art. No matter how poetical, realistic, effectful, or interesting it is, it must meet these conditions to succeed. Otherwise it is just a counterfeit posing as real art.  

Emotional Infectiousness

old tolstoy

Emotional infectiousness is a necessary quality of a work of art. The degree of infectiousness is not always the same but varies according to three conditions:

  • The individuality of the feeling transmitted: the more specific to a person the feeling, the more successful the artwork.
  • The clearness of the feeling transmitted: the clearness of expression assists the transition of feelings and increases the pleasure derived from art.
  • The sincerity of the artist: the force with which the artist feels the emotion he/she transmits through his/her art. 

Out of all three, sincerity is the most important. Without it, the other two conditions cannot exist. Worth noting is that Tolstoy finds sincerity almost always present in “peasant art” but almost always absent in “upper-class art”. If a work lacks even one of the three qualities, it is counterfeit art. In contrast, it is real if it possesses all three. In that case, it only remains to judge whether this real artwork is good or bad, more or less successful. The success of an artwork is based firstly on the degree of its infectiousness. The more infectious the artwork, the better.  

The Religious Perception of Art

entombment of christ el greco

Tolstoy believes that art is a means of progress towards perfection. With time, art evolves rendering accessible the experience of humanity for humanity’s sake. This is a process of moral realization and results in society becoming kinder and more compassionate. A genuinely good artwork ought to make accessible these good feelings that move humanity closer to its moral completion. Within this framework, a good work of art must also be moral. 

But how can we judge what feelings are morally good? Tolstoy’s answer lies in what he calls “the religious perception of the age”. This is defined as the understanding of the meaning of life as conceived by a group of people. This understanding is the moral compass of a society and always points towards certain values. For Tolstoy, the religious perception of his time is found in Christianity. As a result, all good art must carry the foundational message of this religion understood as brotherhood among all people. This union of man aiming at his collective well-being, argues Tolstoy, must be revered as the highest value of all. 

Although it relates to religion, religious perception is not the same with religious cult. In fact, the definition of religious perception is so wide, that it describes ideology in general. To this interpretation leads Tolstoy’s view that, even if a society recognizes no religion, it always has a religious morality. This can be compared with the direction of a flowing river:

If the river flows at all, it must have a direction. If a society lives, there must be a religious perception indicating the direction in which, more or less consciously, all its members tend.

what is truth christ pilate

It is safe to say that more than a century after Tolstoy’s death, “What is Art?” retains its appeal. We should not easily dismiss the idea that (good) art communicates feelings and promotes unity through universal understanding. This is especially the case in our time where many question art’s importance and see it as a source of confusion and division. 

  • Tolstoy, L.N. 1902. What is Art? In the Novels and Other Works of Lyof N. Tolstoy . translated by Aline Delano. New York: Charles Scribner’s Sons. pp. 328-527. Available at: http://www.gutenberg.org/ebooks/43409
  • Jahn, G.R. 1975. ‘The Aesthetic Theory of Leo Tolstoy’s What Is Art?’. The Journal of Aesthetics and Art Criticism , Vol. 34, No. 1. pp. 59-65. Available at: https://www.jstor.org/stable/428645
  • Morson, G.S. 2019. ‘Leo Tolstoy’. Encyclopædia Britannica. Available at: https://www.britannica.com/biography/Leo-Tolstoy

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Theodor Adorno on the Essay: An Antidote to Modernity

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By Antonis Chaliakopoulos MSc Museum Studies, BA History & Archaeology Antonis is an archaeologist with a passion for museums and heritage and a keen interest in aesthetics and the reception of classical art. He holds an MSc in Museum Studies from the University of Glasgow and a BA in History and Archaeology from the University of Athens (NKUA) where he is currently working on his PhD.

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what is art philosophy essay

The Art and Science of Philosophy

When I tell people that I am a philosopher, I sometimes see an inchoate question behind their eyes. What is philosophy? Is it the same thing as psychology? Is it old men wearing togas? Where does philosophy fit into the life of the university?

The university is filled with those who seek truth. They seek it in their instruments, in their data sets, in their models, in their texts. Those whose role in the university is to seek truth we call scientists of various kinds, and the truths they seek are likewise various and call for various techniques. Mathematicians seek unchanging, abstract truths, and use pure reason. Social scientists seek the truth about the human condition using observations and statistics. Science, the search for truth, is central to the life of the university.

The university is filled also with those who create beauty. We call such people artists, and their beauties and modes and methods are likewise various. Some are makers—painters, composers, poets—forging new beauty. Some are performers—actors, singers, musicians—bringing beauty to new life. No less than the discovery of truth, the creation of beauty is central to the university’s life.

This distinction between truth and beauty, between scientist and artist, should not be drawn too sharply

This distinction between truth and beauty, between scientist and artist, should not be drawn too sharply, for two reasons. The first reason is that the discovery of truth and the creation of beauty have much to do with each other. Any mention of both truth and beauty is obliged to quote Keats: “Beauty is truth, truth beauty,—this is all / Ye know on earth, and all ye need to know.” [1] Mathematical proofs may be elegant. Ockham’s Razor states that simplicity, which is a mark of beauty, is a mark also of truth. So the scientist works in beauty. And the artist works in truth. A work of beauty may help us to see, to discover, truths that cannot be found in other ways.

The other reason the distinction should not be drawn too sharply is found in this question: Where does philosophy fit? Some philosophy is continuous with the natural sciences, as the philosopher W.V.O. Quine famously maintained. Central to philosophy is logic, which is a branch (or the root) of mathematics. Philosophers, going about their philosophy, have made important contributions to mathematics, from Descartes and Leibniz (to reach no further into the past) to Bertrand Russell and Hilary Putnam (to come no closer into the future). Philosophy is at heart the discovery of truth, and its methods are, at times, precisely the methods of the scientists.

But philosophy is also an art. Plato famously expelled most artists from his imaginary city, but he did so in prose of high beauty, in a work of narrative and dramatic complexity. Not all philosophers are great artists, but some are; and all philosophers are creators.

Philosophers seek to create and to discover.

I am speaking of philosophy because I am most familiar with it as a practice and a discipline. But the humanities in general share this dual character. We have among us those who are unquestionably scientists. Not only the logicians, but also, say, the linguists. We have among us those who are unquestionably artists. Not only the philosophical essayists, but also, say, the poets. The humanities cover both science and art, at least as a tent covers all who shelter beneath it.

But the humanities—or at least philosophy—covers both art and science because it is both an art and a science.

A story is told of King Charles II. He was tired of the sycophancy of the London Royal Society, so he asked them why it is that a bucket of water gains no weight when a fish is added—that is, why a bucket and water and a fish weigh no more than the same bucket and the same water and no fish. The seventeenth-century learned men gave various “sound explanations.” Finally, one person questioned whether the king had his facts right. The king admitted that it was all a practical joke. [2]

This story seems to have become a metaphor for speculation on insufficient evidence. “How prone we are—the children of this generation—to reason upon the philosophy, before we weigh the fish!” [3] In a blog post, Robert Pasnau cites this story, and agrees with the critics that philosophers do not weigh the fish. But, he claims, this is not because of laziness or obstinacy, but because philosophy deals with fish that cannot be weighed. [4] Socrates said the same thing millennia ago: “If we disagreed about which of two things was larger and which was smaller, we would measure them and quickly settle the dispute. … And we would weigh, I suppose, to determine which was heavier and which was lighter. … But what might we disagree about and be unable to come to a conclusion? … Is it not about the right and wrong, the beautiful and disgraceful, the good and bad?” [5]

Some things can be measured, and others cannot. Philosophy has certain methods, and philosophers are ever dreaming up new methods to answer our questions. But philosophy is not defined by its methods, but by its aims. Philosophers pursue what cannot be measured easily, or at all. We are not after truth only, or beauty. Philosophy is the love of wisdom, which is not mere truth or mere beauty. I will repeat: Philosophy is not determined by a set of methods for finding the truth, and thus distinguished as one discipline among many. Philosophically interesting questions can be fruitfully addressed using various methods, and the numbers on these various scales may be useful in addressing these questions. Neither science nor art is opposed to philosophy.

Of course, philosophers have tried out many distinctive methods. The twentieth century saw phenomenology, logical positivism, and the linguistic turn—all movements that had, at long last, discovered the method of solving (or perhaps dissolving) all philosophical problems. But none of these methods defines philosophy. Philosophy has argumentation. Nearly all (but perhaps not absolutely all) philosophers deal in careful logical argumentation. This, however, is not distinctive, except perhaps in emphasis. Philosophy also has distinctive genres. Philosophers care not only what they say, but how they say it. The dialogue, the treatise, the essay are all forms that have a long history and are still in use.

If we take, say, Plato’s Symposium and Quine’s Philosophy of Logic as paradigms of philosophy, we notice a concern with language, with the creation of a work of art. We notice an emphasis on reason, on the search for deep and important truths. We notice the careful attention paid to experts in the special sciences. What we don’t find is a single, unchanging method or technique or doctrine.

Philosophers seek to create and to discover. We ask and explore, we search and build, we produce beauty and find truth. Philosophy, like every art, like every science, lies at the heart of the university.

This blog post was written by Ryan Christensen, Associate Professor of Philosophy at Brigham Young University.

[1] “Ode on a Grecian Urn” ll. 49-50.

[2] Oesper, Ralph E. “A Royal Practical Joke.” Journal of Chemical Education vol. 25, no. 2, Publication Date: February 1, 1948. https://doi.org/10.1021/ed025p93

[3] Dealings With The Dead. By A Sexton Of The Old School. Volume I., p. 306 https://archive.org/details/dealingswithdead01sarg/

[4] Robert Pasnau, “Why Not Just Weigh the Fish? The New York Times  June 29, 2014, https://archive.nytimes.com/opinionator.blogs.nytimes.com/2014/06/29/why-not-just-weigh-the-fish/

[5] Euthyphro 7c-d

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Philosophy essay writing guide

Introduction.

This guide is intended to give new students of philosophy some preliminary advice about writing philosophy essays at university. For many of you, writing a philosophy essay will be something of a new experience, and no doubt many of you will be a little unsure of what to expect, or of what is expected of you. Most of you will have written essays in school for English, History, etc. A philosophy essay is something a little different again. However, it is not an unfathomable, mysterious affair, nor one where anything goes.

Just what a philosophy essay is will depend a lot, as you'd expect, on just what philosophy is. Defining philosophy is always a more or less controversial business, but one way to think of what is done in university philosophy departments is to think of the difference between having a philosophy and doing philosophy. Virtually everyone "has a philosophy" in the sense that we have many basic beliefs about the world and ourselves and use certain key concepts to articulate those beliefs. Many of us initially come to thus "have a philosophy" (or elements of several philosophies) often only unconsciously, or by following "what's obvious" or "what everybody knows", or by adopting a view because it sounds exciting or is intellectually fashionable.

"Doing philosophy", on the other hand, is a self-conscious unearthing and rigorous examination of these basic beliefs and key concepts. In doing so, we try to clarify the meanings of those beliefs and concepts and to evaluate critically their rational grounds or justification. Thus, rather than having their heads in the clouds, philosophers are really more under the surface of our thinking, examining the structures that support - or fail to support - those who trust that they have their feet on the ground. Such examination may even help to develop new and firmer ground.

Doing philosophy, then, begins with asking questions about the fundamental ideas and concepts that inform our ways of looking at the world and ourselves, and proceeds by developing responses to those questions which seek to gain insight into those ideas and concepts - and part of that development consists in asking further questions, giving further responses, and so on. Human beings across the world have been engaged in this sort of dialogue of question and response for many centuries - even millennia - and a number of great traditions of reflection and inquiry have evolved that have fundamentally influenced the development of religion, art, science and politics in many cultures. The influence of philosophical thinking on Western civilization, in particular, can be traced back more than 2,500 years to the Ancient Greeks.

In philosophy, a good essay is one that, among other things, displays a good sense of this dialectic of question and response by asking insightful, probing questions, and providing reasoned, well-argued responses. This means that you should not rest content with merely an unintegrated collection of assertions, but should instead work at establishing logical relations between your thoughts. You are assessed not on the basis of what you believe, but on how well you argue for the position you adopt in your essay, and on how interesting and insightful your discussion of the issues is. That is to say, you are assessed on how well you do philosophy, not on what philosophy you end up having. Nonetheless, you ought to make sure that your essay's discussion is relevant to the topic. (See Section 5.2 below on relevance.)

It is hoped that you enjoy the activity of essay writing. If you have chosen to study Arts, it is likely that you will have a particular interest in - even a passion for - ideas and the variety of forms and genres in which ideas are expressed and explored. The argumentative or discursive formal academic essay is one such form, and one which can be a pleasure to read and to write. Thus, the assessment that is set in philosophy courses is primarily an invitation to you to pursue what is already (or, hopefully, soon to be) your own interest in writing to explore ideas. However, your immediate goal in writing an academic philosophy essay ought not to be to write a personal testament, confession or polemic. Rather, you should primarily aim at articulating, clearly and relatively dispassionately, your philosophical thinking on the topic at hand. Nevertheless, the kind and degree of personal development one can gain from taking up the challenge to think and to write carefully, clearly and thoroughly is certainly something to be greatly valued.

This guide is intended to help you get started in the business of writing philosophy essays. As you practise your philosophical writing skills, you will develop your own technique, and learn what is appropriate in each particular case. So you may well come to "work around" many of these guidelines. Nonetheless, it is important that you pass through that which you seek to pass beyond.* In addition to your own writing, your reading of other philosophers will help you to develop your sense of what constitutes good philosophical writing. As you read, note the various styles and techniques that philosophical authors employ in their treatment of philosophical issues. Practice and studying good examples, then, are the most valuable ways to develop your essay writing skills.

This guide is, moreover, only one of many publications that introduce philosophy students to essay writing. Some others you may like to consult include:

  • A. P. Martinich, Philosophical Writing, 2nd ed. (Oxford: Blackwell, 1997)
  • J. Feinberg and R. Shafer-Landau, Doing Philosophy: A Guide to the Writing of Philosophy Papers, 2nd ed. (Belmont, Calif.: Wadsworth, 2001)
  • Z. Seech, Writing Philosophy Papers, 4th ed. (Belmont, Calif.: Wadsworth, 2003)
  • R. Solomon, "Writing Philosophy", Appendix to his The Big Questions: A Short Introduction to Philosophy, 6th ed. (Belmont, Calif.: Wadsworth, 2001)
  • S. Gorovitz et al., Philosophical Analysis: An Introduction to its Language and Techniques, 3rd ed. (New York: Random House, 1979)

Also, the websites of many philosophy departments in universities around Australia and the world contain downloadable essay writing guides or links to them.

*This phrase is adapted from Jacques Bouveresse, "Why I am so very unFrench", in Alan Montefiore, ed., Philosophy in France Today (Cambridge: Cambridge University Press, 1983), p. 12.

What do I do in a Philosophy essay?

Philosophy essay topics are not designed to provide an intellectual obstacle course that trips you up so as to delight a malicious marker. They are designed to invite you to "grapple with" with some particular philosophical problem or issue. That is to say, they are designed to offer you an opportunity to demonstrate your understanding of a particular philosophical problem or issue, and to exhibit your own philosophical skills of analysis, argumentation, etc. These twin goals are usually best achieved by ensuring that your essay performs two basic functions (your understanding and your skills apply to both):

an exposition of the problem or issue in question (often as it is posed in some particular text); and a critical discussion of the problem or text

These two functions can, but need not always, correspond to physically or structurally distinct sections of your essay. See Section 5.1.

The expository ("setting forth") aspect of your essay is where you should make clear what the issue is and why it is an issue. Where you are dealing with an issue as it is presented in some particular text, your aim should be to make clear what it is that the author in question meant in their text, what they see as the issue and why they see it as an issue. This does not involve merely quoting or paraphrasing a text. Of course, occasional quotation and paraphrase may be appropriate - sometimes necessary - but these ought not to constitute the sole or major content of your exposition. Where you do quote or paraphrase, make sure you attribute your sources in footnotes or endnotes. (See Section 7.)

Exposition is, then, primarily a matter of developing in your own words what you think the issue is or what you think the text means. In all expository work you should always try to give a fair and accurate account of a text or problem, even when the exposition becomes more interpretive rather than simply descriptive. You ought to be patient and sympathetic in your exposition, even if you intend later to criticise heavily the philosopher in question. Indeed, the better the exposition in this regard, usually the more effective the critique.

An important part of exposition is your analysis of the text or issue. Here you should try to "break down" the text, issue or problem into its constitutive elements by distinguishing its different parts. (E.g. "There are two basic kinds of freedom in question when we speak of freedom of the will. First, … . Second, …", or "There are three elements in Plato's conception of the soul, namely... He establishes these three elements by means of the following two arguments... ") This also involves showing the relationships between those elements, relationships which make them "parts of the whole".

As well as laying out these elements within a text or issue, you can also (when appropriate or relevant) show how a text or issue "connects up with" other texts, issues, or philosophical and/or historical developments, which can help to shed further light on the matter by giving it a broader context. (eg "Freedom of the will is importantly connected to the justification of punishment", or "Plato's tripartite theory of the soul bears interesting resemblances to Freud's analysis of the psyche", or "Kant's transcendental idealism can be seen as reconciling the preceding rationalist and empiricist accounts of knowledge".)

An exposition of a text need not always simply follow the author's own view of what it means. You should, of course, demonstrate that you understand how the author themself understands their work, but an exposition can sometimes go beyond this, giving another reading of the text. (eg "Heidegger might deny it, but his Being and Time can be read as developing a pragmatist account of human understanding.") A given text or issue may well be susceptible to a number of plausible or reasonable interpretations. An exposition should aim to be sensitive to such variety. When appropriate, you should defend your interpretations against rivals and objections. Your interpretation ought, though, to be aimed at elucidating the meaning or meanings of the text or issue and not serve merely as a "coat-hanger" for presenting your own favoured views on the matter in question, which should be left to your ...

Critical discussion

This is where your thought gets more of the centre stage. Here you should attempt to develop a response to the issues which your exposition has made clear, and/or, in the case of a discussion of some particular text, attempt to give a critical appraisal of the author's treatment of the issue. In developing a response to a philosophical problem, argumentation is, again, of central importance. Avoid making unsupported assertions; back up your claims with reasons, and connect up your ideas so that they progress logically toward your conclusions. Consider some of the various objections to and questions about your views that others might or have put forward, and try to respond to them in defence of your own line of thinking. Your goal here should be to discuss what you have expounded so as to come to some conclusion or judgement about it. ("Critical" is derived from the Ancient Greek for "to decide, to judge".) Critical discussion is thus not necessarily "destructive" or "negative"; it can be quite constructive and positive.

In the case of a critical appraisal of a particular author's text, you can negatively criticise the author's arguments by pointing out questionable assumptions, invalid reasoning, etc. If, on the other hand, you think that the text is good, then your critical discussion can be positive. This can be done by revealing its "hidden virtues" (that is, by showing that there is more to the author's arguments and views than what lies on the surface) and/or by defending an author against possible and/or actual criticisms. (eg "Norman Malcolm argues that Descartes is mistaken in assuming that dreams and waking episodes have the same content.* However, Malcolm fails to appreciate the subtlety of Descartes' argument in the First Meditation, which allows Descartes to claim . . .") Just to expound an author's arguments and then say "I disagree" or "That seems right" is not really enough - you need to "have something to say" about it. Of course, by all means go on, after finding fault with some philosopher, to answer in your own way the questions tackled or raised by the author. (eg "Simone de Beauvoir's analysis of women's oppression in The Second Sex suffers from serious weaknesses, as I have shown in Section 2 above. A better way to approach the issue, I shall now argue, is to . . .".)

Where you are not primarily concerned with evaluating or responding to a particular text, your critical discussion can be more focused on your own constructive response to the issue. (eg "Having used Dworkin's account to clarify the meanings of the concepts of 'the sanctity of life' and 'voluntariness', I shall now argue that voluntary euthanasia is morally permissible because its voluntariness respects what is of value in the notion of the sanctity of life" - where you now leave Dworkin behind as a source and move on to give your own account.)

* See Norman Malcolm, "Dreaming and Skepticism", in Willis Doney, ed., Descartes: A Collection of Critical Essays (London: Macmillan, 1967), p. 56.

Guide to researching and writing Philosophy essays

5th edition by Steven Tudor , for the Philosophy program, University of Melbourne, 2003.

This fifth edition of How to Write a Philosophy Essay: A Guide for Students (previous editions titled A Guide to Researching and Writing Philosophy Essays ) was prepared in consultation with members of the Philosophy program, the University of Melbourne. For advice and assistance on this and earlier editions, thanks are due to Graham Priest, Barry Taylor, Christopher Cordner, Doug Adeney, Josie Winther, Linda Burns, Marion Tapper, Kimon Lycos, Brendan Long, Jeremy Moss, Tony Coady, Will Barrett, Brian Scarlett, and Megan Laverty. Some use was also made of materials prepared by the Philosophy Departments of La Trobe University, the University of Queensland, and The Australian National University.

Disclaimer: University, Faculty and program rules

Please note: this booklet does not provide authoritative statements of the official policies or rules of the University of Melbourne, the Faculty of Arts, or the Philosophy program with regard to student essays and examinations or any other matters. Students should, therefore, not rely on this booklet for such information, for which they should consult the various appropriate notice boards, handbooks, websites, and/or members of staff.

Essay topics

What do philosophy essay topics look like? There are, very roughly, two basic kinds of philosophy essay topics: "text-focused" topics and "problem-focused" topics. Text-focused topics ask you to consider some particular philosopher's writing on some issue. (eg "Discuss critically David Hume's account of causation in Part III of Book I of his A Treatise of Human Nature " or "Was Wittgenstein right to say that 'the meaning of a word is its use in the language', in his Philosophical Investigations, Sec. 43?"). Problem-focused topics are more directly about a particular philosophical problem or issue, without reference to any particular philosopher's text. (eg "Is voluntary euthanasia morally permissible?" or "What is scientific method?")

There is another sort of topic, one which presents a statement and asks you to discuss it, where that statement is a "made up" or, at least, unattributed quote. (eg. "'Without belief in God, people cannot be moral'. Discuss.") I shall regard these as variations of the problem-focused type of topic. Where you are asked to discuss some such statement "with reference to" some specified text or philosopher, then that topic becomes more text-focused. (eg "'Without belief in God, people cannot be moral'. Discuss with reference to J.L. Mackie's Ethics: Inventing Right and Wrong. ") Occasionally, a topic presents an unattributed statement, but the statement is, in fact, a quote from a particular philosopher you've been studying, or, at least, a good paraphrase of their thinking. (An example of the latter: "'All the ideas in our minds originate from either sense perception or our reflection upon sensory information.' Discuss.", in a course devoted to John Locke, whose views are summed up in the quoted statement, though those words are not actually his.) Should you take such topics as problem- or text-focused? Rather unhelpfully, I'll say only that it depends on the case. You might ask your lecturer or tutor about it. Whichever way you do take it, be clear in your essay which way you are taking it.

The difference between text-focused and problem-focused essay topics is, however, not very radical. This is because, on the one hand, any particular philosopher's text is about some philosophical problem or question, while, on the other hand, most philosophical problems (certainly virtually all those you will be given as essay topics at university) will have been written about by previous philosophers.

The basic way to approach text-focused topics, then, is to treat the nominated text as an attempt by one philosopher to deal with a particular philosophical problem or issue. The essay topic will, generally speaking, be inviting you to do philosophy with that philosopher, to engage with them in thinking about the issue, whether that engagement proves to be as an ally or an adversary. The chosen text will usually be one which has been (or deserves to be) influential or significant in the history of philosophy, but the task is not to pay homage to past masters. But, even if homage is your thing, the best way to do that here is to engage with the master philosophically.

With regard to problem-focused topics, you will often find your exploration of the problem aided by taking some text or texts which have dealt with it as reference points or prompts. This is not always strictly necessary, but many of you starting out in philosophy will find it helpful to do so - it can help you give focus to your response to the question. (Thus, you might, in an essay on the topic "Is voluntary euthanasia morally permissible?" take it upon yourself to use, for example, Ronald Dworkin's Life's Dominion and Peter Singer's Practical Ethics as reference points. Or, in an essay on the topic "What is scientific method?", you might set up your answer via a comparison of the two different accounts in Karl Popper's The Logic of Scientific Discovery and Paul Feyerabend's Against Method.*) How will you know which texts to adopt as reference points or prompts, if none is mentioned in the essay topic itself? One way is to consider what texts have already been mentioned with regard to the topic in your course reading guide and in lectures and tutorials. Another way is to do some of your own research. On this see Section 4 below.

* In this guide, in giving examples of how to go about answering an essay question, I am not necessarily giving any concrete or reliable advice for any particular topic. The examples are primarily to do with the form or style or strategy you might find helpful.

Researching your essay

To do research for your philosophy essay you need to do only two things: read and think. Actually, for problem-focused essays, thinking is the only truly necessary bit, but it's highly likely that you will find your thinking much assisted if you do some reading as well. Philosophical research at university is a little different to research in most other disciplines (especially the natural sciences), in that it is not really about "collecting data" to support or refute explanatory theories. Rather, the thinking that's involved in philosophical research (as part of one's preparation for philosophical writing) is more a matter of reflecting critically upon the problems in front of one. Researching the writings of other philosophers should, therefore, be primarily directed towards helping you with that reflection rather than aiming at gathering together and reporting on "the relevant findings" on a particular topic. In many other disciplines, a "literature review" is an important research skill, and sometimes philosophy academics do such reviews - but it is rare that philosophy students are asked to do one.

What, then, to read? It should be clear from your lectures and tutorials what some starting points for your reading might be. (All courses provide reading guides; many also have booklets of reading material.) Your tutor and lecturer are also available for consultation on what readings you might begin with for any particular topic in that subject. Independent research can also uncover useful sources, and evidence of this in your essay can be a pleasing sign of intellectual independence. Make sure, though, that what you come up with is relevant to the topic. (See Section 5.2 below on relevance.) Whichever way you proceed, your reading should be purposive and selective.

In the case of essay questions that refer to a particular text, you should familiarise yourself thoroughly with this text. Usually, such a text will be a primary text, i.e. one in which a philosopher writes directly about a philosophical issue. Texts on or about a primary text are called secondary texts. (Many philosophical works will combine these two tasks, and discuss other philosophical texts while also dealing directly with a philosophical issue.) Some secondary texts can be helpful to students. However, don't think you will only ever understand a primary text if you have a nice friendly secondary text to take you by the hand through the primary text. More often than not, you need to have a good grasp of the primary text in order to make sense of the secondary text.

How much to read? The amount of reading you do should be that which maximises the quality of your thinking - that is, you should not swamp yourself with vast slabs of text that you can't digest, but nor should you starve your mind of ideas to chew over. There is, of course, no simple rule for determining this optimal amount. Be wary, though, of falling into the vice of looking for excuses not to read some philosopher or text, as in "Oh, that's boring old religious stuff" or "She's one of those obscure literary feminist types", or "In X Department they laugh at you if you mention those authors in tutes". If someone wants a reason not to think, they'll soon come up with one.

Philosophical writings

Most philosophical writings come in either of two forms: books or articles. Articles appear either in books that are edited anthologies or in academic journals, such as Philosophical Quarterly or Australasian Journal of Philosophy. Some academic journals are also on the internet. Most articles in the journals are written by professional philosophers for professional philosophers; similarly with many books. But by no means let this put you off. Everyone begins philosophy at the deep end - it's really the only kind there is!

There are, however, many books written for student audiences. Some of these are general introductions to philosophy as a whole; others are introductions to particular areas or issues (eg biomedical ethics or philosophy of science). Among the general introductions are various philosophical dictionaries, encyclopedias and "companions". These reference works collect short articles on a wide range of topics and can be very useful starting points for newcomers to a topic. Among the most useful of the general reference works are:

  • Edward Craig, ed., The Routledge Encyclopedia of Philosophy (10 vols.) (London: Routledge, 1998)
  • Paul Edwards, ed., The Encyclopedia of Philosophy (8 vols.) (New York: Macmillan, 1967)
  • Robert Audi, ed., The Cambridge Dictionary of Philosophy, 2nd ed. (Cambridge: Cambridge University Press, 1999)
  • Ted Honderich, ed., The Oxford Companion to Philosophy (Oxford: Oxford University Press, 1995)
  • Simon Blackburn, The Oxford Dictionary of Philosophy (Oxford: Oxford University Press, 1996)
  • Thomas Mautner, ed., The Penguin Dictionary of Philosophy (London: Penguin, 1998)
  • J.O. Urmson and Jonathan Ree, eds., The Concise Encyclopedia of Western Philosophy and Philosophers (London: Routledge, 1993)
  • Edward N. Zalta, ed., The Stanford Encyclopedia of Philosophy (an internet-based reference work: plato.stanford.edu/ )

Note taking

Note taking, like your reading, should not be random, but ought to be guided by the topic in question and by your particular lines of response to the issues involved. Note taking for philosophy is very much an individual art, which you develop as you progress. By and large it is not of much use to copy out reams of text as part of your researches. Nor is it generally helpful to read a great number of pages without making any note of what they contain for future reference. But between these two extremes it is up to you to find the mean that best helps you in getting your thoughts together.

Libraries and electronic resources

The University's Baillieu Library (including the Institute of Education Resource Centre), which is open to all members of the University, contains more than 2,500 years' worth of philosophical writings. The best way to become acquainted with them is by using them, including using the catalogues (including the Baillieu's on-line catalogues and subject resources web-pages), following up a work's references (and references in the references), intelligent browsing of the shelves, etc.

In the main Baillieu Library, the philosophical books are located (mostly) between 100–199 in the Dewey decimal system, and philosophical journals are located in the basement. The Reference section on the ground floor also has some relevant works. The Education Resource Centre also has a good philosophy collection.

In addition to hard-copy philosophical writings, there is also a variety of electronic resources in philosophy, mostly internet-based. The Stanford Encyclopedia of Philosophy was already mentioned above. Links to other useful internet sites (such as the Australasian Association of Philosophy website) can be found through the Baillieu Library's web-page and the Philosophy Department's web-page.

A strong word of warning, however, for the would-be philosophical web-surfer: because anyone can put material on a website, all kinds of stuff, of varying levels of quality, is out there - and new-comers to philosophy are usually not well placed to sort their way through it. Unless you have a very good understanding of what you're looking for - and what you're not looking for - most of you will be much better off simply carefully reading and thinking about a central text for your course, eg Descartes' First Meditation, rather than wandering about the internet clicking on all the hits for "Descartes". Exercise your mind, not your index finger.

Writing your essay

Planning and structuring your essay.

It is very important that you plan your essay, so that you have an idea of what you are going to write before you start to write it. Of course, you will most likely alter things in later drafts, but you should still start off by having a plan. Planning your essay includes laying out a structure. It is very important that your essay has a clearly discernible structure, ie that it is composed of parts and that these parts are logically connected. This helps both you and your reader to be clear about how your discussion develops, stage by stage, as you work through the issues at hand.

Poor essay structure is one of the most common weaknesses in student philosophy essays. Taking the time to work on the structure of your essay is time well spent, especially since skill in structuring your thoughts for presentation to others should be among the more enduring things you learn at university. A common trap that students fall into is to start their essay by writing the first sentence, then writing another one that seems to follow that one, then another one that sort of fits after that one, then another that might or might not have some connection with the previous one, and so on until the requisite 1,500 words are used up. The result is usually a weak, rambling essay.

There are, of course, no hard and fast rules about how to structure a philosophy essay. Again, it is a skill you develop through practice, and much will depend on the particular topic at hand. Nonetheless, it might be helpful to begin by developing an essay structure around the basic distinction between your exposition and your critical discussion (as discussed above). In this it will be important that you make clear who is putting forward which point, that is, make it clear whether you are presenting your own thoughts or are expounding someone else's. (Again, confusion in this regard is a common problem in student essays.) It can often help your structuring if you provide headings for different sections (possibly numbered or lettered). Again, this helps both your reader to follow your discussion and you to develop your thoughts. At each stage, show clearly the logical relations between and the reasons for your points, so that your reader can see clearly why you say what you say and can see clearly the development in your discussion.

Another key to structuring your essay can be found in the old adage "Tell 'em what you're gonna tell 'em. Tell 'em. Then tell 'em what you've told 'em", which provides you with a ready-made structure: Introduction, Main Body, and Conclusion.

In your Introduction, first introduce the issues the essay is concerned with. In doing so, try to state briefly just what the problem is and (if there is space) why it is a problem. This also applies, of course, to issues covered in text-focused essay topics. Next, tell the reader what it is that you are going to do about those problems in the Main Body. This is usually done by giving a brief sketch or overview of the main points you will present, a "pre-capitulation", so to speak, of your essay's structure. This is one way of showing your reader that you have a grasp (indeed, it helps you get a grasp) of your essay as a structured and integrated whole, and gives them some idea of what to expect by giving them an idea of how you have decided to answer the question. Of course, for reasons of space, your Introduction might not be very long, but something along these lines is likely to be useful.

In your Main Body, do what you've said you'll do. Here is where you should present your exposition(s) and your critical discussion(s). Thus, it is here that the main philosophical substance of your essay is to be found. Of course, what that substance is and how you will present it will depend on the particular topic before you. But, whatever the topic, make clear at each stage just what it is you are doing. You can be quite explicit about this. (eg "I shall now present Descartes' ontological argument for the existence of God, as it is presented in his Fifth Meditation. There will be three stages to this presentation.") Don't think that such explicitness must be a sign of an unsophisticated thinker.

A distinct Conclusion is perhaps not always necessary, if your Main Body has clearly "played out" your argument. So you don't always have to present a grand summation or definitive judgement at the end. Still, often for your own sake, try to state to yourself what it is your essay has achieved and see if it would be appropriate to say so explicitly. Don't feel that you must come up with earth-shattering conclusions. Of course, utter banality or triviality are not good goals, either. Also, your essay doesn't always have to conclude with a "solution" to a problem. Sometimes, simply clarifying an issue or problem is a worthy achievement and can merit first-class honours. A good conclusion to a philosophy essay, then, will usually combine a realistic assessment of the ambit and cogency of its claims with a plausible proposal that those claims have some philosophical substance.

What you write in your essay should always be relevant to the question posed. This is another common problem in student essays, so continually ask yourself "Am I addressing the question here?" First-class answers to a question can vary greatly, but you must make sure that your essay responds to the question asked, even if you go on to argue that the question as posed is itself problematic. (eg "To ask ‘What is scientific method?' presupposes that science follows one basic method. However, I shall argue that there are, in fact, several different scientific methods and that these are neither unified nor consistent.") Be wary, however, of twisting a topic too far out of shape in order to fit your favoured theme. (You would be ill-advised, for example, to proceed thus: "What is scientific method? This is a question asked by many great minds. But what is a mind? In this essay, I shall discuss the views of Thomas Aquinas on the nature of mind.")

This requirement of relevance is not intended as an authoritarian constraint on your intellectual freedom. It is part of the skill of paying sustained and focused attention to something put before you - which is one of the most important skills you can develop at university. If you do have other philosophical interests that you want to pursue (such as Aquinas on mind), then please do pursue them, in addition to writing your essay on the set topic. At no stage does the requirement of relevance prevent you from pursuing your other interests.

Citing Philosophical "Authorities"

There might be occasions when you want to quote other philosophers and writers apart from when you are quoting them because they are the subject of your essay. There are two basic reasons why you might want to do this. First, you might quote someone because their words constitute a good or exemplary expression or articulation of an idea you are dealing with, whether as its proponent, critic, or simply its chronicler. (eg "As Nietzsche succinctly put the point, 'There are no moral phenomena at all, only a moral interpretation of phenomena'.*") You may or may not want to endorse the idea whose good expression you have quoted, but simply want to use the philosopher as a spokesperson for or example of that view. But be clear about what you think the quote means and be careful about what you are doing with the quote. It won't do all the work for you.

The second reason you might want to quote a philosopher is because you think their words constitute an "authoritative statement" of a view. Here you want to use the fact that, eg Bertrand Russell maintained that there are two kinds of knowledge of things (namely, knowledge by acquaintance and knowledge by description) in support of your claim that there are two such kinds of knowledge of things. However, be very careful in doing this, for the nature of philosophical authority is not so simple here. That is to say, what really matters is not that Bertrand Russell the man held that view; what matters are his reasons for holding that view. So, when quoting philosophers for this second reason, be careful that you appreciate in what exactly the authority lies - which means that you should show that you appreciate why Russell maintained that thesis. Of course, you can't provide long arguments for every claim you make or want to make use of; every essay will have its enabling but unargued assumptions. But at least be clear about these. (eg "For the purposes of this essay, I shall adopt Russell's thesis* that ...").

* Friedrich Nietzsche, Beyond Good and Evil, trans. R.J. Hollingdale (Harmondsworth: Penguin, 1973 [first German ed.1886]), Sec. 108.

* See Bertrand Russell, The Problems of Philosophy (Oxford: Oxford University Press, 1967 [first pub. 1912]), Ch. 5.

Philosophy is by its nature a relatively abstract and generalising business. (Note that abstractness and generality are not the same thing. Nor do vagueness and obscurity automatically attend them.) Sometimes a longish series of general ideas and abstract reasonings can become difficult for the reader (and often the writer) to follow. It can often help, therefore, to use some concrete or specific examples in your discussion. (Note that there can be different levels of concreteness and specificity in examples.)

Examples can be taken from history, current events, literature, and so on, or can be entirely your own invention. Exactly what examples you employ and just how and why you use them will, of course, depend on the case. Some uses might be: illustration of a position, problem or idea to help make it clearer; evidence for, perhaps even proof of, a proposition; a counter-example; a case-study to be returned to at various points during the essay; or a problem for a theory or viewpoint to be applied to. Again, be clear about what the example is and how and why you use it. Be careful not to get distracted by, or bogged down in, your examples. Brevity is usually best.

English expression

There's another old saying: "If you can't say what you mean, then you can't mean what you say" - and this very much applies to philosophical writing. Thus, in writing philosophically, you must write clearly and precisely. This means that good philosophical writing requires a good grasp of the language in which it is written, including its grammar and vocabulary. (See Section 9.3 for advice for people from non-English speaking backgrounds.) A high standard of writing skills is to be expected of Arts graduates. Indeed, this sort of skill will last longer than your memory of, for example, the three parts of the Platonic soul (though it is also hoped that some of the content of what you study will also stick). So use your time at university (in all your subjects) to develop these skills further.

Having a mastery of a good range of terms, being sensitive to the subtleties of their meaning, and being able to construct grammatically correct and properly punctuated sentences are essential to the clear articulation and development of your thoughts. Think of grammar, not as some old-fashioned set of rules of linguistic etiquette, but rather as the "internal logic" of a sentence, that is, as the relationships between the words within a sentence which enable them to combine to make sense.

Virtually all sentences in philosophical writing are declarative (ie. make statements), as opposed to interrogative, imperative or exclamatory types of sentences. There is some place, though, for interrogative sentences, ie. questions. (Note that, in contrast, this guide, which is not in the essay genre, contains many imperative sentences, ie. commands.) As you craft each (declarative) sentence in your essay, remember the basics of sentence construction. Make clear what the sentence is about (its subject) and what you are saying about it (the predicate). Make clear what the principal verb is in the predicate, since it is what usually does the main work in saying something about the subject. Where a sentence consists of more than one clause (as many do in philosophical writing), make clear what work each clause is doing. Attend closely, then, to each and every sentence you write so that its sense is clear and is the sense you intend it to have. Think carefully about what it is you want each particular sentence to do (in relation to both those sentences immediately surrounding it and the essay as a whole) and structure your sentence so that it does what you want it to do. To help you with your own sentence construction skills, when reading others' philosophical works (or indeed any writing) attend closely to the construction of each sentence so as to be alive to all the subtleties of the text.

Good punctuation is an essential part of sentence construction. Its role is to help to display the grammar of a sentence so that its meaning is clear. As an example of how punctuation can fundamentally change the grammar and, hence, meaning of a sentence, compare (i) "Philosophers, who argue for the identity of mind and brain, often fail to appreciate the radical consequences of that thesis." and (ii) "Philosophers who argue for the identity of mind and brain often fail to appreciate the radical consequences of that thesis." In the first sentence it is asserted (falsely, as it happens) that all philosophers argue for the identity of mind and brain; in the second, only some philosophers are said to argue for the identity of mind and brain. Only the punctuation differs in the two strings of identical words, and yet the meanings of the sentences are very different. Confusions over this sort of thing are common weaknesses in student essays, and leave readers asking themselves "What exactly is this student trying to say?"

It will be assumed that you can spell - which is not a matter of pressing the "spell-check" key on a word-processor. A good dictionary and a good thesaurus should always be within reach as you write your essay.

Also, try to shorten and simplify sentences where you can do so without sacrificing the subtlety and inherent complexity of the discussion. Where a sentence is becoming too long or complex, it is likely that too many ideas are being bundled up together too closely. Stop and separate your ideas out. If an idea is a good or important one, it will usually deserve its own sentence.

Your "intra-sentential logic" should work very closely with the "inter-sentential logic" of your essay, ie. with the logical relations between your sentences. (This "inter-sentential logic" is what "logic" is usually taken to refer to.) For example, to enable sentences P and Q to work together to yield sentence R as a conclusion, you need to make clear that there are elements within P and Q which connect up to yield R. Consider the following example: "Infanticide is the intentional killing of a human being. However, murder is regarded by all cultures as morally abhorrent. Therefore, people who commit infanticide should be punished." This doesn't work as an argument, because the writer has not constructed sentences which provide the connecting concepts in the various subjects and predicates, even though each sentence is grammatically correct (and possibly even true).

If you are concerned to write not only clearly and precisely, but also with some degree of grace and style (and I hope you are), it's still best to get the clarity and precision right first, in a plain, straightforward way, and then to polish things up afterwards to get the style and grace you want. But don't sacrifice clarity and precision for the sake of style and grace - be prepared to sacrifice that beautiful turn of phrase if its presence is going to send your discussion down an awkward path of reasoning. Aim to hit the nail on the head rather than make a loud bang. What you are likely to find, however, is that a philosophy essay which really is clear and precise will have a large measure of grace and style in its very clarity and precision.

Remember that obscurity is not a sign of profundity. (Some profound thought may well be difficult to follow, but that doesn't mean that one can achieve profundity merely through producing obscure, difficult-to-read writing.) Your marker is interested in what's actually in your essay, not what's possibly inside your head (or indeed what's possibly in some book you happen to have referred to in your essay). So avoid hinting at or alluding suggestively to ideas, especially where they are meant to do some important work in your essay. Instead, lay them out explicitly and directly. Of course, you won't have space to spell out every single idea, so work out which ideas do the most important work and make sure that you at least get those ideas clearly articulated. In expounding a text or problem that ultimately just is vague, muddled, or obscure, try to convey such vagueness, muddle or obscurity clearly, rather than simply reproducing it in your own writing. That is, be clear that and how a text or problem has such features, and then perhaps do your best to make matters clearer.

Despite these stern pronouncements, don't be afraid of sometimes saying things which happen to sound a little odd, if you have tried various formulations and think you have now expressed your ideas just as they should be expressed. Philosophy is often an exploratory business, and new ways of seeing and saying things can sometimes be a part of that exploration.

The need for clarity and precision in philosophical writing sometimes means that you need to stipulate your own meaning for a term. When you want to use a particular word in a particular way for the purposes of your essay - as a "technical term" - be clear about it. (eg "In this essay, I shall intend ‘egoism' to mean ...") Also, be consistent in your technical meanings, or else note when you are not. Be wary, though, of inventing too many neologisms or being too idiosyncratic in your stipulations.

With regard to what "authorial pronoun" to adopt in a philosophy essay, it's standard to write plainly in the first person singular ("I", "me", "my", etc.) rather than use the royal "we" (as in "we shall argue that ..."), or the convoluted quasi-legal indirect form ("It is submitted that ..."), or the scientific objectivity of a physics experimental report. Nonetheless, stick closer to "I argue", "I suggest", "my definition", etc., than to "I wish", "I hate", "my feeling", etc. A philosophy essay is still something more intellectual and formal than a personal reminiscence, polemic, or proclamation. In terms of audience, it's probably best to think of your reader as someone who is intelligent, open to discussion and knows a little about the topic you're writing on, but perhaps is not quite clear or decided about the issues, or needs convincing of the view you want to put forward, or is curious about what you think about the issues.

Try also to use non-discriminatory language, ie. language which does not express or imply inequality of worth between people on the basis of sex, gender, race, ethnicity, sexuality, and so on. As you write, you will be considering carefully your choice of words to express your thoughts. You will almost always find that it is possible to avoid discriminatory language by rephrasing your sentences.

Other things to avoid:

  • waffle and padding
  • vagueness and ambiguity
  • abbreviations (this guide I'm writing isn't an eg. of what's req'd. in a phil. essay)
  • colloquialisms (which can really get up your reader's nose)
  • writing whose syntax merely reflects the patterns of informal speech
  • unnecessary abstractness or indirectness
  • unexplained jargon
  • flattery and invective
  • overly-rhetorical questions (do you really need me to tell you what they are?) and other flourishes

There are many guides to good writing available. Anyone who writes (whether in the humanities or the sciences, whether beginners or experienced professionals) will do well to have some on hand. Most good bookshops and libraries will have some. Among the most consulted works are (check for the latest editions):

  • J. M. Williams and G. C. Colomb, Style: Toward Clarity and Grace (Chicago: University of Chicago Press, 1995)
  • W. Strunk and E. B. White, The Elements of Style, 4th ed. (New York: Longman, 2000)
  • E. Gowers, The Complete Plain Words, 3rd ed. (Harmondsworth: Penguin, 1987)
  • R. W. Burchfield, ed., The New Fowler's Modern English Usage (Oxford: Oxford University Press, 1996)
  • Pam Peters, The Cambridge Australian English Style Guide (Melbourne: Cambridge University Press, 1995)
  • Australian Government Publishing Service, Style Manual for Authors, Editors and Printers, 5th ed. (Canberra: AGPS, 1995)

Vocabulary of logical argument

Closely related to the above points about English expression is the importance of having a good grasp of what can rather generally be called "the vocabulary of logical argument". These sorts of terms are crucial in articulating clearly and cogently a logical line of argument. Such argumentation will, of course, be of central importance in whatever discipline you are studying, indeed in any sphere of life that requires effective thinking and communication. I have in mind terms such as these (grouped a little loosely):

all, any, every, most, some, none, a, an, the that, this, it, he, she, they if . . . , then. . . ; if and only if . . . , then . . . ; unless either . . . or . . .; neither . . . nor . . . not, is, are therefore, thus, hence, so, because, since, follows, entails, implies, infer, consequence, conditional upon moreover, furthermore which, that, whose and, but, however, despite, notwithstanding, nevertheless, even, though, still possibly, necessarily, can, must, may, might, ought, should true, false, probable, certain sound, unsound, valid, invalid, fallacious, supported, proved, contradicted, rebutted, refuted, negated logical, illogical, reasonable, unreasonable, rational, irrational assumption, premise, belief, claim, proposition argument, reason, reasoning, evidence, proof

Most of these are quite simple terms, but they are crucial in argumentative or discursive writing of all kinds. (Many are themselves the subject of study in logic, a branch of philosophy). The sloppy use of these sorts of terms is another common weakness in students' philosophy essays. Pay close and careful attention to how you employ them. Moreover, pay close and careful attention to how the authors you read use them. For further discussion of some of these terms and others, see:

  • Basic Philosophical Vocabulary, prepared by the staff of the Philosophy Department and available from the programs Office
  • Wesley C. Salmon, Logic, 2nd ed. (Englewood Cliffs, NJ: Prentice Hall, 1973)
  • Antony Flew, Thinking About Thinking (London: Fontana, 1985)
  • Graham Priest, Logic: A Very Short Introduction (Oxford: Oxford University Press, 2000)
  • Joel Rudinow and Vincent E. Barry, Invitation to Critical Thinking, 4th ed. (Fort Worth, Texas: Harcourt Brace, 1999)

Revising your essay

It is virtually essential that you write a first draft of your essay and then work on that draft to work towards your finished essay. Indeed, several drafts may well be necessary in order to produce your best possible work. It is a rare philosopher indeed who can get things perfectly right on the first attempt, so be prepared to revise and re-develop what you write. Don't be too precious about what you have written, if it appears that it should be sacrificed in the revision process. There is usually a very marked difference between essays which are basically first draft rush-jobs done the night before they are due and those which have been revised and polished. Give yourself time to revise by starting writing early on. For most philosophy students, the greater part of the work in essay writing is in the writing, not in the preliminary researches and planning stages. So be wary of thinking "I've done all the research. I only need to write up my notes, which I can do the night before the essay's due". This is likely to lead to a weak, perhaps non-existent, essay (and very likely a sleepless night).

Stick to the word limit given for your essay. Why are word limits imposed? First, to give the markers a fair basis for comparing student essays. Second, to give you the opportunity to practise the discipline of working creatively under constraints. Skill in this discipline will stand you in very good stead in any sphere where circumstances impose limitations. Again, word limits are not constraints on your intellectual freedom. Outside your essay you are free to write without limit. But even there you'll probably find that your creativity is improved by working under a self-imposed discipline.

As a general rule, most student essays that fall well short of the word limit are weak or lazy attempts at the task, and most essays that go well over the limit are not much stronger or the result of much harder work - the extra length is often due to unstructured waffle or padding which the writer hasn't thought enough about so as to edit judiciously. If you structure your essay clearly, you'll find it easier to revise and edit, whether in order to contract or expand it. ("Hmm, let's see: section 2 is much longer than section 4, but is not as important, so I'll cut it down. And I should expand section 3, because that's a crucial step. And I can shift that third paragraph in the Introduction to the Conclusion.")

Plagiarism and originality

Plagiarism is essentially a form of academic dishonesty or cheating. At university level, such dishonesty is not tolerated and is dealt with severely, usually by awarding zero marks for a plagiarised essay or, in some cases, dismissing a student from the university.

When you submit your essay, you are implicitly stating that the essay is your own original and independent work, that you have not submitted the same work for assessment in another subject, and that where you have made use of other people's work, this is properly acknowledged. If you know that this is not in fact the case, you are being dishonest. (In a number of university departments, students are in fact required to sign declarations of academic honesty.)

Plagiarism is the knowing but unacknowledged use of work by someone else (including work by another student, and indeed oneself - see below) and which is being presented as one's own work. It can take a number of forms, including:

  • copying : exactly reproducing another's words
  • paraphrasing : expressing the meaning of another's words in different words
  • summarising : reproducing the main points of another's argument
  • cobbling : copying, paraphrasing or summarising the work of a number of different people and piecing them together to produce one body of text
  • submitting one's own work when it has already been submitted for assessment in another subject
  • collusion : presenting an essay as your own independent work when in fact it has been produced, in whole or part, in collusion with one or more other people

None of the practices of copying, paraphrasing, summarizing or cobbling is wrong in itself, but when one or more is done without proper acknowledgment it constitutes plagiarism. Therefore, all sources must be adequately and accurately acknowledged in footnotes or endnotes. (See Section 7.) Plagiarism from the internet in particular can be a temptation for a certain kind of student. However, be warned: there is a number of very good internet and software tools for identifying plagiarism.

With regard to collusion, it's undoubtedly often very helpful to discuss one's work with others, be it other students, family members, friends or teachers. Indeed, philosophy thrives on dialogue. However, don't kid yourself that you would simply be extending that process if you were to ask your interlocutor to join with you in the writing of your essay, whether by asking them to tell you what you should write or to write down some of their thoughts for you to reproduce in your essay. At the end of the day, you must be the one to decide what goes into your essay.

Originality

Students sometimes worry about whether they will be able to develop "original ideas", especially in light of the fact that nearly every philosophical idea one comes up with seems to have been thought of before by someone else. There is no denying that truly original work in philosophy is well rewarded, but your first aim should be to develop ideas that you think are good and not merely different. If, after arguing for what you believe is right, and arguing in way that you think is good, you then discover that someone else has had the same idea, don't throw your work away - you should feel vindicated to some extent that your thinking has been congruent with that of another (possibly great) philosopher. (If you have not yet handed your essay in when you make this discovery, make an appropriately placed note to that effect.) Don't be fooled, however, into thinking that plagiarism can be easily passed off as congruent thinking. Of course, if that other philosopher's ideas have helped you to develop your ideas, then this is not a matter of congruent ideas but rather of derivative ideas, and this must be adequately acknowledged. If, after developing your ideas, you discover that they are original, then that is an added bonus. But remember that it is more important to be a good philosopher than an original one.

Quotations, footnotes, endnotes and bibliography

Quotations in your essay should be kept to a minimum. The markers know the central texts pretty well already and so don't need to have pages thereof repeated in front of them. Of course, some quotation will usually be important and useful - sometimes essential - in both exposition and critical discussion.

When you quote the words of someone else directly, you must make the quotation clearly distinct from your own text, using quotation marks . (eg "Descartes said that 'it is prudent never to trust completely those who have deceived us even once.'* He makes this claim …" - where the words quoted from Descartes are in 'single quotation marks'. Note that it is relatively arbitrary whether one uses 'single' or "double" quotation marks for "first order" quotations, but whichever style you adopt, use it consistently in the one essay.) Alternatively, where the quoted passage is greater than three lines, put the quoted words in a separate indented paragraph , so that your essay would look like this:

In his First Meditation , Descartes argues as follows:

Whatever I have up till now accepted as most true I have acquired either from the senses or through the senses. But from time to time I have found that the senses deceive, and it is prudent never to trust completely those who have deceived us even once.* In this essay I shall argue that prudence does not in fact require us to distrust our senses and that Descartes's sceptical method is therefore seriously flawed.

In both cases, the quotations must be given proper referencingin a footnote or endnote.

When you are not quoting another person directly, but are still making use of their work - as in indirect quotations (eg "Descartes says that it is wise not to trust something that has deceived us before"*), paraphrases, summaries, and cobblings - you must still acknowledge your debts, using footnotes or endnotes.

* Rene Descartes, Meditations on First Philosophy , trans. John Cottingham (Cambridge: Cambridge University Press, 1986 [first French ed., 1641]), p. 12.

Footnotes and endnotes

Footnotes appear at the foot of the same page on which the cited material appears, clearly separated from the main body of the text, each one clearly numbered. Endnotes appear at the end of the essay, again clearly separated from the main body of text, numbered and headed "Endnotes" or "Notes". Either method is acceptable, but you should choose one and stick with it throughout the one essay.

Below are some examples of how to put the relevant referencing information in footnotes and endnotes. This is not intended as an exercise in pedantry, but as a guide to how to provide the information needed for adequate referencing. The reason we provide this information is to enable our readers to find the sources we use in order to verify them and to allow them to pursue the material further if it interests them. In your own researches you will come to value good referencing in the texts you read as a helpful source of further references on a topic. Again, it is this sort of research skill that an Arts graduate will be expected to have mastered.

There are various conventions for writing up footnotes and endnotes. The Philosophy Department does not require that any particular convention be followed, only that you be consistent in your use of the convention that you do choose. For other conventions see the style guides mentioned above, or simply go to some texts published by reputable publishers and see what formats they employ.

Imagine, then, that the following are endnotes at the end of your essay. I will explain them below.

  • James Rachels, The Elements of Moral Philosophy , 2nd ed. (New York: McGraw-Hill, 1993), p. 25.
  • Philippa Foot, "Moral Relativism", in Michael Krausz and Jack W. Meiland, eds., Relativism: Cognitive and Moral (Notre Dame, Indiana: University of Notre Dame Press, 1982), p. 155.
  • Ibid., p. 160.
  • Immanuel Kant, Groundwork of the Metaphysic of Morals, trans. H. J. Paton (New York: Harper and Row, 1964 [first German ed., 1785]), p. 63.
  • Thomas Hobbes, Leviathan, (London: Dent, 1973 [first pub. 1651]),p. 65.
  • Rachels, The Elements, p. 51.
  • Peter Winch, "The Universalizability of Moral Judgements", The Monist 49 (1965), p. 212.
  • Antony Duff, "Legal Punishment", The Stanford Encyclopedia of Philosophy (Spring 2001 Edition), Edward N. Zalta (ed.), plato.stanford.edu/archives/spr2001/entries/legal-punishment/ at 15 June 2003, sec. 6.

Notes explained

  • This is your first reference to a book called The Elements of Moral Philosophy. The title is given in full and in italics. If you are unable to use italics, then you should underline the title. The book's author is James Rachels. It's the 2nd edition of that book, which was published in New York, by the publishers McGraw-Hill, in 1993. The page you have referred to in your main text is page 25
  • This is your first reference to Philippa Foot's article, "Moral Relativism", the title of which is put in "quotation marks". This article appeared in a book (title in italics) which is an anthology of different articles, and which was edited by Krausz and Meiland (names in full). The rest is in the same style as note (1)
  • "Ibid." is short for "ibidem", which means "in the same place" in Latin. Use it on its own when you want to refer to exactly the same work and page number as in the immediately preceding note. So here the reference is again to Foot's article at page 155
  • Ditto, except this time you refer to a different page in Foot's article, namely page 160
  • This is reference to a book by Kant. Same book details as per note (1), except that, because this is a translation, you include the translator's name, and the date of the first edition in the original language
  • This is a book reference again, so it's the same as note (1), except that, because it's an old book, you include the date of the original edition. (How old does a book have to be before it merits this treatment? There is no settled view. Note, though, that this convention is not usually followed for ancient authors)
  • Here you are referring to Rachels' book again, but, because you are not in the very next note after a reference to it, you can't use "ibid.". Simply give the author's surname and a short title of the book, plus page reference. There is also a common alternative to this, whereby you give the surname, and write "op. cit." (which is short for "opere citato", which is Latin for "in the work already cited") and page reference (eg "Rachels, op. cit., p. 51.") Your reader then has to scan back over the notes to see what that "op." was exactly. The first option (author plus short title) is usually easier on the reader
  • This is a reference to an article by Peter Winch in a journal called The Monist. The article's title is in "quotes", the journal title is in italics. The volume of the journal is 49, the year of publication is 1965, the page referred to is p. 212
  • This is a reference to an article in the internet-based Stanford Encyclopedia of Philosophy. The article is titled "Legal Punishment" and was written by Antony Duff. The Encyclopedia was edited by Edward N. Zalta. Note that I have basically followed the mode of citation that the Encyclopedia itself recommends. (This is one sign of the site being a reputable one. Where a site makes such a recommendation, it's best to follow it.) I have, however, also added the date on which the article was retrieved from the site, and put the author's given name first, to be consistent with the other footnotes. I have also added the reference to section 6, in an effort to be more precise as to where in the article the material I used came from. Since web pages aren't numbered in the manner of hard copy works, it will help if you are able to refer to some other feature, such as paragraphs or sections, so as to pin-point your reference. In the absence of a site recommending a mode of citation to its own material, the basic information needed for adequate citation of internet-based material is (where identifiable) the author, the document title, the year the document was created, the website name, the uniform resource locator (URL) in <arrow-brackets>, date of retrieval, and a pin-point reference*

* I am here following the mode of citation of internet materials recommended in Melbourne University Law Review Association Inc, Australian Guide to Legal Citation , 2nd ed. (Melbourne: Melbourne University Law Review Association Inc, 2002), pp. 70-73. I have, though, added the desirability of a pin-point reference.

Bibliography

At the end of your essay (after your endnotes, if used) you should list in a bibliography all of the works referred to in your notes, as well as any other works you consulted in researching and writing your essay. The list should be in alphabetical order, going by authors' surnames. The format should be the same as for your notes, except that you drop the page references and should put surnames first. So the bibliography of our mock-essay above would look like this:

  • Duff, Antony, "Legal Punishment", The Stanford Encyclopedia of Philosophy (Spring 2001 Edition), Edward N. Zalta (ed.), plato.stanford.edu/archives/spr2001/entries/legal-punishment/ at 15 June 2003
  • Foot, Philippa, "Moral Relativism", in Michael Krausz and Jack Meiland, eds., Relativism: Cognitive and Moral (Notre Dame, Indiana: University of Notre Dame Press, 1982)
  • Hobbes, Thomas, Leviathan (London: Dent, 1973 [first pub.1651])
  • Kant, Immanuel, Groundwork of the Metaphysic of Morals , trans. H.J. Paton (New York: Harper and Row, 1964 [first German ed. 1785])
  • Rachels, James, The Elements of Moral Philosophy , 2nd ed., (New York: McGraw-Hill, 1993)
  • Winch, Peter, "The Universalizability of Moral Judgements", The Monist 49 (1965)

Presentation of essays and seeking advice

Generally, you should present an essay that is legible (hand-writing is OK, but typed or word-processed essays are preferable), in English, on one side of pieces of paper that are somewhere in the vicinity of A4 size and are fixed together . You should attach a completed Cover Sheet provided by the Philosophy program. Plastic document covers, spiral binding and other forms of presentational paraphernalia are not necessary (nor are they usually even desirable, as they mostly just get in the marker's way).

Late essays

Late essays are penalised . (For details of penalties consult the Philosophy program's notice board.)

Essays not handed in

Essays not handed in at all get zero marks. An essay that is handed in but gets a mark below 50 (and so is technically a "failed" essay) still gets some marks. (At least, it will so long as it's not so extremely late that the deducted marks wipe out all the marks it would have received if handed in on time.) All marks received for your essay (whether pass or fail) go toward your final score in the subject. Therefore, even if you think your essay is bound to fail (but please let your marker be the judge of that), or the due date has already passed, or both, it is still in your interests to hand your essay in .

Tutors and lecturers

Philosophy staff are not there just to be listened to by you; they are also there to listen to you. So don't hesitate to contact your tutor or lecturer to discuss questions or problems you have concerning your work.

If you have a legitimate excuse, you may be granted an extension on the due date for your essay by the lecturer in charge. Similarly, special consideration may also be granted when illness or other circumstances adversely affect your work. Applications for special consideration are made online via the Special Consideration web page.

Student counselling

Some personal or non-philosophical academic difficulties you might have you might want to discuss with someone other than your tutor or lecturer. Student Counselling and Psychological Services are there for you to discuss all sorts of problems you might encounter. Please consult your student diary for details on the counselling service.

English language assistance

As noted above, good philosophical writing requires a good grasp of the language in which it is written. If you are from a non-English speaking background and are having difficulties with your English expression in an academic context, you might like to make use of the services provided by Student Services Academic Skills . Many native English speakers, too, can benefit from short "refresher" courses and workshops run by the Centre. Please consult your student diary for details about this service.

A bit on Philosophy exams

Essays of the sort discussed so far in this guide are not the only form of assessment in the Philosophy program - examinations are also set. What is to be said about them?

First, not much that is different from what's been said above about philosophy essays. This is because what you write in a philosophy exam is none other than a philosophy essay . Have a look at past philosophy exam papers, in the Gibson and Baillieu libraries, to get a feel for them. The only basic difference between essays and exams is the matter of what constraints you're working under. Essays have word limits; exams have time limits . Again, stick to them. (Actually, you'll be made to stick to them by the exam invigilators.)

It's best, then, to think about how long to spend writing on an exam essay topic, rather than about how many words to write on it. Simple arithmetic will tell you how much time to spend on each exam question. (eg if you have a 2-hour exam and have to answer 3 questions, each worth one-third of the exam mark, then spend 40 minutes on each question.) Avoid the trap of "borrowing time" from a later question in order to perfect your answer to an earlier question, and then working faster on the later questions to catch up on lost time - this is likely to get you in a tangle. There are no word limits in philosophy exam essays, but don't think that the more you scrawl across the page, the more marks you'll get. Nonetheless, use the time you've got so as to maximise your display of your philosophical understanding and skills in answering the question.

Planning and structuring remain very important in exam essays. With regard to the niceties of footnotes, endnotes and bibliographies, etc., these are not necessary, so don't waste time on these. However, if you quote or refer to a specific passage from a text, do indicate clearly that it is a quotation or reference. (The principle of being clear as to who is saying what remains central.) If you have the reference handy, just put it briefly in the text of your exam essay. (eg "As Descartes says in Meditation I (p. 12), . . ." or "'[I]t is prudent never to trust completely those who have deceived us even once' (Descartes, Meditation I, p. 12)".) Generally speaking, you will show your familiarity with any relevant texts by how you handle them in your discussion. This is also true for your non-exam essays.

Your preparation for the exam should have been done well before entering the exam hall. Note that various subjects have restrictions on what texts and other items can be brought into the exam hall. (Consult the Philosophy program's notice board for details.) Many subjects will have "closed book" exams. Even if an exam is "open book", if you are properly prepared, you should not need to spend much time at all consulting texts or notes during the exam itself.

You won't have time for redrafting and revising your exam essay (which makes planning and structuring your answers before you start writing all the more important). If you do want to delete something, just cross it out clearly. Don't waste time with liquid paper or erasers. Write legibly . Don't wr. "point form" sav. time. Diff. kn. mean. use incomp. sent.

Finally, read the instructions at the beginning of the exam paper. They are important. (eg it's not a good strategy to answer two questions from Part A, when the Instructions tell you to answer two questions, one from Part A and one from Part B.) Note the (somewhat quaint) University practice of starting Reading Time some time before the stated time for the exam. Philosophy exams usually have 15 minutes of reading time. (Check for each of your exams.) So, if your exam timetable says the exam is at 2.15 pm, with reading time of 15 minutes, then the reading time starts at 2.00 pm and the writing time starts at 2.15pm - so get to the exam hall well before 2.00 pm. Reading time is very important. Use it to decide which questions you'll answer and to start planning your answers.

Checklist of questions

  • Do I understand the essay question ? Do I know when the essay is due ?
  • Do I know which texts to consult? Do I know where to find them?
  • Have I made useful notes from my reading of the relevant texts?
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Introduction: What Is Philosophy of Art?

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Over the past few decades, the philosophy of art has enjoyed a remarkable revival. More and more studies are being devoted to the philosophical or theoretical probing into questions about the meaning of art. This gradual but steady expansion in the field also suggests a broadening group of potential readers. Indeed, the present situation may perhaps be characterized as not simply a revival but as an unprecedented breakthrough. There are three major developments that help explain this. Firstly, today's increased importance of philosophy of art is due to modern art itself. Revolutionary avant-garde movements, attempting to transcend existing norms in art as early as around 1910, unleashed a process that has challenged any supposedly self-evident notions of art ever since. This process still continues today. Modern art is constantly pushing the boundaries of the “artistic”, seeking and providing new answers to the question of what art really is. Not surprisingly, every new movement is accompanied by a theoretical discourse to justify its premises. In the art world, the permanent drive for renewal has urged more and more artists to turn to philosophy to support their concepts of art. Artists have sometimes taken this approach to such extremes as to identify thinking about art with art itself, as has happened in conceptual art. In any case, this explains the growing significance of art philosophy to the development of art.

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Further Reading

The last decade some interesting anthologies on aesthetics have been published:.

Stephen David Ross (ed.), Art and its significance: an anthology of aesthetic theory , Albany, NY: State University of New York Press, 1994 (Originally published in 1984).

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David Goldblatt and Lee Brown (eds.), Aesthetics: a reader in the philosophy of arts , Upper Saddle River, N.J: Prentice Hall, 2004 (Originally published in 1997).

Eric Dayton (ed.), Art and interpretation: an anthology of readings in aesthetics and the philosophy of art , Orchard Park, NY: Broadview Press, 1998.

Peter Lamarque and Stein Haugom Olsen (eds.), Aesthetics and the philosophy of art: the analytic tradition: an anthology , Malden, M.A.: Blackwell Publishers, 2004.

P. Kivy (ed.), The Blackwell guide to aesthetics , Malden, MA: Blackwell Publishers, 2004.

In the recent boom of anthologies the following threefold project deserves to be mentioned separately:

Charles Harrison, Paul Wood, Jason Gaiger (ed.), Art in theory 1648–1815: an anthology of changing ideas , London: Blackwell, 2000.

Charles Harrison, Paul Wood, Jason Gaiger (ed.), Art in theory 1815–1900: an anthology of changing idea, London: Blackwell, 2000.

Charles Harrison, Paul Wood, Jason Gaiger (ed.), Art in theory 1900–2000: an anthology of changing ideas , London: Blackwell, 2002.

Quite old, already classical but still interesting readers are:

Melvin Rader (ed.), Modern book of aesthetics: an anthology , New York: Dryden Press, 1979 (Originally published in 1935).

Joseph Margolis (ed.), Philosophy looks at the arts. Contemporary readings in aesthetics . Temple: Temple University Press, 1987 (Originally published in 1962).

W.E. Kennick (ed.), Art and philosophy: reading in aesthetics , New York: St. Martin's Press, 1979 (Originally published in 1964).

In the seventies and the eighties two excellent readers saw the light:

George Dickie and Richard J. Sclafani (eds.), Aesthetics: a critical anthology , New York: St. Martin's Press, 1989 (Originally published 1977).

Patricia H. Werhane (ed.), Philosophical issues in art , Englewood Cliffs, N.J.: Prentice Hall, 1984.

During the last decade a lot of introductions into philosophy of art have been published. Some older, almost classical introductions are:

Arthur Weiss, Introduction to the philosophy of art , Berkeley, CA: Berkeley University Press, 1910.

Edward Bullough, Aesthetics: lectures and essays , Westport, Conn.: Greenwood Press, 1977 (Originally published by Stanford University Press, 1957).

Monroe C. Beardsley, Aesthetics. Problems in the philosophy of criticism , New York: Hackett Publishing Company, Inc., 1981 (Originally published in 1958).

George Dickie, Introduction to aesthetics: an analytical approach , Oxford, 1997. (Originally published in 1971 under the title: Aesthetics: an introduction ).

Anne Sheppard, Aesthetics; an introduction to the philosophy of art , New York: Oxford University Press, 1987.

Some excellent, more recent introductions are:

Gordon Graham and Richard Eldridge, An introduction to the philosophy of art , New York: Cambridge University Press, 2003.

Standard works on the history of aesthetics:

Katherine E. Gilbert and Helmut Kuhn, History of aesthetics , Westport, Conn., Greenwood, 1972 (Originally published in 1939).

Wladislaw Tatarkiewicz, History of aesthetics , 3 Vols, Den Haag: Mouton, 1970–74.

On Aesthetics in the Middle-Ages:

Umberto Eco, Art and beauty in the Middle-Ages , (transl. by H. Bredin), New Haven, CT: Yale University Press, 1986.

Specific on American aesthetics:

Rufus L. Anderson, American muse: anthropological excursions into art and aesthetics , Upper Saddle River, NJ: Prentice Hall, 2000.

For the quotes on Luc Tuymans in 1,4, see:

Bernard Dewulf, “De Zuivering” (Purification), Nieuw Wereldtijdschrift , Vol. 16, 1999, nr. 6, 55–60.

Bianca Stifter, “Ik wil schilderen zonder deemoed.; Schilder Tuymans over weerstand en geweld”(I want to paint without humility. Painter Tuymans on resistance and violence), in: NRC Handelsblad , 01-09-1995, p. 5.

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Philosophy of Art: Definition and Purposes

Introduction, what is art, theories that explain the meaning of art, works cited.

Art is deficient in an agreeable and acceptable description which makes it simple to explain in a manner in which an action is carried. Art involves the utilization of handiness together with thoughts in the process of designing artistic items, surroundings, or know-how to facilitate distribution and comparison with several people to a certain extent. Art is not directly what it simply looks like but there is much-hidden meaning. Our present-day thoughts on what is perceived to be art are different from what was perceived in ancient times in definition and nature, multifaceted and intellectually diverse across all the disciplines.

Art is putting together components in such a manner that it shapes the mind or creates a passion for something. This entails various assortments of our creative engagements, conceptions, and forms of appearance as well as tunes, writing, motion pictures, carvings, and works of art. We attempt to consider Art to be visual with significance and easy depiction. There is also the thought of art being an advanced dexterity which one can become skilled through reading, application, and examination (Davies, p. 109).

There is a notion that art is anything that is hypothetically attractive or symbolizes some similar things or events. Art is a collection of similar ideas, i.e. several diverse art parts which resemble one another yet there is no fundamental string that holds them together. Art is anything designed and constructed in a creative course of action and utilization. But this description is counterintuitive in the sense that it is two pronged and that utilization is linked to the formation and vice versa.

Several theories seek to explain the meaning of art. One of the foremost theories is the mimetic theory. This theory postulates that art is a replication or a depiction of the environment. It merely mimics the surroundings and copies them in a relatable manner. Both Plato and Aristotle wrote and contemplated the effects of imitations and how we are unconscious of distance from the certainty of what we perceive. There is also the communicative theory which argues that art can be observed as a depiction or expression of the internal well-being of a person who establishes it. This means that whatever we term as art is purely the thoughts of the creator that is tangible enough to warrant our recognition.

Thirdly, the related theories are formalist and processional which explains that the creation of artistic works is due to the ingenious procedures that go on in intrinsical character controlled and explanatory ways. This involves a sort of creativity that originates from the deepest thoughtful persons who go on to make their thoughts known and appreciated by themselves and others (Ducasse, p. 97).

There are the pragmatic theories that assume that art is present and sensible to act as having a meaning and is realizable via its properties on the populace which consumes it and in terms of goals and objectives it is intended to realize as can be argued of the conception of an unambiguous collective familiarity. Under these theories, art is ingrained in expressions of its influence on the identified consumers as well as ensuring that the goals of its creation are attained through similar appearances and events. It claims that art serves the purposes of bolstering understanding and thinking, isolating the consumers from assurance while making them accept the supreme truth of being a spring of delight.

  • Davies, Stephen. The philosophy of art . New York: Wiley-Blackwell, 2006
  • Ducasse, Curt John. The Philosophy of Art . New York: Kessinger Publishing, 2004

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WHAT IS ART?

Introduction.

What thoughtful man has not been perplexed by problems relating to art?

An estimable and charming Russian lady I knew, felt the charm of the music and ritual of the services of the Russo-Greek Church so strongly that she wished the peasants, in whom she was interested, to retain their blind faith, though she herself disbelieved the church doctrines. “Their lives are so poor and bare—they have so little art, so little poetry and colour in their lives—let them at least enjoy what they have; it would be cruel to undeceive them,” said she.

A false and antiquated view of life is supported by means of art, and is inseparably linked to some manifestations of art which we enjoy and prize. If the false view of life be destroyed this art will cease to appear valuable. Is it best to screen the error for the sake of preserving the art? Or should the art be sacrificed for the sake of truthfulness?

Again and again in history a dominant church has utilised art to maintain its sway over men. Reformers (early Christians, Mohammedans, Puritans, and others) have perceived that art bound people to the old faith, and they were angry with art. They diligently chipped the noses from statues and images, and were wroth with ceremonies, decorations, stained-glass windows, and processions. They were even ready to banish art altogether, for, besides the vi superstitions it upheld, they saw that it depraved and perverted men by dramas, drinking-songs, novels, pictures, and dances, of a kind that awakened man’s lower nature. Yet art always reasserted her sway, and to-day we are told by many that art has nothing to do with morality—that “art should be followed for art’s sake.”

I went one day, with a lady artist, to the Bodkin Art Gallery in Moscow. In one of the rooms, on a table, lay a book of coloured pictures, issued in Paris and supplied, I believe, to private subscribers only. The pictures were admirably executed, but represented scenes in the private cabinets of a restaurant. Sexual indulgence was the chief subject of each picture. Women extravagantly dressed and partly undressed, women exposing their legs and breasts to men in evening dress; men and women taking liberties with each other, or dancing the “can-can,” etc., etc. My companion the artist, a maiden lady of irreproachable conduct and reputation, began deliberately to look at these pictures. I could not let my attention dwell on them without ill effects. Such things had a certain attraction for me, and tended to make me restless and nervous. I ventured to suggest that the subject-matter of the pictures was objectionable. But my companion (who prided herself on being an artist) remarked with conscious superiority, that from an artist’s point of view the subject was of no consequence. The pictures being very well executed were artistic, and therefore worthy of attention and study. Morality had nothing to do with art.

Here again is a problem. One remembers Plato’s advice not to let our thoughts run upon women, for if we do we shall think clearly about nothing else, and one knows that to neglect this advice is to lose tranquillity of mind; but then one does not wish to be considered narrow, ascetic, or inartistic, nor to lose artistic pleasures which those around us esteem so highly.

vii Again, the newspapers last year printed proposals to construct a Wagner Opera House, to cost, if I recollect rightly, £100,000—about as much as a hundred labourers may earn by fifteen or twenty years’ hard work. The writers thought it would be a good thing if such an Opera House were erected and endowed. But I had a talk lately with a man who, till his health failed him, had worked as a builder in London. He told me that when he was younger he had been very fond of theatre-going, but, later, when he thought things over and considered that in almost every number of his weekly paper he read of cases of people whose death was hastened by lack of good food, he felt it was not right that so much labour should be spent on theatres.

In reply to this view it is urged that food for the mind is as important as food for the body. The labouring classes work to produce food and necessaries for themselves and for the cultured, while some of the cultured class produce plays and operas. It is a division of labour. But this again invites the rejoinder that, sure enough, the labourers produce food for themselves and also food that the cultured class accept and consume, but that the artists seem too often to produce their spiritual food for the cultured only—at any rate that a singularly small share seems to reach the country labourers who work to supply the bodily food! Even were the “division of labour” shown to be a fair one, the “division of products” seems remarkably one-sided.

Once again: how is it that often when a new work is produced, neither the critics, the artists, the publishers, nor the public, seem to know whether it is valuable or worthless? Some of the most famous books in English literature could hardly find a publisher, or were savagely derided by leading critics; while other works once acclaimed as masterpieces are now laughed at or utterly forgotten. A viii play which nobody now reads was once passed off as a newly-discovered masterpiece of Shakespear’s, and was produced at a leading London theatre. Are the critics playing blind-man’s buff? Are they relying on each other? Is each following his own whim and fancy? Or do they possess a criterion which they never reveal to those outside the profession?

Such are a few of the many problems relating to art which present themselves to us all, and it is the purpose of this book to enable us to reach such a comprehension of art, and of the position art should occupy in our lives, as will enable us to answer such questions.

The task is one of enormous difficulty. Under the cloak of “art,” so much selfish amusement and self-indulgence tries to justify itself, and so many mercenary interests are concerned in preventing the light from shining in upon the subject, that the clamour raised by this book can only be compared to that raised by the silversmiths of Ephesus when they shouted, “Great is Diana of the Ephesians!” for about the space of two hours.

Elaborate theories blocked the path with subtle sophistries or ponderous pseudo-erudition. Merely to master these, and expose them, was by itself a colossal labour, but necessary in order to clear the road for a statement of any fresh view. To have accomplished this work of exposure in a few chapters is a wonderful achievement. To have done it without making the book intolerably dry is more wonderful still. In Chapter III. (where a rapid summary of some sixty æsthetic writers is given) even Tolstoy’s powers fail to make the subject interesting, except to the specialist, and he has to plead with his readers “not to be overcome by dulness, but to read these extracts through.”

Among the writers mentioned, English readers miss the names of John Ruskin and William Morris, especially as so much that Tolstoy says, is in accord with their views.

ix Of Ruskin, Tolstoy has a very high opinion. I have heard him say, “I don’t know why you English make such a fuss about Gladstone—you have a much greater man in Ruskin.” As a stylist, too, Tolstoy speaks of him with high commendation. Ruskin, however, though he has written on art with profound insight, and has said many things with which Tolstoy fully agrees, has, I think, nowhere so systematised and summarised his view that it can be readily quoted in the concise way which has enabled Tolstoy to indicate his points of essential agreement with Home, Véron, and Kant. Even the attempt to summarise Kant’s æsthetic philosophy in a dozen lines will hardly be of much service except to readers who have already some acquaintance with the subject. For those to whom the difference between “subjective” and “objective” perceptions is fresh, a dozen pages would be none too much. And to summarise Ruskin would be perhaps more difficult than to condense Kant.

As to William Morris, we are reminded of his dictum that art is the workman’s expression of joy in his work, by Tolstoy’s “As soon as the author is not producing art for his own satisfaction,—does not himself feel what he wishes to express,—a resistance immediately springs up” (p. 154 ); and again, “In such transmission to others of the feelings that have arisen in him, he (the artist) will find his happiness” (p. 195 ). Tolstoy sweeps over a far wider range of thought, but he and Morris are not opposed. Morris was emphasising part of what Tolstoy is implying.

But to return to the difficulties of Tolstoy’s task. There is one, not yet mentioned, lurking in the hearts of most of us. We have enjoyed works of “art.” We have been interested by the information conveyed in a novel, or we have been thrilled by an unexpected “effect”; have admired the exactitude with which real life has been reproduced, or have had our feelings touched by allusions x to, or reproductions of, works—old German legends, Greek myths, or Hebrew poetry—which moved us long ago, as they moved generations before us. And we thought all this was “art.” Not clearly understanding what art is, and wherein its importance lies, we were not only attached to these things, but attributed importance to them, calling them “artistic” and “beautiful,” without well knowing what we meant by those words.

But here is a book that obliges us to clear our minds. It challenges us to define “art” and “beauty,” and to say why we consider these things, that pleased us, to be specially important. And as to beauty, we find that the definition given by æsthetic writers amounts merely to this, that “Beauty is a kind of pleasure received by us, not having personal advantage for its object.” But it follows from this, that “beauty” is a matter of taste, differing among different people, and to attach special importance to what pleases me (and others who have had the same sort of training that I have had) is merely to repeat the old, old mistake which so divides human society; it is like declaring that my race is the best race, my nation the best nation, my church the best church, and my family the “best” family. It indicates ignorance and selfishness.

But “truth angers those whom it does not convince;”—people do not wish to understand these things. It seems, at first, as though Tolstoy were obliging us to sacrifice something valuable. We do not realise that we are being helped to select the best art, but we do feel that we are being deprived of our sense of satisfaction in Rudyard Kipling.

Both the magnitude and the difficulty of the task were therefore very great, but they have been surmounted in a marvellous manner. Of the effect this book has had on me personally, I can only say that “whereas I was blind, now I see.” Though sensitive to some forms of art, I was, when I took it up, much in the dark on questions of æsthetic xi philosophy; when I had done with it, I had grasped the main solution of the problem so clearly that—though I waded through nearly all that the critics and reviewers had to say about the book—I never again became perplexed upon the central issues.

Tolstoy was indeed peculiarly qualified for the task he has accomplished. It was after many years of work as a writer of fiction, and when he was already standing in the very foremost rank of European novelists, that he found himself compelled to face, in deadly earnest, the deepest problems of human life. He not only could not go on writing books, but he felt he could not live, unless he found clear guidance, so that he might walk sure-footedly and know the purpose and meaning of his life. Not as a mere question of speculative curiosity, but as a matter of vital necessity, he devoted years to rediscover the truths which underlie all religion.

To fit him for this task he possessed great knowledge of men and books, a wide experience of life, a knowledge of languages, and a freedom from bondage to any authority but that of reason and conscience. He was pinned to no Thirty-nine Articles, and was in receipt of no retaining fee which he was not prepared to sacrifice. Another gift, rare among men of his position, was his wonderful sincerity and (due, I think, to that sincerity) an amazing power of looking at the phenomena of our complex and artificial life with the eyes of a little child; going straight to the real, obvious facts of the case, and brushing aside the sophistries, the conventionalities, and the “authorities” by which they are obscured.

He commenced the task when he was about fifty years of age, and since then ( i.e. , during the last twenty years) he has produced nine philosophical or scientific works of first-rate importance, besides a great many stories and short articles. xii These works, in chronological order, are—

My Confession.

A Criticism of Dogmatic Theology , which has never been translated.

The Four Gospels Harmonised and Translated , of which only two parts, out of three, have as yet appeared in English.

What I Believe , sometimes called My Religion .

The Gospel in Brief.

What are we to do then? sometimes called in English What to do?

On Life , which is not an easy work in the original, and has not been satisfactorily translated. [1]

The Kingdom of God is within you ; and

The Christian Teaching , which appeared after What is Art? though it was written before it.

To these scientific works I am inclined to add The Kreutzer Sonata , with the Sequel or Postscript explaining its purpose; for though The Kreutzer Sonata is a story, the understanding of sexual problems, dealt with explicitly in the Sequel , is an integral part of that comprehension of life which causes Tolstoy to admire Christ, Buddha, or Francis of Assisi.

These ten works treat of the meaning of our life; of the problems raised by the fact that we approve of some things and disapprove of others, and find ourselves deciding which of two courses to pursue.

Religion, Government, Property, Sex, War, and all the relations in which man stands to man, to his own consciousness, and to the ultimate source (which we call God) from whence that consciousness proceeds—are examined with the utmost frankness.

xiii And all this time the problems of Art: What is Art? What importance is due to it? How is it related to the rest of life?—were working in his mind. He was a great artist, often upbraided for having abandoned his art. He, of all men, was bound to clear his thoughts on this perplexing subject, and to express them. His whole philosophy of life—the “religious perception” to which, with such tremendous labour and effort, he had attained, forbade him to detach art from life, and place it in a water-tight compartment where it should not act on life or be re-acted upon by life.

Life to him is rational. It has a clear aim and purpose, discernible by the aid of reason and conscience. And no human activity can be fully understood or rightly appreciated until the central purpose of life is perceived.

You cannot piece together a puzzle-map as long as you keep one bit in a wrong place, but when the pieces all fit together, then you have a demonstration that they are all in their right places. Tolstoy used that simile years ago when explaining how the comprehension of the text, “resist not him that is evil,” enabled him to perceive the reasonableness of Christ’s teaching, which had long baffled him. So it is with the problem of Art. Wrongly understood, it will tend to confuse and perplex your whole comprehension of life. But given the clue supplied by true “religious perception,” and you can place art so that it shall fit in with a right understanding of politics, economics, sex-relationships, science, and all other phases of human activity.

The basis on which this work rests, is a perception of the meaning of human life. This has been quite lost sight of by some of the reviewers, who have merely misrepresented what Tolstoy says, and then demonstrated how very stupid he would have been had he said what they attributed to him. Leaving his premises and arguments untouched, xiv they dissent from various conclusions—as though it were all a mere question of taste. They say that they are very fond of things which Tolstoy ridicules, and that they can’t understand why he does not like what they like—which is quite possible, especially if they have not understood the position from which he starts. But such criticism can lead to nothing. Discussions as to why one man likes pears and another prefers meat, do not help towards finding a definition of what is essential in nourishment; and just so, “the solution of questions of taste in art does not help to make clear what this particular human activity which we call art really consists in.”

The object of the following brief summary of a few main points is to help the reader to avoid pitfalls into which many reviewers have fallen. It aims at being no more than a bare statement of the positions—for more than that, the reader must turn to the book itself.

Let it be granted at the outset, that Tolstoy writes for those who have “ears to hear.” He seldom pauses to safeguard himself against the captious critic, and cares little for minute verbal accuracy. For instance, on page 144 , he mentions “Paris,” where an English writer (even one who knew to what an extent Paris is the art centre of France, and how many artists flock thither from Russia, America, and all ends of the earth) would have been almost sure to have said “France,” for fear of being thought to exaggerate. One needs some alertness of mind to follow Tolstoy in his task of compressing so large a subject into so small a space. Moreover, he is an emphatic writer who says what he means, and even, I think, sometimes rather overemphasizes it. With this much warning let us proceed to a brief summary of Tolstoy’s view of art.

“Art is a human activity,” and consequently does not exist for its own sake, but is valuable or objectionable in proportion as it is serviceable or harmful to mankind. xv The object of this activity is to transmit to others feeling the artist has experienced. Such feelings—intentionally re-evoked and successfully transmitted to others—are the subject-matter of all art. By certain external signs—movements, lines, colours, sounds, or arrangements of words—an artist infects other people so that they share his feelings. Thus “art is a means of union among men, joining them together in the same feelings.”

Chapters II. to V. contain an examination of various theories which have taken art to be something other than this, and step by step we are brought to the conclusion that art is this, and nothing but this.

Having got our definition of art, let us first consider art independently of its subject-matter, i.e. , without asking whether the feelings transmitted are good, bad, or indifferent. Without adequate expression there is no art, for there is no infection, no transference to others of the author’s feeling. The test of art is infection. If an author has moved you so that you feel as he felt, if you are so united to him in feeling that it seems to you that he has expressed just what you have long wished to express, the work that has so infected you is a work of art.

In this sense, it is true that art has nothing to do with morality; for the test lies in the “infection,” and not in any consideration of the goodness or badness of the emotions conveyed. Thus the test of art is an internal one. The activity of art is based on the fact that a man, receiving, through his sense of hearing or sight, another man’s expression of feeling, is capable of experiencing the emotion that moved the man who expressed it. We all share the same common human nature, and in this sense, at least, are sons of one Father. To take the simplest example: a man laughs, and another, who hears, becomes merry; or a man weeps, and another, who hears, feels sorrow. Note in passing that it does not amount to xvi art “if a man infects others directly, immediately, at the very time he experiences the feeling; if he causes another man to yawn when he himself cannot help yawning,” etc. Art begins when some one, with the object of making others share his feeling , expresses his feeling by certain external indications.

Normal human beings possess this faculty to be infected by the expression of another man’s emotions. For a plain man of unperverted taste, living in contact with nature, with animals, and with his fellow-men—say, for “a country peasant of unperverted taste, this is as easy as it is for an animal of unspoilt scent to follow the trace he needs.” And he will know indubitably whether a work presented to him does, or does not, unite him in feeling with the author. But very many people “of our circle” (upper and middle class society) live such unnatural lives, in such conventional relations to the people around them, and in such artificial surroundings, that they have lost “that simple feeling, that sense of infection with another’s feeling—compelling us to joy in another’s gladness, to sorrow in another’s grief, and to mingle souls with another—which is the essence of art.” Such people, therefore, have no inner test by which to recognise a work of art; and they will always be mistaking other things for art, and seeking for external guides, such as the opinions of “recognised authorities.” Or they will mistake for art something that produces a merely physiological effect—lulling or exciting them; or some intellectual puzzle that gives them something to think about.

But if most people of the “cultured crowd” are impervious to true art, is it really possible that a common Russian country peasant, for instance, whose work-days are filled with agricultural labour, and whose brief leisure is largely taken up by his family life and by his participation in the affairs of the village commune—is it possible that he xvii can recognise and be touched by works of art? Certainly it is! Just as in ancient Greece crowds assembled to hear the poems of Homer, so to-day in Russia, as in many countries and many ages, the Gospel parables, and much else of the highest art, are gladly heard by the common people. And this does not refer to any superstitious use of the Bible, but to its use as literature.

Not only do normal, labouring country people possess the capacity to be infected by good art—“the epic of Genesis, folk-legends, fairy-tales, folk-songs, etc.,” but they themselves produce songs, stories, dances, decorations, etc., which are works of true art. Take as examples the works of Burns or Bunyan, and the peasant women’s song mentioned by Tolstoy in Chapter XIV. , or some of those melodies produced by the negro slaves on the southern plantations, which have touched, and still touch, many of us with the emotions felt by their unknown and unpaid composers.

The one great quality which makes a work of art truly contagious is its sincerity . If an artist is really actuated by a feeling, and is strongly impelled to communicate that feeling to other people—not for money or fame, or anything else, but because he feels he must share it—then he will not be satisfied till he has found a clear way of expressing it. And the man who is not borrowing his feelings, but has drawn what he expresses from the depths of his nature, is sure to be original , for in the same way that no two people have exactly similar faces or forms, no two people have exactly similar minds or souls.

That in briefest outline is what Tolstoy says about art, considered apart from its subject-matter. And this is how certain critics have met it. They say that when Tolstoy says the test of art is internal , he must mean that it is external . When he says that country peasants have in the past appreciated, and do still appreciate, works of the highest art, he means that the way to detect a work of xviii art is to see what is apparently most popular among the masses. Go into the streets or music-halls of the cities in any particular country and year, and observe what is most frequently sung, shouted, or played on the barrel-organs. It may happen to be

But whatever it is, you may at once declare these songs to be the highest musical art, without even pausing to ask to what they owe their vogue—what actress, or singer, or politician, or wave of patriotic passion has conduced to their popularity. Nor need you consider whether that popularity is not merely temporary and local. Tolstoy has said that works of the highest art are understood by unperverted country peasants—and here are things which are popular with the mob, ergo , these things must be the highest art.

The critics then proceed to say that such a test is utterly absurd. And on this point I am able to agree with the critics.

Some of these writers commence their articles by saying that Tolstoy is a most profound thinker, a great prophet, an intellectual force, etc. Yet when Tolstoy, in his emphatic way, makes the sweeping remark that “good art always pleases every one,” the critics do not read on to find out what he means, but reply: “No! good art does not please every one; some people are colour-blind, and some are deaf, or have no ear for music.”

It is as though a man strenuously arguing a point were to say, “Every one knows that two and two make four,” and a boy who did not at all see what the speaker was driving at, were to reply: “No, our new-born baby doesn’t know it!” It would distract attention from the subject in hand, but it would not elucidate matters.

xix There is, of course, a verbal contradiction between the statements that “good art always pleases every one” (p. 100 ), and the remark concerning “people of our circle,” who, “with very few exceptions, artists and public and critics, ... cannot distinguish true works of art from counterfeits, but continually mistake for real art the worst and most artificial” (p. 151 ). But I venture to think that any one of intelligence, and free from prejudice, reading this book carefully, need not fail to reach the author’s meaning.

A point to be carefully noted is the distinction between science and art. “Science investigates and brings to human perception such truths and such knowledge as the people of a given time and society consider most important. Art transmits these truths from the region of perception to the region of emotion” (p. 102 ). Science is an “activity of the understanding which demands preparation and a certain sequence of knowledge, so that one cannot learn trigonometry before knowing geometry.” “The business of art,” on the other hand, “lies just in this—to make that understood and felt which, in the form of an argument, might be incomprehensible and inaccessible” (p. 102 ). It “infects any man whatever his plane of development,” and “the hindrance to understanding the best and highest feelings (as is said in the gospel) does not at all lie in deficiency of development or learning, but, on the contrary, in false development and false learning” (pp. 102 , 103 ). Science and art are frequently blended in one work— e.g. , in the gospel elucidation of Christ’s comprehension of life, or, to take a modern instance, in Henry George’s elucidation of the land question in Progress and Poverty .

The class distinction to which Tolstoy repeatedly alludes needs some explanation. The position of the lower classes in England and in Russia is different. In Russia a much xx larger number of people live on the verge of starvation; the condition of the factory-hands is much worse than in England, and there are many glaring cases of brutal cruelty inflicted on the peasants by the officials, the police, or the military,—but in Russia a far greater proportion of the population live in the country, and a peasant usually has his own house, and tills his share of the communal lands. The “unperverted country peasant” of whom Tolstoy speaks is a man who perhaps suffers grievous want when there is a bad harvest in his province, but he is a man accustomed to the experiences of a natural life, to the management of his own affairs, and to a real voice in the arrangements of the village commune. The Government interferes, from time to time, to collect its taxes by force, to take the young men for soldiers, or to maintain the “rights” of the upper classes; but otherwise the peasant is free to do what he sees to be necessary and reasonable. On the other hand, English labourers are, for the most part, not so poor, they have more legal rights, and they have votes; but a far larger number of them live in towns and are engaged in unnatural occupations, while even those that do live in touch with nature are usually mere wage-earners, tilling other men’s land, and living often in abject submission to the farmer, the parson, or the lady-bountiful. They are dependent on an employer for daily bread, and the condition of a wage-labourer is as unnatural as that of a landlord.

The tyranny of the St. Petersburg bureaucracy is more dramatic, but less omnipresent—and probably far less fatal to the capacity to enjoy art—than the tyranny of our respectable, self-satisfied, and property-loving middle-class. I am therefore afraid that we have no great number of “unperverted” country labourers to compare with those of whom Tolstoy speaks—and some of whom I have known personally. But the truth Tolstoy elucidates lies far too deep in xxi human nature to be infringed by such differences of local circumstance. Whatever those circumstances may be, the fact remains that in proportion as a man approaches towards the condition not only of “earning his subsistence by some kind of labour,” but of “living on all its sides the life natural and proper to mankind,” his capacity to appreciate true art tends to increase. On the other hand, when a class settles down into an artificial way of life,—loses touch with nature, becomes confused in its perceptions of what is good and what is bad, and prefers the condition of a parasite to that of a producer,—its capacity to appreciate true art must diminish. Having lost all clear perception of the meaning of life, such people are necessarily left without any criterion which will enable them to distinguish good from bad art, and they are sure to follow eagerly after beauty, or “that which pleases them.”

The artists of our society can usually only reach people of the upper and middle classes. But who is the great artist?—he who delights a select audience of his own day and class, or he whose works link generation to generation and race to race in a common bond of feeling? Surely art should fulfil its purpose as completely as possible. A work of art that united every one with the author, and with one another, would be perfect art. Tolstoy, in his emphatic way, speaks of works of “universal” art, and (though the profound critics hasten to inform us that no work of art ever reached everybody) certainly the more nearly a work of art approaches to such expression of feeling that every one may be infected by it—the nearer (apart from all question of subject-matter) it approaches perfection.

But now as to subject-matter. The subject-matter of art consists of feelings which can be spread from man to man, feelings which are “contagious” or “infectious.” Is it of no importance what feelings increase and multiply among men?

xxii One man feels that submission to the authority of his church, and belief in all that it teaches him, is good; another is embued by a sense of each man’s duty to think with his own head—to use for his guidance in life the reason and conscience given to him. One man feels that his nation ought to wipe out in blood the shame of a defeat inflicted on her; another feels that we are brothers, sons of one spirit, and that the slaughter of man by man is always wrong. One man feels that the most desirable thing in life is the satisfaction obtainable by the love of women; another man feels that sex-love is an entanglement and a snare, hindering his real work in life. And each of these, if he possess an artist’s gift of expression, and if the feeling be really his own and sincere, may infect other men. But some of these feelings will benefit and some will harm mankind, and the more widely they are spread the greater will be their effect.

Art unites men. Surely it is desirable that the feelings in which it unites them should be “the best and highest to which men have risen,” or at least should not run contrary to our perception of what makes for the well-being of ourselves and of others. And our perception of what makes for the well-being of ourselves and of others is what Tolstoy calls our “religious perception.”

Therefore the subject-matter of what we, in our day, can esteem as being the best art, can be of two kinds only—

(1) Feelings flowing from the highest perception now attainable by man of our right relation to our neighbour and to the Source from which we come. Dickens’ “Christmas Carol,” uniting us in a more vivid sense of compassion and love, is a ready example of such art.

(2) The simple feelings of common life, accessible to every one—provided that they are such as do not hinder progress towards well-being. Art of this kind makes us xxiii realise to how great an extent we already are members one of another—sharing the feelings of one common human nature.

The success of a very primitive novel—the story of Joseph, which made its way into the sacred books of the Jews, spread from land to land and from age to age, and continues to be read to-day among people quite free from bibliolatry—shows how nearly “universal” may be the appeal of this kind of art. This branch includes all harmless jokes, folk-stories, nursery rhymes, and even dolls, if only the author or designer has expressed a feeling (tenderness, pleasure, humour, or what not) so as to infect others.

But how are we to know what are the “best” feelings? What is good? and what is evil? This is decided by “religious perception.” Some such perception exists in every human being; there is always something he approves of, and something he disapproves of. Reason and conscience are always present, active or latent, as long as man lives. Miss Flora Shaw tells that the most degraded cannibal she ever met, drew the line at eating his own mother—nothing would induce him to entertain the thought, his moral sense was revolted by the suggestion. In most societies the “religious perception,” to which they have advanced,—the foremost stage in mankind’s long march towards perfection, which has been discerned,—has been clearly expressed by some one, and more or less consciously accepted as an ideal by the many. But there are transition periods in history when the worn-out formularies of a past age have ceased to satisfy men, or have become so incrusted with superstitions that their original brightness is lost. The “religious perception” that is dawning may not yet have found such expression as to be generally understood, but for all that it exists, and shows itself by compelling men to repudiate beliefs that xxiv satisfied their forefathers, the outward and visible signs of which are still endowed and dominant long after their spirit has taken refuge in temples not made with hands.

At such times it is difficult for men to understand each other, for the very words needed to express the deepest experiences of men’s consciousness mean different things to different men. So among us to-day, to many minds faith means credulity , and God suggests a person of the male sex, father of one only-begotten son, and creator of the universe.

This is why Tolstoy’s clear and rational “religious perception,” expressed in the books named on a previous page, is frequently spoken of by people who have not grasped it, as “mysticism.”

The narrow materialist is shocked to find that Tolstoy will not confine himself to the “objective” view of life. Encountering in himself that “inner voice” which compels us all to choose between good and evil, Tolstoy refuses to be diverted from a matter which is of immediate and vital importance to him, by discussions as to the derivation of the external manifestations of conscience which biologists are able to detect in remote forms of life. The real mystic, on the other hand, shrinks from Tolstoy’s desire to try all things by the light of reason, to depend on nothing vague, and to accept nothing on authority. The man who does not trust his own reason, fears that life thus squarely faced will prove less worth having than it is when clothed in mist.

In this work, however, Tolstoy does not recapitulate at length what he has said before. He does not pause to re-explain why he condemns Patriotism— i.e. , each man’s preference for the predominance of his own country, which leads to the murder of man by man in war; or Churches, which are sectarian— i.e. , which striving to assert that your doxy is heterodoxy, but that our doxy is orthodoxy, make xxv external authorities (Popes, Bibles, Councils) supreme, and cling to superstitions ( their own miracles, legends, and myths), thus separating themselves from communion with the rest of mankind. Nor does he re-explain why he (like Christ) says “pitiable is your plight—ye rich,” who live artificial lives, maintainable only by the unbrotherly use of force (police and soldiers), but blessed are ye poor—who, by your way of life, are within easier reach of brotherly conditions, if you will but trust to reason and conscience, and change the direction of your hearts and of your labour,—working no more primarily from fear or greed, but seeking first the kingdom of righteousness, in which all good things will be added unto you. He merely summarises it all in a few sentences, defining the “religious perception” of to-day, which alone can decide for us “the degree of importance both of the feelings transmitted by art and of the information transmitted by science.”

“The religious perception of our time, in its widest and most practical application, is the consciousness that our well-being, both material and spiritual, individual and collective, temporal and eternal, lies in the growth of brotherhood among men—in their loving harmony with one another” (p. 159 ).

“However differently in form people belonging to our Christian world may define the destiny of man; whether they see it in human progress in whatever sense of the words, in the union of all men in a socialistic realm, or in the establishment of a commune; whether they look forward to the union of mankind under the guidance of one universal Church, or to the federation of the world,—however various in form their definitions of the destination of human life may be, all men in our times already admit that the highest well-being attainable by men is to be reached by their union with one another” (p. 188 ).

xxvi This is the foundation on which the whole work is based. It follows necessarily from this perception that we should consider as most important in science “investigations into the results of good and bad actions, considerations of the reasonableness or unreasonableness of human institutions and beliefs, considerations of how human life should be lived in order to obtain the greatest well-being for each; as to what one may and ought, and what one cannot and should not believe; how to subdue one’s passions, and how to acquire the habit of virtue.” This is the science that “occupied Moses, Solon, Socrates, Epictetus, Confucius, Mencius, Marcus Aurelius, Spinoza, and all those who have taught men to live a moral life,” and it is precisely the kind of scientific investigation to which Tolstoy has devoted most of the last twenty years, and for the sake of which he is often said to have “abandoned art.”

Since science, like art, is a “human activity,” that science best deserves our esteem, best deserves to be “chosen, tolerated, approved, and diffused,” which treats of what is supremely important to man; which deals with urgent, vital, inevitable problems of actual life. Such science as this brings “to the consciousness of men the truths that flow from the religious perception of our times,” and “indicates the various methods of applying this consciousness to life.” “Art should transform this perception into feeling.”

The “science” which is occupied in “pouring liquids from one jar into another, or analysing the spectrum, or cutting up frogs and porpoises,” is no use for rendering such guidance to art, though capable of practical applications which, under a more righteous system of society, might greatly have lightened the sufferings of mankind.

Naturally enough, the last chapter of the book deals with the relation between science and art. And the conclusion is that:

xxvii “The destiny of art in our time is to transmit from the realm of reason to the realm of feeling the truth that well-being for men consists in being united together, and to set up, in place of the existing reign of force, that kingdom of God, i.e. of love, which we all recognise to be the highest aim of human life.”

And this art of the future will not be poorer, but far richer, in subject-matter than the art of to-day. From the lullaby—that will delight millions of people, generation after generation—to the highest religious art, dealing with strong, rich, and varied emotions flowing from a fresh outlook upon life and all its problems—the field open for good art is enormous. With so much to say that is urgently important to all, the art of the future will, in matter of form also, be far superior to our art in “clearness, beauty, simplicity, and compression” (p. 194 ).

For beauty ( i.e. , “that which pleases”)—though it depends on taste, and can furnish no criterion for art—will be a natural characteristic of work done, not for hire, nor even for fame, but because men, living a natural and healthy life, wish to share the “highest spiritual strength which passes through them” with the greatest possible number of others. The feelings such an artist wishes to share, he will transmit in a way that will please him, and will please other men who share his nature.

Morality is in the nature of things—we cannot escape it.

In a society where each man sets himself to obtain wealth, the difficulty of obtaining an honest living tends to become greater and greater. The more keenly a society pants to obtain “that which pleases,” and puts this forward as the first and great consideration, the more puerile and worthless will their art become. But in a society which sought, primarily, for right relations between its members, an abundance would easily be obtainable for all; and when “religious perception” guides a people’s art—beauty xxviii inevitably results, as has always been the case when men have seized a fresh perception of life and of its purpose.

An illustration which Tolstoy struck out of the work while it was being printed, may serve to illustrate how, with the aid of the principles explained above, we may judge of the merits of any work professing to be art.

Take Romeo and Juliet . The conventional view is that Shakespear is the greatest of artists, and that Romeo and Juliet is one of his good plays. Why this is so nobody can tell you. It is so: that is the way certain people feel about it. They are “the authorities,” and to doubt their dictum is to show that you know nothing about art. Tolstoy does not agree with them in their estimate of Shakespear, therefore Tolstoy is wrong!

But now let us apply Tolstoy’s view of art to Romeo and Juliet . He does not deny that it infects. “Let us admit that it is a work of art, that it infects (though it is so artificial that it can infect only those who have been carefully educated thereunto); but what are the feelings it transmits?”

That is to say, judging by the internal test, Tolstoy admits that Romeo and Juliet unites him to its author and to other people in feeling. But the work is very far from being one of “universal” art—only a small minority of people ever have cared, or ever will care, for it. Even in England, or even in the layer of European society it is best adapted to reach, it only touches a minority, and does not approach the universality attained by the story of Joseph and many pieces of folk-lore.

But perhaps the subject-matter, the feeling with which Romeo and Juliet infects those whom it does reach, lifts it into the class of the highest religious art? Not so. The feeling is one of the attractiveness of “love at first sight.” A girl fourteen years old and a young man meet at an xxix aristocratic party, where there is feasting and pleasure and idleness, and, without knowing each other’s minds, they fall in love as the birds and beasts do. If any feeling is transmitted to us, it is the feeling that there is a pleasure in these things. Somewhere, in most natures, there dwells, dominant or dormant, an inclination to let such physical sexual attraction guide our course in life. To give it a plain name, it is “sensuality.” “How can I, father or mother of a daughter of Juliet’s age, wish that those foul feelings which the play transmits should be communicated to my daughter? And if the feelings transmitted by the play are bad, how can I call it good in subject-matter?”

But, objects a friend, the moral of Romeo and Juliet is excellent. See what disasters followed from the physical “love at first sight.” But that is quite another matter. It is the feelings with which you are infected when reading, and not any moral you can deduce, that is subject-matter of art. Pondering upon the consequences that flow from Romeo and Juliet’s behaviour may belong to the domain of moral science, but not to that of art.

I have hesitated to use an illustration Tolstoy had struck out, but I think it serves its purpose. No doubt there are other, subordinate, feelings ( e.g. humour) to be found in Romeo and Juliet ; but many quaint conceits that are ingenious, and have been much admired, are not, I think, infectious.

Tried by such tests, the enormous majority of the things we have been taught to consider great works of art are found wanting. Either they fail to infect (and attract merely by being interesting, realistic, effectful, or by borrowing from others), and are therefore not works of art at all; or they are works of “exclusive art,” bad in form and capable of infecting only a select audience trained and habituated to such inferior art; or they are bad in subject-matter, transmitting feelings harmful to mankind.

xxx Tolstoy does not shrink from condemning his own artistic productions; with the exception of two short stories, he tells us they are works of bad art. Take, for instance, the novel Resurrection , which is now appearing, and of which he has, somewhere, spoken disparagingly, as being “written in my former style,” and being therefore bad art. What does this mean? The book is a masterpiece in its own line; it is eagerly read in many languages; it undoubtedly infects its readers, and the feelings transmitted are, in the main, such as Tolstoy approves of—in fact, they are the feelings to which his religious perception has brought him. If lust is felt in one chapter, the reaction follows as inevitably as in real life, and is transmitted with great artistic power. Why a work of such rare merit does not satisfy Tolstoy, is because it is a work of “exclusive art,” laden with details of time and place. It has not the “simplicity and compression” necessary in works of “universal” art. Things are mentioned which might apparently be quite well omitted. The style, also, is not one of great simplicity; the sentences are often long and involved, as is commonly the case in Tolstoy’s writings. It is a novel appealing mainly to the class that has leisure for novel reading because it neglects to produce its own food, make its own clothes, or build its own houses. If Tolstoy is stringent in his judgment of other artists, he is more stringent still in his judgment of his own artistic works. Had Resurrection been written by Dickens, or by Hugo, Tolstoy would, I think, have found a place for it (with whatever reservations) among the examples of religious art. For indeed, strive as we may to be clear and explicit, our approval and disapproval is a matter of degree. The thought which underlay the remark: “Why callest thou me good? none is good, save one, even God,” applies not to man only, but to all things human.

What is Art? itself is a work of science—though xxxi many passages, and even some whole chapters, appeal to us as works of art, and we feel the contagion of the author’s hope, his anxiety to serve the cause of truth and love, his indignation (sometimes rather sharply expressed) with what blocks the path of advance, and his contempt for much that the “cultured crowd,” in our erudite, perverted society, have persuaded themselves, and would fain persuade others, is the highest art.

One result which follows inevitably from Tolstoy’s view (and which illustrates how widely his views differ from the fashionable æsthetic mysticism), is that art is not stationary but progressive. It is true that our highest religious perception found expression eighteen hundred years ago, and then served as the basis of an art which is still unmatched; and similar cases can be instanced from the East. But allowing for such great exceptions,—to which, not inaptly, the term of “inspiration” has been specially applied,—the subject-matter of art improves, though long periods of time may have to be considered in order to make this obvious. Our power of verbal expression, for instance, may now be no better than it was in the days of David, but we must no longer esteem as good in subject-matter poems which appeal to the Eternal to destroy a man’s private or national foes; for we have reached a “religious perception” which bids us have no foes, and the ultimate source (undefinable by us) from which this consciousness has come, is what we mean when we speak of God.

AYLMER MAUDE.

Wickham’s Farm, Near Danbury, Essex, 23rd March 1899 .

The Author’s Preface

This book of mine, “What is Art?” appears now for the first time in its true form. More than one edition has already been issued in Russia, but in each case it has been so mutilated by the “Censor,” that I request all who are interested in my views on art only to judge of them by the work in its present shape. The causes which led to the publication of the book—with my name attached to it—in a mutilated form, were the following:—In accordance with a decision I arrived at long ago,—not to submit my writings to the “Censorship” (which I consider to be an immoral and irrational institution), but to print them only in the shape in which they were written,—I intended not to attempt to print this work in Russia. However, my good acquaintance Professor Grote, editor of a Moscow psychological magazine, having heard of the contents of my work, asked me to print it in his magazine, and promised me that he would get the book through the “Censor’s” office unmutilated if I would but agree to a few very unimportant alterations, merely toning down certain expressions. I was weak enough to agree to this, and it has resulted in a book appearing, under my name, from which not only have some essential thoughts been excluded, but into which the thoughts of other men—even thoughts utterly opposed to my own convictions—have been introduced.

xxxiv The thing occurred in this way. First, Grote softened my expressions, and in some cases weakened them. For instance, he replaced the words: always by sometimes , all by some , Church religion by Roman Catholic religion, “ Mother of God ” by Madonna , patriotism by pseudo-patriotism , palaces by palatii , [2] etc., and I did not consider it necessary to protest. But when the book was already in type, the Censor required that whole sentences should be altered, and that instead of what I said about the evil of landed property, a remark should be substituted on the evils of a landless proletariat. [3] I agreed to this also and to some further alterations. It seemed not worth while to upset the whole affair for the sake of one sentence, and when one alteration had been agreed to it seemed not worth while to protest against a second and a third. So, little by little, expressions crept into the book which altered the sense and attributed things to me that I could not have wished to say. So that by the time the book was printed it had been deprived of some part of its integrity and sincerity. But there was consolation in the thought that the book, even in this form, if it contains something that is good, would be of use to Russian readers whom it would otherwise not have reached. Things, however, xxxv turned out otherwise. Nous comptions sans notre hôte. After the legal term of four days had already elapsed, the book was seized, and, on instructions received from Petersburg, it was handed over to the “Spiritual Censor.” Then Grote declined all further participation in the affair, and the “Spiritual Censor” proceeded to do what he would with the book. The “Spiritual Censorship” is one of the most ignorant, venal, stupid, and despotic institutions in Russia. Books which disagree in any way with the recognised state religion of Russia, if once it gets hold of them, are almost always totally suppressed and burnt; which is what happened to all my religious works when attempts were made to print them in Russia. Probably a similar fate would have overtaken this work also, had not the editors of the magazine employed all means to save it. The result of their efforts was that the “Spiritual Censor,” a priest who probably understands art and is interested in art as much as I understand or am interested in church services, but who gets a good salary for destroying whatever is likely to displease his superiors, struck out all that seemed to him to endanger his position, and substituted his thoughts for mine wherever he considered it necessary to do so. For instance, where I speak of Christ going to the Cross for the sake of the truth He professed, the “Censor” substituted a statement that Christ died for mankind, i.e. he attributed to me an assertion of the dogma of the Redemption, which I consider to be one of the most untrue and harmful of Church dogmas. After correcting the book in this way, the “Spiritual Censor” allowed it to be printed.

To protest in Russia is impossible, no newspaper would publish such a protest, and to withdraw my book from the magazine and place the editor in an awkward position with the public was also not possible.

So the matter has remained. A book has appeared under xxxvi my name containing thoughts attributed to me which are not mine.

I was persuaded to give my article to a Russian magazine, in order that my thoughts, which may be useful, should become the possession of Russian readers; and the result has been that my name is affixed to a work from which it might be assumed that I quite arbitrarily assert things contrary to the general opinion, without adducing my reasons; that I only consider false patriotism bad, but patriotism in general a very good feeling; that I merely deny the absurdities of the Roman Catholic Church and disbelieve in the Madonna, but that I believe in the Orthodox Eastern faith and in the “Mother of God”; that I consider all the writings collected in the Bible to be holy books, and see the chief importance of Christ’s life in the Redemption of mankind by his death.

I have narrated all this in such detail because it strikingly illustrates the indubitable truth, that all compromise with institutions of which your conscience disapproves,—compromises which are usually made for the sake of the general good,—instead of producing the good you expected, inevitably lead you not only to acknowledge the institution you disapprove of, but also to participate in the evil that institution produces.

I am glad to be able by this statement at least to do something to correct the error into which I was led by my compromise.

I have also to mention that besides reinstating the parts excluded by the Censor from the Russian editions, other corrections and additions of importance have been made in this edition.

Leo Tolstoy.

29th March 1898.

Introduction v

Author’s Preface xxxiii

Time and labour spent on art—Lives stunted in its service—Morality sacrificed to and anger justified by art—The rehearsal of an opera described 1

Does art compensate for so much evil?—What is art?—Confusion of opinions—Is it “that which produces beauty”?—The word “beauty” in Russian—Chaos in æsthetics 9

CHAPTER III

Summary of various æsthetic theories and definitions, from Baumgarten to to-day 20

Definitions of art founded on beauty—Taste not definable—A clear definition needed to enable us to recognise works of art 38

Definitions not founded on beauty—Tolstoy’s definition—The extent and necessity of art—How people in the past have distinguished good from bad in art 46

xxxviii CHAPTER VI

How art for pleasure has come into esteem—Religions indicate what is considered good and bad—Church Christianity—The Renaissance—Scepticism of the upper classes—They confound beauty with goodness 53

CHAPTER VII

An æsthetic theory framed to suit this view of life 61

CHAPTER VIII

Who have adopted it?—Real art needful for all men—Our art too expensive, too unintelligible, and too harmful for the masses—The theory of “the elect” in art 67

Perversion of our art—It has lost its natural subject-matter—Has no flow of fresh feeling—Transmits chiefly three base emotions 73

Loss of comprehensibility—Decadent art—Recent French art—Have we a right to say it is bad and that what we like is good art?—The highest art has always been comprehensible to normal people—What fails to infect normal people is not art 79

Counterfeits of art produced by: Borrowing; Imitating; Striking; Interesting—Qualifications needful for production of real works of art, and those sufficient for production of counterfeits 106

CHAPTER XII

Causes of production of counterfeits—Professionalism—Criticism—Schools of art 118

CHAPTER XIII

Wagner’s “Nibelung’s Ring” a type of counterfeit art—Its success, and the reasons thereof 128

xxxix CHAPTER XIV

Truths fatal to preconceived views are not readily recognised—Proportion of works of art to counterfeits—Perversion of taste and incapacity to recognise art—Examples 143

The quality of art, considered apart from its subject-matter —The sign of art: infectiousness—Incomprehensible to those whose taste is perverted—Conditions of infection: Individuality; Clearness; Sincerity 152

CHAPTER XVI

The quality of art, considered according to its subject-matter —The better the feeling the better the art—The cultured crowd—The religious perception of our age—The new ideals put fresh demands to art—Art unites—Religious art—Universal art—Both co-operate to one result—The new appraisement of art—Bad art—Examples of art—How to test a work claiming to be art 156

CHAPTER XVII

Results of absence of true art—Results of perversion of art: Labour and lives spent on what is useless and harmful—The abnormal life of the rich—Perplexity of children and plain folk—Confusion of right and wrong—Nietzsche and Redbeard—Superstition, Patriotism, and Sensuality 175

CHAPTER XVIII

The purpose of human life is the brotherly union of man—Art must be guided by this perception 187

CHAPTER XIX

The art of the future not a possession of a select minority, but a means towards perfection and unity 192

The connection between science and art—The mendacious sciences; the trivial sciences—Science should deal with the great problems of human life, and serve as a basis for art 200

Appendix I 215

Appendix II 218

Appendix III 226

Appendix IV 232

What is Art?

Take up any one of our ordinary newspapers, and you will find a part devoted to the theatre and music. In almost every number you will find a description of some art exhibition, or of some particular picture, and you will always find reviews of new works of art that have appeared, of volumes of poems, of short stories, or of novels.

Promptly, and in detail, as soon as it has occurred, an account is published of how such and such an actress or actor played this or that rôle in such and such a drama, comedy, or opera; and of the merits of the performance, as well as of the contents of the new drama, comedy, or opera, with its defects and merits. With as much care and detail, or even more, we are told how such and such an artist has sung a certain piece, or has played it on the piano or violin, and what were the merits and defects of the piece and of the performance. In every large town there is sure to be at least one, if not more than one, exhibition of new pictures, the merits and defects of which are discussed in the utmost detail by critics and connoisseurs.

New novels and poems, in separate volumes or in the magazines, appear almost every day, and the newspapers consider it their duty to give their readers detailed accounts of these artistic productions.

2 For the support of art in Russia (where for the education of the people only a hundredth part is spent of what would be required to give everyone the opportunity of instruction) the Government grants millions of roubles in subsidies to academies, conservatoires and theatres. In France twenty million francs are assigned for art, and similar grants are made in Germany and England.

In every large town enormous buildings are erected for museums, academies, conservatoires, dramatic schools, and for performances and concerts. Hundreds of thousands of workmen,—carpenters, masons, painters, joiners, paperhangers, tailors, hairdressers, jewellers, moulders, type-setters,—spend their whole lives in hard labour to satisfy the demands of art, so that hardly any other department of human activity, except the military, consumes so much energy as this.

Not only is enormous labour spent on this activity, but in it, as in war, the very lives of men are sacrificed. Hundreds of thousands of people devote their lives from childhood to learning to twirl their legs rapidly (dancers), or to touch notes and strings very rapidly (musicians), or to draw with paint and represent what they see (artists), or to turn every phrase inside out and find a rhyme to every word. And these people, often very kind and clever, and capable of all sorts of useful labour, grow savage over their specialised and stupefying occupations, and become one-sided and self-complacent specialists, dull to all the serious phenomena of life, and skilful only at rapidly twisting their legs, their tongues, or their fingers.

But even this stunting of human life is not the worst. I remember being once at the rehearsal of one of the most ordinary of the new operas which are produced at all the opera houses of Europe and America.

I arrived when the first act had already commenced. To reach the auditorium I had to pass through the stage entrance. By dark entrances and passages, I was led through 3 the vaults of an enormous building past immense machines for changing the scenery and for illuminating; and there in the gloom and dust I saw workmen busily engaged. One of these men, pale, haggard, in a dirty blouse, with dirty, work-worn hands and cramped fingers, evidently tired and out of humour, went past me, angrily scolding another man. Ascending by a dark stair, I came out on the boards behind the scenes. Amid various poles and rings and scattered scenery, decorations and curtains, stood and moved dozens, if not hundreds, of painted and dressed-up men, in costumes fitting tight to their thighs and calves, and also women, as usual, as nearly nude as might be. These were all singers, or members of the chorus, or ballet-dancers, awaiting their turns. My guide led me across the stage and, by means of a bridge of boards, across the orchestra (in which perhaps a hundred musicians of all kinds, from kettle-drum to flute and harp, were seated), to the dark pit-stalls.

On an elevation, between two lamps with reflectors, and in an arm-chair placed before a music-stand, sat the director of the musical part, bâton in hand, managing the orchestra and singers, and, in general, the production of the whole opera.

The performance had already commenced, and on the stage a procession of Indians who had brought home a bride was being represented. Besides men and women in costume, two other men in ordinary clothes bustled and ran about on the stage; one was the director of the dramatic part, and the other, who stepped about in soft shoes and ran from place to place with unusual agility, was the dancing-master, whose salary per month exceeded what ten labourers earn in a year.

These three directors arranged the singing, the orchestra, and the procession. The procession, as usual, was enacted by couples, with tinfoil halberds on their shoulders. They all came from one place, and walked round and round again, 4 and then stopped. The procession took a long time to arrange: first the Indians with halberds came on too late; then too soon; then at the right time, but crowded together at the exit; then they did not crowd, but arranged themselves badly at the sides of the stage; and each time the whole performance was stopped and recommenced from the beginning. The procession was introduced by a recitative, delivered by a man dressed up like some variety of Turk, who, opening his mouth in a curious way, sang, “Home I bring the bri-i-ide.” He sings and waves his arm (which is of course bare) from under his mantle. The procession commences, but here the French horn, in the accompaniment of the recitative, does something wrong; and the director, with a shudder as if some catastrophe had occurred, raps with his stick on the stand. All is stopped, and the director, turning to the orchestra, attacks the French horn, scolding him in the rudest terms, as cabmen abuse each other, for taking the wrong note. And again the whole thing recommences. The Indians with their halberds again come on, treading softly in their extraordinary boots; again the singer sings, “Home I bring the bri-i-ide.” But here the pairs get too close together. More raps with the stick, more scolding, and a recommencement. Again, “Home I bring the bri-i-ide,” again the same gesticulation with the bare arm from under the mantle, and again the couples, treading softly with halberds on their shoulders, some with sad and serious faces, some talking and smiling, arrange themselves in a circle and begin to sing. All seems to be going well, but again the stick raps, and the director, in a distressed and angry voice, begins to scold the men and women of the chorus. It appears that when singing they had omitted to raise their hands from time to time in sign of animation. “Are you all dead, or what? Cows that you are! Are you corpses, that you can’t move?” Again they re-commence, “Home I bring the bri-i-ide,” and 5 again, with sorrowful faces, the chorus women sing, first one and then another of them raising their hands. But two chorus-girls speak to each other,—again a more vehement rapping with the stick. “Have you come here to talk? Can’t you gossip at home? You there in red breeches, come nearer. Look towards me! Recommence!” Again, “Home I bring the bri-i-ide.” And so it goes on for one, two, three hours. The whole of such a rehearsal lasts six hours on end. Raps with the stick, repetitions, placings, corrections of the singers, of the orchestra, of the procession, of the dancers,—all seasoned with angry scolding. I heard the words, “asses,” “fools,” “idiots,” “swine,” addressed to the musicians and singers at least forty times in the course of one hour. And the unhappy individual to whom the abuse is addressed,—flautist, horn-blower, or singer,—physically and mentally demoralised, does not reply, and does what is demanded of him. Twenty times is repeated the one phrase, “Home I bring the bri-i-ide,” and twenty times the striding about in yellow shoes with a halberd over the shoulder. The conductor knows that these people are so demoralised that they are no longer fit for anything but to blow trumpets and walk about with halberds and in yellow shoes, and that they are also accustomed to dainty, easy living, so that they will put up with anything rather than lose their luxurious life. He therefore gives free vent to his churlishness, especially as he has seen the same thing done in Paris and Vienna, and knows that this is the way the best conductors behave, and that it is a musical tradition of great artists to be so carried away by the great business of their art that they cannot pause to consider the feelings of other artists.

It would be difficult to find a more repulsive sight. I have seen one workman abuse another for not supporting the weight piled upon him when goods were being unloaded, or, at hay-stacking, the village elder scold a peasant for not 6 making the rick right, and the man submitted in silence. And, however unpleasant it was to witness the scene, the unpleasantness was lessened by the consciousness that the business in hand was needful and important, and that the fault for which the head-man scolded the labourer was one which might spoil a needful undertaking.

But what was being done here? For what, and for whom? Very likely the conductor was tired out, like the workman I passed in the vaults; it was even evident that he was; but who made him tire himself? And for what was he tiring himself? The opera he was rehearsing was one of the most ordinary of operas for people who are accustomed to them, but also one of the most gigantic absurdities that could possibly be devised. An Indian king wants to marry; they bring him a bride; he disguises himself as a minstrel; the bride falls in love with the minstrel and is in despair, but afterwards discovers that the minstrel is the king, and everyone is highly delighted.

That there never were, or could be, such Indians, and that they were not only unlike Indians, but that what they were doing was unlike anything on earth except other operas, was beyond all manner of doubt; that people do not converse in such a way as recitative, and do not place themselves at fixed distances, in a quartet, waving their arms to express their emotions; that nowhere, except in theatres, do people walk about in such a manner, in pairs, with tinfoil halberds and in slippers; that no one ever gets angry in such a way, or is affected in such a way, or laughs in such a way, or cries in such a way; and that no one on earth can be moved by such performances; all this is beyond the possibility of doubt.

Instinctively the question presents itself—For whom is this being done? Whom can it please? If there are, occasionally, good melodies in the opera, to which it is pleasant to listen, they could have been sung simply, without 7 these stupid costumes and all the processions and recitatives and hand-wavings.

The ballet, in which half-naked women make voluptuous movements, twisting themselves into various sensual wreathings, is simply a lewd performance.

So one is quite at a loss as to whom these things are done for. The man of culture is heartily sick of them, while to a real working man they are utterly incomprehensible. If anyone can be pleased by these things (which is doubtful), it can only be some young footman or depraved artisan, who has contracted the spirit of the upper classes but is not yet satiated with their amusements, and wishes to show his breeding.

And all this nasty folly is prepared, not simply, nor with kindly merriment, but with anger and brutal cruelty.

It is said that it is all done for the sake of art, and that art is a very important thing. But is it true that art is so important that such sacrifices should be made for its sake? This question is especially urgent, because art, for the sake of which the labour of millions, the lives of men, and above all, love between man and man, are being sacrificed,—this very art is becoming something more and more vague and uncertain to human perception.

Criticism, in which the lovers of art used to find support for their opinions, has latterly become so self-contradictory, that, if we exclude from the domain of art all that to which the critics of various schools themselves deny the title, there is scarcely any art left.

The artists of various sects, like the theologians of the various sects, mutually exclude and destroy themselves. Listen to the artists of the schools of our times, and you will find, in all branches, each set of artists disowning others. In poetry the old romanticists deny the parnassians and the decadents; the parnassians disown the romanticists and the decadents; the decadents disown all their predecessors 8 and the symbolists; the symbolists disown all their predecessors and les mages ; and les mages disown all, all their predecessors. Among novelists we have naturalists, psychologists, and “nature-ists,” all rejecting each other. And it is the same in dramatic art, in painting and in music. So that art, which demands such tremendous labour-sacrifices from the people, which stunts human lives and transgresses against human love, is not only not a thing clearly and firmly defined, but is understood in such contradictory ways by its own devotees that it is difficult to say what is meant by art, and especially what is good, useful art,—art for the sake of which we might condone such sacrifices as are being offered at its shrine.

For the production of every ballet, circus, opera, operetta, exhibition, picture, concert, or printed book, the intense and unwilling labour of thousands and thousands of people is needed at what is often harmful and humiliating work. It were well if artists made all they require for themselves, but, as it is, they all need the help of workmen, not only to produce art, but also for their own usually luxurious maintenance. And, one way or other, they get it; either through payments from rich people, or through subsidies given by Government (in Russia, for instance, in grants of millions of roubles to theatres, conservatoires and academies). This money is collected from the people, some of whom have to sell their only cow to pay the tax, and who never get those æsthetic pleasures which art gives.

It was all very well for a Greek or Roman artist, or even for a Russian artist of the first half of our century (when there were still slaves, and it was considered right that there should be), with a quiet mind to make people serve him and his art; but in our day, when in all men there is at least some dim perception of the equal rights of all, it is impossible to constrain people to labour unwillingly for art, without first deciding the question whether it is true that art is so good and so important an affair as to redeem this evil.

If not, we have the terrible probability to consider, that while fearful sacrifices of the labour and lives of men, and of morality itself, are being made to art, that same art may be not only useless but even harmful.

10 And therefore it is necessary for a society in which works of art arise and are supported, to find out whether all that professes to be art is really art; whether (as is presupposed in our society) all that which is art is good; and whether it is important and worth those sacrifices which it necessitates. It is still more necessary for every conscientious artist to know this, that he may be sure that all he does has a valid meaning; that it is not merely an infatuation of the small circle of people among whom he lives which excites in him the false assurance that he is doing a good work; and that what he takes from others for the support of his often very luxurious life, will be compensated for by those productions at which he works. And that is why answers to the above questions are especially important in our time.

What is this art, which is considered so important and necessary for humanity that for its sake these sacrifices of labour, of human life, and even of goodness may be made?

“What is art? What a question! Art is architecture, sculpture, painting, music, and poetry in all its forms,” usually replies the ordinary man, the art amateur, or even the artist himself, imagining the matter about which he is talking to be perfectly clear, and uniformly understood by everybody. But in architecture, one inquires further, are there not simple buildings which are not objects of art, and buildings with artistic pretensions which are unsuccessful and ugly and therefore cannot be considered as works of art? wherein lies the characteristic sign of a work of art?

It is the same in sculpture, in music, and in poetry. Art, in all its forms, is bounded on one side by the practically useful and on the other by unsuccessful attempts at art. How is art to be marked off from each of these? The ordinary educated man of our circle, and even the artist who has not occupied himself especially with æsthetics, 11 will not hesitate at this question either. He thinks the solution has been found long ago, and is well known to everyone.

“Art is such activity as produces beauty,” says such a man.

If art consists in that, then is a ballet or an operetta art? you inquire.

“Yes,” says the ordinary man, though with some hesitation, “a good ballet or a graceful operetta is also art, in so far as it manifests beauty.”

But without even asking the ordinary man what differentiates the “good” ballet and the “graceful” operetta from their opposites (a question he would have much difficulty in answering), if you ask him whether the activity of costumiers and hairdressers, who ornament the figures and faces of the women for the ballet and the operetta, is art; or the activity of Worth, the dressmaker; of scent-makers and men-cooks, then he will, in most cases, deny that their activity belongs to the sphere of art. But in this the ordinary man makes a mistake, just because he is an ordinary man and not a specialist, and because he has not occupied himself with æsthetic questions. Had he looked into these matters, he would have seen in the great Renan’s book, Marc Aurele , a dissertation showing that the tailor’s work is art, and that those who do not see in the adornment of woman an affair of the highest art are very small-minded and dull. “ C’est le grand art ” says Renan. Moreover, he would have known that in many æsthetic systems—for instance, in the æsthetics of the learned Professor Kralik, Weltschönheit , Versuch einer allgemeinen Æsthetik , von Richard Kralik , and in Les problèmes de l’Esthétique Contemporaine , by Guyau—the arts of costume, of taste, and of touch are included.

“ Es Folgt nun ein Fünfblatt von Künsten, die der subjectiven Sinnlichkeit entkeimen ” (There results then a pentafoliate of arts, growing out of the subjective perceptions), says 12 Kralik (p. 175). “ Sie sind die ästhetische Behandlung der fünf Sinne. ” (They are the æsthetic treatment of the five senses.)

These five arts are the following:—

Die Kunst des Geschmacksinns —The art of the sense of taste (p. 175).

Die Kunst des Geruchsinns —The art of the sense of smell (p. 177).

Die Kunst des Tastsinns —The art of the sense of touch (p. 180).

Die Kunst des Gehörsinns —The art of the sense of hearing (p. 182).

Die Kunst des Gesichtsinns —The art of the sense of sight (p. 184).

Of the first of these— die Kunst des Geschmacksinns —he says: “ Man hält zwar gewöhnlich nur zwei oder höchstens drei Sinne für würdig, den Stoff künstlerischer Behandlung abzugeben, aber ich glaube nur mit bedingtem Recht. Ich will kein allzugrosses Gewicht darauf legen, dass der gemeine Sprachgebrauch manch andere Künste, wie zum Beispiel die Kochkunst kennt. ” [4]

And further: “ Und es ist doch gewiss eine ästhetische Leistung, wenn es der Kochkunst gelingt aus einem thierischen Kadaver einen Gegenstand des Geschmacks in jedem Sinne zu machen. Der Grundsatz der Kunst des Geschmacksinns (die weiter ist als die sogenannte Kochkunst) ist also dieser: Es soll alles Geniessbare als Sinnbild einer Idee behandelt werden und in jedesmaligem Einklang zur auszudrückenden Idee. ” [5]

13 This author, like Renan, acknowledges a Kostümkunst (Art of Costume) (p. 200), etc.

Such is also the opinion of the French writer, Guyau, who is highly esteemed by some authors of our day. In his book, Les problèmes de l’esthétique contemporaine , he speaks seriously of touch, taste, and smell as giving, or being capable of giving, aesthetic impressions: “ Si la couleur manque au toucher, il nous fournit en revanche une notion que l’œil seul ne peut nous donner, et qui a une valeur esthétique considérable, celle du doux, du soyeux du poli. Ce qui caractérise la beauté du velours, c’est sa douceur au toucher non moins que son brillant. Dans l’idée que nous nous faisons de la beauté d’une femme, le velouté de sa peau entre comme élément essentiel. ”

“ Chacun de nous probablement avec un peu d’attention se rappellera des jouissances du goût, qui out été de véritables jouissances esthétiques. ” [6] And he recounts how a glass of milk drunk by him in the mountains gave him æsthetic enjoyment.

So it turns out that the conception of art as consisting in making beauty manifest is not at all so simple as it seemed, especially now, when in this conception of beauty are included our sensations of touch and taste and smell, as they are by the latest æsthetic writers.

14 But the ordinary man either does not know, or does not wish to know, all this, and is firmly convinced that all questions about art may be simply and clearly solved by acknowledging beauty to be the subject-matter of art. To him it seems clear and comprehensible that art consists in manifesting beauty, and that a reference to beauty will serve to explain all questions about art.

But what is this beauty which forms the subject-matter of art? How is it defined? What is it?

As is always the case, the more cloudy and confused the conception conveyed by a word, with the more aplomb and self-assurance do people use that word, pretending that what is understood by it is so simple and clear that it is not worth while even to discuss what it actually means.

This is how matters of orthodox religion are usually dealt with, and this is how people now deal with the conception of beauty. It is taken for granted that what is meant by the word beauty is known and understood by everyone. And yet not only is this not known, but, after whole mountains of books have been written on the subject by the most learned and profound thinkers during one hundred and fifty years (ever since Baumgarten founded æsthetics in the year 1750), the question, What is beauty? remains to this day quite unsolved, and in each new work on æsthetics it is answered in a new way. One of the last books I read on æsthetics is a not ill-written booklet by Julius Mithalter, called Rätsel des Schönen (The Enigma of the Beautiful). And that title precisely expresses the position of the question, What is beauty? After thousands of learned men have discussed it during one hundred and fifty years, the meaning of the word beauty remains an enigma still. The Germans answer the question in their manner, though in a hundred different ways. The physiologist-æstheticians, especially the Englishmen: Herbert Spencer, 15 Grant Allen and his school, answer it, each in his own way; the French eclectics, and the followers of Guyau and Taine, also each in his own way; and all these people know all the preceding solutions given by Baumgarten, and Kant, and Schelling, and Schiller, and Fichte, and Winckelmann, and Lessing, and Hegel, and Schopenhauer, and Hartmann, and Schasler, and Cousin, and Lévêque and others.

What is this strange conception “beauty,” which seems so simple to those who talk without thinking, but in defining which all the philosophers of various tendencies and different nationalities can come to no agreement during a century and a half? What is this conception of beauty, on which the dominant doctrine of art rests?

In Russian, by the word krasota (beauty) we mean only that which pleases the sight. And though latterly people have begun to speak of “an ugly deed,” or of “beautiful music,” it is not good Russian.

A Russian of the common folk, not knowing foreign languages, will not understand you if you tell him that a man who has given his last coat to another, or done anything similar, has acted “beautifully,” that a man who has cheated another has done an “ugly” action, or that a song is “beautiful.”

In Russian a deed may be kind and good, or unkind and bad. Music may be pleasant and good, or unpleasant and bad; but there can be no such thing as “beautiful” or “ugly” music.

Beautiful may relate to a man, a horse, a house, a view, or a movement. Of actions, thoughts, character, or music, if they please us, we may say that they are good, or, if they do not please us, that they are not good. But beautiful can be used only concerning that which pleases the sight. So that the word and conception “good” includes the conception of “beautiful,” but the reverse is not the case; the conception “beauty” does not include the conception 16 “good.” If we say “good” of an article which we value for its appearance, we thereby say that the article is beautiful; but if we say it is “beautiful,” it does not at all mean that the article is a good one.

Such is the meaning ascribed by the Russian language, and therefore by the sense of the people, to the words and conceptions “good” and “beautiful.”

In all the European languages, i.e. the languages of those nations among whom the doctrine has spread that beauty is the essential thing in art, the words “beau,” “schön,” “beautiful,” “bello,” etc., while keeping their meaning of beautiful in form, have come to also express “goodness,” “kindness,” i.e. have come to act as substitutes for the word “good.”

So that it has become quite natural in those languages to use such expressions as “belle ame,” “schöne Gedanken,” of “beautiful deed.” Those languages no longer have a suitable word wherewith expressly to indicate beauty of form, and have to use a combination of words such as “beau par la forme,” “beautiful to look at,” etc., to convey that idea.

Observation of the divergent meanings which the words “beauty” and “beautiful” have in Russian on the one hand, and in those European languages now permeated by this æsthetic theory on the other hand, shows us that the word “beauty” has, among the latter, acquired a special meaning, namely, that of “good.”

What is remarkable, moreover, is that since we Russians have begun more and more to adopt the European view of art, the same evolution has begun to show itself in our language also, and some people speak and write quite confidently, and without causing surprise, of beautiful music and ugly actions, or even thoughts; whereas forty years ago, when I was young, the expressions “beautiful music” and “ugly actions” were not only unusual but incomprehensible. 17 Evidently this new meaning given to beauty by European thought begins to be assimilated by Russian society.

And what really is this meaning? What is this “beauty” as it is understood by the European peoples?

In order to answer this question, I must here quote at least a small selection of those definitions of beauty most generally adopted in existing æsthetic systems. I especially beg the reader not to be overcome by dulness, but to read these extracts through, or, still better, to read some one of the erudite æsthetic authors. Not to mention the voluminous German æstheticians, a very good book for this purpose would be either the German book by Kralik, the English work by Knight, or the French one by Lévêque. It is necessary to read one of the learned æsthetic writers in order to form at first-hand a conception of the variety in opinion and the frightful obscurity which reigns in this region of speculation; not, in this important matter, trusting to another’s report.

This, for instance, is what the German æsthetician Schasler says in the preface to his famous, voluminous, and detailed work on æsthetics:—

“Hardly in any sphere of philosophic science can we find such divergent methods of investigation and exposition, amounting even to self-contradiction, as in the sphere of æsthetics. On the one hand we have elegant phraseology without any substance, characterised in great part by most one-sided superficiality; and on the other hand, accompanying undeniable profundity of investigation and richness of subject-matter, we get a revolting awkwardness of philosophic terminology, enfolding the simplest thoughts in an apparel of abstract science as though to render them worthy to enter the consecrated palace of the system; and finally, between these two methods of investigation and exposition, there is a third, forming, as it were, the transition from one to the other, a method consisting of eclecticism, now flaunting 18 an elegant phraseology and now a pedantic erudition.... A style of exposition that falls into none of these three defects but it is truly concrete, and, having important matter, expresses it in clear and popular philosophic language, can nowhere be found less frequently than in the domain of æsthetics.” [7]

It is only necessary, for instance, to read Schasler’s own book to convince oneself of the justice of this observation of his.

On the same subject the French writer Véron, in the preface to his very good work on æsthetics, says, “ Il n’y a pas de science, qui ait été plus que l’esthétique livrée aux rêveries des métaphysiciens. Depuis Platon jusqu’ aux doctrines officielles de nos jours, on a fait de l’art je ne sais quel amalgame de fantaisies quintessenciées, et de mystères transcendantaux qui trouvent leur expression suprême dans la conception absolue du Beau idéal, prototype immuable et divin des choses réelles ” ( L’esthétique , 1878, p. 5). [8]

If the reader will only be at the pains to peruse the following extracts, defining beauty, taken from the chief writers on æsthetics, he may convince himself that this censure is thoroughly deserved.

I shall not quote the definitions of beauty attributed to the ancients,—Socrates, Plato, Aristotle, etc., down to Plotinus,—because, in reality, the ancients had not that conception of beauty separated from goodness which forms the basis and aim of æsthetics in our time. By referring the 19 judgments of the ancients on beauty to our conception of it, as is usually done in æsthetics, we give the words of the ancients a meaning which is not theirs. [9]

I begin with the founder of æsthetics, Baumgarten (1714-1762).

According to Baumgarten, [10] the object of logical knowledge is Truth, the object of æsthetic ( i.e. sensuous) knowledge is Beauty. Beauty is the Perfect (the Absolute), recognised through the senses; Truth is the Perfect perceived through reason; Goodness is the Perfect reached by moral will.

Beauty is defined by Baumgarten as a correspondence, i.e. an order of the parts in their mutual relations to each other and in their relation to the whole. The aim of beauty itself is to please and excite a desire, “ Wohlgefallen und Erregung eines Verlangens. ” (A position precisely the opposite of Kant’s definition of the nature and sign of beauty.)

With reference to the manifestations of beauty, Baumgarten considers that the highest embodiment of beauty is seen by us in nature, and he therefore thinks that the highest aim of art is to copy nature. (This position also is directly contradicted by the conclusions of the latest æstheticians.)

Passing over the unimportant followers of Baumgarten,—Maier, Eschenburg, and Eberhard,—who only slightly modified the doctrine of their teacher by dividing the pleasant from the beautiful, I will quote the definitions given by writers who came immediately after Baumgarten, and defined beauty quite in another way. These writers 21 were Sulzer, Mendelssohn, and Moritz. They, in contradiction to Baumgarten’s main position, recognise as the aim of art, not beauty, but goodness. Thus Sulzer (1720-1777) says that only that can be considered beautiful which contains goodness. According to his theory, the aim of the whole life of humanity is welfare in social life. This is attained by the education of the moral feelings, to which end art should be subservient. Beauty is that which evokes and educates this feeling.

Beauty is understood almost in the same way by Mendelssohn (1729-1786). According to him, art is the carrying forward of the beautiful, obscurely recognised by feeling, till it becomes the true and good. The aim of art is moral perfection. [11]

For the æstheticians of this school, the ideal of beauty is a beautiful soul in a beautiful body. So that these æstheticians completely wipe out Baumgarten’s division of the Perfect (the Absolute), into the three forms of Truth, Goodness, and Beauty; and Beauty is again united with the Good and the True.

But this conception is not only not maintained by the later æstheticians, but the æsthetic doctrine of Winckelmann arises, again in complete opposition. This divides the mission of art from the aim of goodness in the sharpest and most positive manner, makes external beauty the aim of art, and even limits it to visible beauty.

According to the celebrated work of Winckelmann (1717-1767), the law and aim of all art is beauty only, beauty quite separated from and independent of goodness. There are three kinds of beauty:—(1) beauty of form, (2) beauty of idea, expressing itself in the position of the figure (in plastic art), (3) beauty of expression, attainable only when the two first conditions are present. This beauty of expression is the highest aim of art, and is attained in 22 antique art; modern art should therefore aim at imitating ancient art. [12]

Art is similarly understood by Lessing, Herder, and afterwards by Goethe and by all the distinguished æstheticians of Germany till Kant, from whose day, again, a different conception of art commences.

Native æsthetic theories arose during this period in England, France, Italy, and Holland, and they, though not taken from the German, were equally cloudy and contradictory. And all these writers, just like the German æstheticians, founded their theories on a conception of the Beautiful, understanding beauty in the sense of a something existing absolutely, and more or less intermingled with Goodness or having one and the same root. In England, almost simultaneously with Baumgarten, even a little earlier, Shaftesbury, Hutcheson, Home, Burke, Hogarth, and others, wrote on art.

According to Shaftesbury (1670-1713), “That which is beautiful is harmonious and proportionable, what is harmonious and proportionable is true, and what is at once both beautiful and true is of consequence agreeable and good.” [13] Beauty, he taught, is recognised by the mind only. God is fundamental beauty; beauty and goodness proceed from the same fount.

So that, although Shaftesbury regards beauty as being something separate from goodness, they again merge into something inseparable.

According to Hutcheson (1694-1747—“Inquiry into the Original of our Ideas of Beauty and Virtue”), the aim of art is beauty, the essence of which consists in evoking in us the perception of uniformity amid variety. In the recognition of what is art we are guided by “an internal sense.” This internal sense may be in contradiction to the ethical 23 one. So that, according to Hutcheson, beauty does not always correspond with goodness, but separates from it and is sometimes contrary to it. [14]

According to Home, Lord Kames (1696-1782), beauty is that which is pleasant. Therefore beauty is defined by taste alone. The standard of true taste is that the maximum of richness, fulness, strength, and variety of impression should be contained in the narrowest limits. That is the ideal of a perfect work of art.

According to Burke (1729-1797—“Philosophical Inquiry into the Origin of our Ideas of the Sublime and Beautiful”), the sublime and beautiful, which are the aim of art, have their origin in the promptings of self-preservation and of society. These feelings, examined in their source, are means for the maintenance of the race through the individual. The first (self-preservation) is attained by nourishment, defence, and war; the second (society) by intercourse and propagation. Therefore self-defence, and war, which is bound up with it, is the source of the sublime; sociability, and the sex-instinct, which is bound up with it, is the source of beauty. [15]

Such were the chief English definitions of art and beauty in the eighteenth century.

During that period, in France, the writers on art were Père André and Batteux, with Diderot, D’Alembert, and, to some extent, Voltaire, following later.

According to Père André (“Essai sur le Beau,” 1741), there are three kinds of beauty—divine beauty, natural beauty, and artificial beauty. [16]

According to Batteux (1713-1780), art consists in imitating the beauty of nature, its aim being enjoyment. [17] Such is also Diderot’s definition of art.

24 The French writers, like the English, consider that it is taste that decides what is beautiful. And the laws of taste are not only not laid down, but it is granted that they cannot be settled. The same view was held by D’Alembert and Voltaire. [18]

According to the Italian æsthetician of that period, Pagano, art consists in uniting the beauties’ dispersed in nature. The capacity to perceive these beauties is taste, the capacity to bring them into one whole is artistic genius. Beauty commingles with goodness, so that beauty is goodness made visible, and goodness is inner beauty. [19]

According to the opinion of other Italians: Muratori (1672-1750),—“ Riflessioni sopra il buon gusto intorno le science e le arti ,”—and especially Spaletti, [20] —“ Saggio sopra la bellezza ” (1765),—art amounts to an egotistical sensation, founded (as with Burke) on the desire for self-preservation and society.

Among Dutch writers, Hemsterhuis (1720-1790), who had an influence on the German æstheticians and on Goethe, is remarkable. According to him, beauty is that which gives most pleasure, and that gives most pleasure which gives us the greatest number of ideas in the shortest time. Enjoyment of the beautiful, because it gives the greatest quantity of perceptions in the shortest time, is the highest notion to which man can attain. [21]

Such were the æsthetic theories outside Germany during the last century. In Germany, after Winckelmann, there again arose a completely new æsthetic theory, that of Kant (1724-1804), which more than all others clears up what this conception of beauty, and consequently of art, really amounts to.

The æsthetic teaching of Kant is founded as follows:—Man has a knowledge of nature outside him and of himself in nature. In nature, outside himself, he seeks for truth; in himself he seeks for goodness. The first is an affair of pure reason, the other of practical reason (free-will). Besides 25 these two means of perception, there is yet the judging capacity ( Urteilskraft ), which forms judgments without reasonings and produces pleasure without desire ( Urtheil ohne Begriff und Vergnügen ohne Begehren ). This capacity is the basis of æsthetic feeling. Beauty, according to Kant, in its subjective meaning is that which, in general and necessarily, without reasonings and without practical advantage, pleases. In its objective meaning it is the form of a suitable object in so far as that object is perceived without any conception of its utility. [22]

Beauty is defined in the same way by the followers of Kant, among whom was Schiller (1759-1805). According to Schiller, who wrote much on æsthetics, the aim of art is, as with Kant, beauty, the source of which is pleasure without practical advantage. So that art may be called a game, not in the sense of an unimportant occupation, but in the sense of a manifestation of the beauties of life itself without other aim than that of beauty. [23]

Besides Schiller, the most remarkable of Kant’s followers in the sphere of æsthetics was Wilhelm Humboldt, who, though he added nothing to the definition of beauty, explained various forms of it,—the drama, music, the comic, etc. [24]

After Kant, besides the second-rate philosophers, the writers on æsthetics were Fichte, Schelling, Hegel, and their followers. Fichte (1762-1814) says that perception of the beautiful proceeds from this: the world— i.e. nature—has two sides: it is the sum of our limitations, and it is the sum of our free idealistic activity. In the first aspect the world is limited, in the second aspect it is free. In the first aspect every object is limited, distorted, compressed, confined—and we see deformity; in the second we perceive its inner completeness, vitality, regeneration—and we see beauty. So that the deformity or beauty of an object, according to 26 Fichte, depends on the point of view of the observer. Beauty therefore exists, not in the world, but in the beautiful soul ( schöner Geist ). Art is the manifestation of this beautiful soul, and its aim is the education, not only of the mind—that is the business of the savant ; not only of the heart—that is the affair of the moral preacher; but of the whole man. And so the characteristic of beauty lies, not in anything external, but in the presence of a beautiful soul in the artist. [25]

Following Fichte, and in the same direction, Friedrich Schlegel and Adam Müller also defined beauty. According to Schlegel (1772—1829), beauty in art is understood too incompletely, one-sidedly, and disconnectedly. Beauty exists not only in art, but also in nature and in love; so that the truly beautiful is expressed by the union of art, nature, and love. Therefore, as inseparably one with aesthetic art, Schlegel acknowledges moral and philosophic art. [26]

According to Adam Muller (1779-1829), there are two kinds of beauty; the one, general beauty, which attracts people as the sun attracts the planet—this is found chiefly in antique art—and the other, individual beauty, which results from the observer himself becoming a sun attracting beauty,—this is the beauty of modern art. A world in which all contradictions are harmonised is the highest beauty. Every work of art is a reproduction of this universal harmony. [27] The highest art is the art of life. [28]

Next after Fichte and his followers came a contemporary of his, the philosopher Schelling (1775-1854), who has had a great influence on the æsthetic conceptions of our times. According to Schelling’s philosophy, art is the production or result of that conception of things by which the subject becomes its own object, or the object its own subject. Beauty is the perception of the infinite in the finite. And 27 the chief characteristic of works of art is unconscious infinity. Art is the uniting of the subjective with the objective, of nature with reason, of the unconscious with the conscious, and therefore art is the highest means of knowledge. Beauty is the contemplation of things in themselves as they exist in the prototype ( In den Urbildern ). It is not the artist who by his knowledge or skill produces the beautiful, but the idea of beauty in him itself produces it. [29]

Of Schelling’s followers the most noticeable was Solger (1780-1819— Vorlesungen über Aesthetik ). According to him, the idea of beauty is the fundamental idea of everything. In the world we see only distortions of the fundamental idea, but art, by imagination, may lift itself to the height of this idea. Art is therefore akin to creation. [30]

According to another follower of Schelling, Krause (1781-1832), true, positive beauty is the manifestation of the Idea in an individual form; art is the actualisation of the beauty existing in the sphere of man’s free spirit. The highest stage of art is the art of life, which directs its activity towards the adornment of life so that it may be a beautiful abode for a beautiful man. [31]

After Schelling and his followers came the new æsthetic doctrine of Hegel, which is held to this day, consciously by many, but by the majority unconsciously. This teaching is not only no clearer or better defined than the preceding ones, but is, if possible, even more cloudy and mystical.

According to Hegel (1770-1831), God manifests himself in nature and in art in the form of beauty. God expresses himself in two ways: in the object and in the subject, in nature and in spirit. Beauty is the shining of the Idea through matter. Only the soul, and what pertains to it, is truly beautiful; and therefore the beauty of nature is only the reflection of the natural beauty of the spirit—the 28 beautiful has only a spiritual content. But the spiritual must appear in sensuous form. The sensuous manifestation of spirit is only appearance ( schein ), and this appearance is the only reality of the beautiful. Art is thus the production of this appearance of the Idea, and is a means, together with religion and philosophy, of bringing to consciousness and of expressing the deepest problems of humanity and the highest truths of the spirit.

Truth and beauty, according to Hegel, are one and the same thing; the difference being only that truth is the Idea itself as it exists in itself, and is thinkable. The Idea, manifested externally, becomes to the apprehension not only true but beautiful. The beautiful is the manifestation of the Idea. [32]

Following Hegel came his many adherents, Weisse, Arnold Ruge, Rosenkrantz, Theodor Vischer and others.

According to Weisse (1801-1867), art is the introduction ( Einbildung ) of the absolute spiritual reality of beauty into external, dead, indifferent matter, the perception of which latter apart from the beauty brought into it presents the negation of all existence in itself ( Negation alles Fürsichseins ).

In the idea of truth, Weisse explains, lies a contradiction between the subjective and the objective sides of knowledge, in that an individual I discerns the Universal. This contradiction can be removed by a conception that should unite into one the universal and the individual, which fall asunder in our conceptions of truth. Such a conception would be reconciled ( aufgehoben ) truth. Beauty is such a reconciled truth. [33]

According to Ruge (1802-1880), a strict follower of Hegel, beauty is the Idea expressing itself. The spirit, contemplating itself, either finds itself expressed completely, 29 and then that full expression of itself is beauty; or incompletely, and then it feels the need to alter this imperfect expression of itself, and becomes creative art. [34]

According to Vischer (1807-1887), beauty is the Idea in the form of a finite phenomenon. The Idea itself is not indivisible, but forms a system of ideas, which may be represented by ascending and descending lines. The higher the idea the more beauty it contains; but even the lowest contains beauty, because it forms an essential link of the system. The highest form of the Idea is personality, and therefore the highest art is that which has for its subject-matter the highest personality. [35]

Such were the theories of the German æstheticians in the Hegelian direction, but they did not monopolise æsthetic dissertations. In Germany, side by side and simultaneously with the Hegelian theories, there appeared theories of beauty not only independent of Hegel’s position (that beauty is the manifestation of the Idea), but directly contrary to this view, denying and ridiculing it. Such was the line taken by Herbart and, more particularly, by Schopenhauer.

According to Herbart (1776-1841), there is not, and cannot be, any such thing as beauty existing in itself. What does exist is only our opinion, and it is necessary to find the base of this opinion ( Ästhetisches Elementarurtheil ). Such bases are connected with our impressions. There are certain relations which we term beautiful; and art consists in finding these relations, which are simultaneous in painting, the plastic art, and architecture, successive and simultaneous in music, and purely successive in poetry. In contradiction to the former æstheticians, Herbart holds that objects are often beautiful which express nothing at all, as, for instance, the rainbow, which is beautiful for its lines and colours, and 30 not for its mythological connection with Iris or Noah’s rainbow. [36]

Another opponent of Hegel was Schopenhauer, who denied Hegel’s whole system, his æsthetics included.

According to Schopenhauer (1788-1860), Will objectivizes itself in the world on various planes; and although the higher the plane on which it is objectivized the more beautiful it is, yet each plane has its own beauty. Renunciation of one’s individuality and contemplation of one of these planes of manifestation of Will gives us a perception of beauty. All men, says Schopenhauer, possess the capacity to objectivize the Idea on different planes. The genius of the artist has this capacity in a higher degree, and therefore makes a higher beauty manifest. [37]

After these more eminent writers there followed, in Germany, less original and less influential ones, such as Hartmann, Kirkmann, Schnasse, and, to some extent, Helmholtz (as an æsthetician), Bergmann, Jungmann, and an innumerable host of others.

According to Hartmann (1842), beauty lies, not in the external world, nor in “the thing in itself,” neither does it reside in the soul of man, but it lies in the “seeming” ( Schein ) produced by the artist. The thing in itself is not beautiful, but is transformed into beauty by the artist. [38]

According to Schnasse (1798-1875), there is no perfect beauty in the world. In nature there is only an approach towards it. Art gives what nature cannot give. In the energy of the free ego , conscious of harmony not found in nature, beauty is disclosed. [39]

Kirkmann wrote on experimental aesthetics. All aspects of history in his system are joined by pure chance. Thus, according to Kirkmann (1802-1884), there are six realms of history:—The realm of Knowledge, of Wealth, of 31 Morality, of Faith, of Politics, and of Beauty; and activity in the last-named realm is art. [40]

According to Helmholtz (1821), who wrote on beauty as it relates to music, beauty in musical productions is attained only by following unalterable laws. These laws are not known to the artist; so that beauty is manifested by the artist unconsciously, and cannot be subjected to analysis. [41]

According to Bergmann (1840) ( Ueber das Schöne , 1887), to define beauty objectively is impossible. Beauty is only perceived subjectively, and therefore the problem of æsthetics is to define what pleases whom. [42]

According to Jungmann (d. 1885), firstly, beauty is a suprasensible quality of things; secondly, beauty produces in us pleasure by merely being contemplated; and, thirdly, beauty is the foundation of love. [43]

The æsthetic theories of the chief representatives of France, England, and other nations in recent times have been the following:—

In France, during this period, the prominent writers on æsthetics were Cousin, Jouffroy, Pictet, Ravaisson, Lévêque.

Cousin (1792-1867) was an eclectic, and a follower of the German idealists. According to his theory, beauty always has a moral foundation. He disputes the doctrine that art is imitation and that the beautiful is what pleases. He affirms that beauty may be defined objectively, and that it essentially consists in variety in unity. [44]

After Cousin came Jouffroy (1796-1842), who was a pupil of Cousin’s and also a follower of the German æstheticians. According to his definition, beauty is the expression of the invisible by those natural signs which manifest it. The visible world is the garment by means of which we see beauty. [45]

The Swiss writer Pictet repeated Hegel and Plato, 32 supposing beauty to exist in the direct and free manifestation of the divine Idea revealing itself in sense forms. [46]

Lévêque was a follower of Schelling and Hegel. He holds that beauty is something invisible behind nature—a force or spirit revealing itself in ordered energy. [47]

Similar vague opinions about the nature of beauty were expressed by the French metaphysician Ravaisson, who considered beauty to be the ultimate aim and purpose of the world. “ La beauté la plus divine et principalement la plus parfaite contient le secret du monde. ” [48] And again:— “Le monde entier est l’œuvre d’une beauté absolue, qui n’est la cause des choses que par l’amour qu’elle met en elles .”

I purposely abstain from translating these metaphysical expressions, because, however cloudy the Germans may be, the French, once they absorb the theories of the Germans and take to imitating them, far surpass them in uniting heterogeneous conceptions into one expression, and putting forward one meaning or another indiscriminately. For instance, the French philosopher Renouvier, when discussing beauty, says:—“ Ne craignons pas de dire qu’une vérité qui ne serait pas belle, ne serait qu’un jeu logique de notre esprit et que la seule vérité solide et digne de ce nom c’est la beauté. ” [49]

Besides the æsthetic idealists who wrote and still write under the influence of German philosophy, the following recent writers have also influenced the comprehension of art and beauty in France: Taine, Guyau, Cherbuliez, Coster, and Véron.

According to Taine (1828-1893), beauty is the manifestation of the essential characteristic of any important idea more completely than it is expressed in reality. [50]

Guyau (1854-1888) taught that beauty is not something exterior to the object itself,—is not, as it were, a parasitic 33 growth on it,—but is itself the very blossoming forth of that on which it appears. Art is the expression of reasonable and conscious life, evoking in us both the deepest consciousness of existence and the highest feelings and loftiest thoughts. Art lifts man from his personal life into the universal life, by means, not only of participation in the same ideas and beliefs, but also by means of similarity in feeling. [51]

According to Cherbuliez, art is an activity, (1) satisfying our innate love of forms ( apparences ), (2) endowing these forms with ideas, (3) affording pleasure alike to our senses, heart, and reason. Beauty is not inherent in objects, but is an act of our souls. Beauty is an illusion; there is no absolute beauty. But what we consider characteristic and harmonious appears beautiful to us.

Coster held that the ideas of the beautiful, the good, and the true are innate. These ideas illuminate our minds and are identical with God, who is Goodness, Truth, and Beauty. The idea of Beauty includes unity of essence, variety of constitutive elements, and order, which brings unity into the various manifestations of life. [52]

For the sake of completeness, I will further cite some of the very latest writings upon art.

La psychologie du Beau et de l’Art, par Mario Pilo (1895), says that beauty is a product of our physical feelings. The aim of art is pleasure, but this pleasure (for some reason) he considers to be necessarily highly moral.

The Essai sur l’art contemporain, par Fierens Gevaert (1897), says that art rests on its connection with the past, and on the religious ideal of the present which the artist holds when giving to his work the form of his individuality.

Then again, Sar Peladan’s L’art idéaliste et mystique (1894) says that beauty is one of the manifestations of God. “ Il n’y a pas d’autre Réalité que Dieu, n’y a pas d’autre Vérité que Dieu, il n’y a pas d’autre Beauté, que Dieu ” (p. 33). 34 This book is very fantastic and very illiterate, but is characteristic in the positions it takes up, and noticeable on account of a certain success it is having with the younger generation in France.

All the æsthetics diffused in France up to the present time are similar in kind, but among them Véron’s L’esthétique (1878) forms an exception, being reasonable and clear. That work, though it does not give an exact definition of art, at least rids æsthetics of the cloudy conception of an absolute beauty.

According to Véron (1825-1889), art is the manifestation of emotion transmitted externally by a combination of lines, forms, colours, or by a succession of movements, sounds, or words subjected to certain rhythms. [53]

In England, during this period, the writers on æsthetics define beauty more and more frequently, not by its own qualities, but by taste, and the discussion about beauty is superseded by a discussion on taste.

After Reid (1704-1796), who acknowledged beauty as being entirely dependent on the spectator, Alison, in his Essay on the Nature and Principles of Taste (1790), proved the same thing. From another side this was also asserted by Erasmus Darwin (1731-1802), the grandfather of the celebrated Charles Darwin.

He says that we consider beautiful that which is connected in our conception with what we love. Richard Knight’s work, An Analytical Inquiry into the Principles of Taste , also tends in the same direction.

Most of the English theories of æsthetics are on the same lines. The prominent writers on æsthetics in England during the present century have been Charles Darwin, (to some extent), Herbert Spencer, Grant Allen, Ker, and Knight.

According to Charles Darwin (1809-1882— Descent of Man , 1871), beauty is a feeling natural not only to man 35 but also to animals, and consequently to the ancestors of man. Birds adorn their nests and esteem beauty in their mates. Beauty has an influence on marriages. Beauty includes a variety of diverse conceptions. The origin of the art of music is the call of the males to the females. [54]

According to Herbert Spencer (b. 1820), the origin of art is play, a thought previously expressed by Schiller. In the lower animals all the energy of life is expended in life-maintenance and race-maintenance; in man, however, there remains, after these needs are satisfied, some superfluous strength. This excess is used in play, which passes over into art. Play is an imitation of real activity, so is art. The sources of æsthetic pleasure are threefold:—(1) That “which exercises the faculties affected in the most complete ways, with the fewest drawbacks from excess of exercise,” (2) “the difference of a stimulus in large amount, which awakens a glow of agreeable feeling,” (3) the partial revival of the same, with special combinations. [55]

In Todhunter’s Theory of the Beautiful (1872), beauty is infinite loveliness, which we apprehend both by reason and by the enthusiasm of love. The recognition of beauty as being such depends on taste; there can be no criterion for it. The only approach to a definition is found in culture. (What culture is, is not defined.) Intrinsically, art—that which affects us through lines, colours, sounds, or words—is not the product of blind forces, but of reasonable ones, working, with mutual helpfulness, towards a reasonable aim. Beauty is the reconciliation of contradictions. [56]

Grant Allen is a follower of Spencer, and in his Physiological Æsthetics (1877) he says that beauty has a physical origin. Æsthetic pleasures come from the contemplation of the beautiful, but the conception of beauty is obtained by a physiological process. The origin of art is 36 play; when there is a superfluity of physical strength man gives himself to play; when there is a superfluity of receptive power man gives himself to art. The beautiful is that which affords the maximum of stimulation with the minimum of waste. Differences in the estimation of beauty proceed from taste. Taste can be educated. We must have faith in the judgments “of the finest-nurtured and most discriminative” men. These people form the taste of the next generation. [57]

According to Ker’s Essay on the Philosophy of Art (1883), beauty enables us to make part of the objective world intelligible to ourselves without being troubled by reference to other parts of it, as is inevitable for science. So that art destroys the opposition between the one and the many, between the law and its manifestation, between the subject and its object, by uniting them. Art is the revelation and vindication of freedom, because it is free from the darkness and incomprehensibility of finite things. [58]

According to Knight’s Philosophy of the Beautiful , Part II. (1893), beauty is (as with Schelling) the union of object and subject, the drawing forth from nature of that which is cognate to man, and the recognition in oneself of that which is common to all nature.

The opinions on beauty and on Art here mentioned are far from exhausting what has been written on the subject. And every day fresh writers on æsthetics arise, in whose disquisitions appear the same enchanted confusion and contradictoriness in defining beauty. Some, by inertia, continue the mystical æsthetics of Baumgarten and Hegel with sundry variations; others transfer the question to the region of subjectivity, and seek for the foundation of the beautiful in questions of taste; others—the æstheticians of the very latest formation—seek the origin of beauty in the laws of physiology; and finally, others again investigate the question quite independently of the conception of beauty. Thus, 37 Sully in his Sensation and Intuition: Studies in Psychology and Æsthetics (1874), dismisses the conception of beauty altogether, art, by his definition, being the production of some permanent object or passing action fitted to supply active enjoyment to the producer, and a pleasurable impression to a number of spectators or listeners, quite apart from any personal advantage derived from it. [59]

To what do these definitions of beauty amount? Not reckoning the thoroughly inaccurate definitions of beauty which fail to cover the conception of art, and which suppose beauty to consist either in utility, or in adjustment to a purpose, or in symmetry, or in order, or in proportion, or in smoothness, or in harmony of the parts, or in unity amid variety, or in various combinations of these,—not reckoning these unsatisfactory attempts at objective definition, all the æsthetic definitions of beauty lead to two fundamental conceptions. The first is that beauty is something having an independent existence (existing in itself), that it is one of the manifestations of the absolutely Perfect, of the Idea, of the Spirit, of Will, or of God; the other is that beauty is a kind of pleasure received by us, not having personal advantage for its object.

The first of these definitions was accepted by Fichte, Schelling, Hegel, Schopenhauer, and the philosophising Frenchmen, Cousin, Jouffroy, Ravaisson, and others, not to enumerate the second-rate æsthetic philosophers. And this same objective-mystical definition of beauty is held by a majority of the educated people of our day. It is a conception very widely spread, especially among the elder generation.

The second view, that beauty is a certain kind of pleasure received by us, not having personal advantage for its aim, finds favour chiefly among the English æsthetic writers, and is shared by the other part of our society, principally by the younger generation.

39 So there are (and it could not be otherwise) only two definitions of beauty: the one objective, mystical, merging this conception into that of the highest perfection, God—a fantastic definition, founded on nothing; the other, on the contrary, a very simple and intelligible subjective one, which considers beauty to be that which pleases (I do not add to the word “pleases” the words “without the aim of advantage,” because “pleases” naturally presupposes the absence of the idea of profit).

On the one hand, beauty is viewed as something mystical and very elevated, but unfortunately at the same time very indefinite, and consequently embracing philosophy, religion, and life itself (as in the theories of Schelling and Hegel, and their German and French followers); or, on the other hand (as necessarily follows from the definition of Kant and his adherents), beauty is simply a certain kind of disinterested pleasure received by us. And this conception of beauty, although it seems very clear, is, unfortunately, again inexact; for it widens out on the other side, i.e. it includes the pleasure derived from drink, from food, from touching a delicate skin, etc., as is acknowledged by Guyau, Kralik, and others.

It is true that, following the development of the æsthetic doctrines on beauty, we may notice that, though at first (in the times when the foundations of the science of æsthetics were being laid) the metaphysical definition of beauty prevailed, yet the nearer we get to our own times the more does an experimental definition (recently assuming a physiological form) come to the front, so that at last we even meet with such æstheticians as Véron and Sully, who try to escape entirely from the conception of beauty. But such æstheticians have very little success, and with the majority of the public, as well as of artists and the learned, a conception of beauty is firmly held which agrees with the definitions contained in most of the æsthetic treatises, i.e. which regards 40 beauty either as something mystical or metaphysical, or as a special kind of enjoyment.

What then is this conception of beauty, so stubbornly held to by people of our circle and day as furnishing a definition of art?

In the subjective aspect, we call beauty that which supplies us with a particular kind of pleasure.

In the objective aspect, we call beauty something absolutely perfect, and we acknowledge it to be so only because we receive, from the manifestation of this absolute perfection, a certain kind of pleasure; so that this objective definition is nothing but the subjective conception differently expressed. In reality both conceptions of beauty amount to one and the same thing, namely, the reception by us of a certain kind of pleasure, i.e. we call “beauty” that which pleases us without evoking in us desire.

Such being the position of affairs, it would seem only natural that the science of art should decline to content itself with a definition of art based on beauty ( i.e. on that which pleases), and seek a general definition, which should apply to all artistic productions, and by reference to which we might decide whether a certain article belonged to the realm of art or not. But no such definition is supplied, as the reader may see from those summaries of the æsthetic theories which I have given, and as he may discover even more clearly from the original æsthetic works, if he will be at the pains to read them. All attempts to define absolute beauty in itself—whether as an imitation of nature, or as suitability to its object, or as a correspondence of parts, or as symmetry, or as harmony, or as unity in variety, etc.—either define nothing at all, or define only some traits of some artistic productions, and are far from including all that everybody has always held, and still holds, to be art.

There is no objective definition of beauty. The existing definitions, (both the metaphysical and the experimental), 41 amount only to one and the same subjective definition which (strange as it seems to say so) is, that art is that which makes beauty manifest, and beauty is that which pleases (without exciting desire). Many æstheticians have felt the insufficiency and instability of such a definition, and, in order to give it a firm basis, have asked themselves why a thing pleases. And they have converted the discussion on beauty into a question concerning taste, as did Hutcheson, Voltaire, Diderot, and others. But all attempts to define what taste is must lead to nothing, as the reader may see both from the history of æsthetics and experimentally. There is and can be no explanation of why one thing pleases one man and displeases another, or vice versâ . So that the whole existing science of æsthetics fails to do what we might expect from it, being a mental activity calling itself a science, namely, it does not define the qualities and laws of art, or of the beautiful (if that be the content of art), or the nature of taste (if taste decides the question of art and its merit), and then, on the basis of such definitions, acknowledge as art those productions which correspond to these laws, and reject those which do not come under them. But this science of æsthetics consists in first acknowledging a certain set of productions to be art (because they please us), and then framing such a theory of art that all those productions which please a certain circle of people should fit into it. There exists an art canon, according to which certain productions favoured by our circle are acknowledged as being art,—Phidias, Sophocles, Homer, Titian, Raphael, Bach, Beethoven, Dante, Shakespear, Goethe, and others,—and the æsthetic laws must be such as to embrace all these productions. In æsthetic literature you will incessantly meet with opinions on the merit and importance of art, founded not on any certain laws by which this or that is held to be good or bad, but merely on the consideration whether this art tallies with the art canon we have drawn up.

42 The other day I was reading a far from ill-written book by Folgeldt. Discussing the demand for morality in works of art, the author plainly says that we must not demand morality in art. And in proof of this he advances the fact that if we admit such a demand, Shakespear’s Romeo and Juliet and Goethe’s Wilhelm Meister would not fit into the definition of good art; but since both these books are included in our canon of art, he concludes that the demand is unjust. And therefore it is necessary to find a definition of art which shall fit the works; and instead of a demand for morality, Folgeldt postulates as the basis of art a demand for the important ( Bedeutungsvolles ).

All the existing æsthetic standards are built on this plan. Instead of giving a definition of true art, and then deciding what is and what is not good art by judging whether a work conforms or does not conform to the definition, a certain class of works, which for some reason please a certain circle of people, is accepted as being art, and a definition of art is then devised to cover all these productions. I recently came upon a remarkable instance of this method in a very good German work, The History of Art in the Nineteenth Century , by Muther. Describing the pre-Raphaelites, the Decadents and the Symbolists (who are already included in the canon of art), he not only does not venture to blame their tendency, but earnestly endeavours to widen his standard so that it may include them all, they appearing to him to represent a legitimate reaction from the excesses of realism. No matter what insanities appear in art, when once they find acceptance among the upper classes of our society a theory is quickly invented to explain and sanction them; just as if there had never been periods in history when certain special circles of people recognised and approved false, deformed, and insensate art which subsequently left no trace and has been utterly forgotten. And to what lengths the insanity and deformity of art may go, especially 43 when, as in our days, it knows that it is considered infallible, may be seen by what is being done in the art of our circle to-day.

So that the theory of art, founded on beauty, expounded by æsthetics, and, in dim outline, professed by the public, is nothing but the setting up as good, of that which has pleased and pleases us, i.e. pleases a certain class of people.

In order to define any human activity, it is necessary to understand its sense and importance. And, in order to do that, it is primarily necessary to examine that activity in itself, in its dependence on its causes, and in connection with its effects, and not merely in relation to the pleasure we can get from it.

If we say that the aim of any activity is merely our pleasure, and define it solely by that pleasure, our definition will evidently be a false one. But this is precisely what has occurred in the efforts to define art. Now, if we consider the food question, it will not occur to anyone to affirm that the importance of food consists in the pleasure we receive when eating it. Everyone understands that the satisfaction of our taste cannot serve as a basis for our definition of the merits of food, and that we have therefore no right to presuppose that the dinners with cayenne pepper, Limburg cheese, alcohol, etc., to which we are accustomed and which please us, form the very best human food.

And in the same way, beauty, or that which pleases us, can in no sense serve as the basis for the definition of art; nor can a series of objects which afford us pleasure serve as the model of what art should be.

To see the aim and purpose of art in the pleasure we get from it, is like assuming (as is done by people of the lowest moral development, e.g. by savages) that the purpose and aim of food is the pleasure derived when consuming it.

Just as people who conceive the aim and purpose of food to be pleasure cannot recognise the real meaning of eating, 44 so people who consider the aim of art to be pleasure cannot realise its true meaning and purpose, because they attribute to an activity, the meaning of which lies in its connection with other phenomena of life, the false and exceptional aim of pleasure. People come to understand that the meaning of eating lies in the nourishment of the body only when they cease to consider that the object of that activity is pleasure. And it is the same with regard to art. People will come to understand the meaning of art only when they cease to consider that the aim of that activity is beauty, i.e. pleasure. The acknowledgment of beauty ( i.e. of a certain kind of pleasure received from art) as being the aim of art, not only fails to assist us in finding a definition of what art is, but, on the contrary, by transferring the question into a region quite foreign to art (into metaphysical, psychological, physiological, and even historical discussions as to why such a production pleases one person, and such another displeases or pleases someone else), it renders such definition impossible. And since discussions as to why one man likes pears and another prefers meat do not help towards finding a definition of what is essential in nourishment, so the solution of questions of taste in art (to which the discussions on art involuntarily come) not only does not help to make clear what this particular human activity which we call art really consists in, but renders such elucidation quite impossible, until we rid ourselves of a conception which justifies every kind of art, at the cost of confusing the whole matter.

To the question, What is this art, to which is offered up the labour of millions, the very lives of men, and even morality itself? we have extracted replies from the existing æsthetics, which all amount to this: that the aim of art is beauty, that beauty is recognised by the enjoyment it gives, and that artistic enjoyment is a good and important thing, because it is enjoyment. In a word, that enjoyment is good 45 because it is enjoyment. Thus, what is considered the definition of art is no definition at all, but only a shuffle to justify existing art. Therefore, however strange it may seem to say so, in spite of the mountains of books written about art, no exact definition of art has been constructed. And the reason of this is that the conception of art has been based on the conception of beauty.

What is art, if we put aside the conception of beauty, which confuses the whole matter? The latest and most comprehensible definitions of art, apart from the conception of beauty, are the following:—(1 a ) Art is an activity arising even in the animal kingdom, and springing from sexual desire and the propensity to play (Schiller, Darwin, Spencer), and (1 b ) accompanied by a pleasurable excitement of the nervous system (Grant Allen). This is the physiological-evolutionary definition. (2) Art is the external manifestation, by means of lines, colours, movements, sounds, or words, of emotions felt by man (Véron). This is the experimental definition. According to the very latest definition (Sully), (3) Art is “the production of some permanent object, or passing action, which is fitted not only to supply an active enjoyment to the producer, but to convey a pleasurable impression to a number of spectators or listeners, quite apart from any personal advantage to be derived from it.”

Notwithstanding the superiority of these definitions to the metaphysical definitions which depended on the conception of beauty, they are yet far from exact. (1 a ) The first, the physiological-evolutionary definition, is inexact, because, instead of speaking about the artistic activity itself, which is the real matter in hand, it treats of the derivation of art. The modification of it (1 b ), based on the physiological effects on the human organism, is inexact, because within the limits of such definition many other human activities can be included, as has occurred in the neo-æsthetic theories, which 47 reckon as art the preparation of handsome clothes, pleasant scents, and even of victuals.

The experimental definition (2), which makes art consist in the expression of emotions, is inexact, because a man may express his emotions by means of lines, colours, sounds, or words, and yet may not act on others by such expression; and then the manifestation of his emotions is not art.

The third definition (that of Sully) is inexact, because in the production of objects or actions affording pleasure to the producer and a pleasant emotion to the spectators or hearers apart from personal advantage, may be included the showing of conjuring tricks or gymnastic exercises, and other activities which are not art. And, further, many things, the production of which does not afford pleasure to the producer, and the sensation received from which is unpleasant, such as gloomy, heart-rending scenes in a poetic description or a play, may nevertheless be undoubted works of art.

The inaccuracy of all these definitions arises from the fact that in them all (as also in the metaphysical definitions) the object considered is the pleasure art may give, and not the purpose it may serve in the life of man and of humanity.

In order correctly to define art, it is necessary, first of all, to cease to consider it as a means to pleasure, and to consider it as one of the conditions of human life. Viewing it in this way, we cannot fail to observe that art is one of the means of intercourse between man and man.

Every work of art causes the receiver to enter into a certain kind of relationship both with him who produced, or is producing, the art, and with all those who, simultaneously, previously or subsequently, receive the same artistic impression.

Speech, transmitting the thoughts and experiences of men, serves as a means of union among them, and art acts in a similar manner. The peculiarity of this latter means 48 of intercourse, distinguishing it from intercourse by means of words, consists in this, that whereas by words a man transmits his thoughts to another, by means of art he transmits his feelings.

The activity of art is based on the fact that a man, receiving through his sense of hearing or sight another man’s expression of feeling, is capable of experiencing the emotion which moved the man who expressed it. To take the simplest example: one man laughs, and another, who hears, becomes merry; or a man weeps, and another, who hears, feels sorrow. A man is excited or irritated, and another man, seeing him, comes to a similar state of mind. By his movements, or by the sounds of his voice, a man expresses courage and determination, or sadness and calmness, and this state of mind passes on to others. A man suffers, expressing his sufferings by groans and spasms, and this suffering transmits itself to other people; a man expresses his feeling of admiration, devotion, fear, respect, or love to certain objects, persons, or phenomena, and others are infected by the same feelings of admiration, devotion, fear, respect, or love to the same objects, persons, and phenomena.

And it is on this capacity of man to receive another man’s expression of feeling, and experience those feelings himself, that the activity of art is based.

If a man infects another or others, directly, immediately, by his appearance, or by the sounds he gives vent to at the very time he experiences the feeling; if he causes another man to yawn when he himself cannot help yawning, or to laugh or cry when he himself is obliged to laugh or cry, or to suffer when he himself is suffering—that does not amount to art.

Art begins when one person, with the object of joining another or others to himself in one and the same feeling, expresses that feeling by certain external indications. To take the simplest example: a boy, having experienced, let us 49 say, fear on encountering a wolf, relates that encounter; and, in order to evoke in others the feeling he has experienced, describes himself, his condition before the encounter, the surroundings, the wood, his own lightheartedness, and then the wolf’s appearance, its movements, the distance between himself and the wolf, etc. All this, if only the boy when telling the story, again experiences the feelings he had lived through and infects the hearers and compels them to feel what the narrator had experienced, is art. If even the boy had not seen a wolf but had frequently been afraid of one, and if, wishing to evoke in others the fear he had felt, he invented an encounter with a wolf, and recounted it so as to make his hearers share the feelings he experienced when he feared the wolf, that also would be art. And just in the same way it is art if a man, having experienced either the fear of suffering or the attraction of enjoyment (whether in reality or in imagination), expresses these feelings on canvas or in marble so that others are infected by them. And it is also art if a man feels or imagines to himself feelings of delight, gladness, sorrow, despair, courage, or despondency, and the transition from one to another of these feelings, and expresses these feelings by sounds, so that the hearers are infected by them, and experience them as they were experienced by the composer.

The feelings with which the artist infects others may be most various—very strong or very weak, very important or very insignificant, very bad or very good: feelings of love for native land, self-devotion and submission to fate or to God expressed in a drama, raptures of lovers described in a novel, feelings of voluptuousness expressed in a picture, courage expressed in a triumphal march, merriment evoked by a dance, humour evoked by a funny story, the feeling of quietness transmitted by an evening landscape or by a lullaby, or the feeling of admiration evoked by a beautiful arabesque—it is all art.

50 If only the spectators or auditors are infected by the feelings which the author has felt, it is art.

To evoke in oneself a feeling one has once experienced, and having evoked it in oneself then, by means of movements, lines, colours, sounds, or forms expressed in words, so to transmit that feeling that others may experience the same feeling—this is the activity of art.

Art is a human activity, consisting in this, that one man consciously, by means of certain external signs, hands on to others feelings he has lived through, and that other people are infected by these feelings, and also experience them.

Art is not, as the metaphysicians say, the manifestation of some mysterious Idea of beauty, or God; it is not, as the æsthetical physiologists say, a game in which man lets off his excess of stored-up energy; it is not the expression of man’s emotions by external signs; it is not the production of pleasing objects; and, above all, it is not pleasure; but it is a means of union among men, joining them together in the same feelings, and indispensable for the life and progress towards well-being of individuals and of humanity.

As, thanks to man’s capacity to express thoughts by words, every man may know all that has been done for him in the realms of thought by all humanity before his day, and can, in the present, thanks to this capacity to understand the thoughts of others, become a sharer in their activity, and can himself hand on to his contemporaries and descendants the thoughts he has assimilated from others, as well as those which have arisen within himself; so, thanks to man’s capacity to be infected with the feelings of others by means of art, all that is being lived through by his contemporaries is accessible to him, as well as the feelings experienced by men thousands of years ago, and he has also the possibility of transmitting his own feelings to others.

If people lacked this capacity to receive the thoughts conceived by the men who preceded them, and to pass on to 51 others their own thoughts, men would be like wild beasts, or like Kaspar Hauser. [60]

And if men lacked this other capacity of being infected by art, people might be almost more savage still, and, above all, more separated from, and more hostile to, one another.

And therefore the activity of art is a most important one, as important as the activity of speech itself, and as generally diffused.

We are accustomed to understand art to be only what we hear and see in theatres, concerts, and exhibitions; together with buildings, statues, poems, novels.... But all this is but the smallest part of the art by which we communicate with each other in life. All human life is filled with works of art of every kind—from cradle-song, jest, mimicry, the ornamentation of houses, dress and utensils, up to church services, buildings, monuments, and triumphal processions. It is all artistic activity. So that by art, in the limited sense of the word, we do not mean all human activity transmitting feelings, but only that part which we for some reason select from it and to which we attach special importance.

This special importance has always been given by all men to that part of this activity which transmits feelings flowing from their religious perception, and this small part of art they have specifically called art, attaching to it the full meaning of the word.

That was how men of old—Socrates, Plato, and Aristotle—looked on art. Thus did the Hebrew prophets and the ancient Christians regard art; thus it was, and still is, 52 understood by the Mahommedans, and thus is it still understood by religious folk among our own peasantry.

Some teachers of mankind—as Plato in his Republic , and people such as the primitive Christians, the strict Mahommedans, and the Buddhists—have gone so far as to repudiate all art.

People viewing art in this way (in contradiction to the prevalent view of to-day, which regards any art as good if only it affords pleasure) considered, and consider, that art (as contrasted with speech, which need not be listened to) is so highly dangerous in its power to infect people against their wills, that mankind will lose far less by banishing all art than by tolerating each and every art.

Evidently such people were wrong in repudiating all art, for they denied that which cannot be denied—one of the indispensable means of communication, without which mankind could not exist. But not less wrong are the people of civilised European society of our class and day, in favouring any art if it but serves beauty, i.e. gives people pleasure.

Formerly, people feared lest among the works of art there might chance to be some causing corruption, and they prohibited art altogether. Now, they only fear lest they should be deprived of any enjoyment art can afford, and patronise any art. And I think the last error is much grosser than the first, and that its consequences are far more harmful.

But how could it happen that that very art, which in ancient times was merely tolerated (if tolerated at all), should have come, in our times, to be invariably considered a good thing if only it affords pleasure?

It has resulted from the following causes. The estimation of the value of art ( i.e. of the feelings it transmits) depends on men’s perception of the meaning of life; depends on what they consider to be the good and the evil of life. And what is good and what is evil is defined by what are termed religions.

Humanity unceasingly moves forward from a lower, more partial, and obscure understanding of life, to one more general and more lucid. And in this, as in every movement, there are leaders,—those who have understood the meaning of life more clearly than others,—and of these advanced men there is always one who has, in his words and by his life, expressed this meaning more clearly, accessibly, and strongly than others. This man’s expression of the meaning of life, together with those superstitions, traditions, and ceremonies which usually form themselves round the memory of such a man, is what is called a religion. Religions are the exponents of the highest comprehension of life accessible to the best and foremost men at a given time in a given society; a comprehension towards which, inevitably and irresistibly, all the rest of that society must advance. And therefore only religions have always served, and still serve, as bases for the valuation of human sentiments. If feelings bring 54 men nearer the ideal their religion indicates, if they are in harmony with it and do not contradict it, they are good; if they estrange men from it and oppose it, they are bad.

If the religion places the meaning of life in worshipping one God and fulfilling what is regarded as His will, as was the case among the Jews, then the feelings flowing from love to that God, and to His law, successfully transmitted through the art of poetry by the prophets, by the psalms, or by the epic of the book of Genesis, is good, high art. All opposing that, as for instance the transmission of feelings of devotion to strange gods, or of feelings incompatible with the law of God, would be considered bad art. Or if, as was the case among the Greeks, the religion places the meaning of life in earthly happiness, in beauty and in strength, then art successfully transmitting the joy and energy of life would be considered good art, but art which transmitted feelings of effeminacy or despondency would be bad art. If the meaning of life is seen in the well-being of one’s nation, or in honouring one’s ancestors and continuing the mode of life led by them, as was the case among the Romans and the Chinese respectively, then art transmitting feelings of joy at sacrificing one’s personal well-being for the common weal, or at exalting one’s ancestors and maintaining their traditions, would be considered good art; but art expressing feelings contrary to this would be regarded as bad. If the meaning of life is seen in freeing oneself from the yoke of animalism, as is the case among the Buddhists, then art successfully transmitting feelings that elevate the soul and humble the flesh will be good art, and all that transmits feelings strengthening the bodily passions will be bad art.

In every age, and in every human society, there exists a religious sense, common to that whole society, of what is good and what is bad, and it is this religious conception that decides the value of the feelings transmitted by art. 55 And therefore, among all nations, art which transmitted feelings considered to be good by this general religious sense was recognised as being good and was encouraged; but art which transmitted feelings considered to be bad by this general religious conception, was recognised as being bad, and was rejected. All the rest of the immense field of art by means of which people communicate one with another, was not esteemed at all, and was only noticed when it ran counter to the religious conception of its age, and then merely to be repudiated. Thus it was among all nations,—Greeks, Jews, Indians, Egyptians, and Chinese,—and so it was when Christianity appeared.

The Christianity of the first centuries recognised as productions of good art, only legends, lives of saints, sermons, prayers and hymn-singing, evoking love of Christ, emotion at his life, desire to follow his example, renunciation of worldly life, humility, and the love of others; all productions transmitting feelings of personal enjoyment they considered to be bad, and therefore rejected: for instance, tolerating plastic representations only when they were symbolical, they rejected all the pagan sculptures.

This was so among the Christians of the first centuries, who accepted Christ’s teaching, if not quite in its true form, at least not in the perverted, paganised form in which it was accepted subsequently.

But besides this Christianity, from the time of the wholesale conversion of nations by order of the authorities, as in the days of Constantine, Charlemagne, and Vladimir, there appeared another, a Church Christianity, which was nearer to paganism than to Christ’s teaching. And this Church Christianity, in accordance with its own teaching, estimated quite otherwise the feelings of people and the productions of art which transmitted those feelings.

This Church Christianity not only did not acknowledge the fundamental and essential positions of true Christianity,—the 56 immediate relationship of each man to the Father, the consequent brotherhood and equality of all men, and the substitution of humility and love in place of every kind of violence—but, on the contrary, having set up a heavenly hierarchy similar to the pagan mythology, and having introduced the worship of Christ, of the Virgin, of angels, of apostles, of saints, and of martyrs, and not only of these divinities themselves, but also of their images, it made blind faith in the Church and its ordinances the essential point of its teaching.

However foreign this teaching may have been to true Christianity, however degraded, not only in comparison with true Christianity, but even with the life-conception of Romans such as Julian and others; it was, for all that, to the barbarians who accepted it, a higher doctrine than their former adoration of gods, heroes, and good and bad spirits. And therefore this teaching was a religion to them, and on the basis of that religion the art of the time was assessed. And art transmitting pious adoration of the Virgin, Jesus, the saints and the angels, a blind faith in and submission to the Church, fear of torments and hope of blessedness in a life beyond the grave, was considered good; all art opposed to this was considered bad.

The teaching on the basis of which this art arose was a perversion of Christ’s teaching, but the art which sprang up on this perverted teaching was nevertheless a true art, because it corresponded to the religious view of life held by the people among whom it arose.

The artists of the Middle Ages, vitalised by the same source of feeling—religion—as the mass of the people, and transmitting, in architecture, sculpture, painting, music, poetry or drama, the feelings and states of mind they experienced, were true artists; and their activity, founded on the highest conceptions accessible to their age and 57 common to the entire people, though, for our times a mean art, was, nevertheless a true one, shared by the whole community.

And this was the state of things until, in the upper, rich, more educated classes of European society, doubt arose as to the truth of that understanding of life which was expressed by Church Christianity. When, after the Crusades and the maximum development of papal power and its abuses, people of the rich classes became acquainted with the wisdom of the classics, and saw, on the one hand, the reasonable lucidity of the teaching of the ancient sages, and, on the other hand, the incompatibility of the Church doctrine with the teaching of Christ, they lost all possibility of continuing to believe the Church teaching.

If, in externals, they still kept to the forms of Church teaching, they could no longer believe in it, and held to it only by inertia and for the sake of influencing the masses, who continued to believe blindly in Church doctrine, and whom the upper classes, for their own advantage, considered it necessary to support in those beliefs.

So that a time came when Church Christianity ceased to be the general religious doctrine of all Christian people; some—the masses—continued blindly to believe in it, but the upper classes—those in whose hands lay the power and wealth, and therefore the leisure to produce art and the means to stimulate it—ceased to believe in that teaching.

In respect to religion, the upper circles of the Middle Ages found themselves in the same position in which the educated Romans were before Christianity arose, i.e. they no longer believed in the religion of the masses, but had no beliefs to put in place of the worn-out Church doctrine which for them had lost its meaning.

There was only this difference, that whereas for the Romans who lost faith in their emperor-gods and household-gods it was impossible to extract anything further from all 58 the complex mythology they had borrowed from all the conquered nations, and it was consequently necessary to find a completely new conception of life, the people of the Middle Ages, when they doubted the truth of the Church teaching, had no need to seek a fresh one. That Christian teaching which they professed in a perverted form as Church doctrine, had mapped out the path of human progress so far ahead, that they had but to rid themselves of those perversions which hid the teaching announced by Christ, and to adopt its real meaning—if not completely, then at least in some greater degree than that in which the Church had held it.

And this was partially done, not only in the reformations of Wyclif, Huss, Luther, and Calvin, but by all that current of non-Church Christianity, represented in earlier times by the Paulicians, the Bogomili, [61] and, afterwards, by the Waldenses and the other non-Church Christians who were called heretics. But this could be, and was, done chiefly by poor people—who did not rule. A few of the rich and strong, like Francis of Assisi and others, accepted the Christian teaching in its full significance, even though it undermined their privileged positions. But most people of the upper classes (though in the depth of their souls they had lost faith in the Church teaching) could not or would not act thus, because the essence of that Christian view of life, which stood ready to be adopted when once they rejected the Church faith, was a teaching of the brotherhood (and therefore the equality) of man, and this negatived those privileges on which they lived, in which they had grown up and been educated, and to which they were accustomed. Not, in the depth of their hearts, believing in the Church teaching,—which had outlived its age and had no longer any true meaning for them,—and not being strong 59 enough to accept true Christianity, men of these rich, governing classes—popes, kings, dukes, and all the great ones of the earth—were left without any religion, with but the external forms of one, which they supported as being profitable and even necessary for themselves, since these forms screened a teaching which justified those privileges which they made use of. In reality, these people believed in nothing, just as the Romans of the first centuries of our era believed in nothing. But at the same time these were the people who had the power and the wealth, and these were the people who rewarded art and directed it.

And, let it be noticed, it was just among these people that there grew up an art esteemed not according to its success in expressing men’s religious feelings, but in proportion to its beauty,—in other words, according to the enjoyment it gave.

No longer able to believe in the Church religion whose falsehood they had detected, and incapable of accepting true Christian teaching, which denounced their whole manner of life, these rich and powerful people, stranded without any religious conception of life, involuntarily returned to that pagan view of things which places life’s meaning in personal enjoyment. And then took place among the upper classes what is called the “Renaissance of science and art,” and which was really not only a denial of every religion but also an assertion that religion is unnecessary.

The Church doctrine is so coherent a system that it cannot be altered or corrected without destroying it altogether. As soon as doubt arose with regard to the infallibility of the pope (and this doubt was then in the minds of all educated people), doubt inevitably followed as to the truth of tradition. But doubt as to the truth of tradition is fatal not only to popery and Catholicism, but also to the whole Church creed with all its dogmas: the divinity of Christ, the resurrection, and the Trinity; and it destroys the authority of the 60 Scriptures, since they were considered to be inspired only because the tradition of the Church decided it so.

So that the majority of the highest classes of that age, even the popes and the ecclesiastics, really believed in nothing at all. In the Church doctrine these people did not believe, for they saw its insolvency; but neither could they follow Francis of Assisi, Keltchitsky, [62] and most of the heretics, in acknowledging the moral, social teaching of Christ, for that teaching undermined their social position. And so these people remained without any religious view of life. And, having none, they could have no standard wherewith to estimate what was good and what was bad art but that of personal enjoyment. And, having acknowledged their criterion of what was good to be pleasure, i.e. , beauty, these people of the upper classes of European society went back in their comprehension of art to the gross conception of the primitive Greeks which Plato had already condemned. And conformably to this understanding of life a theory of art was formulated.

From the time that people of the upper classes lost faith in Church Christianity, beauty ( i.e. the pleasure received from art) became their standard of good and bad art. And, in accordance with that view, an æsthetic theory naturally sprang up among those upper classes justifying such a conception,—a theory according to which the aim of art is to exhibit beauty. The partisans of this æsthetic theory, in confirmation of its truth, affirmed that it was no invention of their own, but that it existed in the nature of things, and was recognised even by the ancient Greeks. But this assertion was quite arbitrary, and has no foundation other than the fact that among the ancient Greeks, in consequence of the low grade of their moral ideal (as compared with the Christian), their conception of the good, τὸ ἀγαθόν, was not yet sharply divided from their conception of the beautiful, τὸ καλόν.

That highest perfection of goodness (not only not identical with beauty, but, for the most part, contrasting with it) which was discerned by the Jews even in the times of Isaiah, and fully expressed by Christianity, was quite unknown to the Greeks. They supposed that the beautiful must necessarily also be the good. It is true that their foremost thinkers—Socrates, Plato, Aristotle—felt that goodness may happen not to coincide with beauty. Socrates expressly subordinated beauty to goodness; Plato, to unite the two conceptions, spoke of spiritual beauty; while Aristotle demanded from art that it should have a moral influence on people (κάθαρσις). 62 But, notwithstanding all this, they could not quite dismiss the notion that beauty and goodness coincide.

And consequently, in the language of that period, a compound word (καλο-κἀγαθία, beauty-goodness), came into use to express that notion.

Evidently the Greek sages began to draw near to that perception of goodness which is expressed in Buddhism and in Christianity, and they got entangled in defining the relation between goodness and beauty. Plato’s reasonings about beauty and goodness are full of contradictions. And it was just this confusion of ideas that those Europeans of a later age, who had lost all faith, tried to elevate into a law. They tried to prove that this union of beauty and goodness is inherent in the very essence of things; that beauty and goodness must coincide; and that the word and conception καλο-κἀγαθία (which had a meaning for Greeks but has none at all for Christians) represents the highest ideal of humanity. On this misunderstanding the new science of æsthetics was built up. And, to justify its existence, the teachings of the ancients on art were so twisted as to make it appear that this invented science of æsthetics had existed among the Greeks.

In reality, the reasoning of the ancients on art was quite unlike ours. As Benard, in his book on the æsthetics of Aristotle, quite justly remarks: “ Pour qui veut y regarder de près, la théorie du beau et celle de l’art sont tout à fait séparées dans Aristote, comme elles le sont dans Platon et chez tous leurs successeurs ” ( L’esthétique d’Aristote et de ses successeurs , Paris, 1889, p. 28). [63] And indeed the reasoning of the ancients on art not only does not confirm our science of æsthetics, but rather contradicts its doctrine of beauty. But nevertheless all the æsthetic guides, from Schasler to Knight, 63 declare that the science of the beautiful—æsthetic science—was commenced by the ancients, by Socrates, Plato, Aristotle; and was continued, they say, partially by the Epicureans and Stoics: by Seneca and Plutarch, down to Plotinus. But it is supposed that this science, by some unfortunate accident, suddenly vanished in the fourth century, and stayed away for about 1500 years, and only after these 1500 years had passed did it revive in Germany, A.D. 1750, in Baumgarten’s doctrine.

After Plotinus, says Schasler, fifteen centuries passed away during which there was not the slightest scientific interest felt for the world of beauty and art. These one and a half thousand years, says he, have been lost to æsthetics and have contributed nothing towards the erection of the learned edifice of this science. [64]

In reality nothing of the kind happened. The science of æsthetics, the science of the beautiful, neither did nor could vanish because it never existed. Simply, the Greeks (just 64 like everybody else, always and everywhere) considered art (like everything else) good only when it served goodness (as they understood goodness), and bad when it was in opposition to that goodness. And the Greeks themselves were so little developed morally, that goodness and beauty seemed to them to coincide. On that obsolete Greek view of life was erected the science of æsthetics, invented by men of the eighteenth century, and especially shaped and mounted in Baumgarten’s theory. The Greeks (as anyone may see who will read Benard’s admirable book on Aristotle and his successors, and Walter’s work on Plato) never had a science of æsthetics.

Æsthetic theories arose about one hundred and fifty years ago among the wealthy classes of the Christian European world, and arose simultaneously among different nations,—German, Italian, Dutch, French, and English. The founder and organiser of it, who gave it a scientific, theoretic form, was Baumgarten.

With a characteristically German, external exactitude, pedantry and symmetry, he devised and expounded this extraordinary theory. And, notwithstanding its obvious insolidity, nobody else’s theory so pleased the cultured crowd, or was accepted so readily and with such an absence of criticism. It so suited the people of the upper classes, that to this day, notwithstanding its entirely fantastic character and the arbitrary nature of its assertions, it is repeated by learned and unlearned as though it were something indubitable and self-evident.

Habent sua fata libelli pro capite lectoris , and so, or even more so, theories habent sua fata according to the condition of error in which that society is living, among whom and for whom the theories are invented. If a theory justifies the false position in which a certain part of a society is living, then, however unfounded or even obviously false the theory may be, it is accepted, and becomes an article of faith to that 65 section of society. Such, for instance, was the celebrated and unfounded theory expounded by Malthus, of the tendency of the population of the world to increase in geometrical progression, but of the means of sustenance to increase only in arithmetical progression, and of the consequent overpopulation of the world; such, also, was the theory (an outgrowth of the Malthusian) of selection and struggle for existence as the basis of human progress. Such, again, is Marx’s theory, which regards the gradual destruction of small private production by large capitalistic production now going on around us, as an inevitable decree of fate. However unfounded such theories are, however contrary to all that is known and confessed by humanity, and however obviously immoral they may be, they are accepted with credulity, pass uncriticised, and are preached, perchance for centuries, until the conditions are destroyed which they served to justify, or until their absurdity has become too evident. To this class belongs this astonishing theory of the Baumgartenian Trinity—Goodness, Beauty, and Truth, according to which it appears that the very best that can be done by the art of nations after 1900 years of Christian teaching, is to choose as the ideal of their life the ideal that was held by a small, semi-savage, slave-holding people who lived 2000 years ago, who imitated the nude human body extremely well, and erected buildings pleasant to look at. All these incompatibilities pass completely unnoticed. Learned people write long, cloudy treatises on beauty as a member of the æsthetic trinity of Beauty, Truth, and Goodness; das Schöne, das Wahre, das Gute ; le Beau, le Vrai, le Bon , are repeated, with capital letters, by philosophers, æstheticians and artists, by private individuals, by novelists and by feuilletonistes , and they all think, when pronouncing these sacrosanct words, that they speak of something quite definite and solid—something on which they can base their opinions. In reality, these words not only have no definite 66 meaning, but they hinder us in attaching any definite meaning to existing art; they are wanted only for the purpose of justifying the false importance we attribute to an art that transmits every kind of feeling if only those feelings afford us pleasure.

But if art is a human activity having for its purpose the transmission to others of the highest and best feelings to which men have risen, how could it be that humanity for a certain rather considerable period of its existence (from the time people ceased to believe in Church doctrine down to the present day) should exist without this important activity, and, instead of it, should put up with an insignificant artistic activity only affording pleasure?

In order to answer this question, it is necessary, first of all, to correct the current error people make in attributing to our art the significance of true, universal art. We are so accustomed, not only naïvely to consider the Circassian family the best stock of people, but also the Anglo-Saxon race the best race if we are Englishmen or Americans, or the Teutonic if we are Germans, or the Gallo-Latin if we are French, or the Slavonic if we are Russians, that when speaking of our own art we feel fully convinced, not only that our art is true art, but even that it is the best and only true art. But in reality our art is not only not the only art (as the Bible once was held to be the only book), but it is not even the art of the whole of Christendom,—only of a small section of that part of humanity. It was correct to speak of a national Jewish, Grecian, or Egyptian art, and one may speak of a now-existing Chinese, Japanese, or Indian art shared in by a whole people. Such art, common to a whole nation, existed in Russia till Peter the First’s time, and existed in the rest of Europe until the thirteenth or fourteenth 68 century; but since the upper classes of European society, having lost faith in the Church teaching, did not accept real Christianity but remained without any faith, one can no longer speak of an art of the Christian nations in the sense of the whole of art. Since the upper classes of the Christian nations lost faith in Church Christianity, the art of those upper classes has separated itself from the art of the rest of the people, and there have been two arts—the art of the people and genteel art. And therefore the answer to the question how it could occur that humanity lived for a certain period without real art, replacing it by art which served enjoyment only, is, that not all humanity, nor even any considerable portion of it, lived without real art, but only the highest classes of European Christian society, and even they only for a comparatively short time—from the commencement of the Renaissance down to our own day.

And the consequence of this absence of true art showed itself, inevitably, in the corruption of that class which nourished itself on the false art. All the confused, unintelligible theories of art, all the false and contradictory judgments on art, and particularly the self-confident stagnation of our art in its false path, all arise from the assertion, which has come into common use and is accepted as an unquestioned truth, but is yet amazingly and palpably false, the assertion, namely, that the art of our upper classes [65] is the whole of art, the true, the only, the universal art. And although this assertion (which is precisely similar to the assertion made by religious people of the various Churches who consider that theirs is the only true religion) is quite arbitrary and obviously unjust, yet it is calmly repeated by all the people of our circle with full faith in its infallibility.

69 The art we have is the whole of art, the real, the only art, and yet two-thirds of the human race (all the peoples of Asia and Africa) live and die knowing nothing of this sole and supreme art. And even in our Christian society hardly one per cent. of the people make use of this art which we speak of as being the whole of art; the remaining ninety-nine per cent. live and die, generation after generation, crushed by toil and never tasting this art, which moreover is of such a nature that, if they could get it, they would not understand anything of it. We, according to the current æsthetic theory, acknowledge art either as one of the highest manifestations of the Idea, God, Beauty, or as the highest spiritual enjoyment; furthermore, we hold that all people have equal rights, if not to material, at any rate to spiritual well-being; and yet ninety-nine per cent. of our European population live and die, generation after generation, crushed by toil, much of which toil is necessary for the production of our art which they never use, and we, nevertheless, calmly assert that the art which we produce is the real, true, only art—all of art!

To the remark that if our art is the true art everyone should have the benefit of it, the usual reply is that if not everybody at present makes use of existing art, the fault lies, not in the art, but in the false organisation of society; that one can imagine to oneself, in the future, a state of things in which physical labour will be partly superseded by machinery, partly lightened by its just distribution, and that labour for the production of art will be taken in turns; that there is no need for some people always to sit below the stage moving the decorations, winding up the machinery, working at the piano or French horn, and setting type and printing books, but that the people who do all this work might be engaged only a few hours per day, and in their leisure time might enjoy all the blessings of art.

That is what the defenders of our exclusive art say. But 70 I think they do not themselves believe it. They cannot help knowing that fine art can arise only on the slavery of the masses of the people, and can continue only as long as that slavery lasts, and they cannot help knowing that only under conditions of intense labour for the workers, can specialists—writers, musicians, dancers, and actors—arrive at that fine degree of perfection to which they do attain, or produce their refined works of art; and only under the same conditions can there be a fine public to esteem such productions. Free the slaves of capital, and it will be impossible to produce such refined art.

But even were we to admit the inadmissible, and say that means may be found by which art (that art which among us is considered to be art) may be accessible to the whole people, another consideration presents itself showing that fashionable art cannot be the whole of art, viz. the fact that it is completely unintelligible to the people. Formerly men wrote poems in Latin, but now their artistic productions are as unintelligible to the common folk as if they were written in Sanskrit. The usual reply to this is, that if the people do not now understand this art of ours, it only proves that they are undeveloped, and that this has been so at each fresh step forward made by art. First it was not understood, but afterwards people got accustomed to it.

“It will be the same with our present art; it will be understood when everybody is as well educated as are we—the people of the upper classes—who produce this art,” say the defenders of our art. But this assertion is evidently even more unjust than the former; for we know that the majority of the productions of the art of the upper classes, such as various odes, poems, dramas, cantatas, pastorals, pictures, etc., which delighted the people of the upper classes when they were produced, never were afterwards either understood or valued by the great masses of mankind, but have remained, what they were at first, a mere 71 pastime for rich people of their time, for whom alone they ever were of any importance. It is also often urged in proof of the assertion that the people will some day understand our art, that some productions of so-called “classical” poetry, music, or painting, which formerly did not please the masses, do—now that they have been offered to them from all sides—begin to please these same masses; but this only shows that the crowd, especially the half-spoilt town crowd, can easily (its taste having been perverted) be accustomed to any sort of art. Moreover, this art is not produced by these masses, nor even chosen by them, but is energetically thrust upon them in those public places in which art is accessible to the people. For the great majority of working people, our art, besides being inaccessible on account of its costliness, is strange in its very nature, transmitting as it does the feelings of people far removed from those conditions of laborious life which are natural to the great body of humanity. That which is enjoyment to a man of the rich classes, is incomprehensible, as a pleasure, to a working man, and evokes in him either no feeling at all, or only a feeling quite contrary to that which it evokes in an idle and satiated man. Such feelings as form the chief subjects of present-day art—say, for instance, honour, [66] patriotism and amorousness, evoke in a working man only bewilderment and contempt, or indignation. So that even if a possibility were given to the labouring classes, in their free time, to see, to read, and to hear all that forms the flower of contemporary art (as is done to some extent in towns, by means of picture galleries, popular concerts, and libraries), the working man (to the extent to which he is a labourer, and has not begun to pass into the ranks of those perverted by idleness) would be able to make nothing of our fine art, and if he did understand it, that which he understood 72 would not elevate his soul, but would certainly, in most cases, pervert it. To thoughtful and sincere people there can therefore be no doubt that the art of our upper classes never can be the art of the whole people. But if art is an important matter, a spiritual blessing, essential for all men (“like religion,” as the devotees of art are fond of saying), then it should be accessible to everyone. And if, as in our day, it is not accessible to all men, then one of two things: either art is not the vital matter it is represented to be, or that art which we call art is not the real thing.

The dilemma is inevitable, and therefore clever and immoral people avoid it by denying one side of it, viz. denying that the common people have a right to art. These people simply and boldly speak out (what lies at the heart of the matter), and say that the participators in and utilisers of what in their esteem is highly beautiful art, i.e. art furnishing the greatest enjoyment, can only be “schöne Geister,” “the elect,” as the romanticists called them, the “Uebermenschen,” as they are called by the followers of Nietzsche; the remaining vulgar herd, incapable of experiencing these pleasures, must serve the exalted pleasures of this superior breed of people. The people who express these views at least do not pretend and do not try to combine the incombinable, but frankly admit, what is the case, that our art is an art of the upper classes only. So, essentially, art has been, and is, understood by everyone engaged on it in our society.

The unbelief of the upper classes of the European world had this effect, that instead of an artistic activity aiming at transmitting the highest feelings to which humanity has attained,—those flowing from religious perception,—we have an activity which aims at affording the greatest enjoyment to a certain class of society. And of all the immense domain of art, that part has been fenced off, and is alone called art, which affords enjoyment to the people of this particular circle.

Apart from the moral effects on European society of such a selection from the whole sphere of art of what did not deserve such a valuation, and the acknowledgment of it as important art, this perversion of art has weakened art itself, and well-nigh destroyed it. The first great result was that art was deprived of the infinite, varied, and profound religious subject-matter proper to it. The second result was that having only a small circle of people in view, it lost its beauty of form and became affected and obscure; and the third and chief result was that it ceased to be either natural or even sincere, and became thoroughly artificial and brain-spun.

The first result—the impoverishment of subject-matter—followed because only that is a true work of art which transmits fresh feelings not before experienced by man. As thought-product is only then real thought-product when it transmits new conceptions and thoughts, and does not merely repeat what was known before, so also an art-product is only then a genuine art-product when it brings 74 a new feeling (however insignificant) into the current of human life. This explains why children and youths are so strongly impressed by those works of art which first transmit to them feelings they had not before experienced.

The same powerful impression is made on people by feelings which are quite new, and have never before been expressed by man. And it is the source from which such feelings flow of which the art of the upper classes has deprived itself by estimating feelings, not in conformity with religious perception, but according to the degree of enjoyment they afford. There is nothing older and more hackneyed than enjoyment, and there is nothing fresher than the feelings springing from the religious consciousness of each age. It could not be otherwise: man’s enjoyment has limits established by his nature, but the movement forward of humanity, that which is voiced by religious perception, has no limits. At every forward step taken by humanity—and such steps are taken in consequence of the greater and greater elucidation of religious perception—men experience new and fresh feelings. And therefore only on the basis of religious perception (which shows the highest level of life-comprehension reached by the men of a certain period) can fresh emotion, never before felt by man, arise. From the religious perception of the ancient Greeks flowed the really new, important, and endlessly varied feelings expressed by Homer and the tragic writers. It was the same among the Jews, who attained the religious conception of a single God,—from that perception flowed all those new and important emotions expressed by the prophets. It was the same for the poets of the Middle Ages, who, if they believed in a heavenly hierarchy, believed also in the Catholic commune; and it is the same for a man of to-day who has grasped the religious conception of true Christianity—the brotherhood of man.

The variety of fresh feelings flowing from religious 75 perception is endless, and they are all new, for religious perception is nothing else than the first indication of that which is coming into existence, viz. the new relation of man to the world around him. But the feelings flowing from the desire for enjoyment are, on the contrary, not only limited, but were long ago experienced and expressed. And therefore the lack of belief of the upper classes of Europe has left them with an art fed on the poorest subject-matter.

The impoverishment of the subject-matter of upper-class art was further increased by the fact that, ceasing to be religious, it ceased also to be popular, and this again diminished the range of feelings which it transmitted. For the range of feelings experienced by the powerful and the rich, who have no experience of labour for the support of life, is far poorer, more limited, and more insignificant than the range of feelings natural to working people.

People of our circle, æstheticians, usually think and say just the contrary of this. I remember how Gontchareff, the author, a very clever and educated man but a thorough townsman and an æsthetician, said to me that after Tourgenieff’s Memoirs of a Sportsman there was nothing left to write about in peasant life. It was all used up. The life of working people seemed to him so simple that Tourgenieff’s peasant stories had used up all there was to describe. The life of our wealthy people, with their love affairs and dissatisfaction with themselves, seemed to him full of inexhaustible subject-matter. One hero kissed his lady on her palm, another on her elbow, and a third somewhere else. One man is discontented through idleness, and another because people don’t love him. And Gontchareff thought that in this sphere there is no end of variety. And this opinion—that the life of working people is poor in subject-matter, but that our life, the life of the idle, is full of interest—is shared by very many people in our society. The life of 76 a labouring man, with its endlessly varied forms of labour, and the dangers connected with this labour on sea and underground; his migrations, the intercourse with his employers, overseers, and companions and with men of other religions and other nationalities; his struggles with nature and with wild beasts, the associations with domestic animals, the work in the forest, on the steppe, in the field, the garden, the orchard; his intercourse with wife and children, not only as with people near and dear to him, but as with co-workers and helpers in labour, replacing him in time of need; his concern in all economic questions, not as matters of display or discussion, but as problems of life for himself and his family; his pride in self-suppression and service to others, his pleasures of refreshment; and with all these interests permeated by a religious attitude towards these occurrences—all this to us, who have not these interests and possess no religious perception, seems monotonous in comparison with those small enjoyments and insignificant cares of our life,—a life, not of labour nor of production, but of consumption and destruction of that which others have produced for us. We think the feelings experienced by people of our day and our class are very important and varied; but in reality almost all the feelings of people of our class amount to but three very insignificant and simple feelings—the feeling of pride, the feeling of sexual desire, and the feeling of weariness of life. These three feelings, with their outgrowths, form almost the only subject-matter of the art of the rich classes.

At first, at the very beginning of the separation of the exclusive art of the upper classes from universal art, its chief subject-matter was the feeling of pride. It was so at the time of the Renaissance and after it, when the chief subject of works of art was the laudation of the strong—popes, kings, and dukes: odes and madrigals were written in their honour, and they were extolled in cantatas and hymns; 77 their portraits were painted, and their statues carved, in various adulatory ways. Next, the element of sexual desire began more and more to enter into art, and (with very few exceptions, and in novels and dramas almost without exception) it has now become an essential feature of every art product of the rich classes.

The third feeling transmitted by the art of the rich—that of discontent with life—appeared yet later in modern art. This feeling, which, at the commencement of the present century, was expressed only by exceptional men; by Byron, by Leopardi, and afterwards by Heine, has latterly become fashionable and is expressed by most ordinary and empty people. Most justly does the French critic Doumic characterise the works of the new writers—“ c’est la lassitude de vivre, le mépris de l’époque présente, le regret d’un autre temps aperçu à travers l’illusion de l’art, le goût du paradoxe, le besoin de se singulariser, une aspiration de raffinés vers la simplicité, l’adoration enfantine du merveilleux, la séduction maladive de la rêverie, l’ébranlement des nerfs,—surtout l’appel exaspéré de la sensualité ” ( Les Jeunes , René Doumic). [67] And, as a matter of fact, of these three feelings it is sensuality, the lowest (accessible not only to all men but even to all animals) which forms the chief subject-matter of works of art of recent times.

From Boccaccio to Marcel Prévost, all the novels, poems, and verses invariably transmit the feeling of sexual love in its different forms. Adultery is not only the favourite, but almost the only theme of all the novels. A performance is not a performance unless, under some pretence, women appear 78 with naked busts and limbs. Songs and romances —all are expressions of lust, idealised in various degrees.

A majority of the pictures by French artists represent female nakedness in various forms. In recent French literature there is hardly a page or a poem in which nakedness is not described, and in which, relevantly or irrelevantly, their favourite thought and word nu is not repeated a couple of times. There is a certain writer, René de Gourmond, who gets printed, and is considered talented. To get an idea of the new writers, I read his novel, Les Chevaux de Diomède . It is a consecutive and detailed account of the sexual connections some gentleman had with various women. Every page contains lust-kindling descriptions. It is the same in Pierre Louÿs’ book, Aphrodite , which met with success; it is the same in a book I lately chanced upon—Huysmans’ Certains , and, with but few exceptions, it is the same in all the French novels. They are all the productions of people suffering from erotic mania. And these people are evidently convinced that as their whole life, in consequence of their diseased condition, is concentrated on amplifying various sexual abominations, therefore the life of all the world is similarly concentrated. And these people, suffering from erotic mania, are imitated throughout the whole artistic world of Europe and America.

Thus in consequence of the lack of belief and the exceptional manner of life of the wealthy classes, the art of those classes became impoverished in its subject-matter, and has sunk to the transmission of the feelings of pride, discontent with life, and, above all, of sexual desire.

In consequence of their unbelief the art of the upper classes became poor in subject-matter. But besides that, becoming continually more and more exclusive, it became at the same time continually more and more involved, affected, and obscure.

When a universal artist (such as were some of the Grecian artists or the Jewish prophets) composed his work, he naturally strove to say what he had to say in such a manner that his production should be intelligible to all men. But when an artist composed for a small circle of people placed in exceptional conditions, or even for a single individual and his courtiers,—for popes, cardinals, kings, dukes, queens, or for a king’s mistress,—he naturally only aimed at influencing these people, who were well known to him, and lived in exceptional conditions familiar to him. And this was an easier task, and the artist was involuntarily drawn to express himself by allusions comprehensible only to the initiated, and obscure to everyone else. In the first place, more could be said in this way; and secondly, there is (for the initiated) even a certain charm in the cloudiness of such a manner of expression. This method, which showed itself both in euphemism and in mythological and historical allusions, came more and more into use, until it has, apparently, at last reached its utmost limits in the so-called art of the Decadents. It has come, finally, to this: that not only is haziness, mysteriousness, obscurity, and exclusiveness (shutting out the masses) elevated to the rank of a merit and a 80 condition of poetic art, but even incorrectness, indefiniteness, and lack of eloquence are held in esteem.

Théophile Gautier, in his preface to the celebrated Fleurs du Mal , says that Baudelaire, as far as possible, banished from poetry eloquence, passion, and truth too strictly copied (“ l’éloquence, la passion, et la vérité calquée trop exactement ”).

And Baudelaire not only expressed this, but maintained his thesis in his verses, and yet more strikingly in the prose of his Petits Poèmes en Prose , the meanings of which have to be guessed like a rebus, and remain for the most part undiscovered.

The poet Verlaine (who followed next after Baudelaire, and was also esteemed great) even wrote an “ Art poétique ,” in which he advises this style of composition:—

And again:—

After these two comes Mallarmé, considered the most important of the young poets, and he plainly says that the charm of poetry lies in our having to guess its meaning—that in poetry there should always be a puzzle:—

Je pense qu’il faut qu’il n’y ait qu’allusion , says he. La contemplation des objets, l’image s’envolant des rêveries suscitées par eux, sont le chant: les Parnassiens, eux, prennent la chose entièrement et la montrent; par là ils manquent de mystère; ils retirent aux esprits cette joie délicieuse de croire qu’ils créent. Nommer un objet, c’est supprimer les trois quarts de la jouissance du poème, qui est faite du bonheur de deviner peu à peu: le suggérer, 82 voilà le rêve. C’est le parfait usage de ce mystère qui constitue le symbole: évoquer petit à petit un objet pour montrer un état d’âme, ou, inversement, choisir un objet et en dégager un état d’âme, par une sèrie de déchiffrements.

... Si un être d’une intelligence moyenne, et d’une préparation littéraire insuffisante, ouvre par hasard un livre ainsi fait et prétend en jouir, il y a malentendu, il faut remettre les choses à leur place. Il doit y avoir toujours énigme en poèsie, et c’est le but de la littérature, il n’y en a pas d’autre,—d’évoquer les objets. —“ Enquête sur l’évolution littéraire ,” Jules Huret, pp. 60, 61. [69]

Thus is obscurity elevated into a dogma among the new poets. As the French critic Doumic (who has not yet accepted the dogma) quite correctly says:—

“ Il serait temps aussi d’en finir avec cette fameuse ‘théorie de l’obscurité’ que la nouvelle école a élevée, en effet, à la hauteur d’un dogme. ”— Les Jeunes , par René Doumic. [70]

But it is not French writers only who think thus. The 83 poets of all other countries think and act in the same way: German, and Scandinavian, and Italian, and Russian, and English. So also do the artists of the new period in all branches of art: in painting, in sculpture, and in music. Relying on Nietzsche and Wagner, the artists of the new age conclude that it is unnecessary for them to be intelligible to the vulgar crowd; it is enough for them to evoke poetic emotion in “the finest nurtured,” to borrow a phrase from an English æsthetician.

In order that what I am saying may not seem to be mere assertion, I will quote at least a few examples from the French poets who have led this movement. The name of these poets is legion. I have taken French writers, because they, more decidedly than any others, indicate the new direction of art, and are imitated by most European writers.

Besides those whose names are already considered famous, such as Baudelaire and Verlaine, here are the names of a few of them: Jean Moréas, Charles Morice, Henri de Régnier, Charles Vignier, Adrien Remacle, René Ghil, Maurice Maeterlinck, G. Albert Aurier, Rémy de Gourmont, Saint-Pol-Roux-le-Magnifique, Georges Rodenbach, le comte Robert de Montesquiou-Fezensac. These are Symbolists and Decadents. Next we have the “Magi”: Joséphin Péladan, Paul Adam, Jules Bois, M. Papus, and others.

Besides these, there are yet one hundred and forty-one others, whom Doumic mentions in the book referred to above.

Here are some examples from the work of those of them who are considered to be the best, beginning with that most celebrated man, acknowledged to be a great artist worthy of a monument—Baudelaire. This is a poem from his celebrated Fleurs du Mal :—

And this is another by the same writer:—

To be exact, I should mention that the collection contains verses less comprehensible than these, but not one poem which is plain and can be understood without a certain effort—an effort seldom rewarded, for the feelings which the poet transmits are evil and very low ones. And these feelings are always, and purposely, expressed by him with eccentricity and lack of clearness. This premeditated obscurity is especially noticeable in his prose, where the author could, if he liked, speak plainly.

Take, for instance, the first piece from his Petits Poèmes :—

L’ÉTRANGER.

Qui aimes-tu le mieux, homme énigmatique, dis? ton père, ta mère, ta sœur, ou ton frère?

Je n’ai ni père, ni mère, ni sœur, ni frère.

Vous vous servez là d’une parole dont le sens m’est resté jusqu’ à ce jour inconnu.

J’ignore sous quelle latitude elle est située.

Je l’aimerais volontiers, déesse et immortelle.

Je le hais comme vous haïssez Dieu.

Et qu ’aimes-tu donc, extraordinaire étranger?

J’aime les nuages ... les nuages qui passent ... là bas, ... les merveilleux nuages!

The piece called La Soupe et les Nuages is probably 86 intended to express the unintelligibility of the poet even to her whom he loves. This is the piece in question:—

Ma petite folle bien-aimée me donnait à dîner, et par la fenêtre ouverte de la salle à manger je contemplais les mouvantes architectures que Dieu fait avec les vapeurs, les merveilleuses constructions de l’impalpable. Et je me disais, à travers ma contemplation: “Toutes ces fantasmagories sont presque aussi belles que les yeux de ma belle bien-aimée, la petite folle monstrueuse aux yeux verts.”

Et tout à coup je reçus un violent coup de poing dans le dos, et j’entendis une voix rauque et charmante, une voix hystérique et comme enrouée par l’eau-de-vie, la voix de ma chère petite bien-aimée, qui me disait, “Allez-vous bientôt manger votre soupe, s ... b ... de marchand de nuages?” [73]

However artificial these two pieces may be, it is still possible, with some effort, to guess at what the author meant them to express, but some of the pieces are absolutely incomprehensible—at least to me. Le Galant Tireur is a piece I was quite unable to understand.

LE GALANT TIREUR.

Comme la voiture traversait le bois, il la fit arrêter dans le voisinage d’un tir, disant qu’il lui serait agréable de tirer quelques balles pour tuer le Temps. Tuer ce monstre-là, n’est-ce pas l’occupation la plus ordinaire et la plus légitime de chacun?—Et il offrit galamment la main à sa chère, délicieuse et exécrable femme, à cette mystérieuse femme à laquelle il doit tant de plaisirs, tant de douleurs, et peut-être aussi une grande partie de son génie.

87 Plusieurs balles frappèrent loin du but proposé, l’une d’elles s’enfonça même dans le plafond; et comme la charmante créature riait follement, se moquant de la maladresse de son époux, celui-ci se tourna brusquement vers elle, et lui dit: “Observez cette poupée, là-bas, à droite, qui porte le nez en l’air et qui a la mine si hautaine. Eh bien! cher ange, je me figure que c’est vous.” Et il ferma les yeux et il lâcha la détente. La poupée fut nettement décapitée.

Alors s’ inclinant vers sa chère, sa délicieuse, son exécrable femme, son inévitable et impitoyable Muse, et lui baisant respectueusement la main, il ajouta: “Ah! mon cher ange, combien je vous remercie de mon adresse!” [74]

The productions of another celebrity, Verlaine, are not less affected and unintelligible. This, for instance, is the first poem in the section called Ariettes Oubliées .

What “ chœur des petites voix ”? and what “ cri doux que l’herbe agitée expire ”? and what it all means, remains altogether unintelligible to me.

And here is another Ariette :—

How does the moon seem to live and die in a copper heaven? And how can snow shine like sand? The whole thing is not merely unintelligible, but, under pretence of conveying an impression, it passes off a string of incorrect comparisons and words.

Besides these artificial and obscure poems, there are others which are intelligible, but which make up for it by being altogether bad, both in form and in subject. Such are all the poems under the heading La Sagesse . The chief place in these verses is occupied by a very poor expression of the most commonplace Roman Catholic and patriotic sentiments. For instance, one meets with verses such as this:—

Before citing examples from other poets, I must pause to 90 note the amazing celebrity of these two versifiers, Baudelaire and Verlaine, who are now accepted as being great poets. How the French, who had Chénier, Musset, Lamartine, and, above all, Hugo,—and among whom quite recently flourished the so-called Parnassiens: Leconte de Lisle, Sully-Prudhomme, etc.,—could attribute such importance to these two versifiers, who were far from skilful in form and most contemptible and commonplace in subject-matter, is to me incomprehensible. The conception-of-life of one of them, Baudelaire, consisted in elevating gross egotism into a theory, and replacing morality by a cloudy conception of beauty, and especially artificial beauty. Baudelaire had a preference, which he expressed, for a woman’s face painted rather than showing its natural colour, and for metal trees and a theatrical imitation of water rather than real trees and real water.

The life-conception of the other, Verlaine, consisted in weak profligacy, confession of his moral impotence, and, as an antidote to that impotence, in the grossest Roman Catholic idolatry. Both, moreover, were quite lacking in naïveté, sincerity, and simplicity, and both overflowed with artificiality, forced originality, and self-assurance. So that in their least bad productions one sees more of M. Baudelaire or M. Verlaine than of what they were describing. But these two indifferent versifiers form a school, and lead hundreds of followers after them.

There is only one explanation of this fact: it is that the art of the society in which these versifiers lived is not a serious, important matter of life, but is a mere amusement. And all amusements grow wearisome by repetition. And, in order to make wearisome amusement again tolerable, it is necessary to find some means to freshen it up. When, at cards, ombre grows stale, whist is introduced; when whist grows stale, écarté is substituted; when écarté grows stale, some other novelty is invented, and so on. The substance 91 of the matter remains the same, only its form is changed. And so it is with this kind of art. The subject-matter of the art of the upper classes growing continually more and more limited, it has come at last to this, that to the artists of these exclusive classes it seems as if everything has already been said, and that to find anything new to say is impossible. And therefore, to freshen up this art, they look out for fresh forms.

Baudelaire and Verlaine invent such a new form, furbish it up, moreover, with hitherto unused pornographic details, and—the critics and the public of the upper classes hail them as great writers.

This is the only explanation of the success, not of Baudelaire and Verlaine only, but of all the Decadents.

For instance, there are poems by Mallarmé and Maeterlinck which have no meaning, and yet for all that, or perhaps on that very account, are printed by tens of thousands, not only in various publications, but even in collections of the best works of the younger poets.

This, for example, is a sonnet by Mallarmé:—

This poem is not exceptional in its incomprehensibility. I have read several poems by Mallarmé, and they also had no meaning whatever. I give a sample of his prose in Appendix I. There is a whole volume of this prose, called “ Divagations .” It is impossible to understand any of it. And that is evidently what the author intended.

And here is a song by Maeterlinck, another celebrated author of to-day:—

Who went out? Who came in? Who is speaking? Who died?

I beg the reader to be at the pains of reading through the samples I cite in Appendix II. of the celebrated and esteemed young poets—Griffin, Verhaeren, Moréas, and Montesquiou. It is important to do so in order to form a clear conception of the present position of art, and not to suppose, as many do, that Decadentism is an accidental and transitory phenomenon. To avoid the reproach of having selected the worst verses, I have copied out of each volume the poem which happened to stand on page 28 .

All the other productions of these poets are equally unintelligible, or can only be understood with great difficulty, and then not fully. All the productions of those hundreds of poets, of whom I have named a few, are the same in kind. And among the Germans, Swedes, Norwegians, Italians, and us Russians, similar verses are printed. And such productions are printed and made up into book form, if not by the million, then by the hundred thousand (some of these works sell in tens of thousands). For type-setting, paging, printing, and binding these books, millions and millions of working days are spent—not less, I think, than went to build the 95 great pyramid. And this is not all. The same is going on in all the other arts: millions and millions of working days are being spent on the production of equally incomprehensible works in painting, in music, and in the drama.

Painting not only does not lag behind poetry in this matter, but rather outstrips it. Here is an extract from the diary of an amateur of art, written when visiting the Paris exhibitions in 1894:—

“I was to-day at three exhibitions: the Symbolists’, the Impressionists’, and the Neo-Impressionists’. I looked at the pictures conscientiously and carefully, but again felt the same stupefaction and ultimate indignation. The first exhibition, that of Camille Pissarro, was comparatively the most comprehensible, though the pictures were out of drawing, had no subject, and the colourings were most improbable. The drawing was so indefinite that you were sometimes unable to make out which way an arm or a head was turned. The subject was generally, ‘ effets ’— Effet de brouillard , Effet du soir , Soleil couchant . There were some pictures with figures, but without subjects.

“In the colouring, bright blue and bright green predominated. And each picture had its special colour, with which the whole picture was, as it were, splashed. For instance in ‘A Girl guarding Geese’ the special colour is vert de gris , and dots of it were splashed about everywhere: on the face, the hair, the hands, and the clothes. In the same gallery—‘Durand Ruel’—were other pictures, by Puvis de Chavannes, Manet, Monet, Renoir, Sisley—who are all Impressionists. One of them, whose name I could not make out,—it was something like Redon,—had painted a blue face in profile. On the whole face there is only this blue tone, with white-of-lead. Pissarro has a water-colour all done in dots. In the foreground is a cow entirely painted with various-coloured dots. The general colour cannot be distinguished, however 96 much one stands back from, or draws near to, the picture. From there I went to see the Symbolists. I looked at them long without asking anyone for an explanation, trying to guess the meaning; but it is beyond human comprehension. One of the first things to catch my eye was a wooden haut-relief , wretchedly executed, representing a woman (naked) who with both hands is squeezing from her two breasts streams of blood. The blood flows down, becoming lilac in colour. Her hair first descends and then rises again and turns into trees. The figure is all coloured yellow, and the hair is brown.

“Next—a picture: a yellow sea, on which swims something which is neither a ship nor a heart; on the horizon is a profile with a halo and yellow hair, which changes into a sea, in which it is lost. Some of the painters lay on their colours so thickly that the effect is something between painting and sculpture. A third exhibit was even less comprehensible: a man’s profile; before him a flame and black stripes—leeches, as I was afterwards told. At last I asked a gentleman who was there what it meant, and he explained to me that the haut-relief was a symbol, and that it represented ‘ La Terre .’ The heart swimming in a yellow sea was ‘ Illusion perdue ,’ and the gentleman with the leeches was ‘ Le Mal .’ There were also some Impressionist pictures: elementary profiles, holding some sort of flowers in their hands: in monotone, out of drawing, and either quite blurred or else marked out with wide black outlines.”

This was in 1894; the same tendency is now even more strongly defined, and we have Böcklin, Stuck, Klinger, Sasha Schneider, and others.

The same thing is taking place in the drama. The play-writers give us an architect who, for some reason, has not fulfilled his former high intentions, and who consequently climbs on to the roof of a house he has erected and tumbles down head foremost; or an incomprehensible old woman 97 (who exterminates rats), and who, for an unintelligible reason, takes a poetic child to the sea and there drowns him; or some blind men, who, sitting on the seashore, for some reason always repeat one and the same thing; or a bell of some kind, which flies into a lake and there rings.

And the same is happening in music—in that art which, more than any other, one would have thought, should be intelligible to everybody.

An acquaintance of yours, a musician of repute, sits down to the piano and plays you what he says is a new composition of his own, or of one of the new composers. You hear the strange, loud sounds, and admire the gymnastic exercises performed by his fingers; and you see that the performer wishes to impress upon you that the sounds he is producing express various poetic strivings of the soul. You see his intention, but no feeling whatever is transmitted to you except weariness. The execution lasts long, or at least it seems very long to you, because you do not receive any clear impression, and involuntarily you remember the words of Alphonse Karr, “ Plus ça va vite, plus ça dure longtemps. ” [80] And it occurs to you that perhaps it is all a mystification; perhaps the performer is trying you—just throwing his hands and fingers wildly about the key-board in the hope that you will fall into the trap and praise him, and then he will laugh and confess that he only wanted to see if he could hoax you. But when at last the piece does finish, and the perspiring and agitated musician rises from the piano evidently anticipating praise, you see that it was all done in earnest.

The same thing takes place at all the concerts with pieces by Liszt, Wagner, Berlioz, Brahms, and (newest of all) Richard Strauss, and the numberless other composers of the new school, who unceasingly produce opera after opera, symphony after symphony, piece after piece.

98 The same is occurring in a domain in which it seemed hard to be unintelligible—in the sphere of novels and short stories.

Read Là-Bas by Huysmans, or some of Kipling’s short stories, or L’annonciateur by Villiers de l’Isle Adam in his Contes Cruels , etc., and you will find them not only “abscons” (to use a word adopted by the new writers), but absolutely unintelligible both in form and in substance. Such, again, is the work by E. Morel, Terre Promise , now appearing in the Revue Blanche , and such are most of the new novels. The style is very high-flown, the feelings seem to be most elevated, but you can’t make out what is happening, to whom it is happening, and where it is happening. And such is the bulk of the young art of our time.

People who grew up in the first half of this century, admiring Goethe, Schiller, Musset, Hugo, Dickens, Beethoven, Chopin, Raphael, da Vinci, Michael Angelo, Delaroche, being unable to make head or tail of this new art, simply attribute its productions to tasteless insanity and wish to ignore them. But such an attitude towards this new art is quite unjustifiable, because, in the first place, that art is spreading more and more, and has already conquered for itself a firm position in society, similar to the one occupied by the Romanticists in the third decade of this century; and secondly and chiefly, because, if it is permissible to judge in this way of the productions of the latest form of art, called by us Decadent art, merely because we do not understand it, then remember, there are an enormous number of people,—all the labourers and many of the non-labouring folk,—who, in just the same way, do not comprehend those productions of art which we consider admirable: the verses of our favourite artists—Goethe, Schiller, and Hugo; the novels of Dickens, the music of Beethoven and Chopin, the pictures of Raphael, Michael Angelo, da Vinci, etc.

If I have a right to think that great masses of people do 99 not understand and do not like what I consider undoubtedly good because they are not sufficiently developed, then I have no right to deny that perhaps the reason why I cannot understand and cannot like the new productions of art, is merely that I am still insufficiently developed to understand them. If I have a right to say that I, and the majority of people who are in sympathy, with me, do not understand the productions of the new art simply because there is nothing in it to understand and because it is bad art, then, with just the same right, the still larger majority, the whole labouring mass, who do not understand what I consider admirable art, can say that what I reckon as good art is bad art, and there is nothing in it to understand.

I once saw the injustice of such condemnation of the new art with especial clearness, when, in my presence, a certain poet, who writes incomprehensible verses, ridiculed incomprehensible music with gay self-assurance; and, shortly afterwards, a certain musician, who composes incomprehensible symphonies, laughed at incomprehensible poetry with equal self-confidence. I have no right, and no authority, to condemn the new art on the ground that I (a man educated in the first half of the century) do not understand it; I can only say that it is incomprehensible to me. The only advantage the art I acknowledge has over the Decadent art, lies in the fact that the art I recognise is comprehensible to a somewhat larger number of people than the present-day art.

The fact that I am accustomed to a certain exclusive art, and can understand it, but am unable to understand another still more exclusive art, does not give me a right to conclude that my art is the real true art, and that the other one, which I do not understand, is an unreal, a bad art. I can only conclude that art, becoming ever more and more exclusive, has become more and more incomprehensible to an ever-increasing number of people, and that, in this its 100 progress towards greater and greater incomprehensibility (on one level of which I am standing, with the art familiar to me), it has reached a point where it is understood by a very small number of the elect, and the number of these chosen people is ever becoming smaller and smaller.

As soon as ever the art of the upper classes separated itself from universal art, a conviction arose that art may be art and yet be incomprehensible to the masses. And as soon as this position was admitted, it had inevitably to be admitted also that art may be intelligible only to the very smallest number of the elect, and, eventually, to two, or to one, of our nearest friends, or to oneself alone. Which is practically what is being said by modern artists:—“I create and understand myself, and if anyone does not understand me, so much the worse for him.”

The assertion that art may be good art, and at the same time incomprehensible to a great number of people, is extremely unjust, and its consequences are ruinous to art itself; but at the same time it is so common and has so eaten into our conceptions, that it is impossible sufficiently to elucidate all the absurdity of it.

Nothing is more common than to hear it said of reputed works of art, that they are very good but very difficult to understand. We are quite used to such assertions, and yet to say that a work of art is good, but incomprehensible to the majority of men, is the same as saying of some kind of food that it is very good but that most people can’t eat it. The majority of men may not like rotten cheese or putrefying grouse—dishes esteemed by people with perverted tastes; but bread and fruit are only good when they please the majority of men. And it is the same with art. Perverted art may not please the majority of men, but good art always pleases everyone.

It is said that the very best works of art are such that 101 they cannot be understood by the mass, but are accessible only to the elect who are prepared to understand these great works. But if the majority of men do not understand, the knowledge necessary to enable them to understand should be taught and explained to them. But it turns out that there is no such knowledge, that the works cannot be explained, and that those who say the majority do not understand good works of art, still do not explain those works, but only tell us that, in order to understand them, one must read, and see, and hear these same works over and over again. But this is not to explain, it is only to habituate! And people may habituate themselves to anything, even to the very worst things. As people may habituate themselves to bad food, to spirits, tobacco, and opium, just in the same way they may habituate themselves to bad art—and that is exactly what is being done.

Moreover, it cannot be said that the majority of people lack the taste to esteem the highest works of art. The majority always have understood, and still understand, what we also recognise as being the very best art: the epic of Genesis, the Gospel parables, folk-legends, fairy-tales, and folk-songs are understood by all. How can it be that the majority has suddenly lost its capacity to understand what is high in our art?

Of a speech it may be said that it is admirable, but incomprehensible to those who do not know the language in which it is delivered. A speech delivered in Chinese may be excellent, and may yet remain incomprehensible to me if I do not know Chinese; but what distinguishes a work of art from all other mental activity is just the fact that its language is understood by all, and that it infects all without distinction. The tears and laughter of a Chinese infect me just as the laughter and tears of a Russian; and it is the same with painting and music and poetry, when it is translated into a language I understand. The songs of a Kirghiz 102 or of a Japanese touch me, though in a lesser degree than they touch a Kirghiz or a Japanese. I am also touched by Japanese painting, Indian architecture, and Arabian stories. If I am but little touched by a Japanese song and a Chinese novel, it is not that I do not understand these productions, but that I know and am accustomed to higher works of art. It is not because their art is above me. Great works of art are only great because they are accessible and comprehensible to everyone. The story of Joseph, translated into the Chinese language, touches a Chinese. The story of Sakya Muni touches us. And there are, and must be, buildings, pictures, statues, and music of similar power. So that, if art fails to move men, it cannot be said that this is due to the spectators’ or hearers’ lack of understanding; but the conclusion to be drawn may, and should be, that such art is either bad art, or is not art at all.

Art is differentiated from activity of the understanding, which demands preparation and a certain sequence of knowledge (so that one cannot learn trigonometry before knowing geometry), by the fact that it acts on people independently of their state of development and education, that the charm of a picture, of sounds, or of forms, infects any man whatever his plane of development.

The business of art lies just in this—to make that understood and felt which, in the form of an argument, might be incomprehensible and inaccessible. Usually it seems to the recipient of a truly artistic impression that he knew the thing before but had been unable to express it.

And such has always been the nature of good, supreme art; the Iliad , the Odyssey , the stories of Isaac, Jacob, and Joseph, the Hebrew prophets, the psalms, the Gospel parables, the story of Sakya Muni, and the hymns of the Vedas: all transmit very elevated feelings, and are nevertheless quite comprehensible now to us, educated or uneducated, as they were comprehensible to the men of those times, long ago, who were 103 even less educated than our labourers. People talk about incomprehensibility; but if art is the transmission of feelings flowing from man’s religious perception, how can a feeling be incomprehensible which is founded on religion, i.e. on man’s relation to God? Such art should be, and has actually, always been, comprehensible to everybody, because every man’s relation to God is one and the same. And therefore the churches and the images in them were always comprehensible to everyone. The hindrance to understanding the best and highest feelings (as is said in the gospel) does not at all lie in deficiency of development or learning, but, on the contrary, in false development and false learning. A good and lofty work of art may be incomprehensible, but not to simple, unperverted peasant labourers (all that is highest is understood by them)—it may be, and often is, unintelligible to erudite, perverted people destitute of religion. And this continually occurs in our society, in which the highest feelings are simply not understood. For instance, I know people who consider themselves most refined, and who say that they do not understand the poetry of love to one’s neighbour, of self-sacrifice, or of chastity.

So that good, great, universal, religious art may be incomprehensible to a small circle of spoilt people, but certainly not to any large number of plain men.

Art cannot be incomprehensible to the great masses only because it is very good,—as artists of our day are fond of telling us. Rather we are bound to conclude that this art is unintelligible to the great masses only because it is very bad art, or even is not art at all. So that the favourite argument (naïvely accepted by the cultured crowd), that in order to feel art one has first to understand it (which really only means habituate oneself to it), is the truest indication that what we are asked to understand by such a method is either very bad, exclusive art, or is not art at all.

104 People say that works of art do not please the people because they are incapable of understanding them. But if the aim of works of art is to infect people with the emotion the artist has experienced, how can one talk about not understanding?

A man of the people reads a book, sees a picture, hears a play or a symphony, and is touched by no feeling. He is told that this is because he cannot understand. People promise to let a man see a certain show; he enters and sees nothing. He is told that this is because his sight is not prepared for this show. But the man well knows that he sees quite well, and if he does not see what people promised to show him, he only concludes (as is quite just) that those who undertook to show him the spectacle have not fulfilled their engagement. And it is perfectly just for a man who does feel the influence of some works of art to come to this conclusion concerning artists who do not, by their works, evoke feeling in him. To say that the reason a man is not touched by my art is because he is still too stupid, besides being very self-conceited and also rude, is to reverse the rôles, and for the sick to send the hale to bed.

Voltaire said that “ Tous les genres sont bons, hors le genre ennuyeux ”; [81] but with even more right one may say of art that Tous les genres sons bons, hors celui qu’on ne comprend pas , or qui ne produit pas son effet , [82] for of what value is an article which fails to do that for which it was intended?

Mark this above all: if only it be admitted that art may be art and yet be unintelligible to anyone of sound mind, there is no reason why any circle of perverted people should not compose works tickling their own perverted feelings and comprehensible to no one but themselves, and 105 call it “art,” as is actually being done by the so-called Decadents.

The direction art has taken may be compared to placing on a large circle other circles, smaller and smaller, until a cone is formed, the apex of which is no longer a circle at all. That is what has happened to the art of our times.

Becoming ever poorer and poorer in subject-matter and more and more unintelligible in form, the art of the upper classes, in its latest productions, has even lost all the characteristics of art, and has been replaced by imitations of art. Not only has upper-class art, in consequence of its separation from universal art, become poor in subject-matter and bad in form, i.e. ever more and more unintelligible, it has, in course of time, ceased even to be art at all, and has been replaced by counterfeits.

This has resulted from the following causes. Universal art arises only when some one of the people, having experienced a strong emotion, feels the necessity of transmitting it to others. The art of the rich classes, on the other hand, arises not from the artist’s inner impulse, but chiefly because people of the upper classes demand amusement and pay well for it. They demand from art the transmission of feelings that please them, and this demand artists try to meet. But it is a very difficult task, for people of the wealthy classes, spending their lives in idleness and luxury, desire to be continually diverted by art; and art, even the lowest, cannot be produced at will, but has to generate spontaneously in the artist’s inner self. And therefore, to satisfy the demands of people of the upper classes, artists have had to devise methods of producing imitations of art. And such methods have been devised.

These methods are those of (1) borrowing, (2) imitating, (3) striking (effects), and (4) interesting.

107 The first method consists in borrowing whole subjects, or merely separate features, from former works recognised by everyone as being poetical, and in so re-shaping them, with sundry additions, that they should have an appearance of novelty.

Such works, evoking in people of a certain class memories of artistic feelings formerly experienced, produce an impression similar to art, and, provided only that they conform to other needful conditions, they pass for art among those who seek for pleasure from art. Subjects borrowed from previous works of art are usually called poetical subjects. Objects and people thus borrowed are called poetical objects and people. Thus, in our circle, all sorts of legends, sagas, and ancient traditions are considered poetical subjects. Among poetical people and objects we reckon maidens, warriors, shepherds, hermits, angels, devils of all sorts, moonlight, thunder, mountains, the sea, precipices, flowers, long hair, lions, lambs, doves, and nightingales. In general, all those objects are considered poetical which have been most frequently used by former artists in their productions.

Some forty years ago a stupid but highly cultured— ayant beaucoup d’acquis —lady (since deceased) asked me to listen to a novel written by herself. It began with a heroine who, in a poetic white dress, and with poetically flowing hair, was reading poetry near some water in a poetic wood. The scene was in Russia, but suddenly from behind the bushes the hero appears, wearing a hat with a feather à la Guillaume Tell (the book specially mentioned this) and accompanied by two poetical white dogs. The authoress deemed all this highly poetical, and it might have passed muster if only it had not been necessary for the hero to speak. But as soon as the gentleman in the hat à la Guillaume Tell began to converse with the maiden in the white dress, it became obvious that the authoress had nothing to say, but had merely been moved by poetic memories of other works, and imagined that by ringing the 108 changes on those memories she could produce an artistic impression. But an artistic impression, i.e. infection, is only received when an author has, in the manner peculiar to himself, experienced the feeling which he transmits, and not when he passes on another man’s feeling previously transmitted to him. Such poetry from poetry cannot infect people, it can only simulate a work of art, and even that only to people of perverted æsthetic taste. The lady in question being very stupid and devoid of talent, it was at once apparent how the case stood; but when such borrowing is resorted to by people who are erudite and talented and have cultivated the technique of their art, we get those borrowings from the Greek, the antique, the Christian or mythological world which have become so numerous, and which, particularly in our day, continue to increase and multiply, and are accepted by the public as works of art, if only the borrowings are well mounted by means of the technique of the particular art to which they belong.

As a characteristic example of such counterfeits of art in the realm of poetry, take Rostand’s Princesse Lointaine , in which there is not a spark of art, but which seems very poetical to many people, and probably also to its author.

The second method of imparting a semblance of art is that which I have called imitating. The essence of this method consists in supplying details accompanying the thing described or depicted. In literary art this method consists in describing, in the minutest details, the external appearance, the faces, the clothes, the gestures, the tones, and the habitations of the characters represented, with all the occurrences met with in life. For instance, in novels and stories, when one of the characters speaks we are told in what voice he spoke, and what he was doing at the time. And the things said are not given so that they should have as much sense as possible, but, as they are in life, disconnectedly, and with interruptions and omissions. In dramatic art, 109 besides such imitation of real speech, this method consists in having all the accessories and all the people just like those in real life. In painting this method assimilates painting to photography and destroys the difference between them. And, strange to say, this method is used also in music: music tries to imitate not only by its rhythm but also by its very sounds, the sounds which in real life accompany the thing it wishes to represent.

The third method is by action, often purely physical, on the outer senses. Work of this kind is said to be “striking,” “effectful.” In all arts these effects consist chiefly in contrasts; in bringing together the terrible and the tender, the beautiful and the hideous, the loud and the soft, darkness and light, the most ordinary and the most extraordinary. In verbal art, besides effects of contrast, there are also effects consisting in the description of things that have never before been described. These are usually pornographic details evoking sexual desire, or details of suffering and death evoking feelings of horror, as, for instance, when describing a murder, to give a detailed medical account of the lacerated tissues, of the swellings, of the smell, quantity and appearance of the blood. It is the same in painting: besides all kinds of other contrasts, one is coming into vogue which consists in giving careful finish to one object and being careless about all the rest. The chief and usual effects in painting are effects of light and the depiction of the horrible. In the drama, the most common effects, besides contrasts, are tempests, thunder, moonlight, scenes at sea or by the sea-shore, changes of costume, exposure of the female body, madness, murders, and death generally: the dying person exhibiting in detail all the phases of agony. In music the most usual effects are a crescendo , passing from the softest and simplest sounds to the loudest and most complex crash of the full orchestra; a repetition of the same sounds arpeggio in all the octaves and on various instruments; 110 or that the harmony, tone, and rhythm be not at all those naturally flowing from the course of the musical thought, but such as strike one by their unexpectedness. Besides these, the commonest effects in music are produced in a purely physical manner by strength of sound, especially in an orchestra.

Such are some of the most usual effects in the various arts, but there yet remains one common to them all, namely, to convey by means of one art what it would be natural to convey by another: for instance, to make music describe (as is done by the programme music of Wagner and his followers), or to make painting, the drama, or poetry, induce a frame of mind (as is aimed at by all the Decadent art).

The fourth method is that of interesting (that is, absorbing the mind) in connection with works of art. The interest may lie in an intricate plot—a method till quite recently much employed in English novels and French plays, but now going out of fashion and being replaced by authenticity, i.e. by detailed description of some historical period or some branch of contemporary life. For example, in a novel, interestingness may consist in a description of Egyptian or Roman life, the life of miners, or that of the clerks in a large shop. The reader becomes interested and mistakes this interest for an artistic impression. The interest may also depend on the very method of expression; a kind of interest that has now come much into use. Both verse and prose, as well as pictures, plays, and music, are constructed so that they must be guessed like riddles, and this process of guessing again affords pleasure and gives a semblance of the feeling received from art.

It is very often said that a work of art is very good because it is poetic, or realistic, or striking, or interesting; whereas not only can neither the first, nor the second, nor the third, nor the fourth of these attributes supply a standard of excellence in art, but they have not even anything in common with art.

111 Poetic—means borrowed. All borrowing merely recalls to the reader, spectator, or listener some dim recollection of artistic impressions they have received from previous works of art, and does not infect them with feeling which the artist has himself experienced. A work founded on something borrowed, like Goethe’s Faust for instance, may be very well executed and be full of mind and every beauty, but because it lacks the chief characteristic of a work of art—completeness, oneness, the inseparable unity of form and contents expressing the feeling the artist has experienced—it cannot produce a really artistic impression. In availing himself of this method, the artist only transmits the feeling received by him from a previous work of art; therefore every borrowing, whether it be of whole subjects, or of various scenes, situations, or descriptions, is but a reflection of art, a simulation of it, but not art itself. And therefore, to say that a certain production is good because it is poetic,— i.e. resembles a work of art,—is like saying of a coin that it is good because it resembles real money.

Equally little can imitation, realism, serve, as many people think, as a measure of the quality of art. Imitation cannot be such a measure, for the chief characteristic of art is the infection of others with the feelings the artist has experienced, and infection with a feeling is not only not identical with description of the accessories of what is transmitted, but is usually hindered by superfluous details. The attention of the receiver of the artistic impression is diverted by all these well-observed details, and they hinder the transmission of feeling even when it exists.

To value a work of art by the degree of its realism, by the accuracy of the details reproduced, is as strange as to judge of the nutritive quality of food by its external appearance. When we appraise a work according to its realism, we only show that we are talking, not of a work of art, but of its counterfeit.

112 Neither does the third method of imitating art—by the use of what is striking or effectful—coincide with real art any better than the two former methods, for in effectfulness—the effects of novelty, of the unexpected, of contrasts, of the horrible—there is no transmission of feeling, but only an action on the nerves. If an artist were to paint a bloody wound admirably, the sight of the wound would strike me, but it would not be art. One prolonged note on a powerful organ will produce a striking impression, will often even cause tears, but there is no music in it, because no feeling is transmitted. Yet such physiological effects are constantly mistaken for art by people of our circle, and this not only in music, but also in poetry, painting, and the drama. It is said that art has become refined. On the contrary, thanks to the pursuit of effectfulness, it has become very coarse. A new piece is brought out and accepted all over Europe, such, for instance, as Hannele , in which play the author wishes to transmit to the spectators pity for a persecuted girl. To evoke this feeling in the audience by means of art, the author should either make one of the characters express this pity in such a way as to infect everyone, or he should describe the girl’s feelings correctly. But he cannot, or will not, do this, and chooses another way, more complicated in stage management but easier for the author. He makes the girl die on the stage; and, still further to increase the physiological effect on the spectators, he extinguishes the lights in the theatre, leaving the audience in the dark, and to the sound of dismal music he shows how the girl is pursued and beaten by her drunken father. The girl shrinks—screams—groans—and falls. Angels appear and carry her away. And the audience, experiencing some excitement while this is going on, are fully convinced that this is true æsthetic feeling. But there is nothing æsthetic in such excitement, for there is no infecting of man by man, but only a mingled feeling of 113 pity for another, and of self-congratulation that it is not I who am suffering: it is like what we feel at the sight of an execution, or what the Romans felt in their circuses.

The substitution of effectfulness for æsthetic feeling is particularly noticeable in musical art—that art which by its nature has an immediate physiological action on the nerves. Instead of transmitting by means of a melody the feelings he has experienced, a composer of the new school accumulates and complicates sounds, and by now strengthening, now weakening them, he produces on the audience a physiological effect of a kind that can be measured by an apparatus invented for the purpose. [83] And the public mistake this physiological effect for the effect of art.

As to the fourth method—that of interesting—it also is frequently confounded with art. One often hears it said, not only of a poem, a novel, or a picture, but even of a musical work, that it is interesting. What does this mean? To speak of an interesting work of art means either that we receive from a work of art information new to us, or that the work is not fully intelligible, and that little by little, and with effort, we arrive at its meaning, and experience a certain pleasure in this process of guessing it. In neither case has the interest anything in common with artistic impression. Art aims at infecting people with feeling experienced by the artist. But the mental effort necessary to enable the spectator, listener, or reader to assimilate the new information contained in the work, or to guess the puzzles propounded, by distracting him, hinders the infection. And therefore the interestingness of a work not only has nothing to do with its excellence as a work of art, but rather hinders than assists artistic impression.

We may, in a work of art, meet with what is poetic, and 114 realistic, and striking, and interesting, but these things cannot replace the essential of art—feeling experienced by the artist. Latterly, in upper-class art, most of the objects given out as being works of art are of the kind which only resemble art, and are devoid of its essential quality—feeling experienced by the artist. And, for the diversion of the rich, such objects are continually being produced in enormous quantities by the artisans of art.

Many conditions must be fulfilled to enable a man to produce a real work of art. It is necessary that he should stand on the level of the highest life-conception of his time, that he should experience feeling and have the desire and capacity to transmit it, and that he should, moreover, have a talent for some one of the forms of art. It is very seldom that all these conditions necessary to the production of true art are combined. But in order—aided by the customary methods of borrowing, imitating, introducing effects, and interesting—unceasingly to produce counterfeits of art which pass for art in our society and are well paid for, it is only necessary to have a talent for some branch of art; and this is very often to be met with. By talent I mean ability: in literary art, the ability to express one’s thoughts and impressions easily and to notice and remember characteristic details; in the depictive arts, to distinguish and remember lines, forms, and colours; in music, to distinguish the intervals, and to remember and transmit the sequence of sounds. And a man, in our times, if only he possesses such a talent and selects some specialty, may, after learning the methods of counterfeiting used in his branch of art,—if he has patience and if his æsthetic feeling (which would render such productions revolting to him) be atrophied,—unceasingly, till the end of his life, turn out works which will pass for art in our society.

To produce such counterfeits, definite rules or recipes exist in each branch of art. So that the talented man, 115 having assimilated them, may produce such works à froid , cold drawn, without any feeling.

In order to write poems a man of literary talent needs only these qualifications: to acquire the knack, conformably with the requirements of rhyme and rhythm, of using, instead of the one really suitable word, ten others meaning approximately the same; to learn how to take any phrase which, to be clear, has but one natural order of words, and despite all possible dislocations still to retain some sense in it; and lastly, to be able, guided by the words required for the rhymes, to devise some semblance of thoughts, feelings, or descriptions to suit these words. Having acquired these qualifications, he may unceasingly produce poems—short or long, religious, amatory or patriotic, according to the demand.

If a man of literary talent wishes to write a story or novel, he need only form his style— i.e. learn how to describe all that he sees—and accustom himself to remember or note down details. When he has accustomed himself to this, he can, according to his inclination or the demand, unceasingly produce novels or stories—historical, naturalistic, social, erotic, psychological, or even religious, for which latter kind a demand and fashion begins to show itself. He can take subjects from books or from the events of life, and can copy the characters of the people in his book from his acquaintances.

And such novels and stories, if only they are decked out with well observed and carefully noted details, preferably erotic ones, will be considered works of art, even though they may not contain a spark of feeling experienced.

To produce art in dramatic form, a talented man, in addition to all that is required for novels and stories, must also learn to furnish his characters with as many smart and witty sentences as possible, must know how to utilise theatrical effects, and how to entwine the action of his 116 characters so that there should not be any long conversations, but as much bustle and movement on the stage as possible. If the writer is able to do this, he may produce dramatic works one after another without stopping, selecting his subjects from the reports of the law courts, or from the latest society topic, such as hypnotism, heredity, etc., or from deep antiquity, or even from the realms of fancy.

In the sphere of painting and sculpture it is still easier for the talented man to produce imitations of art. He need only learn to draw, paint, and model—especially naked bodies. Thus equipped he can continue to paint pictures, or model statues, one after another, choosing subjects according to his bent—mythological, or religious, or fantastic, or symbolical; or he may depict what is written about in the papers—a coronation, a strike, the Turko-Grecian war, famine scenes; or, commonest of all, he may just copy anything he thinks beautiful—from naked women to copper basins.

For the production of musical art the talented man needs still less of what constitutes the essence of art, i.e. feeling wherewith to infect others; but, on the other hand, he requires more physical, gymnastic labour than for any other art, unless it be dancing. To produce works of musical art, he must first learn to move his fingers on some instrument as rapidly as those who have reached the highest perfection; next he must know how in former times polyphonic music was written, must study what are called counterpoint and fugue; and furthermore, he must learn orchestration, i.e. how to utilise the effects of the instruments. But once he has learned all this, the composer may unceasingly produce one work after another; whether programme-music, opera, or song (devising sounds more or less corresponding to the words), or chamber music, i.e. he may take another man’s themes and work them up into definite forms by means of counterpoint and fugue; or, what is commonest of all, he 117 may compose fantastic music, i.e. he may take a conjunction of sounds which happens to come to hand, and pile every sort of complication and ornamentation on to this chance combination.

Thus, in all realms of art, counterfeits of art are manufactured to a ready-made, prearranged recipe, and these counterfeits the public of our upper classes accept for real art.

And this substitution of counterfeits for real works of art was the third and most important consequence of the separation of the art of the upper classes from universal art.

In our society three conditions co-operate to cause the production of objects of counterfeit art. They are—(1) the considerable remuneration of artists for their productions and the professionalisation of artists which this has produced, (2) art criticism, and (3) schools of art.

While art was as yet undivided, and only religious art was valued and rewarded while indiscriminate art was left unrewarded, there were no counterfeits of art, or, if any existed, being exposed to the criticism of the whole people, they quickly disappeared. But as soon as that division occurred, and the upper classes acclaimed every kind of art as good if only it afforded them pleasure, and began to reward such art more highly than any other social activity, immediately a large number of people devoted themselves to this activity, and art assumed quite a different character and became a profession.

And as soon as this occurred, the chief and most precious quality of art—its sincerity—was at once greatly weakened and eventually quite destroyed.

The professional artist lives by his art, and has continually to invent subjects for his works, and does invent them. And it is obvious how great a difference must exist between works of art produced on the one hand by men such as the Jewish prophets, the authors of the Psalms, Francis of Assisi, the authors of the Iliad and Odyssey , of folk-stories, legends, and folk-songs, many of whom not only received no remuneration for their work, but did not even attach 119 their names to it; and, on the other hand, works produced by court poets, dramatists and musicians receiving honours and remuneration; and later on by professional artists, who lived by the trade, receiving remuneration from newspaper editors, publishers, impresarios, and in general from those agents who come between the artists and the town public—the consumers of art.

Professionalism is the first condition of the diffusion of false, counterfeit art.

The second condition is the growth, in recent times, of artistic criticism, i.e. the valuation of art not by everybody, and, above all, not by plain men, but by erudite, that is, by perverted and at the same time self-confident individuals.

A friend of mine, speaking of the relation of critics to artists, half-jokingly defined it thus: “Critics are the stupid who discuss the wise.” However partial, inexact, and rude this definition may be, it is yet partly true, and is incomparably juster than the definition which considers critics to be men who can explain works of art.

“Critics explain!” What do they explain?

The artist, if a real artist, has by his work transmitted to others the feeling he experienced. What is there, then, to explain?

If a work be good as art, then the feeling expressed by the artist—be it moral or immoral—transmits itself to other people. If transmitted to others, then they feel it, and all interpretations are superfluous. If the work does not infect people, no explanation can make it contagious. An artist’s work cannot be interpreted. Had it been possible to explain in words what he wished to convey, the artist would have expressed himself in words. He expressed it by his art, only because the feeling he experienced could not be otherwise transmitted. The interpretation of works of art by words only indicates that the interpreter is himself incapable of feeling the infection of art. And this is 120 actually the case, for, however strange it may seem to say so, critics have always been people less susceptible than other men to the contagion of art. For the most part they are able writers, educated and clever, but with their capacity of being infected by art quite perverted or atrophied. And therefore their writings have always largely contributed, and still contribute, to the perversion of the taste of that public which reads them and trusts them.

Artistic criticism did not exist—could not and cannot exist—in societies where art is undivided, and where, consequently, it is appraised by the religious understanding-of-life common to the whole people. Art criticism grew, and could grow, only on the art of the upper classes, who did not acknowledge the religious perception of their time.

Universal art has a definite and indubitable internal criterion—religious perception; upper-class art lacks this, and therefore the appreciators of that art are obliged to cling to some external criterion. And they find it in “the judgments of the finest-nurtured,” as an English æsthetician has phrased it, that is, in the authority of the people who are considered educated, nor in this alone, but also in a tradition of such authorities. This tradition is extremely misleading, both because the opinions of “the finest-nurtured” are often mistaken, and also because judgments which were valid once cease to be so with the lapse of time. But the critics, having no basis for their judgments, never cease to repeat their traditions. The classical tragedians were once considered good, and therefore criticism considers them to be so still. Dante was esteemed a great poet, Raphael a great painter, Bach a great musician—and the critics, lacking a standard by which to separate good art from bad, not only consider these artists great, but regard all their productions as admirable and worthy of imitation. Nothing has contributed, and still contributes, so much to the perversion of art as these authorities set up by criticism. A man produces a 121 work of art, like every true artist expressing in his own peculiar manner a feeling he has experienced. Most people are infected by the artist’s feeling; and his work becomes known. Then criticism, discussing the artist, says that the work is not bad, but all the same the artist is not a Dante, nor a Shakespear, nor a Goethe, nor a Raphael, nor what Beethoven was in his last period. And the young artist sets to work to copy those who are held up for his imitation, and he produces not only feeble works, but false works, counterfeits of art.

Thus, for instance, our Pushkin writes his short poems, Evgeniy Onegin , The Gipsies , and his stories—works all varying in quality, but all true art. But then, under the influence of false criticism extolling Shakespear, he writes Boris Godunoff , a cold, brain-spun work, and this production is lauded by the critics, set up as a model, and imitations of it appear: Minin by Ostrovsky, and Tsar Boris by Alexée Tolstoy, and such imitations of imitations as crowd all literatures with insignificant productions. The chief harm done by the critics is this, that themselves lacking the capacity to be infected by art (and that is the characteristic of all critics; for did they not lack this they could not attempt the impossible—the interpretation of works of art), they pay most attention to, and eulogise, brain-spun, invented works, and set these up as models worthy of imitation. That is the reason they so confidently extol, in literature, the Greek tragedians, Dante, Tasso, Milton, Shakespear, Goethe (almost all he wrote), and, among recent writers, Zola and Ibsen; in music, Beethoven’s last period, and Wagner. To justify their praise of these brain-spun, invented works, they devise entire theories (of which the famous theory of beauty is one); and not only dull but also talented people compose works in strict deference to these theories; and often even real artists, doing violence to their genius, submit to them.

122 Every false work extolled by the critics serves as a door through which the hypocrites of art at once crowd in.

It is solely due to the critics, who in our times still praise rude, savage, and, for us, often meaningless works of the ancient Greeks: Sophocles, Euripides, Æschylus, and especially Aristophanes; or, of modern writers, Dante, Tasso, Milton, Shakespear; in painting, all of Raphael, all of Michael Angelo, including his absurd “Last Judgment”; in music, the whole of Bach, and the whole of Beethoven, including his last period,—thanks only to them, have the Ibsens, Maeterlincks, Verlaines, Mallarmés, Puvis de Chavannes, Klingers, Böcklins, Stucks, Schneiders; in music, the Wagners, Liszts, Berliozes, Brahmses, and Richard Strausses, etc., and all that immense mass of good-for-nothing imitators of these imitators, become possible in our day.

As a good illustration of the harmful influence of criticism, take its relation to Beethoven. Among his innumerable hasty productions written to order, there are, notwithstanding their artificiality of form, works of true art. But he grows deaf, cannot hear, and begins to write invented, unfinished works, which are consequently often meaningless and musically unintelligible. I know that musicians can imagine sounds vividly enough, and can almost hear what they read, but imaginary sounds can never replace real ones, and every composer must hear his production in order to perfect it. Beethoven, however, could not hear, could not perfect his work, and consequently published productions which are artistic ravings. But criticism, having once acknowledged him to be a great composer, seizes on just these abnormal works with special gusto, and searches for extraordinary beauties in them. And, to justify its laudations (perverting the very meaning of musical art), it attributed to music the property of describing what it cannot 123 describe. And imitators appear—an innumerable host of imitators of these abnormal attempts at artistic productions which Beethoven wrote when he was deaf.

Then Wagner appears, who at first in critical articles praises just Beethoven’s last period, and connects this music with Schopenhauer’s mystical theory that music is the expression of Will—not of separate manifestations of will objectivised on various planes, but of its very essence—which is in itself as absurd as this music of Beethoven. And afterwards he composes music of his own on this theory, in conjunction with another still more erroneous system of the union of all the arts. After Wagner yet new imitators appear, diverging yet further from art: Brahms, Richard Strauss, and others.

Such are the results of criticism. But the third condition of the perversion of art, namely, art schools, is almost more harmful still.

As soon as art became, not art for the whole people but for a rich class, it became a profession; as soon as it became a profession, methods were devised to teach it; people who chose this profession of art began to learn these methods, and thus professional schools sprang up: classes of rhetoric or literature in the public schools, academies for painting, conservatoires for music, schools for dramatic art.

In these schools art is taught! But art is the transmission to others of a special feeling experienced by the artist. How can this be taught in schools?

No school can evoke feeling in a man, and still less can it teach him how to manifest it in the one particular manner natural to him alone. But the essence of art lies in these things.

The one thing these schools can teach is how to transmit feelings experienced by other artists in the way those other artists transmitted them. And this is just what the 124 professional schools do teach; and such instruction not only does not assist the spread of true art, but, on the contrary, by diffusing counterfeits of art, does more than anything else to deprive people of the capacity to understand true art.

In literary art people are taught how, without having anything they wish to say, to write a many-paged composition on a theme about which they have never thought, and, moreover, to write it so that it should resemble the work of an author admitted to be celebrated. This is taught in schools.

In painting the chief training consists in learning to draw and paint from copies and models, the naked body chiefly (the very thing that is never seen, and which a man occupied with real art hardly ever has to depict), and to draw and paint as former masters drew and painted. The composition of pictures is taught by giving out themes similar to those which have been treated by former acknowledged celebrities.

So also in dramatic schools, the pupils are taught to recite monologues just as tragedians, considered celebrated, declaimed them.

It is the same in music. The whole theory of music is nothing but a disconnected repetition of those methods which the acknowledged? masters of composition made use of.

I have elsewhere quoted the profound remark of the Russian artist Bruloff on art, but I cannot here refrain from repeating it, because nothing better illustrates what can and what can not be taught in the schools. Once when correcting a pupil’s study, Bruloff just touched it in a few places, and the poor dead study immediately became animated. “Why, you only touched it a wee bit , and it is quite another thing!” said one of the pupils. “Art begins where the wee bit begins,” replied Bruloff, indicating by these 125 words just what is most characteristic of art. The remark is true of all the arts, but its justice is particularly noticeable in the performance of music. That musical execution should be artistic, should be art, i.e. should infect, three chief conditions must be observed,—there are many others needed for musical perfection; the transition from one sound to another must be interrupted or continuous; the sound must increase or diminish steadily; it must be blended with one and not with another sound; the sound must have this or that timbre, and much besides,—but take the three chief conditions: the pitch, the time, and the strength of the sound. Musical execution is only then art, only then infects, when the sound is neither higher nor lower than it should be, that is, when exactly the infinitely small centre of the required note is taken; when that note is continued exactly as long as is needed; and when the strength of the sound is neither more nor less than is required. The slightest deviation of pitch in either direction, the slightest increase or decrease in time, or the slightest strengthening or weakening of the sound beyond what is needed, destroys the perfection and, consequently, the infectiousness of the work. So that the feeling of infection by the art of music, which seems so simple and so easily obtained, is a thing we receive only when the performer finds those infinitely minute degrees which are necessary to perfection in music. It is the same in all arts: a wee bit lighter, a wee bit darker, a wee bit higher, lower, to the right or the left—in painting; a wee bit weaker or stronger in intonation, or a wee bit sooner or later—in dramatic art; a wee bit omitted, over-emphasised, or exaggerated—in poetry, and there is no contagion. Infection is only obtained when an artist finds those infinitely minute degrees of which a work of art consists, and only to the extent to which he finds them. And it is quite impossible to teach people by external means to find these minute degrees: they 126 can only be found when a man yields to his feeling. No instruction can make a dancer catch just the tact of the music, or a singer or a fiddler take exactly the infinitely minute centre of his note, or a sketcher draw of all possible lines the only right one, or a poet find the only meet arrangement of the only suitable words. All this is found only by feeling. And therefore schools may teach what is necessary in order to produce something resembling art, but not art itself.

The teaching of the schools stops there where the wee bit begins—consequently where art begins.

Accustoming people to something resembling art, disaccustoms them to the comprehension of real art. And that is how it comes about that none are more dull to art than those who have passed through the professional schools and been most successful in them. Professional schools produce an hypocrisy of art precisely akin to that hypocrisy of religion which is produced by theological colleges for training priests, pastors, and religious teachers generally. As it is impossible in a school to train a man so as to make a religious teacher of him, so it is impossible to teach a man how to become an artist.

Art schools are thus doubly destructive of art: first, in that they destroy the capacity to produce real art in those who have the misfortune to enter them and go through a 7 or 8 years’ course; secondly, in that they generate enormous quantities of that counterfeit art which perverts the taste of the masses and overflows our world. In order that born artists may know the methods of the various arts elaborated by former artists, there should exist in all elementary schools such classes for drawing and music (singing) that, after passing through them, every talented scholar may, by using existing models accessible to all, be able to perfect himself in his art independently.

127 These three conditions—the professionalisation of artists, art criticism, and art schools—have had this effect that most people in our times are quite unable even to understand what art is, and accept as art the grossest counterfeits of it.

To what an extent people of our circle and time have lost the capacity to receive real art, and have become accustomed to accept as art things that have nothing in common with it, is best seen from the works of Richard Wagner, which have latterly come to be more and more esteemed, not only by the Germans but also by the French and the English, as the very highest art, revealing new horizons to us.

The peculiarity of Wagner’s music, as is known, consists in this, that he considered that music should serve poetry, expressing all the shades of a poetical work.

The union of the drama with music, devised in the fifteenth century in Italy for the revival of what they imagined to have been the ancient Greek drama with music, is an artificial form which had, and has, success only among the upper classes, and that only when gifted composers, such as Mozart, Weber, Rossini, and others, drawing inspiration from a dramatic subject, yielded freely to the inspiration and subordinated the text to the music, so that in their operas the important thing to the audience was merely the music on a certain text, and not the text at all, which latter, even when it was utterly absurd, as, for instance, in the Magic Flute , still did not prevent the music from producing an artistic impression.

Wagner wishes to correct the opera by letting music submit to the demands of poetry and unite with it. But each art has its own definite realm, which is not identical with the realm of other arts, but merely comes in 129 contact with them; and therefore, if the manifestation of, I will not say several, but even of two arts—the dramatic and the musical—be united in one complete production, then the demands of the one art will make it impossible to fulfil the demands of the other, as has always occurred in the ordinary operas, where the dramatic art has submitted to, or rather yielded place to, the musical. Wagner wishes that musical art should submit to dramatic art, and that both should appear in full strength. But this is impossible, for every work of art, if it be a true one, is an expression of intimate feelings of the artist, which are quite exceptional, and not like anything else. Such is a musical production, and such is a dramatic work, if they be true art. And therefore, in order that a production in the one branch of art should coincide with a production in the other branch, it is necessary that the impossible should happen: that two works from different realms of art should be absolutely exceptional, unlike anything that existed before, and yet should coincide, and be exactly alike.

And this cannot be, just as there cannot be two men, or even two leaves on a tree, exactly alike. Still less can two works from different realms of art, the musical and the literary, be absolutely alike. If they coincide, then either one is a work of art and the other a counterfeit, or both are counterfeits. Two live leaves cannot be exactly alike, but two artificial leaves may be. And so it is with works of art. They can only coincide completely when neither the one nor the other is art, but only cunningly devised semblances of it.

If poetry and music may be joined, as occurs in hymns, songs, and romances —(though even in these the music does not follow the changes of each verse of the text, as Wagner wants to, but the song and the music merely produce a coincident effect on the mind)—this occurs only because lyrical poetry and music have, to some extent, one and the 130 same aim: to produce a mental condition, and the conditions produced by lyrical poetry and by music can, more or less, coincide. But even in these conjunctions the centre of gravity always lies in one of the two productions, so that it is one of them that produces the artistic impression while the other remains unregarded. And still less is it possible for such union to exist between epic or dramatic poetry and music.

Moreover, one of the chief conditions of artistic creation is the complete freedom of the artist from every kind of preconceived demand. And the necessity of adjusting his musical work to a work from another realm of art is a preconceived demand of such a kind as to destroy all possibility of creative power; and therefore works of this kind, adjusted to one another, are, and must be, as has always happened, not works of art but only imitations of art, like the music of a melodrama, signatures to pictures, illustrations, and librettos to operas.

And such are Wagner’s productions. And a confirmation of this is to be seen in the fact that Wagner’s new music lacks the chief characteristic of every true work of art, namely, such entirety and completeness that the smallest alteration in its form would disturb the meaning of the whole work. In a true work of art—poem, drama, picture, song, or symphony—it is impossible to extract one line, one scene, one figure, or one bar from its place and put it in another, without infringing the significance of the whole work; just as it is impossible, without infringing the life of an organic being, to extract an organ from one place and insert it in another. But in the music of Wagner’s last period, with the exception of certain parts of little importance which have an independent musical meaning, it is possible to make all kinds of transpositions, putting what was in front behind, and vice, versâ , without altering the musical sense. And the reason why these transpositions do not 131 alter the sense of Wagner’s music is because the sense lies in the words and not in the music.

The musical score of Wagner’s later operas is like what the result would be should one of those versifiers—of whom there are now many, with tongues so broken that they can write verses on any theme to any rhymes in any rhythm, which sound as if they had a meaning—conceive the idea of illustrating by his verses some symphony or sonata of Beethoven, or some ballade of Chopin, in the following manner. To the first bars, of one character, he writes verses corresponding in his opinion to those first bars. Next come some bars of a different character, and he also writes verses corresponding in his opinion to them, but with no internal connection with the first verses, and, moreover, without rhymes and without rhythm. Such a production, without the music, would be exactly parallel in poetry to what Wagner’s operas are in music, if heard without the words.

But Wagner is not only a musician, he is also a poet, or both together; and therefore, to judge of Wagner, one must know his poetry also—that same poetry which the music has to subserve. The chief poetical production of Wagner is The Nibelung’s Ring . This work has attained such enormous importance in our time, and has such influence on all that now professes to be art, that it is necessary for everyone to-day to have some idea of it. I have carefully read through the four booklets which contain this work, and have drawn up a brief summary of it, which I give in Appendix III . I would strongly advise the reader (if he has not perused the poem itself, which would be the best thing to do) at least to read my account of it, so as to have an idea of this extraordinary work. It is a model work of counterfeit art, so gross as to be even ridiculous.

But we are told that it is impossible to judge of Wagner’s 132 works without seeing them on the stage. The Second Day of this drama, which, as I was told, is the best part of the whole work, was given in Moscow last winter, and I went to see the performance.

When I arrived the enormous theatre was already filled from top to bottom. There were Grand-Dukes, and the flower of the aristocracy, of the merchant class, of the learned, and of the middle-class official public. Most of them held the libretto, fathoming its meaning. Musicians—some of them elderly, grey-haired men—followed the music, score in hand. Evidently the performance of this work was an event of importance.

I was rather late, but I was told that the short prelude, with which the act begins, was of little importance, and that it did not matter having missed it. When I arrived, an actor sat on the stage amid decorations intended to represent a cave, and before something which was meant to represent a smith’s forge. He was dressed in trico-tights, with a cloak of skins, wore a wig and an artificial beard, and with white, weak, genteel hands (his easy movements, and especially the shape of his stomach and his lack of muscle revealed the actor) beat an impossible sword with an unnatural hammer in a way in which no one ever uses a hammer; and at the same time, opening his mouth in a strange way, he sang something incomprehensible. The music of various instruments accompanied the strange sounds which he emitted. From the libretto one was able to gather that the actor had to represent a powerful gnome, who lived in the cave, and who was forging a sword for Siegfried, whom he had reared. One could tell he was a gnome by the fact that the actor walked all the time bending the knees of his trico-covered legs. This gnome, still opening his mouth in the same strange way, long continued to sing or shout. The music meanwhile runs over something strange, like beginnings 133 which are not continued and do not get finished. From the libretto one could learn that the gnome is telling himself about a ring which a giant had obtained, and which the gnome wishes to procure through Siegfried’s aid, while Siegfried wants a good sword, on the forging of which the gnome is occupied. After this conversation or singing to himself has gone on rather a long time, other sounds are heard in the orchestra, also like something beginning and not finishing, and another actor appears, with a horn slung over his shoulder, and accompanied by a man running on all fours dressed up as a bear, whom he sets at the smith-gnome. The latter runs away without unbending the knees of his trico-covered legs. This actor with the horn represented the hero, Siegfried. The sounds which were emitted in the orchestra on the entrance of this actor were intended to represent Siegfried’s character and are called Siegfried’s leit-motiv . And these sounds are repeated each time Siegfried appears. There is one fixed combination of sounds, or leit-motiv , for each character, and this leit-motiv is repeated every time the person whom it represents appears; and when anyone is mentioned the motiv is heard which relates to that person. Moreover, each article also has its own leit-motiv or chord. There is a motiv of the ring, a motiv of the helmet, a motiv of the apple, a motiv of fire, spear, sword, water, etc.; and as soon as the ring, helmet, or apple is mentioned, the motiv or chord of the ring, helmet, or apple is heard. The actor with the horn opens his mouth as unnaturally as the gnome, and long continues in a chanting voice to shout some words, and in a similar chant Mime (that is the gnome’s name) answers something or other to him. The meaning of this conversation can only be discovered from the libretto; and it is that Siegfried was brought up by the gnome, and therefore, for some reason, hates him and always wishes to kill him. The gnome has forged a sword for Siegfried, but Siegfried 134 is dissatisfied with it. From a ten-page conversation (by the libretto), lasting half an hour and conducted with the same strange openings of the mouth and chantings, it appears that Siegfried’s mother gave birth to him in the wood, and that concerning his father all that is known is that he had a sword which was broken, the pieces of which are in Mime’s possession, and that Siegfried does not know fear and wishes to go out of the wood. Mime, however, does not want to let him go. During the conversation the music never omits, at the mention of father, sword, etc., to sound the motive of these people and things. After these conversations fresh sounds are heard—those of the god Wotan—and a wanderer appears. This wanderer is the god Wotan. Also dressed up in a wig, and also in tights, this god Wotan, standing in a stupid pose with a spear, thinks proper to recount what Mime must have known before, but what it is necessary to tell the audience. He does not tell it simply, but in the form of riddles which he orders himself to guess, staking his head (one does not know why) that he will guess right. Moreover, whenever the wanderer strikes his spear on the ground, fire comes out of the ground, and in the orchestra the sounds of spear and of fire are heard. The orchestra accompanies the conversation, and the motive of the people and things spoken of are always artfully intermingled. Besides this the music expresses feelings in the most naïve manner: the terrible by sounds in the bass, the frivolous by rapid touches in the treble, etc.

The riddles have no meaning except to tell the audience what the nibelungs are, what the giants are, what the gods are, and what has happened before. This conversation also is chanted with strangely opened mouths and continues for eight libretto pages, and correspondingly long on the stage. After this the wanderer departs, and Siegfried returns and talks with Mime for thirteen pages more. There is not a single melody the whole of this time, but 135 merely intertwinings of the leit-motive of the people and things mentioned. The conversation tells that Mime wishes to teach Siegfried fear, and that Siegfried does not know what fear is. Having finished this conversation, Siegfried seizes one of the pieces of what is meant to represent the broken sword, saws it up, puts it on what is meant to represent the forge, melts it, and then forges it and sings: Heiho! heiho! heiho! Ho! ho! Aha! oho! aha! Heiaho! heiaho! heiaho! Ho! ho! Hahei! hoho! hahei! and Act I. finishes.

As far as the question I had come to the theatre to decide was concerned, my mind was fully made up, as surely as on the question of the merits of my lady acquaintance’s novel when she read me the scene between the loose-haired maiden in the white dress and the hero with two white dogs and a hat with a feather à la Guillaume Tell .

From an author who could compose such spurious scenes, outraging all æsthetic feeling, as those which I had witnessed, there was nothing to be hoped; it may safely be decided that all that such an author can write will be bad, because he evidently does not know what a true work of art is. I wished to leave, but the friends I was with asked me to remain, declaring that one could not form an opinion by that one act, and that the second would be better. So I stopped for the second act.

Act II., night. Afterwards dawn. In general the whole piece is crammed with lights, clouds, moonlight, darkness, magic fires, thunder, etc.

The scene represents a wood, and in the wood there is a cave. At the entrance of the cave sits a third actor in tights, representing another gnome. It dawns. Enter the god Wotan, again with a spear, and again in the guise of a wanderer. Again his sounds, together with fresh sounds of the deepest bass that can be produced. These latter indicate 136 that the dragon is speaking. Wotan awakens the dragon. The same bass sounds are repeated, growing yet deeper and deeper. First the dragon says, “I want to sleep,” but afterwards he crawls out of the cave. The dragon is represented by two men; it is dressed in a green, scaly skin, waves a tail at one end, while at the other it opens a kind of crocodile’s jaw that is fastened on, and from which flames appear. The dragon (who is meant to be dreadful, and may appear so to five-year-old children) speaks some words in a terribly bass voice. This is all so stupid, so like what is done in a booth at a fair, that it is surprising that people over seven years of age can witness it seriously; yet thousands of quasi-cultured people sit and attentively hear and see it, and are delighted.

Siegfried, with his horn, reappears, as does Mime also. In the orchestra the sounds denoting them are emitted, and they talk about whether Siegfried does or does not know what fear is. Mime goes away, and a scene commences which is intended to be most poetical. Siegfried, in his tights, lies down in a would-be beautiful pose, and alternately keeps silent and talks to himself. He ponders, listens to the song of birds, and wishes to imitate them. For this purpose he cuts a reed with his sword and makes a pipe. The dawn grows brighter and brighter; the birds sing. Siegfried tries to imitate the birds. In the orchestra is heard the imitation of birds, alternating with sounds corresponding to the words he speaks. But Siegfried does not succeed with his pipe-playing, so he plays on his horn instead. This scene is unendurable. Of music, i.e. of art serving as a means to transmit a state of mind experienced by the author, there is not even a suggestion. There is something that is absolutely unintelligible musically. In a musical sense a hope is continually experienced, followed by disappointment, as if a musical thought were commenced only to be broken off. If there are something like musical commencements, these 137 commencements are so short, so encumbered with complications of harmony and orchestration and with effects of contrast, are so obscure and unfinished, and what is happening on the stage meanwhile is so abominably false, that it is difficult even to perceive these musical snatches, let alone to be infected by them. Above all, from the very beginning to the very end, and in each note, the author’s purpose is so audible and visible, that one sees and hears neither Siegfried nor the birds, but only a limited, self-opinionated German of bad taste and bad style, who has a most false conception of poetry, and who, in the rudest and most primitive manner, wishes to transmit to me these false and mistaken conceptions of his.

Everyone knows the feeling of distrust and resistance which is always evoked by an author’s evident predetermination. A narrator need only say in advance, Prepare to cry or to laugh, and you are sure neither to cry nor to laugh. But when you see that an author prescribes emotion at what is not touching but only laughable or disgusting, and when you see, moreover, that the author is fully assured that he has captivated you, a painfully tormenting feeling results, similar to what one would feel if an old, deformed woman put on a ball-dress and smilingly coquetted before you, confident of your approbation. This impression was strengthened by the fact that around me I saw a crowd of three thousand people, who not only patiently witnessed all this absurd nonsense, but even considered it their duty to be delighted with it.

I somehow managed to sit out the next scene also, in which the monster appears, to the accompaniment of his bass notes intermingled with the motiv of Siegfried; but after the fight with the monster, and all the roars, fires, and sword-wavings, I could stand no more of it, and escaped from the theatre with a feeling of repulsion which, even now, I cannot forget.

138 Listening to this opera, I involuntarily thought of a respected, wise, educated country labourer,—one, for instance, of those wise and truly religious men whom I know among the peasants,—and I pictured to myself the terrible perplexity such a man would be in were he to witness what I was seeing that evening.

What would he think if he knew of all the labour spent on such a performance, and saw that audience, those great ones of the earth,—old, bald-headed, grey-bearded men, whom he had been accustomed to respect,—sit silent and attentive, listening to and looking at all these stupidities for five hours on end? Not to speak of an adult labourer, one can hardly imagine even a child of over seven occupying himself with such a stupid, incoherent fairy tale.

And yet an enormous audience, the cream of the cultured upper classes, sits out five hours of this insane performance, and goes away imagining that by paying tribute to this nonsense it has acquired a fresh right to esteem itself advanced and enlightened.

I speak of the Moscow public. But what is the Moscow public? It is but a hundredth part of that public which, while considering itself most highly enlightened, esteems it a merit to have so lost the capacity of being infected by art, that not only can it witness this stupid sham without being revolted, but can even take delight in it.

In Bayreuth, where these performances were first given, people who consider themselves finely cultured assembled from the ends of the earth, spent, say £100 each, to see this performance, and for four days running they went to see and hear this nonsensical rubbish, sitting it out for six hours each day.

But why did people go, and why do they still go to these performances, and why do they admire them? The question naturally presents itself: How is the success of Wagner’s works to be explained?

139 That success I explain to myself in this way: thanks to his exceptional position in having at his disposal the resources of a king, Wagner was able to command all the methods for counterfeiting art which have been developed by long usage, and, employing these methods with great ability, he produced a model work of counterfeit art. The reason why I have selected his work for my illustration is, that in no other counterfeit of art known to me are all the methods by which art is counterfeited—namely, borrowings, imitation, effects, and interestingness—so ably and powerfully united.

From the subject, borrowed from antiquity, to the clouds and the risings of the sun and moon, Wagner, in this work, has made use of all that is considered poetical. We have here the sleeping beauty, and nymphs, and subterranean fires, and gnomes, and battles, and swords, and love, and incest, and a monster, and singing-birds: the whole arsenal of the poetical is brought into action.

Moreover, everything is imitative: the decorations are imitated and the costumes are imitated. All is just as, according to the data supplied by archæology, they would have been in antiquity. The very sounds are imitative, for Wagner, who was not destitute of musical talent, invented just such sounds as imitate the strokes of a hammer, the hissing of molten iron, the singing of birds, etc.

Furthermore, in this work everything is in the highest degree striking in its effects and in its peculiarities: its monsters, its magic fires, and its scenes under water; the darkness in which the audience sit, the invisibility of the orchestra, and the hitherto unemployed combinations of harmony.

And besides, it is all interesting. The interest lies not only in the question who will kill whom, and who will marry whom, and who is whose son, and what will happen next?—the interest lies also in the relation of the music 140 to the text. The rolling waves of the Rhine—now how is that to be expressed in music? An evil gnome appears—how is the music to express an evil gnome?—and how is it to express the sensuality of this gnome? How will bravery, fire, or apples be expressed in music? How are the leit-motive of the people speaking to be interwoven with the leit-motive of the people and objects about whom they speak? Besides, the music has a further interest. It diverges from all formerly accepted laws, and most unexpected and totally new modulations crop up (as is not only possible but even easy in music having no inner law of its being); the dissonances are new, and are allowed in a new way—and this, too, is interesting.

And it is this poeticality, imitativeness, effectfulness, and interestingness which, thanks to the peculiarities of Wagner’s talent and to the advantageous position in which he was placed, are in these productions carried to the highest pitch of perfection, that so act on the spectator, hypnotising him as one would be hypnotised who should listen for several consecutive hours to the ravings of a maniac pronounced with great oratorical power.

People say, “You cannot judge without having seen Wagner performed at Bayreuth: in the dark, where the orchestra is out of sight concealed under the stage, and where the performance is brought to the highest perfection.” And this just proves that we have here no question of art, but one of hypnotism. It is just what the spiritualists say. To convince you of the reality of their apparitions, they usually say, “You cannot judge; you must try it, be present at several séances,” i.e. come and sit silent in the dark for hours together in the same room with semi-sane people, and repeat this some ten times over, and you shall see all that we see.

Yes, naturally! Only place yourself in such conditions, and you may see what you will. But this can be still more 141 quickly attained by getting drunk or smoking opium. It is the same when listening to an opera of Wagner’s. Sit in the dark for four days in company with people who are not quite normal, and, through the auditory nerves, subject your brain to the strongest action of the sounds best adapted to excite it, and you will no doubt be reduced to an abnormal condition and be enchanted by absurdities. But to attain this end you do not even need four days; the five hours during which one “day” is enacted, as in Moscow, are quite enough. Nor are five hours needed; even one hour is enough for people who have no clear conception of what art should be, and who have come to the conclusion in advance that what they are going to see is excellent, and that indifference or dissatisfaction with this work will serve as a proof of their inferiority and lack of culture.

I observed the audience present at this representation. The people who led the whole audience and gave the tone to it were those who had previously been hypnotised, and who again succumbed to the hypnotic influence to which they were accustomed. These hypnotised people, being in an abnormal condition, were perfectly enraptured. Moreover, all the art critics, who lack the capacity to be infected by art and therefore always especially prize works like Wagner’s opera where it is all an affair of the intellect, also, with much profundity, expressed their approval of a work affording such ample material for ratiocination. And following these two groups went that large city crowd (indifferent to art, with their capacity to be infected by it perverted and partly atrophied), headed by the princes, millionaires, and art patrons, who, like sorry harriers, keep close to those who most loudly and decidedly express their opinion.

“Oh yes, certainly! What poetry! Marvellous! Especially the birds!” “Yes, yes! I am quite vanquished!” exclaim these people, repeating in various tones what they 142 have just heard from men whose opinion appears to them authoritative.

If some people do feel insulted by the absurdity and spuriousness of the whole thing, they are timidly silent, as sober men are timid and silent when surrounded by tipsy ones.

And thus, thanks to the masterly skill with which it counterfeits art while having nothing in common with it, a meaningless, coarse, spurious production finds acceptance all over the world, costs millions of roubles to produce, and assists more and more to pervert the taste of people of the upper classes and their conception of what is art.

CHAPTER XIV

I know that most men—not only those considered clever, but even those who are very clever and capable of understanding most difficult scientific, mathematical or philosophic problems—can very seldom discern even the simplest and most obvious truth if it be such as to oblige them to admit the falsity of conclusions they have formed, perhaps with much difficulty—conclusions of which they are proud, which they have taught to others, and on which they have built their lives. And therefore I have little hope that what I adduce as to the perversion of art and taste in our society will be accepted or even seriously considered. Nevertheless, I must state fully the inevitable conclusion to which my investigation into the question of art has brought me. This investigation has brought me to the conviction that almost all that our society considers to be art, good art, and the whole of art, far from being real and good art, and the whole of art, is not even art at all, but only a counterfeit of it. This position, I know, will seem very strange and paradoxical; but if we once acknowledge art to be a human activity by means of which some people transmit their feelings to others (and not a service of Beauty, nor a manifestation of the Idea, and so forth), we shall inevitably have to admit this further conclusion also. If it is true that art is an activity by means of which one man having experienced a feeling intentionally transmits it to others, then we have inevitably to admit further, that of all that among us is termed the art of the upper classes—of all 144 those novels, stories, dramas, comedies, pictures, sculptures, symphonies, operas, operettas, ballets, etc., which profess to be works of art—scarcely one in a hundred thousand proceeds from an emotion felt by its author, all the rest being but manufactured counterfeits of art in which borrowing, imitating, effects, and interestingness replace the contagion of feeling. That the proportion of real productions of art is to the counterfeits as one to some hundreds of thousands or even more, may be seen by the following calculation. I have read somewhere that the artist painters in Paris alone number 30,000; there will probably be as many in England, as many in Germany, and as many in Russia, Italy, and the smaller states combined. So that in all there will be in Europe, say, 120,000 painters; and there are probably as many musicians and as many literary artists. If these 360,000 individuals produce three works a year each (and many of them produce ten or more), then each year yields over a million so-called works of art. How many, then, must have been produced in the last ten years, and how many in the whole time since upper-class art broke off from the art of the whole people? Evidently millions. Yet who of all the connoisseurs of art has received impressions from all these pseudo works of art? Not to mention all the labouring classes who have no conception of these productions, even people of the upper classes cannot know one in a thousand of them all, and cannot remember those they have known. These works all appear under the guise of art, produce no impression on anyone (except when they serve as pastimes for the idle crowd of rich people), and vanish utterly.

In reply to this it is usually said that without this enormous number of unsuccessful attempts we should not have the real works of art. But such reasoning is as though a baker, in reply to a reproach that his bread was bad, were to say that if it were not for the hundreds of spoiled loaves 145 there would not be any well-baked ones. It is true that where there is gold there is also much sand; but that can not serve as a reason for talking a lot of nonsense in order to say something wise.

We are surrounded by productions considered artistic. Thousands of verses, thousands of poems, thousands of novels, thousands of dramas, thousands of pictures, thousands of musical pieces, follow one after another. All the verses describe love, or nature, or the author’s state of mind, and in all of them rhyme and rhythm are observed. All the dramas and comedies are splendidly mounted and are performed by admirably trained actors. All the novels are divided into chapters; all of them describe love, contain effective situations, and correctly describe the details of life. All the symphonies contain allegro , andante , scherzo , and finale ; all consist of modulations and chords, and are played by highly-trained musicians. All the pictures, in gold frames, saliently depict faces and sundry accessories. But among these productions in the various branches of art there is in each branch one among hundreds of thousands, not only somewhat better than the rest, but differing from them as a diamond differs from paste. The one is priceless, the others not only have no value but are worse than valueless, for they deceive and pervert taste. And yet, externally, they are, to a man of perverted or atrophied artistic perception, precisely alike.

In our society the difficulty of recognising real works of art is further increased by the fact that the external quality of the work in false productions is not only no worse, but often better, than in real ones; the counterfeit is often more effective than the real, and its subject more interesting. How is one to discriminate? How is one to find a production in no way distinguished in externals from hundreds of thousands of others intentionally made to imitate it precisely?

For a country peasant of unperverted taste this is as 146 easy as it is for an animal of unspoilt scent to follow the trace he needs among a thousand others in wood or forest. The animal unerringly finds what he needs. So also the man, if only his natural qualities have not been perverted, will, without fail, select from among thousands of objects the real work of art he requires—that infecting him with the feeling experienced by the artist. But it is not so with those whose taste has been perverted by their education and life. The receptive feeling for art of these people is atrophied, and in valuing artistic productions they must be guided by discussion and study, which discussion and study completely confuse them. So that most people in our society are quite unable to distinguish a work of art from the grossest counterfeit. People sit for whole hours in concert-rooms and theatres listening to the new composers, consider it a duty to read the novels of the famous modern novelists and to look at pictures representing either something incomprehensible or just the very things they see much better in real life; and, above all, they consider it incumbent on them to be enraptured by all this, imagining it all to be art, while at the same time they will pass real works of art by, not only without attention, but even with contempt, merely because, in their circle, these works are not included in the list of works of art.

A few days ago I was returning home from a walk feeling depressed, as occurs sometimes. On nearing the house I heard the loud singing of a large choir of peasant women. They were welcoming my daughter, celebrating her return home after her marriage. In this singing, with its cries and clanging of scythes, such a definite feeling of joy, cheerfulness, and energy was expressed, that, without noticing how it infected me, I continued my way towards the house in a better mood, and reached home smiling and quite in good spirits. That same evening, a visitor, an 147 admirable musician, famed for his execution of classical music, and particularly of Beethoven, played us Beethoven’s sonata, Opus 101. For the benefit of those who might otherwise attribute my judgment of that sonata of Beethoven to non-comprehension of it, I should mention that whatever other people understand of that sonata and of other productions of Beethoven’s later period, I, being very susceptible to music, equally understood. For a long time I used to atune myself so as to delight in those shapeless improvisations which form the subject-matter of the works of Beethoven’s later period, but I had only to consider the question of art seriously, and to compare the impression I received from Beethoven’s later works with those pleasant, clear, and strong musical impressions which are transmitted, for instance, by the melodies of Bach (his arias), Haydn, Mozart, Chopin (when his melodies are not overloaded with complications and ornamention), and of Beethoven himself in his earlier period, and above all, with the impressions produced by folk-songs,—Italian, Norwegian, or Russian,—by the Hungarian tzardas , and other such simple, clear, and powerful music, and the obscure, almost unhealthy excitement from Beethoven’s later pieces that I had artificially evoked in myself was immediately destroyed.

On the completion of the performance (though it was noticeable that everyone had become dull) those present, in the accepted manner, warmly praised Beethoven’s profound production, and did not forget to add that formerly they had not been able to understand that last period of his, but that they now saw that he was really then at his very best. And when I ventured to compare the impression made on me by the singing of the peasant women—an impression which had been shared by all who heard it—with the effect of this sonata, the admirers of Beethoven only smiled contemptuously, not considering it necessary to reply to such strange remarks.

148 But, for all that, the song of the peasant women was real art, transmitting a definite and strong feeling; while the 101st sonata of Beethoven was only an unsuccessful attempt at art, containing no definite feeling and therefore not infectious.

For my work on art I have this winter read diligently, though with great effort, the celebrated novels and stories, praised by all Europe, written by Zola, Bourget, Huysmans, and Kipling. At the same time I chanced on a story in a child’s magazine, and by a quite unknown writer, which told of the Easter preparations in a poor widow’s family. The story tells how the mother managed with difficulty to obtain some wheat-flour, which she poured on the table ready to knead. She then went out to procure some yeast, telling the children not to leave the hut, and to take care of the flour. When the mother had gone, some other children ran shouting near the window, calling those in the hut to come to play. The children forgot their mother’s warning, ran into the street, and were soon engrossed in the game. The mother, on her return with the yeast, finds a hen on the table throwing the last of the flour to her chickens, who were busily picking it out of the dust of the earthen floor. The mother, in despair, scolds the children, who cry bitterly. And the mother begins to feel pity for them—but the white flour has all gone. So to mend matters she decides to make the Easter cake with sifted rye-flour, brushing it over with white of egg and surrounding it with eggs. “Rye-bread which we bake is akin to any cake,” says the mother, using a rhyming proverb to console the children for not having an Easter cake made with white flour. And the children, quickly passing from despair to rapture, repeat the proverb and await the Easter cake more merrily even than before.

Well! the reading of the novels and stories by Zola, Bourget, Huysmans, Kipling, and others, handling the most 149 harrowing subjects, did not touch me for one moment, and I was provoked with the authors all the while, as one is provoked with a man who considers you so naïve that he does not even conceal the trick by which he intends to take you in. From the first lines you see the intention with which the book is written, and the details all become superfluous, and one feels dull. Above all, one knows that the author had no other feeling all the time than a desire to write a story or a novel, and so one receives no artistic impression. On the other hand, I could not tear myself away from the unknown author’s tale of the children and the chickens, because I was at once infected by the feeling which the author had evidently experienced, re-evoked in himself, and transmitted.

Vasnetsoff is one of our Russian painters. He has painted ecclesiastical pictures in Kieff Cathedral, and everyone praises him as the founder of some new, elevated kind of Christian art. He worked at those pictures for ten years, was paid tens of thousands of roubles for them, and they are all simply bad imitations of imitations of imitations, destitute of any spark of feeling. And this same Vasnetsoff drew a picture for Tourgenieff’s story “The Quail” (in which it is told how, in his son’s presence, a father killed a quail and felt pity for it), showing the boy asleep with pouting upper lip, and above him, as a dream, the quail. And this picture is a true work of art.

In the English Academy of 1897 two pictures were exhibited together; one of which, by J. C. Dolman, was the temptation of St. Anthony. The Saint is on his knees praying. Behind him stands a naked woman and animals of some kind. It is apparent that the naked woman pleased the artist very much, but that Anthony did not concern him at all; and that, so far from the temptation being terrible to him (the artist) it is highly agreeable. And therefore if there be any art in this picture, it is very nasty and false. 150 Next in the same book of academy pictures comes a picture by Langley, showing a stray beggar boy, who has evidently been called in by a woman who has taken pity on him. The boy, pitifully drawing his bare feet under the bench, is eating; the woman is looking on, probably considering whether he will not want some more; and a girl of about seven, leaning on her arm, is carefully and seriously looking on, not taking her eyes from the hungry boy, and evidently understanding for the first time what poverty is, and what inequality among people is, and asking herself why she has everything provided for her while this boy goes bare-foot and hungry? She feels sorry and yet pleased. And she loves both the boy and goodness.... And one feels that the artist loved this girl, and that she too loves. And this picture, by an artist who, I think, is not very widely known, is an admirable and true work of art.

I remember seeing a performance of Hamlet by Rossi. Both the tragedy itself and the performer who took the chief part are considered by our critics to represent the climax of supreme dramatic art. And yet, both from the subject-matter of the drama and from the performance, I experienced all the time that peculiar suffering which is caused by false imitations of works of art. And I lately read of a theatrical performance among the savage tribe the Voguls. A spectator describes the play. A big Vogul and a little one, both dressed in reindeer skins, represent a reindeer-doe and its young. A third Vogul, with a bow, represents a huntsman on snow-shoes, and a fourth imitates with his voice a bird that warns the reindeer of their danger. The play is that the huntsman follows the track that the doe with its young one has travelled. The deer run off the scene and again reappear. (Such performances take place in a small tent-house.) The huntsman gains more and more on the pursued. The little deer is tired, and presses against its mother. The doe stops to draw breath. The hunter 151 comes up with them and draws his bow. But just then the bird sounds its note, warning the deer of their danger. They escape. Again there is a chase, and again the hunter gains on them, catches them and lets fly his arrow. The arrow strikes the young deer. Unable to run, the little one presses against its mother. The mother licks its wound. The hunter draws another arrow. The audience, as the eye-witness describes them, are paralysed with suspense; deep groans and even weeping is heard among them. And, from the mere description, I felt that this was a true work of art.

What I am saying will be considered irrational paradox, at which one can only be amazed; but for all that I must say what I think, namely, that people of our circle, of whom some compose verses, stories, novels, operas, symphonies, and sonatas, paint all kinds of pictures and make statues, while others hear and look at these things, and again others appraise and criticise it all, discuss, condemn, triumph, and raise monuments to one another generation after generation,—that all these people, with very few exceptions, artists, and public, and critics, have never (except in childhood and earliest youth, before hearing any discussions on art), experienced that simple feeling familiar to the plainest man and even to a child, that sense of infection with another’s feeling,—compelling us to joy in another’s gladness, to sorrow at another’s grief, and to mingle souls with another,—which is the very essence of art. And therefore these people not only cannot distinguish true works of art from counterfeits, but continually mistake for real art the worst and most artificial, while they do not even perceive works of real art, because the counterfeits are always more ornate, while true art is modest.

Art, in our society, has been so perverted that not only has bad art come to be considered good, but even the very perception of what art really is has been lost. In order to be able to speak about the art of our society, it is, therefore, first of all necessary to distinguish art from counterfeit art.

There is one indubitable indication distinguishing real art from its counterfeit, namely, the infectiousness of art. If a man, without exercising effort and without altering his standpoint, on reading, hearing, or seeing another man’s work, experiences a mental condition which unites him with that man and with other people who also partake of that work of art, then the object evoking that condition is a work of art. And however poetical, realistic, effectful, or interesting a work may be, it is not a work of art if it does not evoke that feeling (quite distinct from all other feelings) of joy, and of spiritual union with another (the author) and with others (those who are also infected by it).

It is true that this indication is an internal one, and that there are people who have forgotten what the action of real art is, who expect something else from art (in our society the great majority are in this state), and that therefore such people may mistake for this æsthetic feeling the feeling of divertisement and a certain excitement which they receive from counterfeits of art. But though it is impossible to undeceive these people, just as it is impossible to convince a man suffering from “Daltonism” that green is not red, yet, for all that, this indication remains perfectly definite 153 to those whose feeling for art is neither perverted nor atrophied, and it clearly distinguishes the feeling produced by art from all other feelings.

The chief peculiarity of this feeling is that the receiver of a true artistic impression is so united to the artist that he feels as if the work were his own and not someone else’s,—as if what it expresses were just what he had long been wishing to express. A real work of art destroys, in the consciousness of the receiver, the separation between himself and the artist, nor that alone, but also between himself and all whose minds receive this work of art. In this freeing of our personality from its separation and isolation, in this uniting of it with others, lies the chief characteristic and the great attractive force of art.

If a man is infected by the author’s condition of soul, if he feels this emotion and this union with others, then the object which has effected this is art; but if there be no such infection, if there be not this union with the author and with others who are moved by the same work—then it is not art. And not only is infection a sure sign of art, but the degree of infectiousness is also the sole measure of excellence in art.

The stronger the infection the better is the art, as art , speaking now apart from its subject-matter, i.e. not considering the quality of the feelings it transmits.

And the degree of the infectiousness of art depends on three conditions:—

(1) On the greater or lesser individuality of the feeling transmitted; (2) on the greater or lesser clearness with which the feeling is transmitted; (3) on the sincerity of the artist, i.e. on the greater or lesser force with which the artist himself feels the emotion he transmits.

The more individual the feeling transmitted the more strongly does it act on the receiver; the more individual the state of soul into which he is transferred the more 154 pleasure does the receiver obtain, and therefore the more readily and strongly does he join in it.

The clearness of expression assists infection, because the receiver, who mingles in consciousness with the author, is the better satisfied the more clearly the feeling is transmitted, which, as it seems to him, he has long known and felt, and for which he has only now found expression.

But most of all is the degree of infectiousness of art increased by the degree of sincerity in the artist. As soon as the spectator, hearer, or reader feels that the artist is infected by his own production, and writes, sings, or plays for himself and not merely to act on others, this mental condition of the artist infects the receiver; and, contrariwise, as soon as the spectator, reader, or hearer feels that the author is not writing, singing, or playing for his own satisfaction,—does not himself feel what he wishes to express,—but is doing it for him, the receiver, a resistance immediately springs up, and the most individual and the newest feelings and the cleverest technique not only fail to produce any infection but actually repel.

I have mentioned three conditions of contagiousness in art, but they may all be summed up into one, the last, sincerity, i.e. that the artist should be impelled by an inner need to express his feeling. That condition includes the first; for if the artist is sincere he will express the feeling as he experienced it. And as each man is different from everyone else, his feeling will be individual for everyone else; and the more individual it is,—the more the artist has drawn it from the depths of his nature,—the more sympathetic and sincere will it be. And this same sincerity will impel the artist to find a clear expression of the feeling which he wishes to transmit.

Therefore this third condition—sincerity—is the most important of the three. It is always complied with in peasant art, and this explains why such art always acts so 155 powerfully; but it is a condition almost entirely absent from our upper-class art, which is continually produced by artists actuated by personal aims of covetousness or vanity.

Such are the three conditions which divide art from its counterfeits, and which also decide the quality of every work of art apart from its subject-matter.

The absence of any one of these conditions excludes a work from the category of art and relegates it to that of art’s counterfeits. If the work does not transmit the artist’s peculiarity of feeling, and is therefore not individual, if it is unintelligibly expressed, or if it has not proceeded from the author’s inner need for expression—it is not a work of art. If all these conditions are present, even in the smallest degree, then the work, even if a weak one, is yet a work of art.

The presence in various degrees of these three conditions: individuality, clearness, and sincerity, decides the merit of a work of art, as art, apart from subject-matter. All works of art take rank of merit according to the degree in which they fulfil the first, the second, and the third of these conditions. In one the individuality of the feeling transmitted may predominate; in another, clearness of expression; in a third, sincerity; while a fourth may have sincerity and individuality but be deficient in clearness; a fifth, individuality and clearness, but less sincerity; and so forth, in all possible degrees and combinations.

Thus is art divided from not art, and thus is the quality of art, as art, decided, independently of its subject-matter, i.e. apart from whether the feelings it transmits are good or bad.

But how are we to define good and bad art with reference to its subject-matter?

How in art are we to decide what is good and what is bad in subject-matter?

Art, like speech, is a means of communication, and therefore of progress, i.e. of the movement of humanity forward towards perfection. Speech renders accessible to men of the latest generations all the knowledge discovered by the experience and reflection, both of preceding generations and of the best and foremost men of their own times; art renders accessible to men of the latest generations all the feelings experienced by their predecessors, and those also which are being felt by their best and foremost contemporaries. And as the evolution of knowledge proceeds by truer and more necessary knowledge dislodging and replacing what is mistaken and unnecessary, so the evolution of feeling proceeds through art,—feelings less kind and less needful for the well-being of mankind are replaced by others kinder and more needful for that end. That is the purpose of art. And, speaking now of its subject-matter, the more art fulfils that purpose the better the art, and the less it fulfils it the worse the art.

And the appraisement of feelings ( i.e. the acknowledgment of these or those feelings as being more or less good, more or less necessary for the well-being of mankind) is made by the religious perception of the age.

In every period of history, and in every human society, there exists an understanding of the meaning of life which represents the highest level to which men of that society 157 have attained,—an understanding defining the highest good at which that society aims. And this understanding is the religious perception of the given time and society. And this religious perception is always clearly expressed by some advanced men, and more or less vividly perceived by all the members of the society. Such a religious perception and its corresponding expression exists always in every society. If it appears to us that in our society there is no religious perception, this is not because there really is none, but only because we do not want to see it. And we often wish not to see it because it exposes the fact that our life is inconsistent with that religious perception.

Religious perception in a society is like the direction of a flowing river. If the river flows at all, it must have a direction. If a society lives, there must be a religious perception indicating the direction in which, more or less consciously, all its members tend.

And so there always has been, and there is, a religious perception in every society. And it is by the standard of this religious perception that the feelings transmitted by art have always been estimated. Only on the basis of this religious perception of their age have men always chosen from the endlessly varied spheres of art that art which transmitted feelings making religious perception operative in actual life. And such art has always been highly valued and encouraged; while art transmitting feelings already outlived, flowing from the antiquated religious perceptions of a former age, has always been condemned and despised. All the rest of art, transmitting those most diverse feelings by means of which people commune together, was not condemned, and was tolerated, if only it did not transmit feelings contrary to religious perception. Thus, for instance, among the Greeks, art transmitting the feeling of beauty, strength, and courage (Hesiod, Homer, Phidias) was chosen, approved, and encouraged; while art transmitting feelings of rude sensuality, 158 despondency, and effeminacy was condemned and despised. Among the Jews, art transmitting feelings of devotion and submission to the God of the Hebrews and to His will (the epic of Genesis, the prophets, the Psalms) was chosen and encouraged, while art transmitting feelings of idolatry (the golden calf) was condemned and despised. All the rest of art—stories, songs, dances, ornamentation of houses, of utensils, and of clothes—which was not contrary to religious perception, was neither distinguished nor discussed. Thus, in regard to its subject-matter, has art been appraised always and everywhere, and thus it should be appraised, for this attitude towards art proceeds from the fundamental characteristics of human nature, and those characteristics do not change.

I know that according to an opinion current in our times, religion is a superstition, which humanity has outgrown, and that it is therefore assumed that no such thing exists as a religious perception common to us all by which art, in our time, can be estimated. I know that this is the opinion current in the pseudo-cultured circles of to-day. People who do not acknowledge Christianity in its true meaning because it undermines all their social privileges, and who, therefore, invent all kinds of philosophic and æsthetic theories to hide from themselves the meaninglessness and wrongness of their lives, cannot think otherwise. These people intentionally, or sometimes unintentionally, confusing the conception of a religious cult with the conception of religious perception, think that by denying the cult they get rid of religious perception. But even the very attacks on religion, and the attempts to establish a life-conception contrary to the religious perception of our times, most clearly demonstrate the existence of a religious perception condemning the lives that are not in harmony with it.

If humanity progresses, i.e. moves forward, there must inevitably be a guide to the direction of that movement. 159 And religions have always furnished that guide. All history shows that the progress of humanity is accomplished not otherwise than under the guidance of religion. But if the race cannot progress without the guidance of religion,—and progress is always going on, and consequently also in our own times,—then there must be a religion of our times. So that, whether it pleases or displeases the so-called cultured people of to-day, they must admit the existence of religion—not of a religious cult, Catholic, Protestant, or another, but of religious perception—which, even in our times, is the guide always present where there is any progress. And if a religious perception exists amongst us, then our art should be appraised on the basis of that religious perception; and, as has always and everywhere been the case, art transmitting feelings flowing from the religious perception of our time should be chosen from all the indifferent art, should be acknowledged, highly esteemed, and encouraged; while art running counter to that perception should be condemned and despised, and all the remaining indifferent art should neither be distinguished nor encouraged.

The religious perception of our time, in its widest and most practical application, is the consciousness that our well-being, both material and spiritual, individual and collective, temporal and eternal, lies in the growth of brotherhood among all men—in their loving harmony with one another. This perception is not only expressed by Christ and all the best men of past ages, it is not only repeated in the most varied forms and from most diverse sides by the best men of our own times, but it already serves as a clue to all the complex labour of humanity, consisting as this labour does, on the one hand, in the destruction of physical and moral obstacles to the union of men, and, on the other hand, in establishing the principles common to all men which can and should unite them into one universal brotherhood. 160 And it is on the basis of this perception that we should appraise all the phenomena of our life, and, among the rest, our art also; choosing from all its realms whatever transmits feelings flowing from this religious perception, highly prizing and encouraging such art, rejecting whatever is contrary to this perception, and not attributing to the rest of art an importance not properly pertaining to it.

The chief mistake made by people of the upper classes of the time of the so-called Renaissance,—a mistake which we still perpetuate,—was not that they ceased to value and to attach importance to religious art (people of that period could not attach importance to it, because, like our own upper classes, they could not believe in what the majority considered to be religion), but their mistake was that they set up in place of religious art which was lacking, an insignificant art which aimed only at giving pleasure, i.e. they began to choose, to value, and to encourage, in place of religious art, something which, in any case, did not deserve such esteem and encouragement.

One of the Fathers of the Church said that the great evil is not that men do not know God, but that they have set up, instead of God, that which is not God. So also with art. The great misfortune of the people of the upper classes of our time is not so much that they are without a religious art, as that, instead of a supreme religious art, chosen from all the rest as being specially important and valuable, they have chosen a most insignificant and, usually, harmful art, which aims at pleasing certain people, and which, therefore, if only by its exclusive nature, stands in contradiction to that Christian principle of universal union which forms the religious perception of our time. Instead of religious art, an empty and often vicious art is set up, and this hides from men’s notice the need of that true religious art which should be present in life in order to improve it.

161 It is true that art which satisfies the demands of the religious perception of our time is quite unlike former art, but, notwithstanding this dissimilarity, to a man who does not intentionally hide the truth from himself, it is very clear and definite what does form the religious art of our age. In former times, when the highest religious perception united only some people (who, even if they formed a large society, were yet but one society surrounded by others—Jews, or Athenian or Roman citizens), the feelings transmitted by the art of that time flowed from a desire for the might, greatness, glory, and prosperity of that society, and the heroes of art might be people who contributed to that prosperity by strength, by craft, by fraud, or by cruelty (Ulysses, Jacob, David, Samson, Hercules, and all the heroes). But the religious perception of our times does not select any one society of men; on the contrary, it demands the union of all—absolutely of all people without exception—and above every other virtue it sets brotherly love to all men. And, therefore, the feelings transmitted by the art of our time not only cannot coincide with the feelings transmitted by former art, but must run counter to them.

Christian, truly Christian, art has been so long in establishing itself, and has not yet established itself, just because the Christian religious perception was not one of those small steps by which humanity advances regularly; but was an enormous revolution, which, if it has not already altered, must inevitably alter the entire life-conception of mankind, and, consequently, the whole internal organisation of their life. It is true that the life of humanity, like that of an individual, moves regularly; but in that regular movement come, as it were, turning-points, which sharply divide the preceding from the subsequent life. Christianity was such a turning-point; such, at least, it must appear to us who live by the Christian perception of life. Christian perception 162 gave another, a new direction to all human feelings, and therefore completely altered both the contents and the significance of art. The Greeks could make use of Persian art and the Romans could use Greek art, or, similarly, the Jews could use Egyptian art,—the fundamental ideals were one and the same. Now the ideal was the greatness and prosperity of the Persians, now the greatness and prosperity of the Greeks, now that of the Romans. The same art was transferred into other conditions, and served new nations. But the Christian ideal changed and reversed everything, so that, as the Gospel puts it, “That which was exalted among men has become an abomination in the sight of God.” The ideal is no longer the greatness of Pharaoh or of a Roman emperor, not the beauty of a Greek nor the wealth of Phœnicia, but humility, purity, compassion, love. The hero is no longer Dives, but Lazarus the beggar; not Mary Magdalene in the day of her beauty, but in the day of her repentance; not those who acquire wealth, but those who have abandoned it; not those who dwell in palaces, but those who dwell in catacombs and huts; not those who rule over others, but those who acknowledge no authority but God’s. And the greatest work of art is no longer a cathedral of victory [84] with statues of conquerors, but the representation of a human soul so transformed by love that a man who is tormented and murdered yet pities and loves his persecutors.

And the change is so great that men of the Christian world find it difficult to resist the inertia of the heathen art to which they have been accustomed all their lives. The subject-matter of Christian religious art is so new to them, so unlike the subject-matter of former art, that it seems to them as though Christian art were a denial of art, and they 163 cling desperately to the old art. But this old art, having no longer, in our day, any source in religious perception, has lost its meaning, and we shall have to abandon it whether we wish to or not.

The essence of the Christian perception consists in the recognition by every man of his sonship to God, and of the consequent union of men with God and with one another, as is said in the Gospel (John xvii. 21 [85] ). Therefore the subject-matter of Christian art is such feeling as can unite men with God and with one another.

The expression unite men with God and with one another may seem obscure to people accustomed to the misuse of these words which is so customary, but the words have a perfectly clear meaning nevertheless. They indicate that the Christian union of man (in contradiction to the partial, exclusive union of only some men) is that which unites all without exception.

Art, all art, has this characteristic, that it unites people. Every art causes those to whom the artist’s feeling is transmitted to unite in soul with the artist, and also with all who receive the same impression. But non-Christian art, while uniting some people together, makes that very union a cause of separation between these united people and others; so that union of this kind is often a source, not only of division, but even of enmity towards others. Such is all patriotic art, with its anthems, poems, and monuments; such is all Church art, i.e. the art of certain cults, with their images, statues, processions, and other local ceremonies. Such art is belated and non-Christian art, uniting the people of one cult only to separate them yet more sharply from the members of other cults, and even to place them in relations of hostility to each other. Christian art is only such as tends to unite all 164 without exception, either by evoking in them the perception that each man and all men stand in like relation towards God and towards their neighbour, or by evoking in them identical feelings, which may even be the very simplest provided only that they are not repugnant to Christianity and are natural to everyone without exception.

Good Christian art of our time may be unintelligible to people because of imperfections in its form, or because men are inattentive to it, but it must be such that all men can experience the feelings it transmits. It must be the art, not of some one group of people, nor of one class, nor of one nationality, nor of one religious cult; that is, it must not transmit feelings which are accessible only to a man educated in a certain way, or only to an aristocrat, or a merchant, or only to a Russian, or a native of Japan, or a Roman Catholic, or a Buddhist, etc., but it must transmit feelings accessible to everyone. Only art of this kind can be acknowledged in our time to be good art, worthy of being chosen out from all the rest of art and encouraged.

Christian art, i.e. the art of our time, should be catholic in the original meaning of the word, i.e. universal, and therefore it should unite all men. And only two kinds of feeling do unite all men: first, feelings flowing from the perception of our sonship to God and of the brotherhood of man; and next, the simple feelings of common life, accessible to everyone without exception—such as the feeling of merriment, of pity, of cheerfulness, of tranquillity, etc. Only these two kinds of feelings can now supply material for art good in its subject-matter.

And the action of these two kinds of art, apparently so dissimilar, is one and the same. The feelings flowing from perception of our sonship to God and of the brotherhood of man—such as a feeling of sureness in truth, devotion to the will of God, self-sacrifice, respect for and love of man—evoked 165 by Christian religious perception; and the simplest feelings—such as a softened or a merry mood caused by a song or an amusing jest intelligible to everyone, or by a touching story, or a drawing, or a little doll: both alike produce one and the same effect—the loving union of man with man. Sometimes people who are together are, if not hostile to one another, at least estranged in mood and feeling, till perchance a story, a performance, a picture, or even a building, but oftenest of all music, unites them all as by an electric flash, and, in place of their former isolation or even enmity, they are all conscious of union and mutual love. Each is glad that another feels what he feels; glad of the communion established, not only between him and all present, but also with all now living who will yet share the same impression; and more than that, he feels the mysterious gladness of a communion which, reaching beyond the grave, unites us with all men of the past who have been moved by the same feelings, and with all men of the future who will yet be touched by them. And this effect is produced both by the religious art which transmits feelings of love to God and one’s neighbour, and by universal art transmitting the very simplest feelings common to all men.

The art of our time should be appraised differently from former art chiefly in this, that the art of our time, i.e. Christian art (basing itself on a religious perception which demands the union of man), excludes from the domain of art good in subject-matter everything transmitting exclusive feelings, which do not unite but divide men. It relegates such work to the category of art bad in its subject-matter, while, on the other hand, it includes in the category of art good in subject-matter a section not formerly admitted to deserve to be chosen out and respected, namely, universal art transmitting even the most trifling and simple feelings if only they are accessible to all men without exception, 166 and therefore unite them. Such art cannot, in our time, but be esteemed good, for it attains the end which the religious perception of our time, i.e. Christianity, sets before humanity.

Christian art either evokes in men those feelings which, through love of God and of one’s neighbour, draw them to greater and ever greater union, and make them ready for and capable of such union; or evokes in them those feelings which show them that they are already united in the joys and sorrows of life. And therefore the Christian art of our time can be and is of two kinds: (1) art transmitting feelings flowing from a religious perception of man’s position in the world in relation to God and to his neighbour—religious art in the limited meaning of the term; and (2) art transmitting the simplest feelings of common life, but such, always, as are accessible to all men in the whole world—the art of common life—the art of a people—universal art. Only these two kinds of art can be considered good art in our time.

The first, religious art,—transmitting both positive feelings of love to God and one’s neighbour, and negative feelings of indignation and horror at the violation of love,—manifests itself chiefly in the form of words, and to some extent also in painting and sculpture: the second kind (universal art) transmitting feelings accessible to all, manifests itself in words, in painting, in sculpture, in dances, in architecture, and, most of all, in music.

If I were asked to give modern examples of each of these kinds of art, then, as examples of the highest art, flowing from love of God and man (both of the higher, positive, and of the lower, negative kind), in literature I should name The Robbers by Schiller: Victor Hugo’s Les Pauvres Gens and Les Misérables : the novels and stories of Dickens— The Tale of Two Cities , The Christmas Carol , The Chimes , and others: Uncle Tom’s Cabin : Dostoievsky’s works—especially 167 his Memoirs from the House of Death : and Adam Bede by George Eliot.

In modern painting, strange to say, works of this kind, directly transmitting the Christian feeling of love of God and of one’s neighbour, are hardly to be found, especially among the works of the celebrated painters. There are plenty of pictures treating of the Gospel stories; they, however, depict historical events with great wealth of detail, but do not, and cannot, transmit religious feeling not possessed by their painters. There are many pictures treating of the personal feelings of various people, but of pictures representing great deeds of self-sacrifice and of Christian love there are very few, and what there are are principally by artists who are not celebrated, and are, for the most part, not pictures but merely sketches. Such, for instance, is the drawing by Kramskoy (worth many of his finished pictures), showing a drawing-room with a balcony, past which troops are marching in triumph on their return from the war. On the balcony stands a wet-nurse holding a baby and a boy. They are admiring the procession of the troops, but the mother, covering her face with a handkerchief, has fallen back on the sofa, sobbing. Such also is the picture by Walter Langley, to which I have already referred, and such again is a picture by the French artist Morion, depicting a lifeboat hastening, in a heavy storm, to the relief of a steamer that is being wrecked. Approaching these in kind are pictures which represent the hard-working peasant with respect and love. Such are the pictures by Millet, and, particularly, his drawing, “The Man with the Hoe,” also pictures in this style by Jules Breton, L’Hermitte, Defregger, and others. As examples of pictures evoking indignation and horror at the violation of love to God and man, Gay’s picture, “Judgment,” may serve, and also Leizen-Mayer’s, “Signing the Death Warrant.” But there are also very few of this kind. Anxiety about the technique 168 and the beauty of the picture for the most part obscures the feeling. For instance, Gérôme’s “Pollice Verso” expresses, not so much horror at what is being perpetrated as attraction by the beauty of the spectacle. [86]

To give examples, from the modern art of our upper classes, of art of the second kind, good universal art or even of the art of a whole people, is yet more difficult, especially in literary art and music. If there are some works which by their inner contents might be assigned to this class (such as Don Quixote , Molière’s comedies, David Copperfield and The Pickwick Papers by Dickens, Gogol’s and Pushkin’s tales, and some things of Maupassant’s), these works are for the most part—from the exceptional nature of the feelings they transmit, and the superfluity of special details of time and locality, and, above all, on account of the poverty of their subject-matter in comparison with examples of universal ancient art (such, for instance, as the story of Joseph)—comprehensible only to people of their own circle. That Joseph’s brethren, being jealous of his father’s affection, sell him to the merchants; that Potiphar’s wife wishes to tempt the youth; that having attained the highest station, he takes pity on his brothers, including Benjamin the favourite,—these and all the rest are feelings accessible alike to a Russian peasant, a Chinese, an African, a child, or an old man, educated or uneducated; and it is all written with such restraint, is so free from any superfluous detail, that the story may be told to any circle and will be equally comprehensible and touching to everyone. But not such are the feelings of Don Quixote or of Molière’s heroes (though Molière is perhaps the most universal, and therefore the most excellent, artist of modern times), nor of Pickwick and his friends. These feelings are not common to all 169 men but very exceptional, and therefore, to make them infectious, the authors have surrounded them with abundant details of time and place. And this abundance of detail makes the stories difficult of comprehension to all people not living within reach of the conditions described by the author.

The author of the novel of Joseph did not need to describe in detail, as would be done nowadays, the bloodstained coat of Joseph, the dwelling and dress of Jacob, the pose and attire of Potiphar’s wife, and how, adjusting the bracelet on her left arm, she said, “Come to me,” and so on, because the subject-matter of feelings in this novel is so strong that all details, except the most essential,—such as that Joseph went out into another room to weep,—are superfluous, and would only hinder the transmission of feelings. And therefore this novel is accessible to all men, touches people of all nations and classes, young and old, and has lasted to our times, and will yet last for thousands of years to come. But strip the best novels of our times of their details, and what will remain?

It is therefore impossible in modern literature to indicate works fully satisfying the demands of universality. Such works as exist are, to a great extent, spoilt by what is usually called “realism,” but would be better termed “provincialism,” in art.

In music the same occurs as in verbal art, and for similar reasons. In consequence of the poorness of the feeling they contain, the melodies of the modern composers are amazingly empty and insignificant. And to strengthen the impression produced by these empty melodies, the new musicians pile complex modulations on to each trivial melody, not only in their own national manner, but also in the way characteristic of their own exclusive circle and particular musical school. Melody—every melody—is free, and may be understood of all men; but as soon as it is bound up 170 with a particular harmony, it ceases to be accessible except to people trained to such harmony, and it becomes strange, not only to common men of another nationality, but to all who do not belong to the circle whose members have accustomed themselves to certain forms of harmonisation. So that music, like poetry, travels in a vicious circle. Trivial and exclusive melodies, in order to make them attractive, are laden with harmonic, rhythmic, and orchestral complications, and thus become yet more exclusive, and far from being universal are not even national, i.e. they are not comprehensible to the whole people but only to some people.

In music, besides marches and dances by various composers, which satisfy the demands of universal art, one can indicate very few works of this class: Bach’s famous violin aria , Chopin’s nocturne in E flat major, and perhaps a dozen bits (not whole pieces, but parts) selected from the works of Haydn, Mozart, Schubert, Beethoven, and Chopin. [87]

Although in painting the same thing is repeated as in poetry and in music,—namely, that in order to make them more interesting, works weak in conception are surrounded by minutely studied accessories of time and place, which give them a temporary and local interest but make them 171 less universal,—still, in painting, more than in the other spheres of art, may be found works satisfying the demands of universal Christian art; that is to say, there are more works expressing feelings in which all men may participate.

In the arts of painting and sculpture, all pictures and statues in so-called genre style, depictions of animals, landscapes and caricatures with subjects comprehensible to everyone, and also all kinds of ornaments, are universal in subject-matter. Such productions in painting and sculpture are very numerous ( e.g. china dolls), but for the most part such objects (for instance, ornaments of all kinds) are either not considered to be art or are considered to be art of a low quality. In reality all such objects, if only they transmit a true feeling experienced by the artist and comprehensible to everyone (however insignificant it may seem to us to be) are works of real, good, Christian art.

I fear it will here be urged against me that having denied that the conception of beauty can supply a standard for works of art, I contradict myself by acknowledging ornaments to be works of good art. The reproach is unjust, for the subject-matter of all kinds of ornamentation consists not in the beauty, but in the feeling (of admiration of, and delight in, the combination of lines and colours) which the artist has experienced and with which he infects the spectator. Art remains what it was and what it must be: nothing but the infection by one man of another, or of others, with the feelings experienced by the infector. Among those feelings is the feeling of delight at what pleases the sight. Objects pleasing the sight may be such as please a small or a large number of people, or such as please all men. And ornaments for the most part are of the latter kind. A landscape representing a very unusual view, or a genre picture of a special subject, may not please everyone, but ornaments, from Yakutsk ornaments to 172 Greek ones, are intelligible to everyone and evoke a similar feeling of admiration in all, and therefore this despised kind of art should, in Christian society, be esteemed far above exceptional, pretentious pictures and sculptures.

So that there are only two kinds of good Christian art: all the rest of art not comprised in these two divisions should be acknowledged to be bad art, deserving not to be encouraged but to be driven out, denied and despised, as being art not uniting but dividing people. Such, in literary art, are all novels and poems which transmit Church or patriotic feelings, and also exclusive feelings pertaining only to the class of the idle rich; such as aristocratic honour, satiety, spleen, pessimism, and refined and vicious feelings flowing from sex-love—quite incomprehensible to the great majority of mankind.

In painting we must similarly place in the class of bad art all the Church, patriotic, and exclusive pictures; all the pictures representing the amusements and allurements of a rich and idle life; all the so-called symbolic pictures, in which the very meaning of the symbol is comprehensible only to the people of a certain circle; and, above all, pictures with voluptuous subjects—all that odious female nudity which fills all the exhibitions and galleries. And to this class belongs almost all the chamber and opera music of our times,—beginning especially from Beethoven (Schumann, Berlioz, Liszt, Wagner),—by its subject-matter devoted to the expression of feelings accessible only to people who have developed in themselves an unhealthy, nervous irritation evoked by this exclusive, artificial, and complex music.

“What! the Ninth Symphony not a good work of art!” I hear exclaimed by indignant voices.

And I reply: Most certainly it is not. All that I have written I have written with the sole purpose of finding a clear and reasonable criterion by which to judge the 173 merits of works of art. And this criterion, coinciding with the indications of plain and sane sense, indubitably shows me that that symphony by Beethoven is not a good work of art. Of course, to people educated in the adoration of certain productions and of their authors, to people whose taste has been perverted just by being educated in such adoration, the acknowledgment that such a celebrated work is bad is amazing and strange. But how are we to escape the indications of reason and of common sense?

Beethoven’s Ninth Symphony is considered a great work of art. To verify its claim to be such, I must first ask myself whether this work transmits the highest religious feeling? I reply in the negative, for music in itself cannot transmit those feelings; and therefore I ask myself next, Since this work does not belong to the highest kind of religious art, has it the other characteristic of the good art of our time,—the quality of uniting all men in one common feeling: does it rank as Christian universal art? And again I have no option but to reply in the negative; for not only do I not see how the feelings transmitted by this work could unite people not specially trained to submit themselves to its complex hypnotism, but I am unable to imagine to myself a crowd of normal people who could understand anything of this long, confused, and artificial production, except short snatches which are lost in a sea of what is incomprehensible. And therefore, whether I like it or not, I am compelled to conclude that this work belongs to the rank of bad art. It is curious to note in this connection, that attached to the end of this very symphony is a poem of Schiller’s which (though somewhat obscurely) expresses this very thought, namely, that feeling (Schiller speaks only of the feeling of gladness) unites people and evokes love in them. But though this poem is sung at the end of the symphony, the music does not accord with the thought expressed in the verses; for the music is exclusive and does 174 not unite all men, but unites only a few, dividing them off from the rest of mankind.

And, just in this same way, in all branches of art, many and many works considered great by the upper classes of our society will have to be judged. By this one sure criterion we shall have to judge the celebrated Divine Comedy and Jerusalem Delivered , and a great part of Shakespeare’s and Goethe’s works, and in painting every representation of miracles, including Raphael’s “Transfiguration,” etc.

Whatever the work may be and however it may have been extolled, we have first to ask whether this work is one of real art or a counterfeit. Having acknowledged, on the basis of the indication of its infectiousness even to a small class of people, that a certain production belongs to the realm of art, it is necessary, on the basis of the indication of its accessibility, to decide the next question, Does this work belong to the category of bad, exclusive art, opposed to religious perception, or to Christian art, uniting people? And having acknowledged an article to belong to real Christian art, we must then, according to whether it transmits the feelings flowing from love to God and man, or merely the simple feelings uniting all men, assign it a place in the ranks of religious art or in those of universal art.

Only on the basis of such verification shall we find it possible to select from the whole mass of what, in our society, claims to be art, those works which form real, important, necessary spiritual food, and to separate them from all the harmful and useless art, and from the counterfeits of art which surround us. Only on the basis of such verification shall we be able to rid ourselves of the pernicious results of harmful art, and to avail ourselves of that beneficent action which is the purpose of true and good art, and which is indispensable for the spiritual life of man and of humanity.

Art is one of two organs of human progress. By words man interchanges thoughts, by the forms of art he interchanges feelings, and this with all men, not only of the present time, but also of the past and the future. It is natural to human beings to employ both these organs of intercommunication, and therefore the perversion of either of them must cause evil results to the society in which it occurs. And these results will be of two kinds: first, the absence, in that society, of the work which should be performed by the organ; and secondly, the harmful activity of the perverted organ. And just these results have shown themselves in our society. The organ of art has been perverted, and therefore the upper classes of society have, to a great extent, been deprived of the work that it should have performed. The diffusion in our society of enormous quantities of, on the one hand, those counterfeits of art which only serve to amuse and corrupt people, and, on the other hand, of works of insignificant, exclusive art, mistaken for the highest art, have perverted most men’s capacity to be infected by true works of art, and have thus deprived them of the possibility of experiencing the highest feelings to which mankind has attained, and which can only be transmitted from man to man by art.

All the best that has been done in art by man remains strange to people who lack the capacity to be infected by art, and is replaced either by spurious counterfeits of art or by insignificant art, which they mistake for real art. 176 People of our time and of our society are delighted with Baudelaires, Verlaines, Moréases, Ibsens, and Maeterlincks in poetry; with Monets, Manets, Puvis de Chavannes, Burne-Joneses, Stucks, and Böcklins in painting; with Wagners, Listzs, Richard Strausses, in music; and they are no longer capable of comprehending either the highest or the simplest art.

In the upper classes, in consequence of this loss of capacity to be infected by works of art, people grow up, are educated, and live, lacking the fertilising, improving influence of art, and therefore not only do not advance towards perfection, do not become kinder, but, on the contrary, possessing highly-developed external means of civilisation, they yet tend to become continually more savage, more coarse, and more cruel.

Such is the result of the absence from our society of the activity of that essential organ—art. But the consequences of the perverted activity of that organ are yet more harmful. And they are numerous.

The first consequence, plain for all to see, is the enormous expenditure of the labour of working people on things which are not only useless, but which, for the most part, are harmful; and more than that, the waste of priceless human lives on this unnecessary and harmful business. It is terrible to consider with what intensity, and amid what privations, millions of people—who lack time and opportunity to attend to what they and their families urgently require—labour for 10, 12, or 14 hours on end, and even at night, setting the type for pseudo-artistic books which spread vice among mankind, or working for theatres, concerts, exhibitions, and picture galleries, which, for the most part, also serve vice; but it is yet more terrible to reflect that lively, kindly children, capable of all that is good, are devoted from their early years to such tasks as these: that for 6, 8, or 10 hours a day, and for 10 or 15 years, some of them should 177 play scales and exercises; others should twist their limbs, walk on their toes, and lift their legs above their heads; a third set should sing solfeggios; a fourth set, showing themselves off in all manner of ways, should pronounce verses; a fifth set should draw from busts or from nude models and paint studies; a sixth set should write compositions according to the rules of certain periods; and that in these occupations, unworthy of a human being, which are often continued long after full maturity, they should waste their physical and mental strength and lose all perception of the meaning of life. It is often said that it is horrible and pitiful to see little acrobats putting their legs over their necks, but it is not less pitiful to see children of 10 giving concerts, and it is still worse to see schoolboys of 10 who, as a preparation for literary work, have learnt by heart the exceptions to the Latin grammar. These people not only grow physically and mentally deformed, but also morally deformed, and become incapable of doing anything really needed by man. Occupying in society the rôle of amusers of the rich, they lose their sense of human dignity, and develop in themselves such a passion for public applause that they are always a prey to an inflated and unsatisfied vanity which grows in them to diseased dimensions, and they expend their mental strength in efforts to obtain satisfaction for this passion. And what is most tragic of all is that these people, who for the sake of art are spoilt for life, not only do not render service to this art, but, on the contrary, inflict the greatest harm on it. They are taught in academies, schools, and conservatoires how to counterfeit art, and by learning this they so pervert themselves that they quite lose the capacity to produce works of real art, and become purveyors of that counterfeit, or trivial, or depraved art which floods our society. This is the first obvious consequence of the perversion of the organ of art.

178 The second consequence is that the productions of amusement-art, which are prepared in such terrific quantities by the armies of professional artists, enable the rich people of our times to live the lives they do, lives not only unnatural but in contradiction to the humane principles these people themselves profess. To live as do the rich, idle people, especially the women, far from nature and from animals, in artificial conditions, with muscles atrophied or misdeveloped by gymnastics, and with enfeebled vital energy would be impossible were it not for what is called art—for this occupation and amusement which hides from them the meaninglessness of their lives, and saves them from the dulness that oppresses them. Take from all these people the theatres, concerts, exhibitions, piano-playing, songs, and novels, with which they now fill their time in full confidence that occupation with these things is a very refined, æsthetical, and therefore good occupation; take from the patrons of art who buy pictures, assist musicians, and are acquainted with writers, their rôle of protectors of that important matter art, and they will not be able to continue such a life, but will all be eaten up by ennui and spleen, and will become conscious of the meaninglessness and wrongness of their present mode of life. Only occupation with what, among them, is considered art, renders it possible for them to continue to live on, infringing all natural conditions, without perceiving the emptiness and cruelty of their lives. And this support afforded to the false manner of life pursued by the rich is the second consequence, and a serious one, of the perversion of art.

The third consequence of the perversion of art is the perplexity produced in the minds of children and of plain folk. Among people not perverted by the false theories of our society, among workers and children, there exists a very definite conception of what people may be respected 179 and praised for. In the minds of peasants and children the ground for praise or eulogy can only be either physical strength: Hercules, the heroes and conquerors; or moral, spiritual, strength: Sakya Muni giving up a beautiful wife and a kingdom to save mankind, Christ going to the cross for the truth he professed, and all the martyrs and the saints. Both are understood by peasants and children. They understand that physical strength must be respected, for it compels respect; and the moral strength of goodness an unperverted man cannot fail to respect, because all his spiritual being draws him towards it. But these people, children and peasants, suddenly perceive that besides those praised, respected, and rewarded for physical or moral strength, there are others who are praised, extolled, and rewarded much more than the heroes of strength and virtue, merely because they sing well, compose verses, or dance. They see that singers, composers, painters, ballet-dancers, earn millions of roubles and receive more honour than the saints do: and peasants and children are perplexed.

When 50 years had elapsed after Pushkin’s death, and, simultaneously, the cheap edition of his works began to circulate among the people and a monument was erected to him in Moscow, I received more than a dozen letters from different peasants asking why Pushkin was raised to such dignity? And only the other day a literate [88] man from Saratoff called on me who had evidently gone out of his mind over this very question. He was on his way to Moscow to expose the clergy for having taken part in raising a “monament” to Mr. Pushkin.

Indeed one need only imagine to oneself what the state of 180 mind of such a man of the people must be when he learns, from such rumours and newspapers as reach him, that the clergy, the Government officials, and all the best people in Russia are triumphantly unveiling a statue to a great man, the benefactor, the pride of Russia—Pushkin, of whom till then he had never heard. From all sides he reads or hears about this, and he naturally supposes that if such honours are rendered to anyone, then without doubt he must have done something extraordinary—either some feat of strength or of goodness. He tries to learn who Pushkin was, and having discovered that Pushkin was neither a hero nor a general, but was a private person and a writer, he comes to the conclusion that Pushkin must have been a holy man and a teacher of goodness, and he hastens to read or to hear his life and works. But what must be his perplexity when he learns that Pushkin was a man of more than easy morals, who was killed in a duel, i.e. when attempting to murder another man, and that all his service consisted in writing verses about love, which were often very indecent.

That a hero, or Alexander the Great, or Genghis Khan, or Napoleon were great, he understands, because any one of them could have crushed him and a thousand like him; that Buddha, Socrates, and Christ were great he also understands, for he knows and feels that he and all men should be such as they were; but why a man should be great because he wrote verses about the love of women he cannot make out.

A similar perplexity must trouble the brain of a Breton or Norman peasant who hears that a monument, “ une statue ” (as to the Madonna), is being erected to Baudelaire, and reads, or is told, what the contents of his Fleurs du Mal are; or, more amazing still, to Verlaine, when he learns the story of that man’s wretched, vicious life, and reads his verses. And what confusion it must cause in the brains of peasants when they learn that some Patti or Taglioni 181 is paid £10,000 for a season, or that a painter gets as much for a picture, or that authors of novels describing love-scenes have received even more than that.

And it is the same with children. I remember how I passed through this stage of amazement and stupefaction, and only reconciled myself to this exaltation of artists to the level of heroes and saints by lowering in my own estimation the importance of moral excellence, and by attributing a false, unnatural meaning to works of art. And a similar confusion must occur in the soul of each child and each man of the people when he learns of the strange honours and rewards that are lavished on artists. This is the third consequence of the false relation in which our society stands towards art.

The fourth consequence is that people of the upper classes, more and more frequently encountering the contradictions between beauty and goodness, put the ideal of beauty first, thus freeing themselves from the demands of morality. These people, reversing the rôles, instead of admitting, as is really the case, that the art they serve is an antiquated affair, allege that morality is an antiquated affair, which can have no importance for people situated on that high plane of development on which they opine that they are situated.

This result of the false relation to art showed itself in our society long ago; but recently, with its prophet Nietzsche and his adherents, and with the decadents and certain English æsthetes who coincide with him, it is being expressed with especial impudence. The decadents, and æsthetes of the type at one time represented by Oscar Wilde, select as a theme for their productions the denial of morality and the laudation of vice.

This art has partly generated, and partly coincides with, a similar philosophic theory. I recently received from America a book entitled “ The Survival of the Fittest: 182 Philosophy of Power , 1896, by Ragnar Redbeard, Chicago.” The substance of this book, as it is expressed in the editor’s preface, is that to measure “right” by the false philosophy of the Hebrew prophets and “weepful” Messiahs is madness. Right is not the offspring of doctrine but of power. All laws, commandments, or doctrines as to not doing to another what you do not wish done to you, have no inherent authority whatever, but receive it only from the club, the gallows, and the sword. A man truly free is under no obligation to obey any injunction, human or divine. Obedience is the sign of the degenerate. Disobedience is the stamp of the hero. Men should not be bound by moral rules invented by their foes. The whole world is a slippery battlefield. Ideal justice demands that the vanquished should be exploited, emasculated, and scorned. The free and brave may seize the world. And, therefore, there should be eternal war for life, for land, for love, for women, for power, and for gold. (Something similar was said a few years ago by the celebrated and refined academician, Vogüé.) The earth and its treasures is “booty for the bold.”

The author has evidently by himself, independently of Nietzsche, come to the same conclusions which are professed by the new artists.

Expressed in the form of a doctrine these positions startle us. In reality they are implied in the ideal of art serving beauty. The art of our upper classes has educated people in this ideal of the over-man, [89] —which is, in reality, the old ideal of Nero, Stenka Razin, [90] Genghis Khan, Robert 183 Macaire, [91] or Napoleon, and all their accomplices, assistants, and adulators—and it supports this ideal with all its might.

It is this supplanting of the ideal of what is right by the ideal of what is beautiful, i.e. of what is pleasant, that is the fourth consequence, and a terrible one, of the perversion of art in our society. It is fearful to think of what would befall humanity were such art to spread among the masses of the people. And it already begins to spread.

Finally, the fifth and chief result is, that the art which flourishes in the upper classes of European society has a directly vitiating influence, infecting people with the worst feelings and with those most harmful to humanity—superstition, patriotism, and, above all, sensuality.

Look carefully into the causes of the ignorance of the masses, and you may see that the chief cause does not at all lie in the lack of schools and libraries, as we are accustomed to suppose, but in those superstitions, both ecclesiastical and patriotic, with which the people are saturated, and which are unceasingly generated by all the methods of art. Church superstitions are supported and produced by the 184 poetry of prayers, hymns, painting, by the sculpture of images and of statues, by singing, by organs, by music, by architecture, and even by dramatic art in religious ceremonies. Patriotic superstitions are supported and produced by verses and stories, which are supplied even in schools, by music, by songs, by triumphal processions, by royal meetings, by martial pictures, and by monuments.

Were it not for this continual activity in all departments of art, perpetuating the ecclesiastical and patriotic intoxication and embitterment of the people, the masses would long ere this have attained to true enlightenment.

But it is not only in Church matters and patriotic matters that art depraves; it is art in our time that serves as the chief cause of the perversion of people in the most important question of social life—in their sexual relations. We nearly all know by our own experience, and those who are fathers and mothers know in the case of their grown-up children also, what fearful mental and physical suffering, what useless waste of strength, people suffer merely as a consequence of dissoluteness in sexual desire.

Since the world began, since the Trojan war, which sprang from that same sexual dissoluteness, down to and including the suicides and murders of lovers described in almost every newspaper, a great proportion of the sufferings of the human race have come from this source.

And what is art doing? All art, real and counterfeit, with very few exceptions, is devoted to describing, depicting, and inflaming sexual love in every shape and form. When one remembers all those novels and their lust-kindling descriptions of love, from the most refined to the grossest, with which the literature of our society overflows; if one only remembers all those pictures and statues representing women’s naked bodies, and all sorts of abominations which are reproduced in illustrations and advertisements; if one only remembers all the filthy operas and operettas, songs 185 and romances with which our world teems, involuntarily it seems as if existing art had but one definite aim—to disseminate vice as widely as possible.

Such, though not all, are the most direct consequences of that perversion of art which has occurred in our society. So that, what in our society is called art not only does not conduce to the progress of mankind, but, more than almost anything else, hinders the attainment of goodness in our lives.

And therefore the question which involuntarily presents itself to every man free from artistic activity and therefore not bound to existing art by self-interest, the question asked by me at the beginning of this work: Is it just that to what we call art, to a something belonging to but a small section of society, should be offered up such sacrifices of human labour, of human lives, and of goodness as are now being offered up? receives the natural reply: No; it is unjust, and these things should not be! So also replies sound sense and unperverted moral feeling. Not only should these things not be, not only should no sacrifices be offered up to what among us is called art, but, on the contrary, the efforts of those who wish to live rightly should be directed towards the destruction of this art, for it is one of the most cruel of the evils that harass our section of humanity. So that, were the question put: Would it be preferable for our Christian world to be deprived of all that is now esteemed to be art, and, together with the false, to lose all that is good in it? I think that every reasonable and moral man would again decide the question as Plato decided it for his Republic , and as all the Church Christian and Mahommedan teachers of mankind decided it, i.e. would say, “Rather let there be no art at all than continue the depraving art, or simulation of art, which now exists.” Happily, no one has to face this question, and no one need adopt either solution. All that man can do, and 186 that we—the so-called educated people, who are so placed that we have the possibility of understanding the meaning of the phenomena of our life—can and should do, is to understand the error we are involved in, and not harden our hearts in it but seek for a way of escape.

The cause of the lie into which the art of our society has fallen was that people of the upper classes, having ceased to believe in the Church teaching (called Christian), did not resolve to accept true Christian teaching in its real and fundamental principles of sonship to God and brotherhood to man, but continued to live on without any belief, endeavouring to make up for the absence of belief—some by hypocrisy, pretending still to believe in the nonsense of the Church creeds; others by boldly asserting their disbelief; others by refined agnosticism; and others, again, by returning to the Greek worship of beauty, proclaiming egotism to be right, and elevating it to the rank of a religious doctrine.

The cause of the malady was the non-acceptance of Christ’s teaching in its real, i.e. its full, meaning. And the only cure for the illness lies in acknowledging that teaching in its full meaning. And such acknowledgment in our time is not only possible but inevitable. Already to-day a man, standing on the height of the knowledge of our age, whether he be nominally a Catholic or a Protestant, cannot say that he really believes in the dogmas of the Church: in God being a Trinity, in Christ being God, in the scheme of redemption, and so forth; nor can he satisfy himself by proclaiming his unbelief or scepticism, nor by relapsing into the worship of beauty and egotism. Above all, he can no longer say that we do not know the real meaning of Christ’s teaching. That meaning has not only become accessible to all men of our times, but the whole life of man to-day is 188 permeated by the spirit of that teaching, and, consciously or unconsciously, is guided by it.

However differently in form people belonging to our Christian world may define the destiny of man; whether they see it in human progress in whatever sense of the words, in the union of all men in a socialistic realm, or in the establishment of a commune; whether they look forward to the union of mankind under the guidance of one universal Church, or to the federation of the world,—however various in form their definitions of the destination of human life may be, all men in our times already admit that the highest well-being attainable by men is to be reached by their union with one another.

However people of our upper classes (feeling that their ascendency can only be maintained as long as they separate themselves—the rich and learned—from the labourers, the poor, and the unlearned) may seek to devise new conceptions of life by which their privileges may be perpetuated,—now the ideal of returning to antiquity, now mysticism, now Hellenism, now the cult of the superior person (overman-ism),—they have, willingly or unwillingly, to admit the truth which is elucidating itself from all sides, voluntarily and involuntarily, namely, that our welfare lies only in the unification and the brotherhood of man.

Unconsciously this truth is confirmed by the construction of means of communication,—telegraphs, telephones, the press, and the ever-increasing attainability of material well-being for everyone,—and consciously it is affirmed by the destruction of superstitions which divide men, by the diffusion of the truths of knowledge, and by the expression of the ideal of the brotherhood of man in the best works of art of our time.

Art is a spiritual organ of human life which cannot be destroyed, and therefore, notwithstanding all the efforts made by people of the upper classes to conceal the religious ideal by which humanity lives, that ideal is more and more 189 clearly recognised by man, and even in our perverted society is more and more often partially expressed by science and by art. During the present century works of the higher kind of religious art have appeared more and more frequently, both in literature and in painting, permeated by a truly Christian spirit, as also works of the universal art of common life, accessible to all. So that even art knows the true ideal of our times, and tends towards it. On the one hand, the best works of art of our times transmit religious feelings urging towards the union and the brotherhood of man (such are the works of Dickens, Hugo, Dostoievsky; and in painting, of Millet, Bastien Lepage, Jules Breton, L’Hermitte, and others); on the other hand, they strive towards the transmission, not of feelings which are natural to people of the upper classes only, but of such feelings as may unite everyone without exception. There are as yet few such works, but the need of them is already acknowledged. In recent times we also meet more and more frequently with attempts at publications, pictures, concerts, and theatres for the people. All this is still very far from accomplishing what should be done, but already the direction in which good art instinctively presses forward to regain the path natural to it can be discerned.

The religious perception of our time—which consists in acknowledging that the aim of life (both collective and individual) is the union of mankind—is already so sufficiently distinct that people have now only to reject the false theory of beauty, according to which enjoyment is considered to be the purpose of art, and religious perception will naturally takes its place as the guide of the art of our time.

And as soon as the religious perception, which already unconsciously directs the life of man, is consciously acknowledged, then immediately and naturally the division of art, into art for the lower and art for the upper classes, will disappear. There will be one common, brotherly, 190 universal art; and first, that art will naturally be rejected which transmits feelings incompatible with the religious perception of our time,—feelings which do not unite, but divide men,—and then that insignificant, exclusive art will be rejected to which an importance is now attached to which it has no right.

And as soon as this occurs, art will immediately cease to be, what it has been in recent times: a means of making people coarser and more vicious, and it will become, what it always used to be and should be, a means by which humanity progresses towards unity and blessedness;

Strange as the comparison may sound, what has happened to the art of our circle and time is what happens to a woman who sells her womanly attractiveness, intended for maternity, for the pleasure of those who desire such pleasures.

The art of our time and of our circle has become a prostitute. And this comparison holds good even in minute details. Like her it is not limited to certain times, like her it is always adorned, like her it is always saleable, and like her it is enticing and ruinous.

A real work of art can only arise in the soul of an artist occasionally, as the fruit of the life he has lived, just as a child is conceived by its mother. But counterfeit art is produced by artisans and handicraftsmen continually, if only consumers can be found.

Real art, like the wife of an affectionate husband, needs no ornaments. But counterfeit art, like a prostitute, must always be decked out.

The cause of the production of real art is the artist’s inner need to express a feeling that has accumulated, just as for a mother the cause of sexual conception is love. The cause of counterfeit art, as of prostitution, is gain.

The consequence of true art is the introduction of a new feeling into the intercourse of life, as the consequence of a wife’s love is the birth of a new man into life.

191 The consequences of counterfeit art are the perversion of man, pleasure which never satisfies, and the weakening of man’s spiritual strength.

And this is what people of our day and of our circle should understand, in order to avoid the filthy torrent of depraved and prostituted art with which we are deluged.

People talk of the art of the future, meaning by “art of the future” some especially refined, new art, which, as they imagine, will be developed out of that exclusive art of one class which is now considered the highest art. But no such new art of the future can or will be found. Our exclusive art, that of the upper classes of Christendom, has found its way into a blind alley. The direction in which it has been going leads nowhere. Having once let go of that which is most essential for art (namely, the guidance given by religious perception), that art has become ever more and more exclusive, and therefore ever more and more perverted, until, finally, it has come to nothing. The art of the future, that which is really coming, will not be a development of present-day art, but will arise on completely other and new foundations, having nothing in common with those by which our present art of the upper classes is guided.

Art of the future, that is to say, such part of art as will be chosen from among all the art diffused among mankind, will consist, not in transmitting feelings accessible only to members of the rich classes, as is the case to-day, but in transmitting such feelings as embody the highest religious perception of our times. Only those productions will be considered art which transmit feelings drawing men together in brotherly union, or such universal feelings as can unite all men. Only such art will be chosen, tolerated, approved, and diffused. But art transmitting feelings flowing from antiquated, worn-out religious teaching,—Church art, patriotic art, 193 voluptuous art, transmitting feelings of superstitious fear, of pride, of vanity, of ecstatic admiration of national heroes,—art exciting exclusive love of one’s own people, or sensuality, will be considered bad, harmful art, and will be censured and despised by public opinion. All the rest of art, transmitting feelings accessible only to a section of people, will be considered unimportant, and will be neither blamed nor praised. And the appraisement of art in general will devolve, not, as is now the case, on a separate class of rich people, but on the whole people; so that for a work to be esteemed good, and to be approved of and diffused, it will have to satisfy the demands, not of a few people living in identical and often unnatural conditions, but it will have to satisfy the demands of all those great masses of people who are situated in the natural conditions of laborious life.

And the artists producing art will also not be, as now, merely a few people selected from a small section of the nation, members of the upper classes or their hangers-on, but will consist of all those gifted members of the whole people who prove capable of, and are inclined towards, artistic activity.

Artistic activity will then be accessible to all men. It will become accessible to the whole people, because, in the first place, in the art of the future, not only will that complex technique, which deforms the productions of the art of to-day and requires so great an effort and expenditure of time, not be demanded, but, on the contrary, the demand will be for clearness, simplicity, and brevity—conditions mastered not by mechanical exercises but by the education of taste. And secondly, artistic activity will become accessible to all men of the people because, instead of the present professional schools which only some can enter, all will learn music and depictive art (singing and drawing) equally with letters in the elementary schools, and in such a way that every man, having received the first principles of drawing 194 and music, and feeling a capacity for, and a call to, one or other of the arts, will be able to perfect himself in it.

People think that if there are no special art-schools the technique of art will deteriorate. Undoubtedly, if by technique we understand those complications of art which are now considered an excellence, it will deteriorate; but if by technique is understood clearness, beauty, simplicity, and compression in works of art, then, even if the elements of drawing and music were not to be taught in the national schools, the technique will not only not deteriorate, but, as is shown by all peasant art, will be a hundred times better. It will be improved, because all the artists of genius now hidden among the masses will become producers of art and will give models of excellence, which (as has always been the case) will be the best schools of technique for their successors. For every true artist, even now, learns his technique, chiefly, not in the schools but in life, from the examples of the great masters; then—when the producers of art will be the best artists of the whole nation, and there will be more such examples, and they will be more accessible—such part of the school training as the future artist will lose will be a hundredfold compensated for by the training he will receive from the numerous examples of good art diffused in society.

Such will be one difference between present and future art. Another difference will be that art will not be produced by professional artists receiving payment for their work and engaged on nothing else besides their art. The art of the future will be produced by all the members of the community who feel the need of such activity, but they will occupy themselves with art only when they feel such need.

In our society people think that an artist will work better, and produce more, if he has a secured maintenance. And this opinion would serve once more to show clearly, 195 were such demonstration still needed, that what among us is considered art is not art, but only its counterfeit. It is quite true that for the production of boots or loaves division of labour is very advantageous, and that the bootmaker or baker who need not prepare his own dinner or fetch his own fuel will make more boots or loaves than if he had to busy himself about these matters. But art is not a handicraft; it is the transmission of feeling the artist has experienced. And sound feeling can only be engendered in a man when he is living on all its sides the life natural and proper to mankind. And therefore security of maintenance is a condition most harmful to an artist’s true productiveness, since it removes him from the condition natural to all men,—that of struggle with nature for the maintenance of both his own life and that of others,—and thus deprives him of opportunity and possibility to experience the most important and natural feelings of man. There is no position more injurious to an artist’s productiveness than that position of complete security and luxury in which artists usually live in our society.

The artist of the future will live the common life of man, earning his subsistence by some kind of labour. The fruits of that highest spiritual strength which passes through him he will try to share with the greatest possible number of people, for in such transmission to others of the feelings that have arisen in him he will find his happiness and his reward. The artist of the future will be unable to understand how an artist, whose chief delight is in the wide diffusion of his works, could give them only in exchange for a certain payment.

Until the dealers are driven out, the temple of art will not be a temple. But the art of the future will drive them out.

And therefore the subject-matter of the art of the future, as I imagine it to myself, will be totally unlike that of to-day. 196 It will consist, not in the expression of exclusive feelings: pride, spleen, satiety, and all possible forms of voluptuousness, available and interesting only to people who, by force, have freed themselves from the labour natural to human beings; but it will consist in the expression of feelings experienced by a man living the life natural to all men and flowing from the religious perception of our times, or of such feelings as are open to all men without exception.

To people of our circle who do not know, and cannot or will not understand the feelings which will form the subject-matter of the art of the future, such subject-matter appears very poor in comparison with those subtleties of exclusive art with which they are now occupied. “What is there fresh to be said in the sphere of the Christian feeling of love of one’s fellow-man? The feelings common to everyone are so insignificant and monotonous,” think they. And yet, in our time, the really fresh feelings can only be religious, Christian feelings, and such as are open, accessible, to all. The feelings flowing from the religious perception of our times, Christian feelings, are infinitely new and varied, only not in the sense some people imagine,—not that they can be evoked by the depiction of Christ and of Gospel episodes, or by repeating in new forms the Christian truths of unity, brotherhood, equality, and love,—but in that all the oldest, commonest, and most hackneyed phenomena of life evoke the newest, most unexpected and touching emotions as soon as a man regards them from the Christian point of view.

What can be older than the relations between married couples, of parents to children, of children to parents; the relations of men to their fellow-countrymen and to foreigners, to an invasion, to defence, to property, to the land, or to animals? But as soon as a man regards these matters from the Christian point of view, endlessly varied, fresh, complex, and strong emotions immediately arise.

And, in the same way, that realm of subject-matter for 197 the art of the future which relates to the simplest feelings of common life open to all will not be narrowed but widened. In our former art only the expression of feelings natural to people of a certain exceptional position was considered worthy of being transmitted by art, and even then only on condition that these feelings were transmitted in a most refined manner, incomprehensible to the majority of men; all the immense realm of folk-art, and children’s art—jests, proverbs, riddles, songs, dances, children’s games, and mimicry—was not esteemed a domain worthy of art.

The artist of the future will understand that to compose a fairy-tale, a little song which will touch, a lullaby or a riddle which will entertain, a jest which will amuse, or to draw a sketch which will delight dozens of generations or millions of children and adults, is incomparably more important and more fruitful than to compose a novel or a symphony, or paint a picture which will divert some members of the wealthy classes for a short time, and then be for ever forgotten. The region of this art of the simple feelings accessible to all is enormous, and it is as yet almost untouched.

The art of the future, therefore, will not be poorer, but infinitely richer in subject-matter. And the form of the art of the future will also not be inferior to the present forms of art, but infinitely superior to them. Superior, not in the sense of having a refined and complex technique, but in the sense of the capacity briefly, simply, and clearly to transmit, without any superfluities, the feeling which the artist has experienced and wishes to transmit.

I remember once speaking to a famous astronomer who had given public lectures on the spectrum analysis of the stars of the Milky Way, and saying it would be a good thing if, with his knowledge and masterly delivery, he would give a lecture merely on the formation and movements of the 198 earth, for certainly there were many people at his lecture on the spectrum analysis of the stars of the Milky Way, especially among the women, who did not well know why night follows day and summer follows winter. The wise astronomer smiled as he answered, “Yes, it would be a good thing, but it would be very difficult. To lecture on the spectrum analysis of the Milky Way is far easier.”

And so it is in art. To write a rhymed poem dealing with the times of Cleopatra, or paint a picture of Nero burning Rome, or compose a symphony in the manner of Brahms or Richard Strauss, or an opera like Wagner’s, is far easier than to tell a simple story without any unnecessary details, yet so that it should transmit the feelings of the narrator, or to draw a pencil-sketch which should touch or amuse the beholder, or to compose four bars of clear and simple melody, without any accompaniment, which should convey an impression and be remembered by those who hear it.

“It is impossible for us, with our culture, to return to a primitive state,” say the artists of our time. “It is impossible for us now to write such stories as that of Joseph or the Odyssey, to produce such statues as the Venus of Milo, or to compose such music as the folk-songs.”

And indeed, for the artists of our society and day, it is impossible, but not for the future artist, who will be free from all the perversion of technical improvements hiding the absence of subject-matter, and who, not being a professional artist and receiving no payment for his activity, will only produce art when he feels impelled to do so by an irresistible inner impulse.

The art of the future will thus be completely distinct, both in subject-matter and in form, from what is now called art. The only subject-matter of the art of the future will be either feelings drawing men towards union, or such as already unite them; and the forms of art will be such as 199 will be open to everyone. And therefore, the ideal of excellence in the future will not be the exclusiveness of feeling, accessible only to some, but, on the contrary, its universality. And not bulkiness, obscurity, and complexity of form, as is now esteemed, but, on the contrary, brevity, clearness, and simplicity of expression. Only when art has attained to that, will art neither divert nor deprave men as it does now, calling on them to expend their best strength on it, but be what it should be—a vehicle wherewith to transmit religious, Christian perception from the realm of reason and intellect into that of feeling, and really drawing people in actual life nearer to that perfection and unity indicated to them by their religious perception.

CHAPTER XX THE CONCLUSION

I have accomplished, to the best of my ability, this work which has occupied me for 15 years, on a subject near to me—that of art. By saying that this subject has occupied me for 15 years, I do not mean that I have been writing this book 15 years, but only that I began to write on art 15 years ago, thinking that when once I undertook the task I should be able to accomplish it without a break. It proved, however, that my views on the matter then were so far from clear that I could not arrange them in a way that satisfied me. From that time I have never ceased to think on the subject, and I have recommenced to write on it 6 or 7 times; but each time, after writing a considerable part of it, I have found myself unable to bring the work to a satisfactory conclusion, and have had to put it aside. Now I have finished it; and however badly I may have performed the task, my hope is that my fundamental thought as to the false direction the art of our society has taken and is following, as to the reasons of this, and as to the real destination of art, is correct, and that therefore my work will not be without avail. But that this should come to pass, and that art should really abandon its false path and take the new direction, it is necessary that another equally important human spiritual activity,—science,—in intimate dependence on which art always rests, should abandon the false path which it too, like art, is following.

201 Science and art are as closely bound together as the lungs and the heart, so that if one organ is vitiated the other cannot act rightly.

True science investigates and brings to human perception such truths and such knowledge as the people of a given time and society consider most important. Art transmits these truths from the region of perception to the region of emotion. Therefore, if the path chosen by science be false so also will be the path taken by art. Science and art are like a certain kind of barge with kedge-anchors which used to ply on our rivers. Science, like the boats which took the anchors up-stream and made them secure, gives direction to the forward movement; while art, like the windlass worked on the barge to draw it towards the anchor, causes the actual progression. And thus a false activity of science inevitably causes a correspondingly false activity of art.

As art in general is the transmission of every kind of feeling, but in the limited sense of the word we only call that art which transmits feelings acknowledged by us to be important, so also science in general is the transmission of all possible knowledge; but in the limited sense of the word we call science that which transmits knowledge acknowledged by us to be important.

And the degree of importance, both of the feelings transmitted by art and of the information transmitted by science, is decided by the religious perception of the given time and society, i.e. by the common understanding of the purpose of their lives possessed by the people of that time or society.

That which most of all contributes to the fulfilment of that purpose will be studied most; that which contributes less will be studied less; that which does not contribute at all to the fulfilment of the purpose of human life will be entirely neglected, or, if studied, such study will not be accounted science. So it always has been, and so it should be now; 202 for such is the nature of human knowledge and of human life. But the science of the upper classes of our time, which not only does not acknowledge any religion, but considers every religion to be mere superstition, could not and cannot make such distinctions.

Scientists of our day affirm that they study everything impartially; but as everything is too much (is in fact an infinite number of objects), and as it is impossible to study all alike, this is only said in the theory, while in practice not everything is studied, and study is applied far from impartially, only that being studied which, on the one hand, is most wanted by, and on the other hand, is pleasantest to those people who occupy themselves with science. And what the people, belonging to the upper classes, who are occupying themselves with science most want is the maintenance of the system under which those classes retain their privileges; and what is pleasantest are such things as satisfy idle curiosity, do not demand great mental efforts, and can be practically applied.

And therefore one side of science, including theology and philosophy adapted to the existing order, as also history and political economy of the same sort, are chiefly occupied in proving that the existing order is the very one which ought to exist; that it has come into existence and continues to exist by the operation of immutable laws not amenable to human will, and that all efforts to change it are therefore harmful and wrong. The other part, experimental science,—including mathematics, astronomy, chemistry, physics, botany, and all the natural sciences,—is exclusively occupied with things that have no direct relation to human life: with what is curious, and with things of which practical application advantageous to people of the upper classes can be made. And to justify that selection of objects of study which (in conformity to their own position) the men of science of our times have made, they have devised a theory 203 of science for science’s sake, quite similar to the theory of art for art’s sake.

As by the theory of art for art’s sake it appears that occupation with all those things that please us—is art, so, by the theory of science for science’s sake, the study of that which interests us—is science.

So that one side of science, instead of studying how people should live in order to fulfil their mission in life, demonstrates the righteousness and immutability of the bad and false arrangements of life which exist around us; while the other part, experimental science, occupies itself with questions of simple curiosity or with technical improvements.

The first of these divisions of science is harmful, not only because it confuses people’s perceptions and gives false decisions, but also because it exists, and occupies the ground which should belong to true science. It does this harm, that each man, in order to approach the study of the most important questions of life, must first refute these erections of lies which have during ages been piled around each of the most essential questions of human life, and which are propped up by all the strength of human ingenuity.

The second division—the one of which modern science is so particularly proud, and which is considered by many people to be the only real science—is harmful in that it diverts attention from the really important subjects to insignificant subjects, and is also directly harmful in that, under the evil system of society which the first division of science justifies and supports, a great part of the technical gains of science are turned not to the advantage but to the injury of mankind.

Indeed it is only to those who are devoting their lives to such study that it seems as if all the inventions which are made in the sphere of natural science were very important and useful things. And to these people it seems so only when they do not look around them and do not see what is 204 really important. They only need tear themselves away from the psychological microscope under which they examine the objects of their study, and look about them, in order to see how insignificant is all that has afforded them such naïve pride, all that knowledge not only of geometry of n-dimensions, spectrum analysis of the Milky Way, the form of atoms, dimensions of human skulls of the Stone Age, and similar trifles, but even our knowledge of micro-organisms, X-rays, etc., in comparison with such knowledge as we have thrown aside and handed over to the perversions of the professors of theology, jurisprudence, political economy, financial science, etc. We need only look around us to perceive that the activity proper to real science is not the study of whatever happens to interest us, but the study of how man’s life should be established,—the study of those questions of religion, morality, and social life, without the solution of which all our knowledge of nature will be harmful or insignificant.

We are highly delighted and very proud that our science renders it possible to utilise the energy of a waterfall and make it work in factories, or that we have pierced tunnels through mountains, and so forth. But the pity of it is that we make the force of the waterfall labour, not for the benefit of the workmen, but to enrich capitalists who produce articles of luxury or weapons of man-destroying war. The same dynamite with which we blast the mountains to pierce tunnels, we use for wars, from which latter we not only do not intend to abstain, but which we consider inevitable, and for which we unceasingly prepare.

If we are now able to inoculate preventatively with diphtheritic microbes, to find a needle in a body by means of X-rays, to straighten a hunched-back, cure syphilis, and perform wonderful operations, we should not be proud of these acquisitions either (even were they all established beyond dispute) if we fully understood the true purpose 205 of real science. If but one-tenth of the efforts now spent on objects of pure curiosity or of merely practical application were expended on real science organising the life of man, more than half the people now sick would not have the illnesses from which a small minority of them now get cured in hospitals. There would be no poor-blooded and deformed children growing up in factories, no death-rates, as now, of 50 per cent. among children, no deterioration of whole generations, no prostitution, no syphilis, and no murdering of hundreds of thousands in wars, nor those horrors of folly and of misery which our present science considers a necessary condition of human life.

We have so perverted the conception of science that it seems strange to men of our day to allude to sciences which should prevent the mortality of children, prostitution, syphilis, the deterioration of whole generations, and the wholesale murder of men. It seems to us that science is only then real science when a man in a laboratory pours liquids from one jar into another, or analyses the spectrum, or cuts up frogs and porpoises, or weaves in a specialised, scientific jargon an obscure network of conventional phrases—theological, philosophical, historical, juridical, or politico-economical—semi-intelligible to the man himself, and intended to demonstrate that what now is, is what should be.

But science, true science,—such science as would really deserve the respect which is now claimed by the followers of one (the least important) part of science,—is not at all such as this: real science lies in knowing what we should and what we should not believe, in knowing how the associated life of man should and should not be constituted; how to treat sexual relations, how to educate children, how to use the land, how to cultivate it oneself without oppressing other people, how to treat foreigners, how to treat animals, and much more that is important for the life of man.

Such has true science ever been and such it should be. 206 And such science is springing up in our times; but, on the one hand, such true science is denied and refuted by all those scientific people who defend the existing order of society, and, on the other hand, it is considered empty, unnecessary, unscientific science by those who are engrossed in experimental science.

For instance, books and sermons appear, demonstrating the antiquatedness and absurdity of Church dogmas, as well as the necessity of establishing a reasonable religious perception suitable to our times, and all the theology that is considered to be real science is only engaged in refuting these works and in exercising human intelligence again and again to find support and justification for superstitions long since out-lived, and which have now become quite meaningless. Or a sermon appears showing that land should not be an object of private possession, and that the institution of private property in land is a chief cause of the poverty of the masses. Apparently science, real science, should welcome such a sermon and draw further deductions from this position. But the science of our times does nothing of the kind: on the contrary, political economy demonstrates the opposite position, namely, that landed property, like every other form of property, must be more and more concentrated in the hands of a small number of owners. Again, in the same way, one would suppose it to be the business of real science to demonstrate the irrationality, unprofitableness, and immorality of war and of executions; or the inhumanity and harmfulness of prostitution; or the absurdity, harmfulness, and immorality of using narcotics or of eating animals; or the irrationality, harmfulness, and antiquatedness of patriotism. And such works exist, but are all considered unscientific; while works to prove that all these things ought to continue, and works intended to satisfy an idle thirst for knowledge lacking any relation to human life, are considered to be scientific.

207 The deviation of the science of our time from its true purpose is strikingly illustrated by those ideals which are put forward by some scientists, and are not denied, but admitted, by the majority of scientific men.

These ideals are expressed not only in stupid, fashionable books, describing the world as it will be in 1000 or 3000 years’ time, but also by sociologists who consider themselves serious men of science. These ideals are that food instead of being obtained from the land by agriculture, will be prepared in laboratories by chemical means, and that human labour will be almost entirely superseded by the utilisation of natural forces.

Man will not, as now, eat an egg laid by a hen he has kept, or bread grown on his field, or an apple from a tree he has reared and which has blossomed and matured in his sight; but he will eat tasty, nutritious, food which will be prepared in laboratories by the conjoint labour of many people in which he will take a small part. Man will hardly need to labour, so that all men will be able to yield to idleness as the upper, ruling classes now yield to it.

Nothing shows more plainly than these ideals to what a degree the science of our times has deviated from the true path.

The great majority of men in our times lack good and sufficient food (as well as dwellings and clothes and all the first necessaries of life). And this great majority of men is compelled, to the injury of its well-being, to labour continually beyond its strength. Both these evils can easily be removed by abolishing mutual strife, luxury, and the unrighteous distribution of wealth, in a word by the abolition of a false and harmful order and the establishment of a reasonable, human manner of life. But science considers the existing order of things to be as immutable as the movements of the planets, and therefore assumes that the purpose of science is—not to elucidate the falseness of this order and 208 to arrange a new, reasonable way of life—but, under the existing order of things, to feed everybody and enable all to be as idle as the ruling classes, who live a depraved life, now are.

And, meanwhile, it is forgotten that nourishment with corn, vegetables, and fruit raised from the soil by one’s own labour is the pleasantest, healthiest, easiest, and most natural nourishment, and that the work of using one’s muscles is as necessary a condition of life as is the oxidation of the blood by breathing.

To invent means whereby people might, while continuing our false division of property and labour, be well nourished by means of chemically-prepared food, and might make the forces of nature work for them, is like inventing means to pump oxygen into the lungs of a man kept in a closed chamber the air of which is bad, when all that is needed is to cease to confine the man in the closed chamber.

In the vegetable and animal kingdoms a laboratory for the production of food has been arranged, such as can be surpassed by no professors, and to enjoy the fruits of this laboratory, and to participate in it, man has only to yield to that ever joyful impulse to labour, without which man’s life is a torment. And lo and behold, the scientists of our times, instead of employing all their strength to abolish whatever hinders man from utilising the good things prepared for him, acknowledge the conditions under which man is deprived of these blessings to be unalterable, and instead of arranging the life of man so that he might work joyfully and be fed from the soil, they devise methods which will cause him to become an artificial abortion. It is like not helping a man out of confinement into the fresh air, but devising means, instead, to pump into him the necessary quantity of oxygen and arranging so that he may live in a stifling cellar instead of living at home.

Such false ideals could not exist if science were not on a false path.

209 And yet the feelings transmitted by art grow up on the bases supplied by science.

But what feelings can such misdirected science evoke? One side of this science evokes antiquated feelings, which humanity has used up, and which, in our times, are bad and exclusive. The other side, occupied with the study of subjects unrelated to the conduct of human life, by its very nature cannot serve as a basis for art.

So that art in our times, to be art, must either open up its own road independently of science, or must take direction from the unrecognised science which is denounced by the orthodox section of science. And this is what art, when it even partially fulfils its mission, is doing.

It is to be hoped that the work I have tried to perform concerning art will be performed also for science—that the falseness of the theory of science for science’s sake will be demonstrated; that the necessity of acknowledging Christian teaching in its true meaning will be clearly shown, that on the basis of that teaching a reappraisement will be made of the knowledge we possess, and of which we are so proud; that the secondariness and insignificance of experimental science, and the primacy and importance of religious, moral, and social knowledge will be established; and that such knowledge will not, as now, be left to the guidance of the upper classes only, but will form a chief interest of all free, truth-loving men, such as those who, not in agreement with the upper classes but in their despite, have always forwarded the real science of life.

Astronomical, physical, chemical, and biological science, as also technical and medical science, will be studied only in so far as they can help to free mankind from religious, juridical, or social deceptions, or can serve to promote the well-being of all men, and not of any single class.

Only then will science cease to be what it is now—on the one hand a system of sophistries, needed for the maintenance 210 of the existing worn-out order of society, and, on the other hand, a shapeless mass of miscellaneous knowledge, for the most part good for little or nothing—and become a shapely and organic whole, having a definite and reasonable purpose comprehensible to all men, namely, the purpose of bringing to the consciousness of men the truths that flow from the religious perception of our times.

And only then will art, which is always dependent on science, be what it might and should be, an organ coequally important with science for the life and progress of mankind.

Art is not a pleasure, a solace, or an amusement; art is a great matter. Art is an organ of human life, transmitting man’s reasonable perception into feeling. In our age the common religious perception of men is the consciousness of the brotherhood of man—we know that the well-being of man lies in union with his fellow-men. True science should indicate the various methods of applying this consciousness to life. Art should transform this perception into feeling.

The task of art is enormous. Through the influence of real art, aided by science guided by religion, that peaceful co-operation of man which is now obtained by external means—by our law-courts, police, charitable institutions, factory inspection, etc.—should be obtained by man’s free and joyous activity. Art should cause violence to be set aside.

And it is only art that can accomplish this.

All that now, independently of the fear of violence and punishment, makes the social life of man possible (and already now this is an enormous part of the order of our lives)—all this has been brought about by art. If by art it has been inculcated how people should treat religious objects, their parents, their children, their wives, their relations, strangers, foreigners; how to conduct themselves to their elders, their superiors, to those who suffer, to 211 their enemies, and to animals; and if this has been obeyed through generations by millions of people, not only unenforced by any violence, but so that the force of such customs can be shaken in no way but by means of art: then, by the same art, other customs, more in accord with the religious perception of our time, may be evoked. If art has been able to convey the sentiment of reverence for images, for the eucharist, and for the king’s person; of shame at betraying a comrade, devotion to a flag, the necessity of revenge for an insult, the need to sacrifice one’s labour for the erection and adornment of churches, the duty of defending one’s honour or the glory of one’s native land—then that same art can also evoke reverence for the dignity of every man and for the life of every animal; can make men ashamed of luxury, of violence, of revenge, or of using for their pleasure that of which others are in need; can compel people freely, gladly, and without noticing it, to sacrifice themselves in the service of man.

The task for art to accomplish is to make that feeling of brotherhood and love of one’s neighbour, now attained only by the best members of the society, the customary feeling and the instinct of all men. By evoking, under imaginary conditions, the feeling of brotherhood and love, religious art will train men to experience those same feelings under similar circumstances in actual life; it will lay in the souls of men the rails along which the actions of those whom art thus educates will naturally pass. And universal art, by uniting the most different people in one common feeling, by destroying separation, will educate people to union, will show them, not by reason but by life itself, the joy of universal union reaching beyond the bounds set by life.

The destiny of art in our time is to transmit from the realm of reason to the realm of feeling the truth that well-being for men consists in being united together, and to set 212 up, in place of the existing reign of force, that kingdom of God, i.e. of love, which we all recognise to be the highest aim of human life.

Possibly, in the future, science may reveal to art yet newer and higher ideals, which art may realise; but, in our time, the destiny of art is clear and definite. The task for Christian art is to establish brotherly union among men.

APPENDIX I.

This is the first page of Mallarmé’s book Divagations :—

LE PHÉNOMÈNE FUTUR.

Un ciel pâle, sur le monde qui finit de décrépitude, va peut-être partir avec les nuages: les lambeaux de la pourpre usée des couchants déteignent dans une rivière dormant à l’horizon submergé de rayons et d’eau. Les arbres s’ennuient, et, sous leur feuillage blanchi (de la poussière du temps plutôt que celle des chemins) monte la maison en toile de Montreur de choses Passées: maint réverbère attend le crépuscule et ravive les visages d’une malheureuse foule, vaincue par la maladie immortelle et le péché des siècles, d’hommes près de leurs chétives complices enceintes des fruits misérables avec lesquels périra la terre. Dans le silence inquiet de tous les yeux suppliant là-bas le soleil qui, sous l’eau, s’enfonce avec le désespoir d’un cri, voici le simple boniment: “Nulle enseigne ne vous régale du spectacle intérieur, car il n’est pas maintenant un peintre capable d’en donner une ombre triste. J’apporte, vivante (et préservée à travers les ans par la science souveraine) une Femme d’autrefois. Quelque folie, originelle et naïve, une extase d’or, je ne sais quoi! par elle nommé sa chevelure, se 216 ploie avec la grâce des étoffes autour d’un visage qu’ éclaire la nudité sanglante de ses lèvres. A la place du vêtement vain, elle a un corps; et les yeux, semblables aux pierres rares! ne valent pas ce regard qui sort de sa chair heureuse: des seins levés comme s’ils étaient pleins d’un lait éternel, la pointe vers le ciel, les jambes lisses qui gardent le sel de la mer première.” Se rappelant leurs pauvres épouses, chauves, morbides et pleines d’horreur, les maris se pressent: elles aussi par curiosité, mélancoliques, veulent voir.

Quand tous auront contemplé la noble créature, vestige de quelque époque déjà maudite, les uns indifférents, car ils n’auront pas eu la force de comprendre, mais d’autres navrés et la paupière humide de larmes résignées, se regarderont; tandis que les poètes de ces temps, sentant se rallumer leur yeux éteints, s’achemineront vers leur lampe, le cerveau ivre un instant d’une gloire confuse, hantés du Rythme et dans l’oubli d’exister à une époque qui survit à la beauté.

THE FUTURE PHENOMENON—by Mallarmé

A pale sky, above the world that is ending through decrepitude, going perhaps to pass away with the clouds: shreds of worn-out purple of the sunsets wash off their colour in a river sleeping on the horizon, submerged with rays and water. The trees are weary and, beneath their foliage, whitened (by the dust of time rather than that of the roads), rises the canvas house of “Showman of things Past.” Many a lamp awaits the gloaming and brightens the faces of a miserable crowd vanquished by the immortal illness and the sin of ages, of men by the sides of their puny accomplices pregnant with the miserable fruit with which the world will perish. In the anxious silence of all the eyes supplicating the sun there, which sinks under the water with the desperation of a cry, this is the plain announcement: “No sign-board now regales you with the spectacle that is inside, for there is no painter now capable of giving even a sad shadow of it. I bring living (and preserved by sovereign science through the years) a Woman of other days. Some kind of folly, naïve and original, an ecstasy of gold, I know not what, by her called her hair, clings with the grace of some material round a face brightened by the blood-red nudity of her lips. In place of vain clothing, she has a body; and 217 her eyes, resembling precious stones! are not worth that look, which comes from her happy flesh: breasts raised as if full of eternal milk, the points towards the sky; the smooth legs, that keep the salt of the first sea.” Remembering their poor spouses, bald, morbid, and full of horrors, the husbands press forward: the women too, from curiosity, gloomily wish to see.

When all shall have contemplated the noble creature, vestige of some epoch already damned, some indifferently, for they will not have had strength to understand, but others broken-hearted and with eyelids wet with tears of resignation, will look at each other; while the poets of those times, feeling their dim eyes rekindled, will make their way towards their lamp, their brain for an instant drunk with confused glory, haunted by Rhythm and forgetful that they exist at an epoch which has survived beauty.

APPENDIX II. [92]

The following verses are by Vielé-Griffin, from page 28 of a volume of his Poems:—

OISEAU BLEU COULEUR DU TEMPS.

And here are some verses by the esteemed young poet Verhaeren, which I also take from page 28 of his Works:—

ATTIRANCES.

Attractions..

And the following is a poem by Moréas, evidently an admirer of Greek beauty. It is from page 28 of a volume of his Poems:—

ENONE AU CLAIR VISAGE.

And this is also from page 28 of a thick book, full of similar Poems, by M. Montesquiou.

BERCEUSE D’OMBRE.

The shadow lullaby., appendix iii..

These are the contents of The Nibelung’s Ring :—

The first part tells that the nymphs, the daughters of the Rhine, for some reason guard gold in the Rhine, and sing: Weia, Waga, Woge du Welle, Walle zur Wiege, Wagalaweia, Wallala, Weiala, Weia, and so forth.

These singing nymphs are pursued by a gnome (a nibelung) who desires to seize them. The gnome cannot catch any of them. Then the nymphs guarding the gold tell the gnome just what they ought to keep secret, namely, that whoever renounces love will be able to steal the gold they are guarding. And the gnome renounces love, and steals the gold. This ends the first scene.

In the second scene a god and a goddess lie in a field in sight of a castle which giants have built for them. Presently they wake up and are pleased with the castle, and they relate that in payment for this work they must give the goddess Freia to the giants. The giants come for their pay. But the god Wotan objects to parting with Freia. The giants get angry. The gods hear that the gnome has stolen the gold, promise to confiscate it and to pay the giants with it. But the giants won’t trust them, and seize the goddess Freia in pledge.

The third scene takes place under ground. The gnome Alberich, who stole the gold, for some reason beats a gnome, Mime, and takes from him a helmet which has the power both of making people invisible and of turning them into other animals. The gods, Wotan and others, appear and 227 quarrel with one another and with the gnomes, and wish to take the gold, but Alberich won’t give it up, and (like everybody all through the piece) behaves in a way to ensure his own ruin. He puts on the helmet, and becomes first a dragon and then a toad. The gods catch the toad, take the helmet off it, and carry Alberich away with them.

Scene IV. The gods bring Alberich to their home, and order him to command his gnomes to bring them all the gold. The gnomes bring it. Alberich gives up the gold, but keeps a magic ring. The gods take the ring. So Alberich curses the ring, and says it is to bring misfortune on anyone who has it. The giants appear; they bring the goddess Freia, and demand her ransom. They stick up staves of Freia’s height, and gold is poured in between these staves: this is to be the ransom. There is not enough gold, so the helmet is thrown in, and they also demand the ring. Wotan refuses to give it up, but the goddess Erda appears and commands him to do so, because it brings misfortune. Wotan gives it up. Freia is released. The giants, having received the ring, fight, and one of them kills the other. This ends the Prelude, and we come to the First Day.

The scene shows a house in a tree. Siegmund runs in tired, and lies down. Sieglinda, the mistress of the house (and wife of Hunding), gives him a drugged draught, and they fall in love with each other. Sieglinda’s husband comes home, learns that Siegmund belongs to a hostile race, and wishes to fight him next day; but Sieglinda drugs her husband, and comes to Siegmund. Siegmund discovers that Sieglinda is his sister, and that his father drove a sword into the tree so that no one can get it out. Siegmund pulls the sword out, and commits incest with his sister.

Act II. Siegmund is to fight with Hunding. The gods discuss the question to whom they shall award the victory. Wotan, approving of Siegmund’s incest with his sister, 228 wishes to spare him, but, under pressure from his wife, Fricka, he orders the Valkyrie Brünnhilda to kill Siegmund. Siegmund goes to fight; Sieglinda faints. Brünnhilda appears and wishes to slay Siegmund. Siegmund wishes to kill Sieglinda also, but Brünnhilda does not allow it; so he fights with Hunding. Brünnhilda defends Siegmund, but Wotan defends Hunding. Siegmund’s sword breaks, and he is killed. Sieglinda runs away.

Act III. The Valkyries (divine Amazons) are on the stage. The Valkyrie Brünnhilda arrives on horseback, bringing Siegmund’s body. She is flying from Wotan, who is chasing her for her disobedience. Wotan catches her, and as a punishment dismisses her from her post as a Valkyrie. He casts a spell on her, so that she has to go to sleep and to continue asleep until a man wakes her. When someone wakes her she will fall in love with him. Wotan kisses her; she falls asleep. He lets off fire, which surrounds her.

We now come to the Second Day. The gnome Mime forges a sword in a wood. Siegfried appears. He is a son born from the incest of brother with sister (Siegmund with Sieglinda), and has been brought up in this wood by the gnome. In general the motives of the actions of everybody in this production are quite unintelligible. Siegfried learns his own origin, and that the broken sword was his father’s. He orders Mime to reforge it, and then goes off. Wotan comes in the guise of a wanderer, and relates what will happen: that he who has not learnt to fear will forge the sword, and will defeat everybody. The gnome conjectures that this is Siegfried, and wants to poison him. Siegfried returns, forges his father’s sword, and runs off, shouting, Heiho! heiho! heiho! Ho! ho! Aha! oho! aha! Heiaho! heiaho! heiaho! Ho! ho! Hahei! hoho! hahei!

And we get to Act II. Alberich sits guarding a giant, 229 who, in form of a dragon, guards the gold he has received. Wotan appears, and for some unknown reason foretells that Siegfried will come and kill the dragon. Alberich wakes the dragon, and asks him for the ring, promising to defend him from Siegfried. The dragon won’t give up the ring. Exit Alberich. Mime and Siegfried appear. Mime hopes the dragon will teach Siegfried to fear. But Siegfried does not fear. He drives Mime away and kills the dragon, after which he puts his finger, smeared with the dragon’s blood, to his lips. This enables him to know men’s secret thoughts, as well as the language of birds. The birds tell him where the treasure and the ring are, and also that Mime wishes to poison him. Mime returns, and says out loud that he wishes to poison Siegfried. This is meant to signify that Siegfried, having tasted dragon’s blood, understands people’s secret thoughts. Siegfried, having learnt Mime’s intentions, kills him. The birds tell Siegfried where Brünnhilda is, and he goes to find her.

Act III. Wotan calls up Erda. Erda prophesies to Wotan, and gives him advice. Siegfried appears, quarrels with Wotan, and they fight. Suddenly Siegfried’s sword breaks Wotan’s spear, which had been more powerful than anything else. Siegfried goes into the fire to Brünnhilda; kisses her; she wakes up, abandons her divinity, and throws herself into Siegfried’s arms.

Third Day. Prelude. Three Norns plait a golden rope, and talk about the future. They go away. Siegfried and Brünnhilda appear. Siegfried takes leave of her, gives her the ring, and goes away.

Act I. By the Rhine. A king wants to get married, and also to give his sister in marriage. Hagen, the king’s wicked brother, advises him to marry Brünnhilda, and to give his sister to Siegfried. Siegfried appears; they give him a drugged draught, which makes him forget all the past and fall in love with the king’s sister, Gutrune. So he rides 230 off with Gunther, the king, to get Brünnhilda to be the king’s bride. The scene changes. Brünnhilda sits with the ring. A Valkyrie comes to her and tells her that Wotan’s spear is broken, and advises her to give the ring to the Rhine nymphs. Siegfried comes, and by means of the magic helmet turns himself into Gunther, demands the ring from Brünnhilda, seizes it, and drags her off to sleep with him.

Act II. By the Rhine. Alberich and Hagen discuss how to get the ring. Siegfried comes, tells how he has obtained a bride for Gunther and spent the night with her, but put a sword between himself and her. Brünnhilda rides up, recognises the ring on Siegfried’s hand, and declares that it was he, and not Gunther, who was with her. Hagen stirs everybody up against Siegfried, and decides to kill him next day when hunting.

Act III. Again the nymphs in the Rhine relate what has happened. Siegfried, who has lost his way, appears. The nymphs ask him for the ring, but he won’t give it up. Hunters appear. Siegfried tells the story of his life. Hagen then gives him a draught, which causes his memory to return to him. Siegfried relates how he aroused and obtained Brünnhilda, and everyone is astonished. Hagen stabs him in the back, and the scene is changed. Gutrune meets the corpse of Siegfried. Gunther and Hagen quarrel about the ring, and Hagen kills Gunther. Brünnhilda cries. Hagen wishes to take the ring from Siegfried’s hand, but the hand of the corpse raises itself threateningly. Brünnhilda takes the ring from Siegfried’s hand, and when Siegfried’s corpse is carried to the pyre she gets on to a horse and leaps into the fire. The Rhine rises, and the waves reach the pyre. In the river are three nymphs. Hagen throws himself into the fire to get the ring, but the nymphs seize him and carry him off. One of them holds the ring; and that is the end of the matter.

231 The impression obtainable from my recapitulation is, of course, incomplete. But however incomplete it may be, it is certainly infinitely more favourable than the impression which results from reading the four booklets in which the work is printed.

APPENDIX IV. Translations of French poems and prose quoted in Chapter X.

Baudelaire’s “flowers of evil.” no. xxiv., baudelaire’s “flowers of evil.” no. xxxvi., from baudelaire’s prose work entitled “little poems.”, the stranger..

Whom dost thou love best? say, enigmatical man—thy father, thy mother, thy brother, or thy sister?

“I have neither father, nor mother, nor sister, nor brother.”

Thy friends?

“You there use an expression the meaning of which till now remains unknown to me.”

Thy country?

“I ignore in what latitude it is situated.”

“I would gladly love her, goddess and immortal.”

“I hate it as you hate God.”

Then what do you love, extraordinary stranger?

“I love the clouds ... the clouds that pass ... there ... the marvellous clouds!”

BAUDELAIRE’S PROSE POEM, THE SOUP AND THE CLOUDS.

My beloved little silly was giving me my dinner, and I was contemplating, through the open window of the dining-room, those moving architectures which God makes out of vapours, the marvellous constructions of the impalpable. And I said to myself, amid my contemplations, “All these phantasmagoria are almost as beautiful as the eyes of my beautiful beloved, the monstrous little silly with the green eyes.”

Suddenly I felt the violent blow of a fist on my back, and I heard a harsh, charming voice, an hysterical voice, as it were hoarse with brandy, the voice of my dear little well-beloved, saying, “Are you going to eat your soup soon, you d—— b—— of a dealer in clouds?”

BAUDELAIRE’S PROSE POEM, THE GALLANT MARKSMAN.

As the carriage was passing through the forest, he ordered it to be stopped near a shooting-gallery, saying that he wished to shoot off a few bullets to kill Time. To kill this monster, is it not the most ordinary and the most legitimate occupation of everyone? And he gallantly offered his arm to his dear, delicious, and execrable wife—that mysterious woman to whom he owed so much pleasure, so much pain, and perhaps also a large part of his genius.

Several bullets struck far from the intended mark—one even penetrated the ceiling; and as the charming creature laughed madly, mocking her husband’s awkwardness, he turned abruptly towards her and said, “Look at that doll there on the right with the haughty mien and her nose in the air; well, dear angel, I imagine to myself that it is you !” And he closed his eyes and pulled the trigger. The doll was neatly decapitated.

Then, bowing towards his dear one, his delightful, execrable wife, his inevitable, pitiless muse, and kissing her hand respectfully, he added, “Ah! my dear angel, how I thank you for my skill!”

VERLAINE’S “FORGOTTEN AIRS.” No. I.

Verlaine’s “forgotten airs.” no. viii., song by maeterlinck..

PRINTED BY MORRISON AND GIBB LIMITED, EDINBURGH

1 .   Bolton Hall has recently published a little work, Life, and Love, and Death , with the object of making the philosophy contained in On Life more easily accessible in English.

2 .   Tolstoy’s remarks on Church religion were re-worded so as to seem to relate only to the Western Church, and his disapproval of luxurious life was made to apply not, say, to Queen Victoria or Nicholas II. , but to the Cæsars or the Pharaohs.—Trans.

3 .   The Russian peasant is usually a member of a village commune, and has therefore a right to a share in the land belonging to the village. Tolstoy disapproves of the order of society which allows less land for the support of a whole village full of people than is sometimes owned by a single landed proprietor. The “Censor” will not allow disapproval of this state of things to be expressed, but is prepared to admit that the laws and customs, say, of England—where a yet more extreme form of landed property exists, and the men who actually labour on the land usually possess none of it—deserve criticism.—Trans.

4 .   Only two, or at most three, senses are generally held worthy to supply matter for artistic treatment, but I think this opinion is only conditionally correct. I will not lay too much stress on the fact that our common speech recognises many other arts, as, for instance, the art of cookery.

5 .   And yet it is certainly an æsthetic achievement when the art of cooking succeeds in making of an animal’s corpse an object in all respects tasteful. The principle of the Art of Taste (which goes beyond the so-called Art of Cookery) is therefore this: All that is eatable should be treated as the symbol of some Idea, and always in harmony with the Idea to be expressed.

6 .   If the sense of touch lacks colour, it gives us, on the other hand, a notion which the eye alone cannot afford, and one of considerable æsthetic value, namely, that of softness , silkiness , polish . The beauty of velvet is characterised not less by its softness to the touch than by its lustre. In the idea we form of a woman’s beauty, the softness of her skin enters as an essential element.

Each of us probably, with a little attention, can recall pleasures of taste which have been real æsthetic pleasures.

7 .   M. Schasler, Kritische Geschichte der Aesthetik , 1872, vol. i. p. 13.

8 .   There is no science which more than æsthetics has been handed over to the reveries of the metaphysicians. From Plato down to the received doctrines of our day, people have made of art a strange amalgam of quintessential fancies and transcendental mysteries, which find their supreme expression in the conception of an absolute ideal Beauty, immutable and divine prototype of actual things.

9 .   See on this matter Benard’s admirable book, L’esthétique d’Aristote , also Walter’s Geschichte der Aesthetik im Altertum .

10 .   Schasler, p. 361.

11 .   Schasler, p. 369.

12 .   Schasler, pp. 388-390.

13 .   Knight, Philosophy of the Beautiful , i. pp. 165, 166.

14 .   Schasler, p. 289. Knight, pp. 168, 169.

15 .   R. Kralik, Weltschönheit, Versuch einer allgemeinen Aesthetik , pp. 304-306.

16 .   Knight, p. 101.

17 .   Schasler, p. 316.

18 .   Knight, pp. 102-104.

19 .   R. Kralik, p. 124.

20 .   Spaletti, Schasler, p. 328.

21 .   Schasler, pp. 331-333.

22 .   Schasler, pp. 525-528.

23 .   Knight, pp. 61-63.

24 .   Schasler, pp. 740-743.

25 .   Schasler, pp. 769-771.

26 .   Schasler, pp. 786, 787.

27 .   Kralik, p. 148.

28 .   Kralik, p. 820.

29 .   Schasler, pp. 828, 829, 834-841.

30 .   Schasler, p. 891.

31 .   Schasler, p. 917.

32 .   Schasler, pp. 946, 1085, 984, 985, 990.

33 .   Schasler, pp. 966, 655, 956.

34 .   Schasler, p. 1017.

35 .   Schasler, pp. 1065, 1066.

36 .   Schasler, pp. 1097-1100.

37 .   Schasler, pp. 1124, 1107.

38 .   Knight, pp. 81, 82.

39 .   Knight, p. 83.

40 .   Schasler, p. 1121.

41 .   Knight, pp. 85, 86.

42 .   Knight, p. 88.

43 .   Knight, p. 88.

44 .   Knight, p. 112.

45 .   Knight, p. 116.

46 .   Knight, pp. 118, 119.

47 .   Knight, pp. 123, 124.

48 .   La philosophie en France , p. 232.

49 .   Du fondement de l’induction.

50 .   Philosophie de l’art , vol. i. 1893, p. 47.

51 .   Knight, p. 139-141.

52 .   Knight, pp. 134.

53 .   L’esthétique , p. 106.

54 .   Knight, p. 238.

55 .   Knight, pp. 239, 240.

56 .   Knight, pp. 240-243.

57 .   Knight, pp. 250-252.

58 .   Knight, pp. 258, 259.

59 .   Knight, p. 243.

60 .   “The foundling of Nuremberg,” found in the market-place of that town on 26th May 1828, apparently some sixteen years old. He spoke little, and was almost totally ignorant even of common objects. He subsequently explained that he had been brought up in confinement underground, and visited by only one man, whom he saw but seldom.—Trans.

61 .   Eastern sects well known in early Church history, who rejected the Church’s rendering of Christ’s teaching and were cruelly persecuted.—Trans.

62 .   Keltchitsky, a Bohemian of the fifteenth century, was the author of a remarkable book, The Net of Faith , directed against Church and State. It is mentioned in Tolstoy’s The Kingdom of God is Within You .—Trans.

63 .   Any one examining closely may see that the theory of beauty and that of art are quite separated in Aristotle as they are in Plato and in all their successors.

64 .   Die Lücke von fünf Jahrhunderten, welche zwischen den Kunstphilosophischen Betrachtungen des Plato und Aristoteles und die des Plotins fällt, kann zwar auffällig erscheinen; dennoch kann man eigentlich nicht sagen, dass in dieser Zwischenzeit überhaupt von ästhetischen Dingen nicht die Rede gewesen; oder dass gar ein völliger Mangel an Zusammenhang zwischen den Kunst-anscliauungen des letztgenannten Philosophen und denen der ersteren existire. Freilich wurde die von Aristoteles begründete Wissenschaft in Nichts dadurch gefördert; immerhin aber zeigt sich in jener Zwischenzeit noch ein gewisses Interesse für ästhetische Fragen. Nach Plotin aber, die wenigen, ihm in der Zeit nahestehenden Philosophen, wie Longin, Augustin, u. s. f. kommen, wie wir gesehen, kaum in Betracht und schliessen sich übrigens in ihrer Anschauungsweise an ihn an,—vergehen nicht fünf, sondern fünfzehn Jahrhunderte , in denen von irgend einer wissenschaftlichen Interesse für die Welt des Schönen und der Kunst nichts zu spüren ist.

Diese anderthalbtausend Jahre, innerhalb deren der Weltgeist durch die mannigfachsten Kämpfe hindurch zu einer völlig neuen Gestaltung des Lebens sich durcharbeitete, sind für die Aesthetik, hinsichtlich des weiteren Ausbaus dieser Wissenschaft verloren.—Max Schasler.

65 .   The contrast made is between the classes and the masses: between those who do not and those who do earn their bread by productive manual labour; the middle classes being taken as an offshoot of the upper classes.—Trans.

66 .   Duelling is still customary among the higher circles in Russia, as in other Continental countries.—Trans.

67 .   It is the weariness of life, contempt for the present epoch, regret for another age seen through the illusion of art, a taste for paradox, a desire to be singular, a sentimental aspiration after simplicity, an infantine adoration of the marvellous, a sickly tendency towards reverie, a shattered condition of nerves, and, above all, the exasperated demand of sensuality.

68 .  

69 .   I think there should be nothing but allusions. The contemplation of objects, the flying image of reveries evoked by them, are the song. The Parnassiens state the thing completely, and show it, and thereby lack mystery; they deprive the mind of that delicious joy of imagining that it creates. To name an object is to take three-quarters from the enjoyment of the poem, which consists in the happiness of guessing little by little: to suggest, that is the dream . It is the perfect use of this mystery that constitutes the symbol: little by little, to evoke an object in order to show a state of the soul; or inversely, to choose an object, and from it to disengage a state of the soul by a series of decipherings.

... If a being of mediocre intelligence and insufficient literary preparation chance to open a book made in this way and pretends to enjoy it, there is a misunderstanding—things must be returned to their places. There should always be an enigma in poetry , and the aim of literature—it has no other—is to evoke objects.

70 .   It were time also to have done with this famous “theory of obscurity,” which the new school have practically raised to the height of a dogma.

71 .   For translation, see Appendix IV .

72 .   For translation, see Appendix IV .

73 .   For translation, see Appendix IV .

74 .   For translation, see Appendix IV .

75 .   For translation, see Appendix IV .

76 .   For translation, see Appendix IV .

77 .  

78 .   This sonnet seems too unintelligible for translation.—Trans.

79 .   For translation, see Appendix IV .

80 .   The quicker it goes the longer it lasts.

81 .   All styles are good except the wearisome style.

82 .   All styles are good except that which is not understood, or which fails to produce its effect.

83 .   An apparatus exists by means of which a very sensitive arrow, in dependence on the tension of a muscle of the arm, will indicate the physiological action of music on the nerves and muscles.

84 .   There is in Moscow a magnificent “Cathedral of our Saviour,” erected to commemorate the defeat of the French in the war of 1812.—Trans.

85 .   “That they may be one; even as thou, Father, art in me, and I in thee, that they also may be in us.”

86 .   In this picture the spectators in the Roman Amphitheatre are turning down their thumbs to show that they wish the vanquished gladiator to be killed.—Trans.

87 .   While offering as examples of art those that seem to me the best, I attach no special importance to my selection; for, besides being insufficiently informed in all branches of art, I belong to the class of people whose taste has, by false training, been perverted. And therefore my old, inured habits may cause me to err, and I may mistake for absolute merit the impression a work produced on me in my youth. My only purpose in mentioning examples of works of this or that class is to make my meaning clearer, and to show how, with my present views, I understand excellence in art in relation to its subject-matter. I must, moreover, mention that I consign my own artistic productions to the category of bad art, excepting the story God sees the Truth , which seeks a place in the first class, and The Prisoner of the Caucasus , which belongs to the second.

88 .   In Russian it is customary to make a distinction between literate and illiterate people, i.e. between those who can and those who cannot read. Literate in this sense does not imply that the man would speak or write correctly.—Trans.

89 .   The over-man (Uebermensch), in the Nietzschean philosophy, is that superior type of man whom the struggle for existence is to evolve, and who will seek only his own power and pleasure, will know nothing of pity, and will have the right, because he will possess the power, to make ordinary people serve him.—Trans.

90 .   Stenka Razin was by origin a common Cossack. His brother was hung for a breach of military discipline, and to this event Stenka Razin’s hatred of the governing classes has been attributed. He formed a robber band, and subsequently headed a formidable rebellion, declaring himself in favour of freedom for the serfs, religious toleration, and the abolition of taxes. Like the Government he opposed, he relied on force, and, though he used it largely in defence of the poor against the rich, he still held to

Like Robin Hood he is favourably treated in popular legends.—Trans.

91 .   Robert Macaire is a modern type of adroit and audacious rascality. He was the hero of a popular play produced in Paris in 1834.—Trans.

92 .   The translations in Appendices I., II., and IV., are by Louise Maude. The aim of these renderings has been to keep as close to the originals as the obscurity of meaning allowed. The sense (or absence of sense) has therefore been more considered than the form of the verses.

  • Footnotes have been collected at the end of the text, and are linked for ease of reference.
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Question of the Month

What is art and/or what is beauty, the following answers to this artful question each win a random book..

Art is something we do, a verb. Art is an expression of our thoughts, emotions, intuitions, and desires, but it is even more personal than that: it’s about sharing the way we experience the world, which for many is an extension of personality. It is the communication of intimate concepts that cannot be faithfully portrayed by words alone. And because words alone are not enough, we must find some other vehicle to carry our intent. But the content that we instill on or in our chosen media is not in itself the art. Art is to be found in how the media is used, the way in which the content is expressed.

What then is beauty? Beauty is much more than cosmetic: it is not about prettiness. There are plenty of pretty pictures available at the neighborhood home furnishing store; but these we might not refer to as beautiful; and it is not difficult to find works of artistic expression that we might agree are beautiful that are not necessarily pretty. Beauty is rather a measure of affect, a measure of emotion. In the context of art, beauty is the gauge of successful communication between participants – the conveyance of a concept between the artist and the perceiver. Beautiful art is successful in portraying the artist’s most profound intended emotions, the desired concepts, whether they be pretty and bright, or dark and sinister. But neither the artist nor the observer can be certain of successful communication in the end. So beauty in art is eternally subjective.

Wm. Joseph Nieters, Lake Ozark, Missouri

Works of art may elicit a sense of wonder or cynicism, hope or despair, adoration or spite; the work of art may be direct or complex, subtle or explicit, intelligible or obscure; and the subjects and approaches to the creation of art are bounded only by the imagination of the artist. Consequently, I believe that defining art based upon its content is a doomed enterprise.

Now a theme in aesthetics, the study of art, is the claim that there is a detachment or distance between works of art and the flow of everyday life. Thus, works of art rise like islands from a current of more pragmatic concerns. When you step out of a river and onto an island, you’ve reached your destination. Similarly, the aesthetic attitude requires you to treat artistic experience as an end-in-itself : art asks us to arrive empty of preconceptions and attend to the way in which we experience the work of art. And although a person can have an ‘aesthetic experience’ of a natural scene, flavor or texture, art is different in that it is produced . Therefore, art is the intentional communication of an experience as an end-in-itself . The content of that experience in its cultural context may determine whether the artwork is popular or ridiculed, significant or trivial, but it is art either way.

One of the initial reactions to this approach may be that it seems overly broad. An older brother who sneaks up behind his younger sibling and shouts “Booo!” can be said to be creating art. But isn’t the difference between this and a Freddy Krueger movie just one of degree? On the other hand, my definition would exclude graphics used in advertising or political propaganda, as they are created as a means to an end and not for their own sakes. Furthermore, ‘communication’ is not the best word for what I have in mind because it implies an unwarranted intention about the content represented. Aesthetic responses are often underdetermined by the artist’s intentions.

Mike Mallory, Everett, WA

The fundamental difference between art and beauty is that art is about who has produced it, whereas beauty depends on who’s looking.

Of course there are standards of beauty – that which is seen as ‘traditionally’ beautiful. The game changers – the square pegs, so to speak – are those who saw traditional standards of beauty and decided specifically to go against them, perhaps just to prove a point. Take Picasso, Munch, Schoenberg, to name just three. They have made a stand against these norms in their art. Otherwise their art is like all other art: its only function is to be experienced, appraised, and understood (or not).

Art is a means to state an opinion or a feeling, or else to create a different view of the world, whether it be inspired by the work of other people or something invented that’s entirely new. Beauty is whatever aspect of that or anything else that makes an individual feel positive or grateful. Beauty alone is not art, but art can be made of, about or for beautiful things. Beauty can be found in a snowy mountain scene: art is the photograph of it shown to family, the oil interpretation of it hung in a gallery, or the music score recreating the scene in crotchets and quavers.

However, art is not necessarily positive: it can be deliberately hurtful or displeasing: it can make you think about or consider things that you would rather not. But if it evokes an emotion in you, then it is art.

Chiara Leonardi, Reading, Berks

Art is a way of grasping the world. Not merely the physical world, which is what science attempts to do; but the whole world, and specifically, the human world, the world of society and spiritual experience.

Art emerged around 50,000 years ago, long before cities and civilisation, yet in forms to which we can still directly relate. The wall paintings in the Lascaux caves, which so startled Picasso, have been carbon-dated at around 17,000 years old. Now, following the invention of photography and the devastating attack made by Duchamp on the self-appointed Art Establishment [see Brief Lives this issue], art cannot be simply defined on the basis of concrete tests like ‘fidelity of representation’ or vague abstract concepts like ‘beauty’. So how can we define art in terms applying to both cave-dwellers and modern city sophisticates? To do this we need to ask: What does art do ? And the answer is surely that it provokes an emotional, rather than a simply cognitive response. One way of approaching the problem of defining art, then, could be to say: Art consists of shareable ideas that have a shareable emotional impact. Art need not produce beautiful objects or events, since a great piece of art could validly arouse emotions other than those aroused by beauty, such as terror, anxiety, or laughter. Yet to derive an acceptable philosophical theory of art from this understanding means tackling the concept of ‘emotion’ head on, and philosophers have been notoriously reluctant to do this. But not all of them: Robert Solomon’s book The Passions (1993) has made an excellent start, and this seems to me to be the way to go.

It won’t be easy. Poor old Richard Rorty was jumped on from a very great height when all he said was that literature, poetry, patriotism, love and stuff like that were philosophically important. Art is vitally important to maintaining broad standards in civilisation. Its pedigree long predates philosophy, which is only 3,000 years old, and science, which is a mere 500 years old. Art deserves much more attention from philosophers.

Alistair MacFarlane, Gwynedd

Some years ago I went looking for art. To begin my journey I went to an art gallery. At that stage art to me was whatever I found in an art gallery. I found paintings, mostly, and because they were in the gallery I recognised them as art. A particular Rothko painting was one colour and large. I observed a further piece that did not have an obvious label. It was also of one colour – white – and gigantically large, occupying one complete wall of the very high and spacious room and standing on small roller wheels. On closer inspection I saw that it was a moveable wall, not a piece of art. Why could one piece of work be considered ‘art’ and the other not?

The answer to the question could, perhaps, be found in the criteria of Berys Gaut to decide if some artefact is, indeed, art – that art pieces function only as pieces of art, just as their creators intended.

But were they beautiful? Did they evoke an emotional response in me? Beauty is frequently associated with art. There is sometimes an expectation of encountering a ‘beautiful’ object when going to see a work of art, be it painting, sculpture, book or performance. Of course, that expectation quickly changes as one widens the range of installations encountered. The classic example is Duchamp’s Fountain (1917), a rather un-beautiful urinal.

Can we define beauty? Let me try by suggesting that beauty is the capacity of an artefact to evoke a pleasurable emotional response. This might be categorised as the ‘like’ response.

I definitely did not like Fountain at the initial level of appreciation. There was skill, of course, in its construction. But what was the skill in its presentation as art?

So I began to reach a definition of art. A work of art is that which asks a question which a non-art object such as a wall does not: What am I? What am I communicating? The responses, both of the creator artist and of the recipient audience, vary, but they invariably involve a judgement, a response to the invitation to answer. The answer, too, goes towards deciphering that deeper question – the ‘Who am I?’ which goes towards defining humanity.

Neil Hallinan, Maynooth, Co. Kildare

‘Art’ is where we make meaning beyond language. Art consists in the making of meaning through intelligent agency, eliciting an aesthetic response. It’s a means of communication where language is not sufficient to explain or describe its content. Art can render visible and known what was previously unspoken. Because what art expresses and evokes is in part ineffable, we find it difficult to define and delineate it. It is known through the experience of the audience as well as the intention and expression of the artist. The meaning is made by all the participants, and so can never be fully known. It is multifarious and on-going. Even a disagreement is a tension which is itself an expression of something.

Art drives the development of a civilisation, both supporting the establishment and also preventing subversive messages from being silenced – art leads, mirrors and reveals change in politics and morality. Art plays a central part in the creation of culture, and is an outpouring of thought and ideas from it, and so it cannot be fully understood in isolation from its context. Paradoxically, however, art can communicate beyond language and time, appealing to our common humanity and linking disparate communities. Perhaps if wider audiences engaged with a greater variety of the world’s artistic traditions it could engender increased tolerance and mutual respect.

Another inescapable facet of art is that it is a commodity. This fact feeds the creative process, whether motivating the artist to form an item of monetary value, or to avoid creating one, or to artistically commodify the aesthetic experience. The commodification of art also affects who is considered qualified to create art, comment on it, and even define it, as those who benefit most strive to keep the value of ‘art objects’ high. These influences must feed into a culture’s understanding of what art is at any time, making thoughts about art culturally dependent. However, this commodification and the consequent closely-guarded role of the art critic also gives rise to a counter culture within art culture, often expressed through the creation of art that cannot be sold. The stratification of art by value and the resultant tension also adds to its meaning, and the meaning of art to society.

Catherine Bosley, Monk Soham, Suffolk

First of all we must recognize the obvious. ‘Art’ is a word, and words and concepts are organic and change their meaning through time. So in the olden days, art meant craft. It was something you could excel at through practise and hard work. You learnt how to paint or sculpt, and you learnt the special symbolism of your era. Through Romanticism and the birth of individualism, art came to mean originality. To do something new and never-heard-of defined the artist. His or her personality became essentially as important as the artwork itself. During the era of Modernism, the search for originality led artists to reevaluate art. What could art do? What could it represent? Could you paint movement (Cubism, Futurism)? Could you paint the non-material (Abstract Expressionism)? Fundamentally: could anything be regarded as art? A way of trying to solve this problem was to look beyond the work itself, and focus on the art world: art was that which the institution of art – artists, critics, art historians, etc – was prepared to regard as art, and which was made public through the institution, e.g. galleries. That’s Institutionalism – made famous through Marcel Duchamp’s ready-mades.

Institutionalism has been the prevailing notion through the later part of the twentieth century, at least in academia, and I would say it still holds a firm grip on our conceptions. One example is the Swedish artist Anna Odell. Her film sequence Unknown woman 2009-349701 , for which she faked psychosis to be admitted to a psychiatric hospital, was widely debated, and by many was not regarded as art. But because it was debated by the art world, it succeeded in breaking into the art world, and is today regarded as art, and Odell is regarded an artist.

Of course there are those who try and break out of this hegemony, for example by refusing to play by the art world’s unwritten rules. Andy Warhol with his Factory was one, even though he is today totally embraced by the art world. Another example is Damien Hirst, who, much like Warhol, pays people to create the physical manifestations of his ideas. He doesn’t use galleries and other art world-approved arenas to advertise, and instead sells his objects directly to private individuals. This liberal approach to capitalism is one way of attacking the hegemony of the art world.

What does all this teach us about art? Probably that art is a fleeting and chimeric concept. We will always have art, but for the most part we will only really learn in retrospect what the art of our era was.

Tommy Törnsten, Linköping, Sweden

Art periods such as Classical, Byzantine, neo-Classical, Romantic, Modern and post-Modern reflect the changing nature of art in social and cultural contexts; and shifting values are evident in varying content, forms and styles. These changes are encompassed, more or less in sequence, by Imitationalist, Emotionalist, Expressivist, Formalist and Institutionalist theories of art. In The Transfiguration of the Commonplace (1981), Arthur Danto claims a distinctiveness for art that inextricably links its instances with acts of observation, without which all that could exist are ‘material counterparts’ or ‘mere real things’ rather than artworks. Notwithstanding the competing theories, works of art can be seen to possess ‘family resemblances’ or ‘strands of resemblance’ linking very different instances as art. Identifying instances of art is relatively straightforward, but a definition of art that includes all possible cases is elusive. Consequently, art has been claimed to be an ‘open’ concept.

According to Raymond Williams’ Keywords (1976), capitalised ‘Art’ appears in general use in the nineteenth century, with ‘Fine Art’; whereas ‘art’ has a history of previous applications, such as in music, poetry, comedy, tragedy and dance; and we should also mention literature, media arts, even gardening, which for David Cooper in A Philosophy of Gardens (2006) can provide “epiphanies of co-dependence”. Art, then, is perhaps “anything presented for our aesthetic contemplation” – a phrase coined by John Davies, former tutor at the School of Art Education, Birmingham, in 1971 – although ‘anything’ may seem too inclusive. Gaining our aesthetic interest is at least a necessary requirement of art. Sufficiency for something to be art requires significance to art appreciators which endures as long as tokens or types of the artwork persist. Paradoxically, such significance is sometimes attributed to objects neither intended as art, nor especially intended to be perceived aesthetically – for instance, votive, devotional, commemorative or utilitarian artefacts. Furthermore, aesthetic interests can be eclipsed by dubious investment practices and social kudos. When combined with celebrity and harmful forms of narcissism, they can egregiously affect artistic authenticity. These interests can be overriding, and spawn products masquerading as art. Then it’s up to discerning observers to spot any Fads, Fakes and Fantasies (Sjoerd Hannema, 1970).

Colin Brookes, Loughborough, Leicestershire

For me art is nothing more and nothing less than the creative ability of individuals to express their understanding of some aspect of private or public life, like love, conflict, fear, or pain. As I read a war poem by Edward Thomas, enjoy a Mozart piano concerto, or contemplate a M.C. Escher drawing, I am often emotionally inspired by the moment and intellectually stimulated by the thought-process that follows. At this moment of discovery I humbly realize my views may be those shared by thousands, even millions across the globe. This is due in large part to the mass media’s ability to control and exploit our emotions. The commercial success of a performance or production becomes the metric by which art is now almost exclusively gauged: quality in art has been sadly reduced to equating great art with sale of books, number of views, or the downloading of recordings. Too bad if personal sensibilities about a particular piece of art are lost in the greater rush for immediate acceptance.

So where does that leave the subjective notion that beauty can still be found in art? If beauty is the outcome of a process by which art gives pleasure to our senses, then it should remain a matter of personal discernment, even if outside forces clamour to take control of it. In other words, nobody, including the art critic, should be able to tell the individual what is beautiful and what is not. The world of art is one of a constant tension between preserving individual tastes and promoting popular acceptance.

Ian Malcomson, Victoria, British Columbia

What we perceive as beautiful does not offend us on any level. It is a personal judgement, a subjective opinion. A memory from once we gazed upon something beautiful, a sight ever so pleasing to the senses or to the eye, oft time stays with us forever. I shall never forget walking into Balzac’s house in France: the scent of lilies was so overwhelming that I had a numinous moment. The intensity of the emotion evoked may not be possible to explain. I don’t feel it’s important to debate why I think a flower, painting, sunset or how the light streaming through a stained-glass window is beautiful. The power of the sights create an emotional reaction in me. I don’t expect or concern myself that others will agree with me or not. Can all agree that an act of kindness is beautiful?

A thing of beauty is a whole; elements coming together making it so. A single brush stroke of a painting does not alone create the impact of beauty, but all together, it becomes beautiful. A perfect flower is beautiful, when all of the petals together form its perfection; a pleasant, intoxicating scent is also part of the beauty.

In thinking about the question, ‘What is beauty?’, I’ve simply come away with the idea that I am the beholder whose eye it is in. Suffice it to say, my private assessment of what strikes me as beautiful is all I need to know.

Cheryl Anderson, Kenilworth, Illinois

Stendhal said, “Beauty is the promise of happiness”, but this didn’t get to the heart of the matter. Whose beauty are we talking about? Whose happiness?

Consider if a snake made art. What would it believe to be beautiful? What would it deign to make? Snakes have poor eyesight and detect the world largely through a chemosensory organ, the Jacobson’s organ, or through heat-sensing pits. Would a movie in its human form even make sense to a snake? So their art, their beauty, would be entirely alien to ours: it would not be visual, and even if they had songs they would be foreign; after all, snakes do not have ears, they sense vibrations. So fine art would be sensed, and songs would be felt, if it is even possible to conceive that idea.

From this perspective – a view low to the ground – we can see that beauty is truly in the eye of the beholder. It may cross our lips to speak of the nature of beauty in billowy language, but we do so entirely with a forked tongue if we do so seriously. The aesthetics of representing beauty ought not to fool us into thinking beauty, as some abstract concept, truly exists. It requires a viewer and a context, and the value we place on certain combinations of colors or sounds over others speaks of nothing more than preference. Our desire for pictures, moving or otherwise, is because our organs developed in such a way. A snake would have no use for the visual world.

I am thankful to have human art over snake art, but I would no doubt be amazed at serpentine art. It would require an intellectual sloughing of many conceptions we take for granted. For that, considering the possibility of this extreme thought is worthwhile: if snakes could write poetry, what would it be?

Derek Halm, Portland, Oregon

[A: Sssibilance and sussssuration – Ed.]

The questions, ‘What is art?’ and ‘What is beauty?’ are different types and shouldn’t be conflated.

With boring predictability, almost all contemporary discussers of art lapse into a ‘relative-off’, whereby they go to annoying lengths to demonstrate how open-minded they are and how ineluctably loose the concept of art is. If art is just whatever you want it to be, can we not just end the conversation there? It’s a done deal. I’ll throw playdough on to a canvas, and we can pretend to display our modern credentials of acceptance and insight. This just doesn’t work, and we all know it. If art is to mean anything , there has to be some working definition of what it is. If art can be anything to anybody at anytime, then there ends the discussion. What makes art special – and worth discussing – is that it stands above or outside everyday things, such as everyday food, paintwork, or sounds. Art comprises special or exceptional dishes, paintings, and music.

So what, then, is my definition of art? Briefly, I believe there must be at least two considerations to label something as ‘art’. The first is that there must be something recognizable in the way of ‘author-to-audience reception’. I mean to say, there must be the recognition that something was made for an audience of some kind to receive, discuss or enjoy. Implicit in this point is the evident recognizability of what the art actually is – in other words, the author doesn’t have to tell you it’s art when you otherwise wouldn’t have any idea. The second point is simply the recognition of skill: some obvious skill has to be involved in making art. This, in my view, would be the minimum requirements – or definition – of art. Even if you disagree with the particulars, some definition is required to make anything at all art. Otherwise, what are we even discussing? I’m breaking the mold and ask for brass tacks.

Brannon McConkey, Tennessee Author of Student of Life: Why Becoming Engaged in Life, Art, and Philosophy Can Lead to a Happier Existence

Human beings appear to have a compulsion to categorize, to organize and define. We seek to impose order on a welter of sense-impressions and memories, seeing regularities and patterns in repetitions and associations, always on the lookout for correlations, eager to determine cause and effect, so that we might give sense to what might otherwise seem random and inconsequential. However, particularly in the last century, we have also learned to take pleasure in the reflection of unstructured perceptions; our artistic ways of seeing and listening have expanded to encompass disharmony and irregularity. This has meant that culturally, an ever-widening gap has grown between the attitudes and opinions of the majority, who continue to define art in traditional ways, having to do with order, harmony, representation; and the minority, who look for originality, who try to see the world anew, and strive for difference, and whose critical practice is rooted in abstraction. In between there are many who abjure both extremes, and who both find and give pleasure both in defining a personal vision and in practising craftsmanship.

There will always be a challenge to traditional concepts of art from the shock of the new, and tensions around the appropriateness of our understanding. That is how things should be, as innovators push at the boundaries. At the same time, we will continue to take pleasure in the beauty of a mathematical equation, a finely-tuned machine, a successful scientific experiment, the technology of landing a probe on a comet, an accomplished poem, a striking portrait, the sound-world of a symphony. We apportion significance and meaning to what we find of value and wish to share with our fellows. Our art and our definitions of beauty reflect our human nature and the multiplicity of our creative efforts.

In the end, because of our individuality and our varied histories and traditions, our debates will always be inconclusive. If we are wise, we will look and listen with an open spirit, and sometimes with a wry smile, always celebrating the diversity of human imaginings and achievements.

David Howard, Church Stretton, Shropshire

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2 What is a Work of Art?

Richard Hudson-Miles and Andrew Broadey

Introduction

George Dickie’s (1974) “What is Art? An Institutional Analysis” begins by surveying historical attempts to define art according to necessary and sufficient conditions. As such, it would seem to serve as a useful point of departure to the subject of this chapter. However, reading this essay today, with knowledge of the various challenges to classificatory logic of art history mounted by social and cultural theory, one tends to weary at this endless, perhaps hopeless task. In turn, critical neologisms such as “postmodern” (Jameson 1991; Owens [1980] 2002), “expanded field” (Krauss 1979), “post-medium” (Krauss 2000), “relational” (Bourriaud 2002), “alter-modern” (Bourriaud 2009), and “post-conceptual” (Osborne 2017) have all been introduced as theoretical attempts to supplement, redefine, or differentiate the art historical canon and its attendant taxonomies, periodisations, and categorisations. Dickie himself acknowledges that by the mid-1950s many philosophers had begrudgingly conceded that there are no necessary and sufficient conditions for a work of art. Instead, like Ludwig Wittgenstein (1889–1951), one of the most important analytic philosophers, famously suggested about definitions of games ([1953] 2009, 65–66), perhaps we can aim for no more than a series of suggested “family resemblances” which unify some, but never all, of a maddeningly heterogeneous field of artistic practices? A quick survey of the diversity of contemporary art would certainly affirm such conclusions. Nevertheless, this task remains an ongoing concern of philosophical aesthetics, from which one could roughly delineate six approaches, each of which is problematic in its own way. This chapter will introduce each of these approaches, testing them against the irreducible complexity of contemporary artworks. Given this, the chapter might fall short of offering easy answers to the question “What is a Work of Art”?

Before proceeding, it is necessary to clarify the more expansive connotations “art” had in Ancient Greece. Indeed, Herbert Read’s (1893–1968) Education through Art (1961, 1-2) insists that most of the problems with modern art education stem from a misreading of the concept of “art” in Plato. In his time, “techne” [ τέχνη ], and its Latin equivalent ars , referred to all forms of human sensuous production, including crafts, social sciences, even skilled labour. Paul Oskar Kristeller (1951) has convincingly demonstrated that the modern sense of “art” was invented in the eighteenth century. Here, the Beaux-Arts tradition ossified five practices (painting, sculpture, architecture, music, poetry) under the signifier “art.” The rise of a European art market during this period instigated a new need to distinguish artworks from other commodities. Concepts such as “genius,” the “masterpiece,” and a romantic image of the artist, became increasingly important as mechanisms for justifying the uniqueness, desirability, and inflated price tags of “Fine Art” (Shiner 2001, 99–130), especially painting, which remains the most commercial of artforms. Consequences of this were the separation between artisan and artist, and the conceptual narrowing of “Fine Art” to simply painting and sculpture. Conceptual art practices of the twentieth century made significant efforts to broaden the signification of “art” once again, pushing it into what Rosalind Krauss has called “the expanded field” (Krauss 1979). Politically, such practices aimed to create forms of art which were deliberately unclassifiable, immaterial, and non-commodifiable, thus resistant to cooption by the market or gallery systems.

Representational Theories of Art

The words “representation” or “imitation” generally signify philosophical theories of art which, if not directly, can be traced back to the work of Plato (424/423–348/347 BCE) and Aristotle (384-322 BCE). Following Plato, such theories suggest art is essentially mimetic, meaning its primary objective is to represent an exterior and more authentic reality. Such theories remained influential during the Renaissance, only fading during the nineteenth century, and persisting in “commonsense” attempts to engage with art today. There is significantly more to the philosophy of artistic representation than Plato and Aristotle, though the classificatory logic of Kristeller’s (1951) “modern system of art” could also be traced back to the work of these two philosophers. Aristotle’s Poetics (335 BCE), in particular, outlines a taxonomic subdivision of the arts and their essential characteristics that remains influential today, especially in literary theory. However, given the limited scope of this introduction, this section will focus mainly on Plato.

As Maria S. Kardaun (2014) argues, the connotative distinction between art as “imitation” or “representation” depends on how one reads Plato. Like techne , mimesis carried expansive connotations in Ancient Greece, including “reflecting,” “expressing,” “mirroring,” and “copying,” alongside “representing” and “imitating.” Therefore, the sophistication of Plato’s art theory, which is sometimes too readily collapsed into his ultimate proscription and censorship of the arts, can be missed with careless reading (Kardaun 2014, 151–2). The persistent, but simplistic and inaccurate (150), reading is based on the famously dismissive Book X of The Republic (380 BCE). [1] From here, the conclusion is usually that Plato rejects all art as “mere imitation” of ideal Forms—abstract but entirely pure concepts such as beauty, virtue, and truth, which precede, yet inform experience. The Forms are knowable only by gods, or perhaps the philosopher-kings Plato envisaged ruling in The Republic . Art can index but never equal them due to the imperfection of human beings. Given that art often represents existing worldly objects and actions which themselves are mere imitations of ideal Forms, it follows that mimetic art represents a thrice-removed simulacrum (a copy of a copy of the Forms), and consequently one of the lowest orders of knowledge.

Yet, despite their imperfections, both art and life strive towards the pure perfection of the Forms. For example, throughout Book V of The Republic , Plato argues that the harmony of the perfectly ordered republican state approximates the “cardinal virtues” of wisdom, courage, discipline, and justice so closely that it soothes the spirit in a manner that transcends even the best works of art. Similarly, despite its apparently low ontological status, Plato suggests the best art can be used as an educational tool, albeit in strictly censored form (bk. III, 376e2–402a4). However, the problematic characteristic of art for Plato is that it stirs our emotions; its affectivity causes us to act in ways that are not rational. Artists rely on divine inspiration, not logic. The audience of a play is seduced by the drama, or the crowd at a musical performance gets entranced by its rhythms. Art is powerful, corrupting, therefore dangerous. This is the primary reason for his infamous proscription of art from the ideal republic (bk. X, 605c–608b).

Whilst still figuring art as imitation, Aristotle’s Poetics pushes back against Plato’s disparaging critique of the mimetic arts. He even suggests that they can benefit society in the following ways. Firstly, he argues that art does not simply imitate reality but accentuates it. For Aristotle, the creative skills of the artist may teach us more about the nature of reality than reality itself. In Chapter 5, he argues that poetry can tell us more than the particulars of history through its expression of universals. Secondly, the emotion central to the experience of art can function as a form of cathartic release for the audience, possibly helping them purge negative feelings and overcome other problems (1449b).

Where imitation theories debate whether art is an accentuation of the world or its mere simulacrum, representational and neo-representational theories focus more on the communicative act. Art does not simply represent the world; it is a representation produced with a specific public in mind whom it speaks to, and in turn, who recognise its content and status as art. Reflecting on the development of such theories, Peter Kivy (1997, 55–83) argues that shift of emphasis means that their real philosophical heritage lies in the work of analytic philosopher John Locke’s (1632–1704) account of language. Book III of his Essay Concerning Human Understanding ([1689] 1979, 223–54) insists words primarily signify ideas, however imperfect, formed in the imagination of an individual (225); communication is then the successful transference of “ideas” from one imagination to another. As Kivy (1997, 58) points out, this Lockean position has been used to support a plethora of “cinematic” accounts of literary and visual art, which figure art as the successfully shared mental representation between artist and audience. Mental representation, in this sense, refers to those images engendered in the mind by poetic literary phrases and dramatic actions, as well as the colours, shapes, and forms of the plastic arts. Kivy raises two main objections to this cinematic model. Firstly, that it is more valid for representational painting than other art forms. Secondly, the term “representation” unhelpfully confuses semantics, consciousness, phenomenology, and presentation (64). Though literature is clearly not non-representational, literary artforms, such as novels, contain large tracts which communicate in ways that don’t involve images. Furthermore, a representational theory of art (literary or visual) tout court (71) denies the differences between the “spectator” of art (theater/public/passive) and its “reader” (modern novel/private/active), which a variety of late-twentieth century art theory (Rancière [2006] 2011, 2009b; Barthes [1971] 1977, 142–9; Mulvey 1975) would expose repeatedly. [2]

Painting of a wooden chair, with the perspective slightly off so that the seat and bottom legs look a little too large, and angled not quite correctly in relation to the back of the chair.

The narrowness of both representational and imitation theories of art is revealed when they are tested against actual artworks. To use a canonical example, it might be useful to ask what is the exact nature of the (Aristotelian) augmentation, (Lockean) “ideas,” or (Platonic) representations offered by Van Gogh’s Chair (1888)? Much art historical ink continues to be spilt arguing about precisely such questions. The Platonic reading would be that it simply imitates the haptic knowledge of an unknown carpenter of Arles, who themselves merely copied the ideal Form of the chair. Another common reading is that it communicates the simplicity and authenticity of the proletarian identity Van Gogh identified with. Using evidence from Van Gogh’s letters, Griselda Pollock and Fred Orton (1978, 58–60) claim these Arles interiors operate as “oblique self-portraits” projecting an ideal of simplicity which he equated with modern masculinity. Later, in J’accuse Van Gog h (Johnstone 1990), Pollock argued that the signature perspectival distortions of his pictorial space were not an attempt to represent anything, but simply accidental results of the technical incompetence of a self-taught amateur. Another reading, attempted by both Albert Lubin (1996, 167-8) and Harold Blum (1956), claims the stylistic differences between Van Gogh’s and Gauguin’s chairs reveal latent repressed homoerotic feelings between the two “friends.” The obvious argument raised by these diverse symbolic readings is that if paintings can sustain such a variety of interpretation, then can it be justifiably argued that they represent any singular artistic vision of the producer?

These questions have been complicated by the emergence of non-representational and immaterial art practices in the late twentieth century. Joseph Kosuth’s (1965) One and Three Chairs , explicitly attempts to foreground questions of meaning and representation in art, and contribute to the further definition and categorisation of art. It is regarded as one of the first pieces of “Conceptual Art.” In Kosuth’s words, the “purest” definition of conceptual art would be that it is an enquiry into the concept of “art,” as it has come to mean (Kosuth [1969] 1991).

A wooden chair, with a picture of the same chair on the wall next to it, and a dictionary definition of the word "chair" on the wall on the other side of the chair.

Here, Kosuth directly questioned Clement Greenberg’s (1909–94) then dominant account of the development of modernist art (discussed below) as a linear process gradually revealing “medium-specificity”—the essential characteristics common to artistic disciplines such as painting (flatness) or sculpture (three-dimensionality). Instead, Kosuth considered that the readymades attributed to Marcel Duchamp produced a new construction of art beyond enquiry within any given medium. Art now “questioned.” A shift from “modern art” to “conceptual art” had occurred, “one from appearance to conception.” Kosuth talked of “artistic propositions,” whose value derived from their capacity to analyse or question: “the artist, as an analyst is not directly concerned with the physical properties of things. He is only concerned with the way (1) in which art is capable of conceptual growth and (2) how his propositions are capable of logically following that growth” (Kosuth [1969] 1991). Kosuth’s own works attempted to follow this function of analytic proposal. One and Three Chairs (1965) presents an industrially produced chair alongside a photograph of the chair, and a dictionary definition for the word “chair.” Reception of the work takes the form of an enquiry into whether art imitates, communicates, represents, or augments, and also to whether meaning itself originates in the artist, audience, or the structures of language itself.

Throughout modernism, critics have consistently correlated form with aesthetic value mediated by judgments of taste. Clement Greenberg considered the aesthetic to be a test of whether a given practice qualified as art. His early text “Avant-Garde and Kitsch” (1939) was a defence of taste (high culture) against kitsch, or culture generated out of mass commodity production, such as Hollywood or magazines. Later texts, such as “Modernist Painting” (1960), theorised a developmental logic in the history of painting: a purification of the medium around the values of formalism. Greenberg’s position built upon modernist criticism leading back to the turn of the 20 th Century. Clive Bell (1881-1964) and Roger Fry (1866-1934) identified the realisation of formal relationships in the work of early modernists, such as Paul Gauguin and Henri Matisse, with artistic insight and the reception of these works with aesthetic experience. Bell claimed what he termed “significant form” was the distinguishing factor in an artefact’s existence as art (Bell [1914] 2002). Significant form concerns particular compositions of line, colour, and shape that produce aesthetic emotion in the spectator. Roger Fry offers a further distinction, claiming art is a unity of formal elements held in a specific balanced relation that arouses aesthetic emotion (Fry [1909] 2002). A unity of elements is key for Fry. He considered that a work can be superficially ugly, displeasing, or lacking sensuous charm, but can arouse aesthetic emotion because of the unity of elements it conveys.

Each of these positions is rooted in Immanuel Kant’s (1724–1804) analysis of judgments of taste (Kant [1790] 2000). Kant claims aesthetic judgments concern moments when our rational faculties are set into a state of “free play,” resulting in the claim, “this is beautiful.” On this basis, when we feel aesthetic emotion, or appreciate the significance of the form of a work of art, our cognitive faculties engage the unorganised flux of sound, light, materials, etc. he calls the “manifold” in a state of free play rather than determining this flux as an array of entities in context. When we are able to say of such an object or situation “this is beautiful” we aren’t interested in what it is in itself or what it can do for us, we are rather encountering the manner in which our cognitive faculties can interact with environmental stimuli in a state of free play. For Kant this relation is the marker of the beautiful and the reason why judgments of taste are non-determinate but objective, as no concept is deployed (“this is a …”) but our cognitive faculties are activated in a manner that allows us to reasonably expect the assent of others (“it’s beautiful, isn’t it”). It follows that as objects of taste are an interface for our rational powers and we expect others to assent to our judgments of taste, [3] when we experience beauty, we recognise our participation in a community of sense . Finally, for Kant, art is distinguishable from other objects of beauty, such as natural forms, by virtue of its mediation by a genius capable of configuring forms in order to compel aesthetic judgment. Fry echoes this point in his emphasis on unity.

For Greenberg, art had to be a product of aesthetic judgment: “when no aesthetic value judgment, no verdict of taste, is there, then art isn’t there either” (1971). Greenberg considered modernism to be a self-critical tendency that brought judgments of taste to the fore. Practitioners pursued aesthetic value in their art; in doing so they recognised the constraints of specific media and adapted their work to those constraints. In “Modernist Painting” (1961), Greenberg emphasised a progressive reduction in tactile associations in the work of 20 th Century painters, which paved the way for abstract expressionist reduction of the pictorial field down to a colour space entered by eyesight alone. In the 1960s, Greenberg championed the flat spray-painted colour fields of Jules Olitski as exemplars of “high modernism,” because such works held out to the viewer the possibility of examining the grounds of visual experience: the projective, weightless and synchronous nature of sight.

Diarmuid Costello (2007) notes that Greenbergian criticism and Kantian aesthetics appeared to be closely aligned in the moment of high modernism. He also claimed emergent postmodern critics, such as Rosalind E. Krauss and Hal Foster, believed that challenging its premises meant setting forth an anti-aesthetic rejection of Greenberg. Krauss’s structural analysis of modernism (1979) dismantled high modernist assumptions of art’s aesthetic nature, arguing that modernist artworks, such as the sculptures of Constantin Brancusi, existed in an oppositional relation to architecture and the landscape. This basis in opposition meant that modernist art was in fact a contextual construct. The function of Greenbergian modernism was to suppress the opposition, and naturalise Modernist art as context free, making it in Krauss’s words, “abstraction,” “placeless,” and “self-referential” (1979). With the advent of postmodernism in the late 1960s Krauss argued that minimalism, conceptualism and land art synthesised the terms of the opposition (for example sculpture and architecture) in practice, emphasising art’s contextual existence.

Brian O’Doherty makes the further claim that modernism had always depended on contextual factors to provide conditions conducive to its correct (aesthetic) reception in his analysis of the convention of the “white cube” gallery ([1977] 1986). White cube galleries are uniform, clean, white environments, designed to provide a purified environment of artistic display. O’Doherty’s point is that this design convention historically developed alongside modernism to provide a neutral context for the reception of modernist art. For O’Doherty, the social form of the gallery conditioned modes of contemplative reception that modernist painting necessitated. The gallery was the unremarked context that gave the work “space to breathe” ([1977] 1986). For Costello, the binary nature of this debate (aesthetic/anti-aesthetic) is a function of the critical narrowing of Kantian aesthetics in modernist theory down to an austere formalism. Instead, Costello claims Kant’s theorisation of the aesthetic is broad enough to encompass much of the practice Krauss included in the expanded field, because “it is above all the way in which artworks indirectly embody ideas in sensuous form, by bringing their “aesthetic attributes” together in a unified form that is the focus of judgments of artistic beauty” (Costello 2007). The sensuous embodiment of ideas is the qualification missed by Greenberg, Fry, and Bell. This enables us to conceive the aesthetic as a response that can range across forms of art and non-art in a way that is consistent with the emergence of the expanded field as an aesthetic mobilisation of non-art forms as art.

If we test this discussion against an example of art practice then we start to see that a particular attitude to the bounding of form appears to mediate the premises of Bell’s, Fry’s, and Greenberg’s positions. Significant form as criterion or modernist colour space as focus appears to rest on the certitude of its separation from social form. Further to this, we can see that the theorisation of the expanded field as somehow anti-aesthetic also misses the centrality of aesthetic experience to the reception of works operating beyond the bounds of medium specificity. Works by Brazilian artist Helio Oiticica explore form in ways that extend beyond the limits of conventional media and compel attention in a manner that is consistent with the expanded conception of formalism we have outlined. Oiticica was a member of the Rio de Janeiro based Neo-Concrete movement, and around 1960 developed a series of hanging “Spatial Reliefs” that expanded colour forms into architectural space.

A red panel hanging from the ceiling, with the edges folded in on itself in a few different angles.

Núcleos (Nuclei) (1960–6) consists of hanging geometric panels that occupy a cuboid field. The shapes comprising the work align dynamically at right angles; the central panels are coloured in a rich yellow and graduate to a deep orange at the periphery. The audience moves in and out of the panels as they navigate the gallery, so there is not any strict spatial division between the work and the social space it occupies. This work raises difficult questions for Bell’s position as the encounter with colour forms relates to the architectural structure of the gallery. The work appears to necessitate the collapse of the opposition between work and architecture, or aesthetic and non-aesthetic form. Oiticica’s panels assert the objecthood of colour and break open the static nature of contemplation, turning artistic reception into a dynamic participatory navigation of the work.

The backdrop to Krauss’s and O’Doherty’s interventions is the integration of artistic form into wider social practices of meaning making. Roland Barthes (1971) describes this shift as a movement from work to text (Barthes [1971] 1977). For Barthes, it is the limit or frame of the work that defines the pictorial field and an area of focus for aesthetic emotion. Consequently, he reconceives the work as part of a field of co-related elements whose interactions determine their significance. Rather than a play of pure forms in the artwork, contexts develop through an ongoing play of social forms, whose meaning and status is an object of negotiation. Following Costello, we can argue that when appreciated from the viewpoint of its sensuous manifestation according to a play of our cognitive faculties such semiosis of social form is in fact aesthetic.

If we define art according to its expressivity, we immediately have to contend with the diversity of practices people have considered expressive. For example, the colour harmonies of Wassily Kandinsky’s abstract compositions and Stuart Brisley’s visceral performances are obviously very different types of art practice, but both artists describe their work using the term “expression.” Reflecting this diversity, definitions of art as expression theorise art in terms of enlivenment, purgation, communication, spontaneity, and even transformation. We will navigate this diversity by considering positions developed by Leo Tolstoy and R.G. Collingwood, who focus narrowly on how an artwork might articulate conscious emotion, before considering broader positions advanced by Harold Rosenberg and Gilles Deleuze, for whom expression concerns acts of both individual and social transformation.

Russian novelist Leo Tolstoy (1828–1910) claims art is the transmission of feeling ([1896] 1995). Many different expressions provoke feelings of different kinds in us, but the facility that for Tolstoy distinguishes art is a capacity to produce a unity of feeling between artist and audience. Upon making the work, the artist feels the emotions it expresses and upon receiving the work, each audience member feels this same emotion. We can recognise two assumptions that go unexplained in Tolstoy’s argument: art communicates, and art expresses. Further, he assumes what is subjective for the artist is objective for the audience. Tolstoy’s focus on communication leaves questions concerning the relation of expression to form and representation unanswered. We might also raise a further query around the necessity of premeditation that Tolstoy’s linkage of expression and universal communication seems to require, and the spontaneity that seems to accompany acts of artistic creation.

R. G. Collingwood (1889–1943) resolves some of these issues through his claim that art gives form to expressions that arise in the act of creation (Collingwood [1938] 2013). Art cannot be preconceived (planned and executed): to express is to become conscious of emotion in the act of creation. Similarly, to create is to give plastic reality to feelings that arise in the process of the laying down of forms. By relating artistic expression to creation in this way, Collingwood addresses the assumptions Tolstoy leaves unanswered, but by linking creation to formal arrangement he also limits the range of emotions art provokes to the kinds of aesthetic emotion we previously considered when we discussed Fry.

In contrast to Tolstoy and Collingwood’s narrow theorisations of expression, broader models accommodate unconscious expression and emotions that belong to states of subjective transformation. An early instance of such a model is Aristotle’s analysis of feelings of “fear and pity” ([335 BCE] 1996) experienced by audiences of Greek tragedies, which he identifies with catharsis, or the purging of stored feelings. Aristotle’s analysis makes a change in state or a moment of transformation in the artist or audience member a possible dimension of expression. Aristotle thinks appropriate levels of cathartic response indicate a capacity to engage positively in social life as they demonstrate an ability to interpret others and are hence a marker of virtue.

Abstract painting with roughly circular or oval shapes of red and white and black paint in between them.

Poet and critic Harold Rosenberg (1906–1978) theorised abstract expressionist painting in a similar manner, terming it “action painting” (Rosenberg [1952] 2002). Rosenberg argued that painters, such as Lee Krasner, whose works combined improvisational gesture and “all-over” composition, gave symbolic form to emotions that arose in artistic acts of self-questioning, or self-transformation. This transformative potential lay, Rosenberg argued, at the intersection of psychic and plastic forces made to speak for each other in the artist’s address to the blank canvas. For Rosenberg the act of painting was a ritual of self-discovery; symbolic languages were invented through painterly improvisation engaging an array of conscious and unconscious emotion, resulting in moments of self-reinvention. In the words of Clyfford Still (1952), painting was an “unqualified act.”

A subsequent generation of artists viewed expression as action beyond the studio, in the social field. They considered Abstract Expressionism’s pictorial mediation of gesture as indirect when artists could work with the raw material of their practice: their own bodies. To witness Stuart Brisley repeatedly vomiting in a gallery, Gina Pane cutting herself with a razor or spectate on one of Herman Nitsch’s ritualistic actions is to encounter expressions according to an expanded model.

Two men sitting at a table with large paintings on the walls that have large red blotches of paint covering most of the canvas, and smaller drawings arranged in a 3 by 3 grid on part of the wall.

Here, the practitioner explores the potential of their own body to realise the kinds of psychological transformation discussed by Rosenberg through more direct means, refashioning the form of art in accordance to the openness of an event. The intention is to produce change, not just achieve moments of cathartic release.

Gilles Deleuze (1925–1995) and Felix Guattari (1930–1992) conceptualise expression in this manner as a force of articulation that demarcates an assemblage (1996). By “assemblage” they mean a dynamic apparatus that articulates a field of social reproduction or transformation. We could talk about the Brisley/gallery assemblage as actions projecting architecturally constrained affect, or the Pane/razor assemblage of laceration and sensation/psychological intensity. Expression here is not merely the feelings of the artistic given plastic form; it is a power to bring forth potential within a structure in order for it to be differently articulated. This transformative aspect defines an event as a moment of rupture that brings forth unformed potentials within the assemblage. Art practices realised in this mode embrace the unknown as a true force of creation by producing a zone of affect that unfolds possibilities of social/psychological change, in contrast to familiar forms and feelings.

The Aesthetic Attitude

Theories of “aesthetic attitude” are less concerned with isolating essential characteristics of artworks, than with describing a certain state of receptivity or the conditions of spectatorship which make the experience of art possible. According to these theories, to attend to art properly we must enact a special kind of distancing, or “disinterestedness.” Here, art is judged outside of the influence of subjective desire or ulterior motivation. The most significant contemporary defender of the theory of the aesthetic attitude is Jerome Stolnitz (1960). For him, “disinterested attention” means focusing on art objects for longer than one would real world objects, sympathetic to their aims, and encountering them for their own sake alone. Before him, Edward Bullough (1880–1934) had characterised the aesthetic attitude as “psychical distance” (1912), where the everyday self is negated in order to generate a space to encounter the world from an aesthetic viewpoint. Stolnitz traces the aesthetic attitude back to the British philosophy of taste articulated in the work of Edmund Burke (1729–97), David Hume (1711–76), Francis Hutcheson (1694–1746), and the Earl of Shaftesbury [Anthony Ashley-Cooper] (1671–1713). However, the most influential (and infamous to hostile commentators) account of this special state of aesthetic receptivity is found in Kant’s Critique of Judgement ([1790, 5: 204–10] 2000, 89–96). In Kant’s own words, “one must not be in the least bit biased in favor of the existence of the thing but must be entirely indifferent in this respect in order to play the judge in matters of taste” (Kant [1790, 5: 205] 2000, 90–1). For Kant, disinterested judgments are non-cognitive—they are outside conceptual knowledge of the object judged, moral interest in it, or any pleasures derived from it. The aesthetic attitude therefore involves willing suspension of the above in order to experience beautiful objects as if one had no prior knowledge of them. His example is a palace, which can be appreciated aesthetically neither by its owner, due to their possessive vanity, nor those who built it, due to their knowledge of the blood and sweat expended on its construction. Similarly, true art is to be distinguished from “remunerative art” ([1790, 5: 304] 2000, 183), whose appeal partly, if not wholly, results from an associated financial reward. A quick, but insufficient, reference also needs to be made to Arthur Schopenhauer (1788–1860), whose The World as Will and Representation ([1819] 2011) contains an important contribution to aesthetic attitude theory. Schopenhauer regards aesthetic contemplation as a form of sanctuary from the violence and enslavement of the world of Will (urges, instincts, cravings). For him, careful aesthetic contemplation brings us closer to the Platonic world of Forms, whilst also giving us a better understanding of the sensory world around us.

The most influential philosophical critique of such theories is Dickie’s “The Myth of the Aesthetic Attitude” (1964). His objection is that “disinterested” contemplation is simply one way of giving attention to art. In terms of philosophical rigour, it is thus indistinct from careful “interested” contemplation. To push Dickie’s argument further, denying the social history of an artwork to emphasise its aesthetic affect will produce a particular idea of art, just as explaining art as a mere reflex of its conditions of production will produce another. Neither approach could claim to have utmost validity in this scenario. A sensitive dialectical approach, incorporating both aesthetic affect and the sociology of art could come closer to attending to the complexity of the question “What is a work of art?”

Aesthetic attitude theories fell out of favour in the late twentieth century, perhaps because of Dickie’s critique, but also because of the increased influence of sociological and materialist theories of art. The claim for disinterestedness as a necessary condition for experiencing art has scandalised many commentators on the left. The classic sociological rebuttal comes from Bourdieu’s (1930-2002) Distinction ([1979] 1996)—a lengthy text, citing an overwhelming array of statistical data to demonstrate that aesthetic “disinterestedness” is a bourgeois illusion, available only to those whose privileged financial situation allows them the luxury of time, or the illusory distance, for such contemplation. According to Kant’s reading, “remunerative artists” are not true artists, despite the fact that no artist can live on fresh air alone. Bourdieu (486-88) concludes that the aesthetic attitude is simply the attitude of the ruling class, and that the purity of the aesthetic attitude is simply veiled contempt for the impurity, and by implication inferiority, of popular, working class culture. As we have seen, contemporary art criticism, such as O’Doherty (1986) and Bishop (2005), has highlighted that the aesthetic attitude finds its physical and spatial equivalent in the hegemonic “white cube” model of display. From the 1960s onwards, radical art practices attempted to problematise the benign image of art galleries as neutralised and universal arenas for disinterested contemplation.

Grayscale image of two women sitting on the top flight of stairs leading to an entrance to a white-coloured house that has WOMANHOUSE letter-writing above.

An example would be the exhibition Womanhouse (1972), organised by Judy Chicago and Miriam Shapiro. Over three months, female artists from Cal Arts’ Feminist Art Program renovated a disused Hollywood mansion, turning it into a space for the discussion, production, performance, and display of original artworks. Rather than affecting the faux neutrality of the aesthetic attitude, all exhibited work was explicitly and aggressively “interested.” Men were prohibited from entering the space, and works were given titles such as Menstruation Bathroom (Judy Chicago), Crocheted Environment, or Womb Room (Faith Wilding), and Eggs to Breasts (Robin Weltch and Vicky Hodgetts). The foregrounding of factors specific to the contemporary experience of femininity highlighted the general omission of women from mainstream art galleries and curatorial programmes. The discursive, dialogic, and productive nature of Womanhouse also functioned as a critique of the sterility, neutrality, and passivity of the aesthetic attitude and its attendant white cube model of display. Womanhouse , as political other to such institutions, exposed the exclusion and oppression which the aesthetic attitude has been shown to disguise.

The Institutional Theory of Art

This chapter opened by discussing Dickie’s (1974) “What is Art? An Institutional Theory of Art.” Alongside Arthur Danto’s “The Artworld” (1964), these two texts outline an “institutional theory of art.” For Danto, “The Artworld” describes an enclosed and self-reproducing system of institutions, discourses, critics, publishers, and artists, all of whom are invested in an agreed-upon definition of art. The primary function of the Artworld then is not the production of specific artworks, but the reproduction and dissemination of a dominant idea of art through cultural and educational institutions like schools, universities, museums, or galleries. Dickie’s argument is even more straightforward. For him, art is simply whatever artefact or activity a representative of the Artworld has designated as art. This is not to suggest that artistic practices cannot occur outside the Artworld, such as the activities of hobbyist painters, or countless aspirational student artists, it is simply that these activities will not be recognised as art without its official institutional acknowledgement.

Given that the previous section of this chapter has already suggested that the Artworld is exclusive and non-representative, its absolute power to act as arbitrator of what is art and not-art is highly problematic. Consequently, all manner of radical art practices repeatedly sought to undermine its authority. A recurrent strategy of the “avant-garde,” dating back to Courbet’s Pavilion of Realism (1855), is the establishment of independent exhibitions on the periphery of the Artworld where alternative and oppositional practices can emerge. Such counter-exhibitions have been mounted by the Impressionists (1874–1886), the Dada movement (1916), the Surrealists (1936, 1938), and more recently the YBAs (Young British Artists) (1988). All of these seem to have been recuperated by the Artworld in one form or another, with many gaining canonical status. This capacity of the Artworld to assimilate its symbolic opposition seems to strengthen Dickie’s and Danto’s theses.

From the 1960s onwards, many artists attempted what is now called “Institutional Critique” of the exclusionary and elitist practices of the Artworld. An infamous exhibition by Hans Haacke at the Guggenheim Museum, New York (1971) linked photographs of NYC buildings to financial records, diagrams, and maps of Manhattan to expose links between a Guggenheim trustee and one of New York’s most notorious slum-lords; subsequently his exhibition was cancelled. The feminist artists’ collective The Guerrilla Girls have spent the last three decades covering the billboards outside major art galleries with statistical evidence of the lack of female artists in their permanent collections. Andrea Fraser’s (1989) Museum Highlights: A Gallery Talk involved the artist dressing like an employee of the Philadelphia Museum of Art and offering a guided tour of the collection, filled with exaggerations, misinformation, and institutional parody. Not only does this performance satirise the stulted manners and orchestrated behaviours of gallery functionaries, it also highlights the extent to which the audiences of art rely on institutional interpretations to translate their own experiences for them.

Preceding both Institutional Critique and the Institutional Theory of Art, perhaps exceeding them both, is an enduringly influential essay by the German-Jewish philosopher Walter Benjamin (1892–1940), called “The Work of Art in the Age of Mechanical Reproduction” ([1935] 2007). Written during the Nazi ascent to power, the text invites “a far-reaching liquidation” of art’s traditional institutions, whose structures he saw as complicit with the social passivity that allowed authoritarian fascism to rise. Benjamin was excited by the capacity (“exhibition-value”) of new technologies of visual production (photography, lithography, cinema) to create new audiences for art outside the Artworld, thus changing the way art is received and understood. With the advent of these new artforms, the individualised reception of art, like viewing a painting alone in a gallery, is replaced by the collective experience of viewing film in a cinema, or a billboard poster in the city space. Because of this, the authority of art institutions to control the meaning of art recedes, not least because art now comes to meet us, in our situations and contexts, rather than vice versa. The consequence of this is that the meaning of art is constantly recontextualised and co-authored at the point of reception, rather than fixed at the point of production by an artist or the moment of exhibition by a gallery or curator.

Benjamin coins the term “aura” to describe the mystifying concepts (creativity, genius, eternal value, uniqueness, mystery) with which galleries, art criticism, and aesthetics surround art production. For Benjamin, these “auratic” discourses not only make art appear more special than it is, but by exaggerating the uniqueness of art and artists, tend to imply that the rest of us are hopelessly ordinary or limited in comparison. For Benjamin, this resembled the general tendency of the public to passively accept social inequality and the status quo, not to mention the hero worship of the “Führer-cult” he witnessed in 1930s Germany. However, the mass dissemination and reproduction of art gradually causes its aura to wither away. This technological “withering” of art’s aura is inseparable from, and impossible without, the creation of a newly energised, critically active, and democratic public sphere, and therefore irreducibly political. The possibilities of new digital media, especially the internet, have multiplied this political effect exponentially. Activist artist groups like Mongrel (2000) can now hack into the Tate Gallery website and reauthor its content. Simple phone technologies can allow users to steal facsimiles of famous artworks, such as the Mona Lisa in the Louvre, and rework them into an infinite array of internet-based memes, GIFs, or fashion accessories. Writing recently, Andrea Fraser (2005) pessimistically recognised that many of the practices of Institutional Critique have become institutionalised. Yet, current digital reproductive technologies have the seemingly infinite capacity to perpetually redefine art and its institutions from the bottom up, and “reactivate the [art] object reproduced,” leading “to a tremendous shattering of tradition which is the obverse of the contemporary crisis and renewal of mankind” (Benjamin [1935] 2007, 221).

Anti-Essentialism

Representation, formalism, expression, aesthetic attitude, and institutionality each constitute dimensions of art practice, but they do violence to the heterogeneity of art practice when we make them function as art’s necessary and sufficient conditions. To traverse the impasse, we might address the question differently, by asking what variable conditions can determine the unfolding of art. This approach attains the flexibility to consider immanent features—expression, form, etc.—in relation to contextual forces.

One example is Friedrich Nietzsche’s (1844–1900) positioning of art’s condition between mental processing and the raw data of our senses (Nietzsche 1896). Nietzsche radicalises Kantian aesthetic judgment, pointing out that our viewpoint is articulated through the medium of perception, which is separate from the raw materiality of natural events. Nietzsche’s position is an example of anti-essentialism: what we call truth is something provisional and bound up with the mode of its production. For Nietzsche, perception’s mode is a series of metaphoric abstractions from natural events—from nerve stimulus, to optical information, to mental judgment. The value Nietzsche attributes to art is based on the capacity he thinks art has to help us approach the intensity of those events in nature, and our primal integration within these events. Hence, art conveys our primal perceptual connection with our surroundings by manifesting a play of materiality and conceptual determination. An example of such a practice is Joan Mitchell’s “Rock Bottom” (1960).

Photo of an abstract painting, white canvas with predominantly blue brush strokes interspersed with red, green-yellow-ish and white streaks.

The painting comprises a colour field of gestural mark-making, conveying emotions felt by the artist within a landscape. In his essay “The Origin of the Work of Art” (1935–37) Heidegger extends Nietzsche’s analysis to explore how we draw out possibilities of experience through interpretation. He argues that our viewpoint and the particular ways in which it is embedded in the world influences the way the world is disclosed to us. The way we approach disclosure is by circling within the dynamics of experience, between the objects of experience and the ways in which we approach them. The artwork is an aspect of this interpretative circling. It captures and draws out its dynamics. Like Nietzsche’s critique of truth and Heidegger’s analysis of disclosure, Mitchell’s painting articulates judgments as the product of dynamically combined viewpoints, references, memories and sensations.

The attention Nietzsche and Heidegger bring to the embedding of knowledge within specific modes of perception sets the groundwork for deconstruction, which extends these insights into a general analysis of textuality. Textuality assumes material relations that comprise social reality have an inescapable written quality that shapes acts of interpretation. In deconstruction textuality is taken as a condition of knowledge production. Deconstruction addresses art’s ontology by asking what is at stake when we pose the question “What is art?” An example of this deconstructive strategy would be Michel Foucault’s (1926–1984) essay This is Not a Pipe (1983), on Magritte’s painting The Treachery of Images (1928–29), which features the image of a pipe and the caption “Ceci n’est pas une pipe.” Foucault claims the pipe cannot be present without the painting. In a similar manner, Paul de Man (1919–1983) argues the practice of philosophy cannot commence without writing (1982). De Man foregrounds how philosophical discourse tends to rest upon metaphor, or figural language, and emphasises how such tropes have to coexist in writing with literal or grammatical meaning, yet even though they appear to mutually exclude each other in the act of reading, texts are always open to literal or figural interpretation. For example, Plato’s “Allegory of the Cave”—a story where a community is detained underground and forced to watch shadows, which they mistake for truth, before breaking out of the cave into the blinding light of actual truth—merely describes a series of events if read literally (Plato 380 BCE). Insight comes when we read it figuratively as an allegory of the difference between truth and opinion. Yet, the literal interpretation is also important, because it reveals these tropes as figures of language, compromising the effectiveness of the argument. In order to proceed Plato’s arguments must suppress, or be blind to, literal interpretation, yet blindness runs contrary to the metaphor of illumination central to Plato’s narrative. Such deconstructive analysis reads literal and figural interpretations through each other, a procedure de Man terms “allegories of reading.” Magritte’s painting allegorises in this way by presenting a discontinuity between image and caption, revealing how the interpretation of painting depends on a play of visual aspects and the power of naming. This strategy was later appropriated by Marcel Broodthaers to critique the authority of the public museum in Museum of Modern Art, Department of Eagles (1968–71).

Jacques Derrida (1930–2004) developed similar insights to frame truth as subject to a process of differing and deferral from itself (Derrida 1967). As de Man notes, words and signs never fully summon forth what they mean but can only be defined through appeal to additional words, from which they differ. Meaning is forever “deferred” or postponed through an endless chain of signifiers. Thus, for Derrida, we reside in a web of language/interpretation that has been laid down by tradition and which shifts each time we hear or read an utterance. Philosophy becomes an act of forensically reading these displacements and instabilities, analyzing the relations of power they manifest. We never arrive at the fixed essences expected by the philosophical tradition, but bear witness to the textual architectures out of which all truth claims arise. Derrida’s (1987) The Truth in Painting seizes upon a passing reference to the “parergon” or frame in Kant’s third critique to demonstrate the codependency of artwork, “Artworld,” and art. [4] For Derrida, the physical frame of a painting can be viewed simultaneously as internal and external to the artwork; the frame is subordinate to the artwork, yet also emphasises and completes it. Also, it can legitimately be regarded as part of the wall of the gallery and part of the painting, collapsing the boundaries between artwork and context. For Derrida, the concept of the parergon can be extended metaphorically to deconstruct the relationship of the artwork to the wider Artworld which acts as its determining frame. Focusing on what “frames” an artwork indicates an instability in any theory of the aesthetic that regards it as separate to social form.

Some of the most significant and sustained challenges to philosophical aesthetics in recent years have come from the work of Jacques Rancière (2009a; 2004). In The Politics of Aesthetics (2004), Rancière introduced the concept of three regimes of artistic production, each of which codifies and delimits what is and what is not recognizable as art in a given epoch. The “representative regime,” stemming from Aristotelian thought, lays down the “rules” of artistic production, including the delimitation of different genres / modes of practice. It also fixes the “principles of convenance”—the styles, methods, images, tropes, and significations proper to each artistic category within this rigid taxonomy. In contradistinction, an earlier “ethical regime” of art, emerging from Platonic thought, judges art according to its truthfulness to an ideal. A third regime, the “aesthetic regime” of modern art production, anarchically undoes these systems of regulation and definition, revealing them as repressive limits on the socio-political capacity of art. Though the concept of these regimes insists that our understanding of art is historically determined, the regimes themselves are meta-historic, unlike the conceptual categories of art history, and can overlap and co-exist in a particular era. For Rancière, the disciplines of philosophical aesthetics and art history are political as they restrict what is knowable as art through the task of categorisation and definition. At the same time, both artistic practice and aesthetics can act as counter-politics to this system by opening aporia within the prevailing regimes of production, exposing the exclusivity and hierarchical ordering of the Artworld, and the a priori ordering of the world, which Rancière refers to as the “distribution of the sensible” (2004, 12), that determines the forms and rights of participation in all of the above.

From narrow definitions of art based on representation, form, expression, or residing in a specific aesthetic attitude or institutional framework, we have developed a position that insists upon such criteria as mutable and historically contingent. This contingency is revealed by both careful philosophical reading and the agency of contemporary artworks. The one universal claim we can make for art is that it is a form of practice. For example, to discuss expression in art effectively, we were forced to broaden this categorisation out from notions of purgation (Aristotle) and self-transformation (Rosenberg) to consider expression on a social basis by addressing how events bring forth change (Deleuze) and how art can take the form of an event. Thus, we might conclude that what we call expression in art is inconstant and bound closely to the diverse specificities of practice.

The weakness of restricted representational, expressive, and formalist theories is the centrality they give to the artist and critic in turn as locus of meaning. Against such theories, we have identified that the origin of art resides as much within modes of social form and social structure. Individual acts of artistic production are part of a series of ongoing chains of signification that spread across general structures of meaning as they manifest at that time. In short, such acts are additive or disruptive. In contrast, institutional theory runs the risk of explaining artistic production, display and reception in a manner that leaves the disruptive charge of the individual work unexplained. Finally, the “aesthetic attitude” has been criticised for suggesting a universalised experience of modern art, outside of national, political, historical, or cultural reference points, disguising the predominantly white, bourgeois, western-centric, patriarchal, and heteronormative character of the artworld’s discourses and power bases. At the same time, the aesthetic act can work against normativity, exposing difference, and heterogeneity, and dissensus within presumed communities of sense (Rancière 2010; Derrida 1987).

From de Man we conclude, to answer the question “What is Art?” we must be attentive to its literal meanings, born out in the specificities of material and context. Moreover, this kind of answer interrogates the disciplinary assumptions that inform the question, a process that ultimately deconstructs the truth claims of philosophy. What is left is a paradoxical interplay of materiality and signification, which allows us to make the limited conclusion that intrinsic functions (representation, form and expression) co-exist with extrinsic determiners (aesthetic attitude and institutionality), challenging assumptions that inform many of the positions (Plato, Fry, Collingwood, Dickie, etc.) we have examined. A philosophy that seeks to reveal art’s essence is blind to the sensuous particularity and heterogeneity of works of art. Insight comes when philosophy analyses these specificities withholding its own assumptions. It might also learn something about itself in the process.

Aristotle. (335 BCE) 1996. Poetics . Translated by Malcolm Heath. London and New York: Penguin.

Bell, Clive. (1914) 2002. “The Aesthetic Hypothesis.” In Art in Theory 1900–2000: An Anthology of Changing Ideas , edited by Charles Harrison and Paul Wood, 107–110. Oxford: Blackwell.

Barthes, Roland. (1971) 1977. Image, Music, Text . New York: Hill and Wang.

Benjamin, Walter. (1935) 2007. “The Work of Art in the Age of Mechanical Reproduction.” In Illuminations , translated by Harry Zohn, 217–52. New York: Schocken.

Bishop, Claire. 2005. Installation Art: A Critical History . London: Tate Publishing.

Blum, Harold P. 1956. “Van Gogh’s Chairs.” American Imago 13, no. 3 (Fall): 307–311, 313–318.

Bourdieu, Pierre. (1979) 1996. Distinction: A Social Critique of the Judgement of Taste . Translated by Richard Nice. Cambridge, MA: Harvard University Press.

Bourriaud, Nicolas. 2002. Relational Aesthetics . Dijon: Les Presses Du Reél.

Bourriaud, Nicolas. 2009. “Altermodern: A Conversation with Nicolas Bourriaud.” Art In America (March 16, 2009). https://www.artnews.com/art-in-america/interviews/altermodern-a-conversation-with-nicolas-bourriaud-56055/ .

Bullough, Edward. 1912. “‘Psychical Distance’ as a Factor in Art and an Aesthetic Principle.” British Journal of Psychology 5, no. 2: 87–118.

Collingwood, Robin G. (1938) 2013. The Principles of Art. London: Case Press.  

Costello, Diarmuid. 2007. “Greenberg’s Kant and the Fate of Aesthetics in Contemporary Art Theory.” The Journal of Aesthetics and Art Criticism 65, no. 2 (Spring): 217–228.

Danto, Arthur. 1964. “The Artworld.” The Journal of Philosophy 61, no. 19 (October 15): 571–584.

Danto, Arthur, and James Liszka. 1997. “Why We Need Fiction: An Interview with Arthur C. Danto.” The Henry James Review 18, no. 3: 213–16.

de Man, Paul. 1982. Allegories of Reading: Figural Language in Rousseau, Nietzsche, Rilke, and Proust. New Haven, CT: Yale University Press.

Derrida, Jacques. 1987. The Truth in Painting . Translated by Geoff Bennington and Ian McLeod. Chicago: University of Chicago Press.

Derrida, Jacques. (1967) 2001. “Structure, Sign, and Play in the Discourse of the Human Sciences.” In Writing and Difference, 2nd ed, 351–370. London: Routledge.

Deleuze, Gilles, and Félix Guattari. 1996. What is Philosophy? New York: University of Columbia Press.

Dickie, George. 1964. “The Myth of the Aesthetic Attitude.” American Philosophical Quarterly 1: 56–65.

Dickie, George 1974. “What is Art? An Institutional Analysis.” In Art and the Aesthetic: An Institutional Analysis , 19–52. Ithaca, NY: Cornell University Press.

Fraser, Andrea. 2005. “From the Critique of Institutions to an Institution of Critique.” Artforum (September): 100–06.

Fry, Roger. (1909) 2002. “An Essay on Aesthetics.” In Harrison and Wood, Art in Theory 1900–2000, 17–82.

Greenberg, Clement. (1939) 2002. “Avant-Garde and Kitsch.” In Harrison and Wood, Art in Theory 1900–2000 , 539–549.

Greenberg, Clement. (1960–65) 2002. “Modernist Painting.” In Harrison and Wood, Art in Theory 1900–2000, 773–779.

Greenberg, Clement. 1971. “The Necessity of Formalism.” New Literary History 3, no. 1 (Autumn): 171–175.

Harrison, Charles, and Paul Wood, eds. Art in Theory 1900–2000: An Anthology of Changing Ideas. Oxford: Blackwell.

Johnstone, Gary, dir. 1990. J’accuse Vincent Van Gogh . Written by Griselda Pollock. BBC.

Jameson, Fredric. 1991. Postmodernism: The Cultural Logic of Late Capitalism . London: Verso.

Kant, Immanuel. (1790) 2000. Critique of the Power of Judgment. Translated by Paul Guyer and Eric Matthews. Cambridge: Cambridge University Press.

Kardaun, Maria S. 2014. “The Philosopher and the Beast: Plato’s Fear of Tragedy.” PsyArt 18: 148–163.

Kivy, Peter. 1997. Philosophies of Arts: An Essay in Differences . Cambridge: Cambridge University Press.

Krauss, Rosalind. 1979. “Sculpture in the Expanded Field.” In The Originality of the Avant-Garde and Other Modernist Myths , 151–71. Cambridge, MA: MIT Press.

Krauss, Rosalind. 2000. A Voyage on the North Sea: Art in the Age of the Post-Medium Condition . London: Thames & Hudson.

Kristeller, Paul Oskar. 1951. “The Modern System of the Arts: A Study in the History of Aesthetics Part I.” Journal of the History of Ideas 12, no. 4 (October): 496–527.

Kosuth, Joseph. [1969] 1991. “Art After Philosophy.” In Art After Philosophy and After: Collected Writings, 1966–90 . Cambridge, MA: MIT Press.

Lubin, Albert J. 1996. Stranger on Earth: A Psychological Biography Of Vincent Van Gogh . New York: Da Capo.

Locke, John. (1689) 1979. An Essay Concerning Human Understanding . Oxford: Clarendon Press.

Mulvey, Laura. 1975. “Visual Pleasure and Narrative Cinema.” Screen 16, no. 3: 6–18.

Nietzsche, Friedrich. (1896) 2000. “Truth and Lie in an Extra-Moral Sense.” In The Continental Aesthetics Reader , ed. Clive Cazeaux, 53–62 . London: Routledge.

O’Doherty, Brian. 1986. Inside the White Cube: The Ideology of the Gallery Space . Los Angeles: University of California Press.

Osborne, Peter. 2017. The Postconceptual Condition . London: Verso.

Owens, Craig. (1980) 2002. “The Allegorical Impulse.” In Harrison and Wood, Art in Theory 1900–2000 , 1025–1032.

Plato. (380 BCE) 1974. The Republic . Translated by Desmond Lee. Harmondsworth, UK: Penguin.

Pollock, Griselda, and Fred Orton. 1978. Vincent Van Gogh: Artist of His Time . Oxford: Phaidon.

Rancière, Jacques. 2004. The Politics of Aesthetics . Translated by Gabriel Rockhill. London and New York: Continuum.

Rancière, Jacques. (2006) 2011. The Politics of Literature . Translated by Julie Rose. Cambridge, UK: Polity.

Rancière, Jacques. 2009a. Aesthetics and its Discontents . Translated by Steven Corcoran. Cambridge, UK: Polity.

Rancière, Jacques. 2009b. The Emancipated Spectator . Translated by Gregory Elliott. London: Verso.

Rancière, Jacques. 2010. Dissensus: On Politics and Aesthetics . Translated by Steven Corcoran. London and New York: Continuum.

Read, Herbert. 1961. Education through Art . London: Faber.

Rosenberg, Harold. (1952) 2002. “The American Action Painters.” In Harrison and Wood, Art in Theory 1900–2000 , 589–592.

Schopenhauer, Arthur. (1819) 2011. The World as Will and Representation . Edited by Judith Norman, Alistair Welchman, and Christopher Janaway. Cambridge: Cambridge University Press.

Still, C. “Letter to Dorothy Miller February 5, 1952.” 193. Quoted in Clifford Ross, Abstract Expressionism Creators and Critics: An Anthology , ed. Clifford Ross. New York: Abrams Publishers.

Stolnitz, Jerome. 1960. Aesthetics and Philosophy of Art Criticism . Cambridge, MA: Riverside Press.

Tolstoy, Leo. (1896) 1995. What is Art? London: Penguin.

Wittgenstein, Ludwig. (1953) 2009. Philosophical Investigations . Translated by P.M.S. Hacker and Joachim Schulte. 4th ed. Oxford: Wiley-Blackwell.

Further Reading

Brunette, Peter, and David Wills, eds. 1994. Deconstruction and the Visual Arts . Cambridge: Cambridge University Press.

Cazeaux, Clive, ed. 2000. The Continental Aesthetics Reader. London: Routledge.

Foster, Hal, Rosalind Krauss, Yve-Alain Bois, and Benjamin H.D Buchloh. 2004. Art Since 1900: Modernism, Antimodernism and Postmodernism . London: Thames & Hudson.

Kivy, Peter. 1997. Philosophies of Arts: An Essay in Differences . Cambridge: Cambridge University Press, 55–83.

Rancière, Jacques. 2009. The Emancipated Spectator . Translated by Gregory Elliott. London: Verso, 1–24.

Stallabrass, Julian. 2006. Contemporary Art: A Very Short Introduction . Oxford: Oxford University Press.

Warr, Tracey and Amelia Jones. 2000. The Artist’s Body . London: Phaidon.

  • Here, Socrates rejects the claim that poets, or artists in general, are suitable teachers for the young citizens of the republic. Throughout Book X, he argues that artistic representations are unreliable. Painters of shoes know less about ideal Forms than shoemakers, who at least have applied knowledge. A painter of a bridle knows less about its truth than the bridle maker, and certainly less than the horseman who has practical knowledge of its use. Socrates establishes a hierarchy of knowledge gained through use, manufacture, and representation, arranged according to their distance from the truth of the Forms. Because artists create subjective copies of things which are already copies of universal Forms, “representative art is an inferior child of inferior parents” (603b). Stripped of their poetic colour, these arts contain little rational substance (601b). In contradistinction, only philosophers know the truth of the Forms in themselves. Because of their unreliability, and their potential corrupting capacity to engendered emotional rather than rational responses in their audiences, it is concluded that the representative arts should be strictly censored, if not banished, within the ideal republic. ↵
  • The famous “death of the author” thesis is generally accepted to begin from the essay by Roland Barthes ([1971] 1977, 142–9) of the same name, though countless cultural theorists and philosophers have contributed to the debate. In his essay, Barthes argues that the meaning of a literary work is produced at the point of its reception, by an active reader situated within a dynamic social context, rather than at the point of its production, where its meaning is fixed by a unique authorial intention. A precursor to this theory can be found in Walter Benjamin’s famous essay “The Work of Art in the Age of Mechanical Reproduction” ([1935] 2007). Here, Benjamin claims that new media technologies exponentially increase the audiences and contexts for reception of art, invalidating the authority of any singular claim over the meaning of specific artworks. Feminist film theory, such as the work of Laura Mulvey (1975), theorised the specificity and difference of the female spectator in and against the patriarchal ideology produced and reproduced by Hollywood cinema. Building upon this, Rancière’s The Emancipated Spectator (2009b) argues that the presumptions of hegemonic models of theatrical performance and artistic display render their audiences physically, and by extension intellectually and politically, passive. In contradistinction, the promiscuity of the modern novel, which is recontextualised endlessly by mass culture, perpetually meeting new readers who invent new readings in turn, contains what he regards as The Politics of Literature ([2006] 2011). Plato recognises the same anarchic potential of writing, albeit as a negative rather than emancipatory quality, in his dialogue The Phaedrus . ↵
  • For example, when we gaze up into the blueness of the sky and contemplate its beauty it seems beside the point for us to identify it as "the sky." Even a tacit awareness of what we are looking into is superseded in the moment of contemplation by the experience of beauty. This is structurally consistent with Kant’s argument. The faculties (imagination and understanding) that would otherwise identify the blue field apprehended as the sky are in a state of free play. No concept is deployed because there is no synthesis of the apprehension into a determinate judgment. A different order of aesthetic judgment is operative. ↵
  • It is perhaps worth pointing out that Danto remained committed to the professional distinction between “analytic” and “continental” philosophy that this chapter has tried to sidestep. See Danto and Liska (1997), where he dismisses the pretentiousness of continental thought, especially Derrida’s. Presumably, despite the possible compatibility of the concepts of “Artworld” and “parergon,” Danto would probably never have countenanced such a comparison. ↵

What is a Work of Art? Copyright © 2021 by Richard Hudson-Miles and Andrew Broadey is licensed under a Creative Commons Attribution 4.0 International License , except where otherwise noted.

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When Philosophy and Art Intersect

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what is art philosophy essay

Maria Bussmann, “Untitled” (2020), pencil on paper, 8.25 x 11 inches (all images courtesy the artist)

We are looking at a close-up drawing of trees. One is cut down, with an axe marked with Kant’s name lying on the ground near its stump. Another has the name Fichte written on the bark.

And yet a third, the large tree closest to us, has the name and dates, G. W. F. Hegel (1770–1831) carved on it. A little higher up, the initials, H, H and S, are visible inside a heart-like romantic triangle. A human face and dog’s head appear within its roots.

The artist Maria Bussmann , writing in an email from her home in Vienna, told me that she got the idea for this image while walking in the woods kept noticing “so many cuts in the trees along the trail.”

It is highly unlikely for an artist to be also a professional philosopher. Arthur Danto successfully made woodcuts before he became a famous academic. Adrian Piper, whose retrospective in 2018 remains the largest exhibition ever awarded to a living artist by New York’s Museum of Modern Art, is a distinguished Kant scholar. And for more than 20 years, Bussmann, who wrote her doctoral dissertation at the University of Vienna on Kazimir Malevich, Barnett Newman, and Mark Rothko, has made drawings inspired by Hannah Arendt, Baruch de Spinoza, and Ludwig Wittgenstein, among other thinkers.

what is art philosophy essay

Maria Bussmann, drawing from the series “Zeichnungen zu Wittgensteins ‘Traktatus’” (“Drawings on Wittgenstein’s ‘Traktatus,’ 1996-1999) pencil on paper, 10.2 x 8.1 inches

What can we learn from these three artists about the often-contentious relationship between philosophy and art? Danto and Piper say that there is no relationship between their philosophies and their own artworks. Bussmann’s situation is surely different, for her drawings are imaginative, often elliptical responses to philosophical writings.

Immanuel Kant’s Critique of the Power of Aesthetic Judgment cites few artworks (in fact, the house he where lived possessed but a single, solitary image: a portrait of Jean-Jacques Rousseau, whom he greatly admired). And the writings of Arendt, Spinoza and Wittgenstein offer no examples of visual art, though Georg Wilhelm Friedrich Hegel’s does, in a three-page account of Dutch art in his landmark Aesthetics .

How does Bussmann approach such writers visually? Illustrational images would surely fall short of the thinking laid out in their texts. Her drawings, instead, acknowledge the elusiveness of fixing philosophical terms in imagery, like bugs in amber. Her art is not a depiction of the ideas of these philosophers, but rather a commentary, or as she puts it, an “addendum” to their work.

what is art philosophy essay

Maria Bussmann, drawing from the series “Zeichnungen zur ‘Ethik’ von Baruch de Spinoza (Affektenlehre)” (“Drawings on Baruch de Spinoza’s ‘Ethik,’ [Theory of Affects],” 2001), pencil and watercolor on paper, 12.7 x 12.9 inches; MUSA Museum Startgalerie Artothek, Vienna

How does her drawing of the forest (“Untitled,” 2020) present the writings of the five philosophers it names? “Kant(e)” is German for “edge,” and Fichte means “spruce.” Bussmann is thus referring to the school of thought known as German Idealism: Kant is considered its founder, and Johann Gottlieb Fichte was his wayward disciple.

Hegel, one of the most important German philosophers, brought Kant’s thinking into the realm of aesthetics. (It’s appropriate that Bussmann puts the tree with Hegel’s name on it in the foreground, given that he is the sole German Idealist who developed a detailed account of the visual arts.)

And the initials above his name — H,H, and S — stand for Hegel, Friedrich Hölderlin, and Friedrich Wilhelm Joseph Schelling, two philosophers and a poet, who were classmates at the Tübinger Stift, a Lutheran seminary in Tübingen, Germany. They are assumed by historians to have collaborated on an important anonymous essay “The Oldest Systematic Program of German Idealism,” (1796/97), an early response to Kant’s philosophy.

This esoteric philosophical tradition, however, acquired enormous political significance when Karl Marx, “the greatest pupil Hegel ever had” (Arendt), was inspired, so he said, to stand Hegel on his head. Marx turned German Idealism into a materialistic theory of revolution.

what is art philosophy essay

Maria Bussman, drawing from the series “About the Visible and Invisble of Merleau-Ponty” (2002-2004), pencil on paper, 13.8 × 10.2 inches

But other readers gave Hegel a radically conservative reading. And so one 20th-century Hegelian described World War II, not implausibly, as a battle between left-wing (i.e. Soviet Marxist) Hegelians and t right-wing (German Fascist) Hegelians.

Hegel’s Aesthetics — a collection of university lectures given in Heidelberg and Berlin between 1818 and 1829 — offers some tantalizing hints about how to understand Bussmann’s untitled drawing. “Landscapes and situations drawn from daily human life,” he says, “afford an extremely favorable scope for invention and execution.” What’s at stake, he adds, is “how far the symbolical itself is to be reckoned an art-form.”

Bussmann’s Waldrolle ( Wood-Roll, 2012), a series of drawings on a very long fax paper roll, anticipates the imagery of “Untitled.” Bussmann depicts forests first from a distance very high up, and then close up, zeroing in on trunks whose gnarls and burls can be taken for wide-open eyes. “When we look at the world rationally,” Hegel wrote, “the world looks rationally back.”

what is art philosophy essay

Maria Bussmann, detail from “Waldrolle” (“Wood-Roll,” 2012), pencil on fax paper roll, entire: 8.2 x 433 inches

He believed that world history had an order. So too did Marx, though he understood that order very differently. But can this belief survive scrutiny of 20th-century German history? That’s the philosophical problem that “Untitled,” in its elusive way, interrogates. German Idealism remains a grand philosophical tradition, but the intellectual world in which it was created has been ruined. As has Königsberg in East Prussia, where Kant lived and worked, which also was the place where Arendt grew up. Now it’s called Kaliningrad; after the war that bombed-out city became part of Russia.

Great philosophers like the German Idealists provide an overview of a given situation, uncovering its roots without offering many specifics; like a painting by Malevich, Newman, or Rothko, it is an abstraction in which the details are subsumed by the whole.

But representational art is virtually defined by specifics. If you can’t see the forest for the trees, then Bussmann’s “Untitled” will probably puzzle you. It offers one unavoidably partial perspective on the achievement of these philosophers — a frontispiece, as it were, to a wide-ranging interpretation of their work.

what is art philosophy essay

If you want to understand German Idealism, you certainly will need to do a great deal of reading. The strength of Bussmann’s drawing lies in its marvelously indirect use of this tradition. “Out of the crooked timber of humanity, no straight thing was ever made.” Kant’s much quoted statement might serve as an elliptical subtitle for “Untitled.”

The more you know about philosophy, the more you will see in this small drawing. The danger then, comes in seeing too much, more than is there. You need to know how to look, and also when to stop. I still don’t know how to interpret the face and dog. What am I missing?

Hegel himself, to quote him one last time, said that the function of art is “to set forth in an adequate sensuous present what is itself inherently rich in content,” while the philosopher’s chief task is “to comprehend in thought what this fullness of content and its beautiful mode of appearance are.” This very demanding characterization of art and its interpretation is a good preliminary description of Bussmann’s richly sensuous philosopher’s woods.

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David Carrier

David Carrier’s most recent books are Art Writing Online: The State of the Art World and Philosophical Skepticism as the Subject of Art: Maria Bussmann’s Drawings. His book In Caravaggio’s Shadow:... More by David Carrier

One reply on “When Philosophy and Art Intersect”

Kant’s first dictum in the *Third Critique* is, “Judgment is a feeling.” His first principle for aesthetical judgment: “Art is the re-presentation of nature.” His first observation regarding reflective judgment is the architectonic unity required of a complete system of knowledge. The *First Critique* establishes the transcendental conditions for all knowledge. Thus, to borrow an invitation from Søren Kierkegaard, “Judge for Yourself”:

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Retro RPG Beyond Galaxyland has vibrant pixel art and Pokémon's creature collecting

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Philosophy of Art Essay

  • Author Kimberly Ball
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Disclaimer: This paper has been submitted by a student. This is not a sample of the work written by professional academic writers.

Any opinions, findings, conclusions or recommendations expressed in this work are those of the authors and do not necessarily reflect the views of StudySaurus.

Art is the expression of opinion, feeling, instinct, wish and experiences of the world. In other words, art is the firm or passionate intent about concepts that cannot be absolutely communicated by words alone. Art, therefore, is how media is utilized to convey content as a means of expression (Leder et al. 1137-1147). Art is therefore the creative ability of an individual to express emotions or perceptions of particular aspects of life, excitement, fear, conflict as in war, or pain. Philosophy is the belief about reality of the world thereby depicting the existence, man, and the role that he plays.

Philosophy is therefore, the understanding and integration of ideas through standards. Man draws conclusions about the nature of the world to be able to understand it. Philosophy provides the foundation for which to understand the world, by finding the truth and support for life (Eldridge 167). Philosophy is therefore, the analysis of concepts as used in discussion about art as a means of expression. Art, just like philosophy, helps project reality and its relationship, and portrays that relationship created through contact with their environment. Philosophy, just as is natural with art is intense in its role to communicate. Art therefore, express several emotions that are passionate about specific feelings as a way of communication.

Branches of Philosophy

The divisions of philosophy include; those concerned with abstract concepts, theory of knowledge, morality, government and aesthetic. Metaphysics is the bedrock of philosophy as it explains or interprets of the world that man exists to be able to deal with reality. Epistemology on the other hand, is the study of the means of getting knowledge. It looks at concepts, senses, logic feelings, ideas, emotions and memories. Ethics deals with the course of action to be taken. Another branch of philosophy is politics, which dictates how the society is set up, and the behavior expected within the society. Finally, esthetics is the study of art, its concepts and the purpose to be achieved through art. Esthetics is important as it explains the reason for the existence of art. Because of the ability of art in the recreation of reality, art is useful in ensuring that imaginative memories are expressed thereby bringing the intended idea to the viewer of the artwork.

Philosophers of Art

Aristotle existed between 384 – 322 BCE. Aristotle and Plato believed in unchanging forms, which shape what we know. Both of these philosophers believed that grasping forms enables us to understand concepts. The philosophies of these philosophers are that a form taken in the mind helps shape our mind.

Clive Bell (1881-1964)

This British philosopher and art critic stood for theoretical art. Bell’s theory on aesthetic was based on experiences that one encounter in his surroundings. According to his book, Art published in 1914, there is a specific aesthetic emotion with aesthetic qualities in an object that stimulate emotion.

Sigmund Freud (1856 – 1939)

Freud philosophizes that, it is the tangible or physical and not the standard world that is fundamentally real. According to Freud, the ideal is derived from the necessary physical drives. Freud thinks about art in relation to beauty as related pleasure principle, and sees it as the satisfaction derived from the art as seen by the viewer.

Immanuel Kant

Immanuel Kant, who existed between 1724 and 1804, was a German Enlightenment philosopher whose philosophy has shaped western thought that came after him. As a popular lecturer, Kant defended the deliberate choice that people make in order to examine what is known about the mind. Through his works Kant saw the Critique of Judgment (1970) as what connected his works to the literary or knowledge as is in his book of knowledge, Critique of Pure Reason.

Plato loved and hated art in equal measure. Because he talked about art most of the time, his remarks indicate that paid intimate attention to everything he saw and heard. According to Plato, arts, was so powerful that it could be used to shape character. He therefore portends that ideal citizens should be guided and protected by strictly controlling arts. Plato had a strong influence on western culture, arts, and on the theories of art.

The basic feature of Plato’s theories is that art is an imitation of the reality. This theory still holds to date as very many people still believe that, paintings are copies of things with their appearances the same way, as they appear naturally (Davies p.78). However, during the late nineteenth century the idea art as an imitation started to diminish from western aesthetics, and was replaced by theories about art as a form of expression and for communication to help elicit an aesthetic response. According to Plato, art is powerful, making it dangerous as it stirs up emotions as in dance, poetry, music and painting. Because of this, it could influence behavior and character. The theorist therefore suggested that it be introduced in the education system but must be censored to only present what is not dangerous to them.

Pythagoras’ Theory of Number Mysticism

This was the early concept of the geometric progression whose motivation came about due to identification of sequences of tones that are as a result of the vibration of a string when pulled or plucked. The string moves continuously and rapidly throughout its size in sequences. From this theory, Plato thought that the right tones of music would be that which create harmony and not conflict. This he believed could only be done by excluding specific overtones from the public, and retaining the appropriate parts. The rest of the modes could only be introduced when young people are ready to be tested by exposing them to what is depicted as evil (Davies & Alperson 2016 p.7).

Art is therefore a measure of a country’s maturity, sensitivity, and sophistication as portrayed by the quality of her artists. However, this even so when the government and the citizens recognize and appreciate arts. The values of art come from them, not the derived benefits that accrue to the artists and their usage that their effects have. The best art is usually original, as it is to be judged and appreciated from the experiences that are produced from its features that follow models and rules relevant for the production of such art. In fact, good artwork depicts the personality of the art who is expressing an idea. Philosophy of art is the knowledge and the understanding of the meaning derived from the work of an artist. In summary, study of art therefore identifies art under different theorists: expressive theory, where art is seen as a representation of the emotions of an artist. Literary theory; art has interdependent parts that make it whole. Processional theory: art making is a creative work that is related to ceremonial procession and is made up of parts that are interdependent. Finally, aesthetics: that the work of art exist because of the emotional appeal occasioned by its beauty alone.

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My Teaching Philosophy Statement

This essay about a teaching philosophy emphasizes innovation, empathy, and empowerment as foundational elements for a dynamic learning environment. It advocates for active student participation, diversity, and the practical application of knowledge. The approach promotes critical thinking, a growth mindset, and meaningful feedback, aiming to develop lifelong learners and compassionate leaders. The philosophy embodies collaboration, inclusivity, and engagement with the wider world as key components.

How it works

In my educational approach, I blend the art of teaching with the science of inspiration, weaving together elements of innovation, empathy, and empowerment to create a dynamic tapestry of learning experiences where each student can truly flourish. Rather than simply delivering information, I see myself as a catalyst for intellectual and personal growth, igniting the flames of curiosity within each learner.

At the heart of my pedagogy lies a deep commitment to fostering student agency. I recognize that every student brings a rich diversity of backgrounds and perspectives to the classroom, and I strive to create an environment where they are active participants in their own educational journey.

Through collaborative projects, spirited discussions, and immersive activities, I aim to cultivate a culture of inquiry and exploration, where questions are celebrated and curiosity is nurtured.

Equally essential to my philosophy is the promotion of inclusivity and belonging. I firmly believe that diversity is not only a strength but a fundamental aspect of our humanity, and I work tirelessly to create a space where every voice is heard and every identity is respected. By fostering empathy, understanding, and open dialogue, I seek to build a community where students feel empowered to express themselves authentically and engage with one another in meaningful ways.

Moreover, I am deeply passionate about bridging the gap between theory and practice. I firmly believe that education should extend beyond the walls of the classroom, and I strive to integrate real-world relevance into my teachings. Whether through hands-on experiences, real-life case studies, or project-based learning, I aim to inspire students to see the connections between their studies and the world around them, motivating them to become proactive agents of change in their communities.

Furthermore, I am committed to nurturing critical thinking skills and fostering a growth mindset. In an age inundated with information, the ability to analyze, synthesize, and evaluate is more important than ever. Through thought-provoking discussions, challenging assignments, and opportunities for reflection, I aim to instill in my students a deep sense of intellectual curiosity and a willingness to explore new ideas, equipping them with the skills they need to thrive in an ever-changing world.

Finally, I believe in the transformative power of feedback and assessment as tools for growth and development. Rather than viewing assessment as a mere judgment, I see it as an opportunity for learning and improvement. By providing timely and constructive feedback, I empower my students to reflect on their progress, identify areas for growth, and set meaningful goals for their continued development.

In essence, my teaching philosophy is a mosaic of collaboration, inclusivity, relevance, critical thinking, and growth. By creating an environment where students are encouraged to take ownership of their learning, embrace diversity, and engage with the world around them, I hope to inspire a lifelong love of learning, compassionate leadership, and global citizenship.

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  • EU: Working paper on VAT treatment of “crypto art”

The paper explores whether the trading of crypto art is a taxable digital service or can be exempted as financial transactions.

Whether the trading of crypto art is a taxable digital service or can be exempted

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The European Commission (EC) on 4 March 2024 published Working Paper 1080 of the EU Value Added Tax (VAT) Committee regarding the VAT treatment of “crypto art,” in response to a request raised by Denmark.  

This working paper is a follow-up to Working Paper 1060—which initially reflected on the VAT treatment of non-fungible tokens (NFTs) (read TaxNewsFlash )—and Working Paper 1070—which addressed the VAT treatment of skin sales in the secondary market (read TaxNewsFlash ).

In this context, “crypto art” is defined as digital images minted into an NFT. This term designates a subgenre of digital art that relies on blockchain technology to create, sell, and authenticate artwork. Denmark’s submission presents a scenario when an artist sells a certificate of ownership (an NFT) of a specific digital work of art via platform intermediaries or directly to private customers. The artist creates between 1 and 1,000 versions of his or her digital work of art, with each version being unique due to varying pixels in each work of art.

The paper explores whether the trading of crypto art is a taxable digital service or can be exempted as financial transactions. It also considers whether these trades could fall under the special regime for the sale of artworks (i.e., when either the margin mechanism or a reduced VAT rate applies). Furthermore, it examines the potential applicability of the exemption for services provided by artists.

VAT exemption for financial services

Under Article 135(1)(e) of the EU VAT Directive, transactions involving currency, bank notes, and coins used as legal tender are exempt from VAT. This definition includes traditional currencies and other means of payment like Bitcoin. However, transactions involving the exchange of goods or services for currency do not qualify for this exemption. The key factor for a currency to qualify for this exemption is that it should have no other practical use than being a means of payment.

In the case at hand, it does not seem possible to consider that works of crypto art have no other practical use than that of a means of payment. An inquiry into the world of crypto art shows that these works are purchased for various reasons, ranging from spectating and collecting to supporting an artist's work and investing. Therefore, trades in which participants exchange goods or services for works of crypto art without using (crypto) currency are considered barter. In these cases, crypto art may be used as a means of payment but does not qualify as a currency.

Moreover, the VAT exemption for financial services is intended to alleviate the difficulties connected with determining the taxable amount and the amount of VAT deductible, which arise in the context of the taxation of financial transactions. Trading of crypto art, whereby the acquirer pays a consideration to a seller in exchange for works of crypto art, does not seem to give rise to any difficulty such as those faced in financial transactions in terms of assessment of the taxable basis. Therefore, transactions involving works of crypto art do not fall within the scope of the exemption.

Special regimes for works of art—margin mechanism, and reduced rate for works of art

Articles 311 to 315 of the EU VAT Directive provide a margin mechanism for specified goods, including certain works of art. This mechanism allows taxpayers to subject only their margin to VAT, thereby reducing the VAT due on sales and avoiding double taxation. Since it is a special arrangement that deviates from the general VAT Directive, its scope must be interpreted narrowly.

Crypto art does not qualify for the margin mechanism for works of art under the VAT Directive as it is not included in the list of qualifying works. This list details specific types of art, such as pictures, drawings, prints, lithographs, photographs, sculptures, and tapestries, many of which must be hand-made, signed by the artist, and limited in copies. The list also excludes objects created through mechanical or photomechanical processes. Crypto art, a subgenre of digital art reliant on blockchain technology, is not a tangible property and therefore does not qualify as a good under the VAT Directive, unlike the artworks listed. Furthermore, the margin mechanism dates back to the 1990s when crypto art did not exist, hence indicating that works of crypto art are not historically targeted by the mechanism.

Similarly, the EU VAT Directive allows EU member states to apply a reduced rate of VAT to certain works of art, based on the same list of specified works of art above. Therefore, the same analysis applies to the application of the reduced VAT rate to crypto art. Hence, it concluded that reduced rates do not apply to crypto art.

VAT exemption for services provided by artists

Article 371 of the EU VAT Directive allows EU member states to continue exempting specified transactions from VAT, which they were exempting before the implementation of the EU VAT Directives on January 1, 1978. This provision is a standstill derogation, meaning its scope cannot be extended after January 1, 1978. Member states that joined the European Union after this date cannot access it but could negotiate a provision linked to it at the time of their accession.

As crypto art did not exist in 1978 or at the time of accession of later-joining member states, it is doubtful that the exemption could apply. Moreover, Article 371 of the VAT Directive specifically excludes “assignments of patents, trademarks, and other similar rights,” and from a VAT perspective, works of crypto art are categorized as services. Thus, whether crypto art constitutes “other similar rights” would need to be determined on a case-by-case basis. It therefore appears very doubtful that the exemption for the provision of services by artists could apply to crypto art.  

For more information, contact a KPMG tax professional:

Philippe Stephanny | [email protected]

Chinedu Nwachukwu | [email protected]

The KPMG name and logo are trademarks used under license by the independent member firms of the KPMG global organization. KPMG International Limited is a private English company limited by guarantee and does not provide services to clients. No member firm has any authority to obligate or bind KPMG International or any other member firm vis-à-vis third parties, nor does KPMG International have any such authority to obligate or bind any member firm. The information contained herein is of a general nature and is not intended to address the circumstances of any particular individual or entity. Although we endeavor to provide accurate and timely information, there can be no guarantee that such information is accurate as of the date it is received or that it will continue to be accurate in the future. No one should act on such information without appropriate professional advice after a thorough examination of the particular situation. For more information, contact KPMG's Federal Tax Legislative and Regulatory Services Group at: + 1 202 533 3712, 1801 K Street NW, Washington, DC 20006.

what is art philosophy essay

what is art philosophy essay

  • Category: AI

Tiny but mighty: The Phi-3 small language models with big potential

  • Sally Beatty

Photo of Sebastien Bubeck vice president of generative AI research standing with arms crossed.

Sometimes the best way to solve a complex problem is to take a page from a children’s book. That’s the lesson Microsoft researchers learned by figuring out how to pack more punch into a much smaller package.

Last year, after spending his workday thinking through potential solutions to machine learning riddles, Microsoft’s Ronen Eldan was reading bedtime stories to his daughter when he thought to himself, “how did she learn this word? How does she know how to connect these words?” 

That led the Microsoft Research machine learning expert to wonder how much an AI model could learn using only words a 4-year-old could understand – and ultimately to an innovative training approach that’s produced a new class of more capable small language models that promises to make AI more accessible to more people.

Large language models (LLMs) have created exciting new opportunities to be more productive and creative using AI.  But their size means they can require significant computing resources to operate. 

While those models will still be the gold standard for solving many types of complex tasks, Microsoft has been developing a series of small language models (SLMs) that offer many of the same capabilities found in LLMs but are smaller in size and are trained on smaller amounts of data.

The company announced today the Phi-3 family of open models , the most capable and cost-effective small language models available. Phi-3 models outperform models of the same size and next size up across a variety of benchmarks that evaluate language, coding and math capabilities, thanks to training innovations developed by Microsoft researchers.

Microsoft is now making the first in that family of more powerful small language models publicly available: Phi-3-mini , measuring 3.8 billion parameters, which performs better than models twice its size, the company said.

Starting today, it will be available in the Microsoft Azure AI Model Catalog and on Hugging Face , a platform for machine learning models, as well as Ollama , a lightweight framework for running models on a local machine. It will also be available as an NVIDIA NIM  microservice with a standard API interface that can be deployed anywhere. 

Microsoft also announced additional models to the Phi-3 family are coming soon to offer more choice across quality and cost. Phi-3-small (7 billion parameters) and Phi-3-medium (14 billion parameters) will be available in the Azure AI Model Catalog and other model gardens shortly. 

Graphic showing Phi-3 models compare to other models of similar size.

Small language models are designed to perform well for simpler tasks, are more accessible and easier to use for organizations with limited resources and they can be more easily fine-tuned to meet specific needs. 

“What we’re going to start to see is not a shift from large to small, but a shift from a singular category of models to a portfolio of models where customers get the ability to make a decision on what is the best model for their scenario,” said Sonali Yadav, principal product manager for Generative AI at Microsoft.

“Some customers may only need small models, some will need big models and many are going to want to combine both in a variety of ways,” said Luis Vargas, vice president of AI at Microsoft.

Choosing the right language model depends on an organization’s specific needs, the complexity of the task and available resources. Small language models are well suited for organizations looking to build applications that can run locally on a device (as opposed to the cloud) and where a task doesn’t require extensive reasoning or a quick response is needed.

Large language models are more suited for applications that need orchestration of complex tasks involving advanced reasoning, data analysis and understanding of context.  

Small language models also offer potential solutions for regulated industries and sectors that encounter situations where they need high quality results but want to keep data on their own premises, said Yadav. 

Vargas and Yadav are particularly excited about the opportunities to place more capable SLMs on smartphones and other mobile devices that operate “at the edge,” not connected to the cloud. (Think of car computers, PCs without Wi-Fi, traffic systems, smart sensors on a factory floor, remote cameras or devices that monitor environmental compliance.) By keeping data within the device, users can “minimize latency and maximize privacy,” said Vargas. 

Latency refers to the delay that can occur when LLMs communicate with the cloud to retrieve information used to generate answers to users prompts. In some instances, high-quality answers are worth waiting for while in other scenarios speed is more important to user satisfaction.

Because SLMs can work offline, more people will be able to put AI to work in ways that haven’t previously been possible, Vargas said. 

For instance, SLMs could also be put to use in rural areas that lack cell service. Consider a farmer inspecting crops who finds signs of disease on a leaf or branch. Using a SLM with visual capability, the farmer could take a picture of the crop at issue and get immediate recommendations on how to treat pests or disease.  

“If you are in a part of the world that doesn’t have a good network,” said Vargas, “you are still going to be able to have AI experiences on your device.”    

The role of high-quality data  

Just as the name implies, compared to LLMs, SLMs are tiny, at least by AI standards. Phi-3-mini has “only” 3.8 billion parameters – a unit of measure that refers to the algorithmic knobs on a model that help determine its output. By contrast, the biggest large language models are many orders of magnitude larger.

The huge advances in generative AI ushered in by large language models were largely thought to be enabled by their sheer size. But the Microsoft team was able to develop small language models that can deliver outsized results in a tiny package. This breakthrough was enabled by a highly selective approach to training data – which is where children’s books come into play.

To date, the standard way to train large language models has been to use massive amounts of data from the internet. This was thought to be the only way to meet this type of model’s huge appetite for content, which it needs to “learn” to understand the nuances of language and generate intelligent answers to user prompts. But Microsoft researchers had a different idea.

“Instead of training on just raw web data, why don’t you look for data which is of extremely high quality?” asked Sebastien Bubeck, Microsoft vice president of generative AI research who has led the company’s efforts to develop more capable small language models. But where to focus?

Inspired by Eldan’s nightly reading ritual with his daughter, Microsoft researchers decided to create a discrete dataset starting with 3,000 words – including a roughly equal number of nouns, verbs and adjectives. Then they asked a large language model to create a children’s story using one noun, one verb and one adjective from the list – a prompt they repeated millions of times over several days, generating millions of tiny children’s stories.

They dubbed the resulting dataset “TinyStories” and used it to train very small language models of around 10 million parameters. To their surprise, when prompted to create its own stories, the small language model trained on TinyStories generated fluent narratives with perfect grammar.

Next, they took their experiment up a grade, so to speak. This time a bigger group of researchers used carefully selected publicly-available data that was filtered based on educational value and content quality to train Phi-1. After collecting publicly available information into an initial dataset, they used a prompting and seeding formula inspired by the one used for TinyStories, but took it one step further and made it more sophisticated, so that it would capture a wider scope of data. To ensure high quality, they repeatedly filtered the resulting content before feeding it back into a LLM for further synthesizing. In this way, over several weeks, they built up a corpus of data large enough to train a more capable SLM.

“A lot of care goes into producing these synthetic data,” Bubeck said, referring to data generated by AI, “looking over it, making sure it makes sense, filtering it out. We don’t take everything that we produce.” They dubbed this dataset “CodeTextbook.” 

The researchers further enhanced the dataset by approaching data selection like a teacher breaking down difficult concepts for a student. “Because it’s reading from textbook-like material, from quality documents that explain things very, very well,” said Bubeck, “you make the task of the language model to read and understand this material much easier.”

Distinguishing between high- and low-quality information isn’t difficult for a human, but sorting through more than a terabyte of data that Microsoft researchers determined they would need to train their SLM would be impossible without help from a LLM. 

“The power of the current generation of large language models is really an enabler that we didn’t have before in terms of synthetic data generation,” said Ece Kamar, a Microsoft vice president who leads the Microsoft Research AI Frontiers Lab, where the new training approach was developed. 

Starting with carefully selected data helps reduce the likelihood of models returning unwanted or inappropriate responses, but it’s not sufficient to guard against all potential safety challenges. As with all generative AI model releases, Microsoft’s product and responsible AI teams used a multi-layered approach to manage and mitigate risks in developing Phi-3 models.

For instance, after initial training they provided additional examples and feedback on how the models should ideally respond, which builds in an additional safety layer and helps the model generate high-quality results. Each model also undergoes assessment, testing and manual red-teaming, in which experts identify and address potential vulnerabilities.

Finally, developers using the Phi-3 model family can also take advantage of a suite of tools available in Azure AI  to help them build safer and more trustworthy applications.  

Choosing the right-size language model for the right task

But even small language models trained on high quality data have limitations. They are not designed for in-depth knowledge retrieval, where large language models excel due to their greater capacity and training using much larger data sets.

LLMs are better than SLMs at complex reasoning over large amounts of information due to their size and processing power. That’s a function that could be relevant for drug discovery, for example, by helping to pore through vast stores of scientific papers, analyze complex patterns and understand interactions between genes, proteins or chemicals. 

“Anything that involves things like planning where you have a task, and the task is complicated enough that you need to figure out how to partition that task into a set of sub tasks, and sometimes sub-sub tasks, and then execute through all of those to come with a final answer … are really going to be in the domain of large models for a while,” said Vargas.

Based on ongoing conversations with customers, Vargas and Yadav expect to see some companies “offloading” some tasks to small models if the task is not too complex. 

Photo of Sonali Yadav principal product manager for Generative AI standing with hands clasped.

For instance, a business could use Phi-3 to summarize the main points of a long document or extract relevant insights and industry trends from market research reports. Another organization might use Phi-3 to generate copy, helping create content for marketing or sales teams such as product descriptions or social media posts. Or, a company might use Phi-3 to power a support chatbot to answer customers’ basic questions about their plan, or service upgrades.    

Internally, Microsoft is already using suites of models, where large language models play the role of router, to direct certain queries that require less computing power to small language models, while tackling other more complex requests itself.

“The claim here is not that SLMs are going to substitute or replace large language models,” said Kamar. Instead, SLMs “are uniquely positioned for computation on the edge, computation on the device, computations where you don’t need to go to the cloud to get things done. That’s why it is important for us to understand the strengths and weaknesses of this model portfolio.”

And size carries important advantages. There’s still a gap between small language models and the level of intelligence that you can get from the big models on the cloud, said Bubeck. “And maybe there will always be a gap because you know – the big models are going to keep making progress.”

Related links:

  • Read more: Introducing Phi-3, redefining what’s possible with SLMs
  • Learn more: Azure AI
  • Read more: Phi-3 Technical Report: A Highly Capable Language Model Locally on Your Phone

Top image: Sebastien Bubeck, Microsoft vice president of Generative AI research who has led the company’s efforts to develop more capable small language models. (Photo by Dan DeLong for Microsoft)

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Guest Essay

Art Isn’t Supposed to Make You Comfortable

An illustration of the statue David wearing a pair of tighty-whities, against a plain purple background.

By Jen Silverman

Mx. Silverman is a playwright and the author, most recently, of the novel “There’s Going to Be Trouble.”

When I was in college, I came across “The Sea and Poison,” a 1950s novel by Shusaku Endo. It tells the story of a doctor in postwar Japan who, as an intern years earlier, participated in a vivisection experiment on an American prisoner. Endo’s lens on the story is not the easiest one, ethically speaking; he doesn’t dwell on the suffering of the victim. Instead, he chooses to explore a more unsettling element: the humanity of the perpetrators.

When I say “humanity” I mean their confusion, self-justifications and willingness to lie to themselves. Atrocity doesn’t just come out of evil, Endo was saying, it emerges from self-interest, timidity, apathy and the desire for status. His novel showed me how, in the right crucible of social pressures, I, too, might delude myself into making a choice from which an atrocity results. Perhaps this is why the book has haunted me for nearly two decades, such that I’ve read it multiple times.

I was reminded of that novel at 2 o’clock in the morning recently as I scrolled through a social media account dedicated to collecting angry reader reviews. My attention was caught by someone named Nathan, whose take on “Paradise Lost” was: “Milton was a fascist turd.” But it was another reader, Ryan, who reeled me in with his response to John Updike’s “Rabbit, Run”: “This book made me oppose free speech.” From there, I hit the bank of “Lolita” reviews: Readers were appalled, frustrated, infuriated. What a disgusting man! How could Vladimir Nabokov have been permitted to write this book? Who let authors write such immoral, perverse characters anyway?

I was cackling as I scrolled but soon a realization struck me. Here on my screen was the distillation of a peculiar American illness: namely, that we have a profound and dangerous inclination to confuse art with moral instruction, and vice versa.

As someone who was born in the States but partially raised in a series of other countries, I’ve always found the sheer uncompromising force of American morality to be mesmerizing and terrifying. Despite our plurality of influences and beliefs, our national character seems inescapably informed by an Old Testament relationship to the notions of good and evil. This powerful construct infuses everything from our advertising campaigns to our political ones — and has now filtered into, and shifted, the function of our artistic works.

Maybe it’s because our political discourse swings between deranged and abhorrent on a daily basis and we would like to combat our feelings of powerlessness by insisting on moral simplicity in the stories we tell and receive. Or maybe it’s because many of the transgressions that flew under the radar in previous generations — acts of misogyny, racism and homophobia; abuses of power both macro and micro — are now being called out directly. We’re so intoxicated by openly naming these ills that we have begun operating under the misconception that to acknowledge each other’s complexity, in our communities as well as in our art, is to condone each other’s cruelties.

When I work with younger writers, I am frequently amazed by how quickly peer feedback sessions turn into a process of identifying which characters did or said insensitive things. Sometimes the writers rush to defend the character, but often they apologize shamefacedly for their own blind spot, and the discussion swerves into how to fix the morals of the piece. The suggestion that the values of a character can be neither the values of the writer nor the entire point of the piece seems more and more surprising — and apt to trigger discomfort.

While I typically share the progressive political views of my students, I’m troubled by their concern for righteousness over complexity. They do not want to be seen representing any values they do not personally hold. The result is that, in a moment in which our world has never felt so fast-changing and bewildering, our stories are getting simpler, less nuanced and less able to engage with the realities through which we’re living.

I can’t blame younger writers for believing that it is their job to convey a strenuously correct public morality. This same expectation filters into all the modes in which I work: novels, theater, TV and film. The demands of Internet Nathan and Internet Ryan — and the anxieties of my mentees — are not so different from those of the industry gatekeepers who work in the no-man’s land between art and money and whose job it is to strip stories of anything that could be ethically murky.

I have worked in TV writers’ rooms where “likability notes” came from on high as soon as a complex character was on the page — particularly when the character was female. Concern about her likability was most often a concern about her morals: Could she be perceived as promiscuous? Selfish? Aggressive? Was she a bad girlfriend or a bad wife? How quickly could she be rehabilitated into a model citizen for the viewers?

TV is not alone in this. A director I’m working with recently pitched our screenplay to a studio. When the executives passed, they told our team it was because the characters were too morally ambiguous and they’d been tasked with seeking material wherein the lesson was clear, so as not to unsettle their customer base. What they did not say, but did not need to, is that in the absence of adequate federal arts funding, American art is tied to the marketplace. Money is tight, and many corporations do not want to pay for stories that viewers might object to if they can buy something that plays blandly in the background of our lives.

But what art offers us is crucial precisely because it is not a bland backdrop or a platform for simple directives. Our books, plays, films and TV shows can do the most for us when they don’t serve as moral instruction manuals but allow us to glimpse our own hidden capacities, the slippery social contracts inside which we function, and the contradictions we all contain.

We need more narratives that tell us the truth about how complex our world is. We need stories that help us name and accept paradoxes, not ones that erase or ignore them. After all, our experience of living in communities with one another is often much more fluid and changeable than it is rigidly black and white. We have the audiences that we cultivate, and the more we cultivate audiences who believe that the job of art is to instruct instead of investigate, to judge instead of question, to seek easy clarity instead of holding multiple uncertainties, the more we will find ourselves inside a culture defined by rigidity, knee-jerk judgments and incuriosity. In our hair-trigger world of condemnation, division and isolation, art — not moralizing — has never been more crucial.

Jen Silverman is a playwright and the author of the novels “We Play Ourselves” and “There’s Going to Be Trouble.”

The Times is committed to publishing a diversity of letters to the editor. We’d like to hear what you think about this or any of our articles. Here are some tips . And here’s our email: [email protected] .

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  1. The Definition of Art

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  15. The Project Gutenberg eBook of What Is Art?, by Leo Tolstoy

    According to Ker's Essay on the Philosophy of Art (1883), beauty enables us to make part of the objective world intelligible to ourselves without being troubled by reference to other parts of it, as is inevitable for science. So that art destroys the opposition between the one and the many, between the law and its manifestation, between the ...

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  25. What Is Art? Expressivism in Art

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