Thesis and Dissertation Guide

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  • Introduction
  • Copyright Page
  • Dedication, Acknowledgements, Preface (optional)
  • Table of Contents
  • List of Tables, Figures, and Illustrations
  • List of Abbreviations
  • List of Symbols

Non-Traditional Formats

Font type and size, spacing and indentation, tables, figures, and illustrations, formatting previously published work.

  • Internet Distribution
  • Open Access
  • Registering Copyright
  • Using Copyrighted Materials
  • Use of Your Own Previously Published Materials
  • Submission Steps
  • Submission Checklist
  • Sample Pages

Thesis and Dissertation Guide

II. Formatting Guidelines

All copies of a thesis or dissertation must have the following uniform margins throughout the entire document:

  • Left: 1″ (or 1 1/4" to ensure sufficient room for binding the work if desired)
  • Right: 1″
  • Bottom: 1″ (with allowances for page numbers; see section on Pagination )
  • Top: 1″

Exceptions : The first page of each chapter (including the introduction, if any) begins 2″ from the top of the page. Also, the headings on the title page, abstract, first page of the dedication/ acknowledgements/preface (if any), and first page of the table of contents begin 2″ from the top of the page.

Non-traditional theses or dissertations such as whole works comprised of digital, artistic, video, or performance materials (i.e., no written text, chapters, or articles) are acceptable if approved by your committee and graduate program. A PDF document with a title page, copyright page, and abstract at minimum are required to be submitted along with any relevant supplemental files.

Fonts must be 10, 11, or 12 points in size. Superscripts and subscripts (e.g., formulas, or footnote or endnote numbers) should be no more than 2 points smaller than the font size used for the body of the text.

Space and indent your thesis or dissertation following these guidelines:

Spacing and Indentation with mesaurements described in surrounding text

  • The text must appear in a single column on each page and be double-spaced throughout the document. Do not arrange chapter text in multiple columns.
  • New paragraphs must be indicated by a consistent tab indentation throughout the entire document.
  • The document text must be left-justified, not centered or right-justified.
  • For blocked quotations, indent the entire text of the quotation consistently from the left margin.
  • Ensure headings are not left hanging alone on the bottom of a prior page. The text following should be moved up or the heading should be moved down. This is something to check near the end of formatting, as other adjustments to text and spacing may change where headings appear on the page.

Exceptions : Blocked quotations, notes, captions, legends, and long headings must be single-spaced throughout the document and double-spaced between items.

Paginate your thesis or dissertation following these guidelines:

  • Use lower case Roman numerals (ii, iii, iv, etc.) on all pages preceding the first page of chapter one. The title page counts as page i, but the number does not appear. Therefore, the first page showing a number will be the copyright page with ii at the bottom.
  • Arabic numerals (beginning with 1, 2, 3, 4, etc.) start at chapter one or the introduction, if applicable. Arabic numbers must be included on all pages of the text, illustrations, notes, and any other materials that follow. Thus, the first page of chapter one will show an Arabic numeral 1, and numbering of all subsequent pages will follow in order.
  • Do not use page numbers accompanied by letters, hyphens, periods, or parentheses (e.g., 1., 1-2, -1-, (1), or 1a).
  • Center all page numbers at the bottom of the page, 1/2″ from the bottom edge.
  • Pages must not contain running headers or footers, aside from page numbers.
  • If your document contains landscape pages (pages in which the top of the page is the long side of a sheet of paper), make sure that your page numbers still appear in the same position and direction as they do on pages with standard portrait orientation for consistency. This likely means the page number will be centered on the short side of the paper and the number will be sideways relative to the landscape page text. See these additional instructions for assistance with pagination on landscape pages in Microsoft Word .

Pagination example with mesaurements described in surrounding text

Format footnotes for your thesis or dissertation following these guidelines:

Footnote spacing  with mesaurements described in surrounding text

  • Footnotes must be placed at the bottom of the page separated from the text by a solid line one to two inches long.
  • Begin at the left page margin, directly below the solid line.
  • Single-space footnotes that are more than one line long.
  • Include one double-spaced line between each note.
  • Most software packages automatically space footnotes at the bottom of the page depending on their length. It is acceptable if the note breaks within a sentence and carries the remainder into the footnote area of the next page. Do not indicate the continuation of a footnote.
  • Number all footnotes with Arabic numerals. You may number notes consecutively within each chapter starting over with number 1 for the first note in each chapter, or you may number notes consecutively throughout the entire document.
  • Footnote numbers must precede the note and be placed slightly above the line (superscripted). Leave no space between the number and the note.
  • While footnotes should be located at the bottom of the page, do not place footnotes in a running page footer, as they must remain within the page margins.

Endnotes are an acceptable alternative to footnotes. Format endnotes for your thesis or dissertation following these guidelines:

Endnotes with mesaurements described in surrounding text

  • Always begin endnotes on a separate page either immediately following the end of each chapter, or at the end of your entire document. If you place all endnotes at the end of the entire document, they must appear after the appendices and before the references.
  • Include the heading “ENDNOTES” in all capital letters, and center it 1″ below the top of the first page of your endnotes section(s).
  • Single-space endnotes that are more than one line long.
  • Number all endnotes with Arabic numerals. You may number notes consecutively within each chapter starting over with number 1 for the first note in each chapter, or you may number notes consecutively throughout the entire document.
  • Endnote numbers must precede the note and be placed slightly above the line (superscripted). Leave no space between the number and the note.

Tables, figures, and illustrations vary widely by discipline. Therefore, formatting of these components is largely at the discretion of the author.

For example, headings and captions may appear above or below each of these components.

These components may each be placed within the main text of the document or grouped together in a separate section.

Space permitting, headings and captions for the associated table, figure, or illustration must be on the same page.

The use of color is permitted as long as it is consistently applied as part of the finished component (e.g., a color-coded pie chart) and not extraneous or unprofessional (e.g., highlighting intended solely to draw a reader's attention to a key phrase). The use of color should be reserved primarily for tables, figures, illustrations, and active website or document links throughout your thesis or dissertation.

The format you choose for these components must be consistent throughout the thesis or dissertation.

Ensure each component complies with margin and pagination requirements.

Refer to the List of Tables, Figures, and Illustrations section for additional information.

If your thesis or dissertation has appendices, they must be prepared following these guidelines:

Appendices with mesaurements described in surrounding text

  • Appendices must appear at the end of the document (before references) and not the chapter to which they pertain.
  • When there is more than one appendix, assign each appendix a number or a letter heading (e.g., “APPENDIX 1” or “APPENDIX A”) and a descriptive title. You may number consecutively throughout the entire work (e.g., 1, 2 or A, B), or you may assign a two-part Arabic numeral with the first number designating the chapter in which it appears, separated by a period, followed by a second number or letter to indicate its consecutive placement (e.g., “APPENDIX 3.2” is the second appendix referred to in Chapter Three).
  • Include the chosen headings in all capital letters, and center them 1″ below the top of the page.
  • All appendix headings and titles must be included in the table of contents.
  • Page numbering must continue throughout your appendix or appendices. Ensure each appendix complies with margin and pagination requirements.

You are required to list all the references you consulted. For specific details on formatting your references, consult and follow a style manual or professional journal that is used for formatting publications and citations in your discipline.

References with mesaurements described in surrounding text

Your reference pages must be prepared following these guidelines:

  • If you place references after each chapter, the references for the last chapter must be placed immediately following the chapter and before the appendices.
  • If you place all references at the end of the thesis or dissertation, they must appear after the appendices as the final component in the document.
  • Select an appropriate heading for this section based on the style manual you are using (e.g., “REFERENCES”, “BIBLIOGRAPHY”, or “WORKS CITED”).
  • Include the chosen heading in all capital letters, and center it 1″ below the top of the page.
  • References must be single-spaced within each entry.
  • Include one double-spaced line between each reference.
  • Page numbering must continue throughout your references section. Ensure references comply with margin and pagination requirements.

In some cases, students gain approval from their academic program to include in their thesis or dissertation previously published (or submitted, in press, or under review) journal articles or similar materials that they have authored. For more information about including previously published works in your thesis or dissertation, see the section on Use of Your Own Previously Published Materials and the section on Copyrighting.

If your academic program has approved inclusion of such materials, please note that these materials must match the formatting guidelines set forth in this Guide regardless of how the material was formatted for publication.

Some specific formatting guidelines to consider include:

Formatting previously published work with mesaurements described in surrounding text

  • Fonts, margins, chapter headings, citations, and references must all match the formatting and placement used within the rest of the thesis or dissertation.
  • If appropriate, published articles can be included as separate individual chapters within the thesis or dissertation.
  • A separate abstract to each chapter should not be included.
  • The citation for previously published work must be included as the first footnote (or endnote) on the first page of the chapter.
  • Do not include typesetting notations often used when submitting manuscripts to a publisher (i.e., insert table x here).
  • The date on the title page should be the year in which your committee approves the thesis or dissertation, regardless of the date of completion or publication of individual chapters.
  • If you would like to include additional details about the previously published work, this information can be included in the preface for the thesis or dissertation.

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  • Knowledge Base

Dissertation layout and formatting

Published on October 21, 2015 by Koen Driessen . Revised on February 20, 2019.

The layout requirements for a dissertation are often determined by your supervisor or department. However, there are certain guidelines that are common to almost every program, such as including page numbers and a table of contents.

If you are writing a paper in the MLA citation style , you can use our  MLA format guide .

Table of contents

Font, font size, and line spacing, tables and figures, referencing, paragraph marks, headers and footers, page numbering, dissertation printing.

Use a clear and professional font. Some examples include Verdana, Times New Roman, and Calibri (which is the default font in Microsoft Word). Font size is best set to 10 or 11.

In scientific articles and theses, a line spacing of 1.15 or 1.5 is generally preferred, as it makes the document more readable and enables your supervisor to post comments between the lines of text.

Receive feedback on language, structure, and formatting

Professional editors proofread and edit your paper by focusing on:

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dissertation formatting margins

With tables, the number and title should be placed above; with figures and all other illustrations, the number and title should be placed below.

Microsoft Word has a feature that can help you to automatically place these numbers and titles in the correct position. Select the graphic, right-click, and choose “Insert Caption…” In the dialogue box that appears, specify whether it is a table or figure and enter a title. Once you click “Okay,” the number and the title will be generated in the right place.

Another advantage of using this Word feature to label your graphics is that you will later be able to generate lists of tables and figures with a push of a button.

Different heading styles are frequently used to help the reader differentiate between chapters, sections, and subsections of your dissertation. For instance, you may choose to bold all chapter headings but to italicize all lower-level headings.

Once you decide on the scheme you will use, it is important that you apply it consistently throughout your entire dissertation. Using the “Styles” feature of Microsoft Word can be very helpful in this regard. After you have created a heading, just highlight it and select a style (such as Heading 1 or Heading 2) from the home tool bar. Keeping a list may help you keep track of what style to use when.

Citing sources in a correct and appropriate manner is crucial in a dissertation, as failing to do so can make you guilty of plagiarism . It is important that these references follow certain standards.

The APA standard is most commonly used. After realizing how difficult it is to create correctly formatted citations manually, we developed the APA Citation Generator  to assist you. You can use this free and simple tool to easily generate citations that follow the official APA style.

We also recommend that you use a plagiarism scanner to check for unintended plagiarism.

Prevent plagiarism. Run a free check.

Paragraph marks in Word

Using the “Show paragraph marks” feature can help you to avoid this scenario. To turn it on, click on the paragraph symbol in your home tool bar (as shown in the above illustration). A black paragraph symbol will then be shown after every paragraph and “hard return” in your document, which allows you to see how the layout is constructed.

This can be very helpful when you are trying to determine the cause of mysterious jumps and other problems.

Headers and footers can give your dissertation a very professional look. They also make it immediately clear to readers what document is before them.

A header or footer can be added by double-clicking respectively at the top or bottom of a page in your document. There are generally no firm rules about what you must include; the following are common choices:

  • The name/logo of your home educational institution
  • The name/logo of the company or organization where you completed a placement
  • The title of your dissertation (which may be shortened if necessary)
  • Page numbers

Page numbers are commonly placed in the lower right-hand corner of the page. They can easily be added by simply creating a footer. Bear in mind that a page number is usually not included on the title page of a dissertation.

  • To ensure that the page numbering doesn’t start on the cover page, but the numbering begins on page 1, place the cursor on the bottom of the page where you want to start with page numbering (if you want to start on page 2, click at the bottom of the first page).
  • Next go to “Page layout” and then “Breaks”. Next, choose the submenu “Next page”.
  • Switch to the side, where the numbering should begin (in this case, page 2). In the edit mode of the header or footer, choose “link to previous”, after that click on “Move to footer” and click on the “Link to previous” again.
  • Now, to add a page number, click on the “Insert” tab, then on the “Header and footer” group, and then click “Page number”. Now you can also choose where the page number should be (top of the page, bottom of the page or page margins) and you can choose a design.
  • Finally select the option “format page number” and enter the page numbers, in what page you want the numbering to begin. After you have pressed “ok”, the page number then begins with the number from the previously selected break.

A clear and well-presented title page is a nice finishing touch for your dissertation. Certain information should be included here by default. We have prepared a separate article on title pages that includes a handy checklist you can use to make sure you don’t forget anything.

Always make sure that everything in your dissertation is in the correct order and placed in the appropriate chapter. More information on how to put your document together can be found in our article on structure a dissertation .

If you are interested in seeing how other students have tackled preparing their theses, you may find it useful to check out these dissertation examples .

The last step is usually to prepare a hardcopy of your final document. There are many issues to think about, such as whether you will make it single- or double-sided.

Before you print, however, we recommend that you check one last time that your document meets all of the below requirements!

Cite this Scribbr article

If you want to cite this source, you can copy and paste the citation or click the “Cite this Scribbr article” button to automatically add the citation to our free Citation Generator.

Driessen, K. (2019, February 20). Dissertation layout and formatting. Scribbr. Retrieved April 15, 2024, from https://www.scribbr.com/tips/dissertation-layout-and-formatting/

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  • Formatting Your Dissertation
  • Introduction

Harvard Griffin GSAS strives to provide students with timely, accurate, and clear information. If you need help understanding a specific policy, please contact the office that administers that policy.

  • Application for Degree
  • Credit for Completed Graduate Work
  • Ad Hoc Degree Programs
  • Acknowledging the Work of Others
  • Advanced Planning
  • Dissertation Submission Checklist
  • Publishing Options
  • Submitting Your Dissertation
  • English Language Proficiency
  • PhD Program Requirements
  • Secondary Fields
  • Year of Graduate Study (G-Year)
  • Master's Degrees
  • Grade and Examination Requirements
  • Conduct and Safety
  • Financial Aid
  • Non-Resident Students
  • Registration

On this page:

Language of the Dissertation

Page and text requirements, body of text, tables, figures, and captions, dissertation acceptance certificate, copyright statement.

  • Table of Contents

Front and Back Matter

Supplemental material, dissertations comprising previously published works, top ten formatting errors, further questions.

  • Related Contacts and Forms

When preparing the dissertation for submission, students must follow strict formatting requirements. Any deviation from these requirements may lead to rejection of the dissertation and delay in the conferral of the degree.

The language of the dissertation is ordinarily English, although some departments whose subject matter involves foreign languages may accept a dissertation written in a language other than English.

Most dissertations are 100 to 300 pages in length. All dissertations should be divided into appropriate sections, and long dissertations may need chapters, main divisions, and subdivisions.

  • 8½ x 11 inches, unless a musical score is included
  • At least 1 inch for all margins
  • Body of text: double spacing
  • Block quotations, footnotes, and bibliographies: single spacing within each entry but double spacing between each entry
  • Table of contents, list of tables, list of figures or illustrations, and lengthy tables: single spacing may be used

Fonts and Point Size

Use 10-12 point size. Fonts must be embedded in the PDF file to ensure all characters display correctly. 

Recommended Fonts

If you are unsure whether your chosen font will display correctly, use one of the following fonts: 

If fonts are not embedded, non-English characters may not appear as intended. Fonts embedded improperly will be published to DASH as-is. It is the student’s responsibility to make sure that fonts are embedded properly prior to submission. 

Instructions for Embedding Fonts

To embed your fonts in recent versions of Word, follow these instructions from Microsoft:

  • Click the File tab and then click Options .
  • In the left column, select the Save tab.
  • Clear the Do not embed common system fonts check box.

For reference, below are some instructions from ProQuest UMI for embedding fonts in older file formats:

To embed your fonts in Microsoft Word 2010:

  • In the File pull-down menu click on Options .
  • Choose Save on the left sidebar.
  • Check the box next to Embed fonts in the file.
  • Click the OK button.
  • Save the document.

Note that when saving as a PDF, make sure to go to “more options” and save as “PDF/A compliant”

To embed your fonts in Microsoft Word 2007:

  • Click the circular Office button in the upper left corner of Microsoft Word.
  • A new window will display. In the bottom right corner select Word Options . 
  • Choose Save from the left sidebar.

Using Microsoft Word on a Mac:

Microsoft Word 2008 on a Mac OS X computer will automatically embed your fonts while converting your document to a PDF file.

If you are converting to PDF using Acrobat Professional (instructions courtesy of the Graduate Thesis Office at Iowa State University):  

  • Open your document in Microsoft Word. 
  • Click on the Adobe PDF tab at the top. Select "Change Conversion Settings." 
  • Click on Advanced Settings. 
  • Click on the Fonts folder on the left side of the new window. In the lower box on the right, delete any fonts that appear in the "Never Embed" box. Then click "OK." 
  • If prompted to save these new settings, save them as "Embed all fonts." 
  • Now the Change Conversion Settings window should show "embed all fonts" in the Conversion Settings drop-down list and it should be selected. Click "OK" again. 
  • Click on the Adobe PDF link at the top again. This time select Convert to Adobe PDF. Depending on the size of your document and the speed of your computer, this process can take 1-15 minutes. 
  • After your document is converted, select the "File" tab at the top of the page. Then select "Document Properties." 
  • Click on the "Fonts" tab. Carefully check all of your fonts. They should all show "(Embedded Subset)" after the font name. 
  •  If you see "(Embedded Subset)" after all fonts, you have succeeded.

The font used in the body of the text must also be used in headers, page numbers, and footnotes. Exceptions are made only for tables and figures created with different software and inserted into the document.

Tables and figures must be placed as close as possible to their first mention in the text. They may be placed on a page with no text above or below, or they may be placed directly into the text. If a table or a figure is alone on a page (with no narrative), it should be centered within the margins on the page. Tables may take up more than one page as long as they obey all rules about margins. Tables and figures referred to in the text may not be placed at the end of the chapter or at the end of the dissertation.

  • Given the standards of the discipline, dissertations in the Department of History of Art and Architecture and the Department of Architecture, Landscape Architecture, and Urban Planning often place illustrations at the end of the dissertation.

Figure and table numbering must be continuous throughout the dissertation or by chapter (e.g., 1.1, 1.2, 2.1, 2.2, etc.). Two figures or tables cannot be designated with the same number. If you have repeating images that you need to cite more than once, label them with their number and A, B, etc. 

Headings should be placed at the top of tables. While no specific rules for the format of table headings and figure captions are required, a consistent format must be used throughout the dissertation (contact your department for style manuals appropriate to the field).

Captions should appear at the bottom of any figures. If the figure takes up the entire page, the caption should be placed alone on the preceding page, centered vertically and horizontally within the margins.

Each page receives a separate page number. When a figure or table title is on a preceding page, the second and subsequent pages of the figure or table should say, for example, “Figure 5 (Continued).” In such an instance, the list of figures or tables will list the page number containing the title. The word “figure” should be written in full (not abbreviated), and the “F” should be capitalized (e.g., Figure 5). In instances where the caption continues on a second page, the “(Continued)” notation should appear on the second and any subsequent page. The figure/table and the caption are viewed as one entity and the numbering should show correlation between all pages. Each page must include a header.

Landscape orientation figures and tables must be positioned correctly and bound at the top so that the top of the figure or table will be at the left margin. Figure and table headings/captions are placed with the same orientation as the figure or table when on the same page. When on a separate page, headings/captions are always placed in portrait orientation, regardless of the orientation of the figure or table. Page numbers are always placed as if the figure were vertical on the page.

If a graphic artist does the figures, Harvard Griffin GSAS will accept lettering done by the artist only within the figure. Figures done with software are acceptable if the figures are clear and legible. Legends and titles done by the same process as the figures will be accepted if they too are clear, legible, and run at least 10 or 12 characters per inch. Otherwise, legends and captions should be printed with the same font used in the text.

Original illustrations, photographs, and fine arts prints may be scanned and included, centered between the margins on a page with no text above or below.

Use of Third-Party Content

In addition to the student's own writing, dissertations often contain third-party content or in-copyright content owned by parties other than you, the student who authored the dissertation. The Office for Scholarly Communication recommends consulting the information below about fair use, which allows individuals to use in-copyright content, on a limited basis and for specific purposes, without seeking permission from copyright holders.

Because your dissertation will be made available for online distribution through DASH , Harvard's open-access repository, it is important that any third-party content in it may be made available in this way.

Fair Use and Copyright 

What is fair use?

Fair use is a provision in copyright law that allows the use of a certain amount of copyrighted material without seeking permission. Fair use is format- and media-agnostic. This means fair use may apply to images (including photographs, illustrations, and paintings), quoting at length from literature, videos, and music regardless of the format. 

How do I determine whether my use of an image or other third-party content in my dissertation is fair use?  

There are four factors you will need to consider when making a fair use claim.

1) For what purpose is your work going to be used?

  • Nonprofit, educational, scholarly, or research use favors fair use. Commercial, non-educational uses, often do not favor fair use.
  • A transformative use (repurposing or recontextualizing the in-copyright material) favors fair use. Examining, analyzing, and explicating the material in a meaningful way, so as to enhance a reader's understanding, strengthens your fair use argument. In other words, can you make the point in the thesis without using, for instance, an in-copyright image? Is that image necessary to your dissertation? If not, perhaps, for copyright reasons, you should not include the image.  

2) What is the nature of the work to be used?

  • Published, fact-based content favors fair use and includes scholarly analysis in published academic venues. 
  • Creative works, including artistic images, are afforded more protection under copyright, and depending on your use in light of the other factors, may be less likely to favor fair use; however, this does not preclude considerations of fair use for creative content altogether.

3) How much of the work is going to be used?  

  • Small, or less significant, amounts favor fair use. A good rule of thumb is to use only as much of the in-copyright content as necessary to serve your purpose. Can you use a thumbnail rather than a full-resolution image? Can you use a black-and-white photo instead of color? Can you quote select passages instead of including several pages of the content? These simple changes bolster your fair use of the material.

4) What potential effect on the market for that work may your use have?

  • If there is a market for licensing this exact use or type of educational material, then this weighs against fair use. If however, there would likely be no effect on the potential commercial market, or if it is not possible to obtain permission to use the work, then this favors fair use. 

For further assistance with fair use, consult the Office for Scholarly Communication's guide, Fair Use: Made for the Harvard Community and the Office of the General Counsel's Copyright and Fair Use: A Guide for the Harvard Community .

What are my options if I don’t have a strong fair use claim? 

Consider the following options if you find you cannot reasonably make a fair use claim for the content you wish to incorporate:

  • Seek permission from the copyright holder. 
  • Use openly licensed content as an alternative to the original third-party content you intended to use. Openly-licensed content grants permission up-front for reuse of in-copyright content, provided your use meets the terms of the open license.
  • Use content in the public domain, as this content is not in-copyright and is therefore free of all copyright restrictions. Whereas third-party content is owned by parties other than you, no one owns content in the public domain; everyone, therefore, has the right to use it.

For use of images in your dissertation, please consult this guide to Finding Public Domain & Creative Commons Media , which is a great resource for finding images without copyright restrictions. 

Who can help me with questions about copyright and fair use?

Contact your Copyright First Responder . Please note, Copyright First Responders assist with questions concerning copyright and fair use, but do not assist with the process of obtaining permission from copyright holders.

Pages should be assigned a number except for the Dissertation Acceptance Certificate . Preliminary pages (abstract, table of contents, list of tables, graphs, illustrations, and preface) should use small Roman numerals (i, ii, iii, iv, v, etc.). All pages must contain text or images.  

Count the title page as page i and the copyright page as page ii, but do not print page numbers on either page .

For the body of text, use Arabic numbers (1, 2, 3, 4, 5, etc.) starting with page 1 on the first page of text. Page numbers must be centered throughout the manuscript at the top or bottom. Every numbered page must be consecutively ordered, including tables, graphs, illustrations, and bibliography/index (if included); letter suffixes (such as 10a, 10b, etc.) are not allowed. It is customary not to have a page number on the page containing a chapter heading.

  • Check pagination carefully. Account for all pages.

A copy of the Dissertation Acceptance Certificate (DAC) should appear as the first page. This page should not be counted or numbered. The DAC will appear in the online version of the published dissertation. The author name and date on the DAC and title page should be the same. 

The dissertation begins with the title page; the title should be as concise as possible and should provide an accurate description of the dissertation. The author name and date on the DAC and title page should be the same. 

  • Do not print a page number on the title page. It is understood to be page  i  for counting purposes only.

A copyright notice should appear on a separate page immediately following the title page and include the copyright symbol ©, the year of first publication of the work, and the name of the author:

© [ year ] [ Author’s Name ] All rights reserved.

Alternatively, students may choose to license their work openly under a  Creative Commons  license. The author remains the copyright holder while at the same time granting up-front permission to others to read, share, and (depending on the license) adapt the work, so long as proper attribution is given. (By default, under copyright law, the author reserves all rights; under a Creative Commons license, the author reserves some rights.)

  • Do  not  print a page number on the copyright page. It is understood to be page  ii  for counting purposes only.

An abstract, numbered as page  iii , should immediately follow the copyright page and should state the problem, describe the methods and procedures used, and give the main results or conclusions of the research. The abstract will appear in the online and bound versions of the dissertation and will be published by ProQuest. There is no maximum word count for the abstract. 

  • double-spaced
  • left-justified
  • indented on the first line of each paragraph
  • The author’s name, right justified
  • The words “Dissertation Advisor:” followed by the advisor’s name, left-justified (a maximum of two advisors is allowed)
  • Title of the dissertation, centered, several lines below author and advisor

Dissertations divided into sections must contain a table of contents that lists, at minimum, the major headings in the following order:

  • Front Matter
  • Body of Text
  • Back Matter

Front matter includes (if applicable):

  • acknowledgements of help or encouragement from individuals or institutions
  • a dedication
  • a list of illustrations or tables
  • a glossary of terms
  • one or more epigraphs.

Back matter includes (if applicable):

  • bibliography
  • supplemental materials, including figures and tables
  • an index (in rare instances).

Supplemental figures and tables must be placed at the end of the dissertation in an appendix, not within or at the end of a chapter. If additional digital information (including audio, video, image, or datasets) will accompany the main body of the dissertation, it should be uploaded as a supplemental file through ProQuest ETD . Supplemental material will be available in DASH and ProQuest and preserved digitally in the Harvard University Archives.

As a matter of copyright, dissertations comprising the student's previously published works must be authorized for distribution from DASH. The guidelines in this section pertain to any previously published material that requires permission from publishers or other rightsholders before it may be distributed from DASH. Please note:

  • Authors whose publishing agreements grant the publisher exclusive rights to display, distribute, and create derivative works will need to seek the publisher's permission for nonexclusive use of the underlying works before the dissertation may be distributed from DASH.
  • Authors whose publishing agreements indicate the authors have retained the relevant nonexclusive rights to the original materials for display, distribution, and the creation of derivative works may distribute the dissertation as a whole from DASH without need for further permissions.

It is recommended that authors consult their publishing agreements directly to determine whether and to what extent they may have transferred exclusive rights under copyright. The Office for Scholarly Communication (OSC) is available to help the author determine whether she has retained the necessary rights or requires permission. Please note, however, the Office of Scholarly Communication is not able to assist with the permissions process itself.

  • Missing Dissertation Acceptance Certificate.  The first page of the PDF dissertation file should be a scanned copy of the Dissertation Acceptance Certificate (DAC). This page should not be counted or numbered as a part of the dissertation pagination.
  • Conflicts Between the DAC and the Title Page.  The DAC and the dissertation title page must match exactly, meaning that the author name and the title on the title page must match that on the DAC. If you use your full middle name or just an initial on one document, it must be the same on the other document.  
  • Abstract Formatting Errors. The advisor name should be left-justified, and the author's name should be right-justified. Up to two advisor names are allowed. The Abstract should be double spaced and include the page title “Abstract,” as well as the page number “iii.” There is no maximum word count for the abstract. 
  •  The front matter should be numbered using Roman numerals (iii, iv, v, …). The title page and the copyright page should be counted but not numbered. The first printed page number should appear on the Abstract page (iii). 
  • The body of the dissertation should be numbered using Arabic numbers (1, 2, 3, …). The first page of the body of the text should begin with page 1. Pagination may not continue from the front matter. 
  • All page numbers should be centered either at the top or the bottom of the page.
  • Figures and tables Figures and tables must be placed within the text, as close to their first mention as possible. Figures and tables that span more than one page must be labeled on each page. Any second and subsequent page of the figure/table must include the “(Continued)” notation. This applies to figure captions as well as images. Each page of a figure/table must be accounted for and appropriately labeled. All figures/tables must have a unique number. They may not repeat within the dissertation.
  • Any figures/tables placed in a horizontal orientation must be placed with the top of the figure/ table on the left-hand side. The top of the figure/table should be aligned with the spine of the dissertation when it is bound. 
  • Page numbers must be placed in the same location on all pages of the dissertation, centered, at the bottom or top of the page. Page numbers may not appear under the table/ figure.
  • Supplemental Figures and Tables. Supplemental figures and tables must be placed at the back of the dissertation in an appendix. They should not be placed at the back of the chapter. 
  • Permission Letters Copyright. permission letters must be uploaded as a supplemental file, titled ‘do_not_publish_permission_letters,” within the dissertation submission tool.
  •  DAC Attachment. The signed Dissertation Acceptance Certificate must additionally be uploaded as a document in the "Administrative Documents" section when submitting in Proquest ETD . Dissertation submission is not complete until all documents have been received and accepted.
  • Overall Formatting. The entire document should be checked after all revisions, and before submitting online, to spot any inconsistencies or PDF conversion glitches.
  • You can view dissertations successfully published from your department in DASH . This is a great place to check for specific formatting and area-specific conventions.
  • Contact the  Office of Student Affairs  with further questions.

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Formatting requirements.

Requirements for format and final production of the dissertation and thesis, as specified below, meet UMI standards and American Library Association (ALA) suggestions for preserving archival copies of the dissertation and thesis.

1. Language

The dissertation or thesis must be written in English.

2. Page Size and Specifications

  • Page size must be 8.5 x 11 inches (or 216 x 279 millimeters), also known as “letter” size in U.S. standards. (ISO standard paper sizes, such as A4, are not allowed.)
  • The inclusion of oversized pages or sheets of paper larger than 8.5 x 11 inches (known as “foldouts”) is discouraged. When necessary, 11 x 17 inch pages may be used for large tables, illustrations, etc.
  • Text must be embedded, 11-point or larger font.
  • Smaller font size may be appropriate for footnotes or other material outside of the main text.
  • Black text is recommended; although, color may be appropriate in some limited parts of the document.
  • Font requirements apply to all text, including captions, footnotes, citations, etc.

Margins should be at least 1 inch with page numbers at least 3/4 inch from the edge of the page. The templates use 1.6 inches for the left margin and 1.1 inches for the right.

Document must be double-spaced with the exception of quotations as paragraphs, captions, lists, graphs, charts, footnotes/endnotes, bibliographic entries, items within tables, and lists in appendices.

Exceptions may include the following:

  • Quotations and footnotes may be single-spaced within each entry.
  • Lengthy tables may be single-spaced.
  • Irregular spacing may be used to accommodate poetry or other creative writing.

Tables should be consecutively numbered.

Figures should be consecutively numbered.

Thesis & Dissertation: Guidelines for Masters and PhD Programs

General guidelines for formatting dissertation or thesis.

In formatting your dissertation or thesis, you must follow the guidelines for page composition presented on the following requirements. General guidelines are shown first; specific guidelines relative to each section of your dissertation or thesis follow.

Pagination for Body of Dissertation or Thesis

  • Use continuous Arabic numbers (beginning with 1) inthe same size font as the text for the body of the dissertation or thesis.
  • Page numbers are placed at the bottom of the page,centered between the margins. There should always be at least a 24-point space between the page number and the text.
  • Chapters within the text begin on new pages.
  • There are no format requirements for chapter headings. You should use a format that is standard in your field and be consistent for all chapters.
  •  There should be no page breaks between sections or before tables or figures, unless they occur naturally. (Exception: If the bibliography is placed at the end of each chapter, a page break needs to be placed at the end of the text and the bibliography started on the next page. The page number stays at the bottom of the page.)
  • In a dissertation or thesis with two volumes, the second must continue the numbering of the first part. Each volume must contain a title page (labelled beneath the title with the words “Volume I” or “Volume II”), and the title page of the second volume is counted as a text page but the numeral is not printed on the page.

Pagination for Preliminary Pages

  • Preliminary pages are numbered consecutively, usinglowercase Roman numerals in the same size font as the text, centered between the margins, at least 0.5 inch from the bottom of the page.
  • Page numbering starts with the biographical sketch,which is numbered as “iii.” (The title page and copyright page are counted but not numbered; the abstract is neither counted nor numbered.) Every preliminary page thereafter is numbered, including multiple pages within a section.

Exact margins are absolutely essential so that the dissertation or thesis can be microfilmed in its entirety for interlibrary loan. After photocopying, margins must be at least:

  • Left margin: 1.5 inches or slightly larger.
  • Top, bottom, right margins: 1 inch or slightly larger.

(Hint: It is recommended that you set margins at 1.6 inches for the left margin and 1.1 inches for all other margins, since photocopying may enlarge the text by as much as 2 percent.) These margins apply to all pages, including those with tables and figures.

Justification

  • Left-aligned, ragged right margins are preferred.
  • If you are using a computer or word processor, usejustified margins only if the computer does this well, i.e., does not separate punctuation from characters or leave large gaps in the text.

The dissertation or thesis must contain correct vertical spacing (or 24-point spacing), which is defined as three lines of type and three line spaces per vertical inch throughout the text. Microsoft Word users: go to Format/Paragraph/Indents and Spacing/Line spacing and choose “Exactly.” Set the points at 24. (To check that the font is three lines per inch, place a ruler vertically on the page and measure from the top of the first line to the top of the fourth line.) Exceptions:

  • Quotations and footnotes may be single-spaced within each entry.
  • Lengthy tables may be single-spaced.
  • In an M.F.A. thesis, irregular spacing is permitted to accommodate poetry, some of which is written single-spaced, some triple-spaced, and some with variable spacing.

The Body of the Dissertation or Thesis

  • Appendix (or Appendices) (optional)

Bibliography (or References or Works Cited)

  • If using a PC, the following fonts and font sizes are acceptable:
  • Times New Roman 12
  • Helvetica 12
  • Times 14 (Times 12 is not acceptable)
  • Other fonts may be acceptable (but Courier is not).Check the font with the Thesis Advisor.
  • Footnotes may be single-spaced in a 10-point size but must be in the same font as the rest of the text.

Equations, Formulas, and Sub- and Superscripts

  • All equations and formulas should be typeset.
  • When a computer, word processor, or typewriter cannot make the symbol, insertions by hand are acceptable.
  • Equations also may be inserted from a non-matching typewriter or laser-printer font.
  • All subscripts and superscripts must be large enough to be read on microfilm. (To ensure readability on microfilm, test a page with sub- or superscripts by photocopying the page using a 25 percent text reduction. If the sub- or superscripts are still readable, then they are large enough.)

Corrections

Strikeovers, correction fluid, and correction tape are not acceptable in the filed copies.

Widows and Headings Separated from Text

  •  A dissertation or thesis will not be accepted if it contains “widows” (short lines ending a paragraph at the top of a page) at the end of a chapter.
  •  A dissertation or thesis will not be accepted if it contains a heading or subhead at the bottom of a page that is separate from its respective text on the following page.
  • In addition to the general formatting guidelines shown above, the following specific guidelines must be followed for each individual section of your dissertation or thesis.

Required Sections, Guidelines, and Suggestions

Required yes.

Typeset the title in all capital letters, centered within the left and right margins, correctly spaced, about 1.5 inches from the top of the page. • Carefully select words for the title of the dissertation or thesis to represent the subject content as accurately as possible. Words in the title are important access points to researchers who may use keyword searches to identify works in various subject areas. • Use word substitutes for formulas, symbols, superscripts, Greek letters, etc. Below the title, at the vertical and horizontal center of the margins, correctly spaced, position the following five lines (all centered): Line 1: A Dissertation [or Thesis] Line 2: Presented to the Faculty of the Weill Cornell Graduate School Line 3: of Medical Sciences Line 4: in Partial Fulfillment of the Requirements for the Degree of Line 5: Doctor of Philosophy [or other appropriate degree] • Center the following three lines within the margins, 1.5 inches from the bottom of the page: Line 1: by Line 2: [name under which you are registered in the University Registrar’s Office] Line 3: [month and year of degree conferral, not the date the dissertation or thesis is submitted; no comma between month and year]

Copyright page

A notice of copyright should appear as the sole item on the page (there is no page heading), centered vertically and horizontally within the margins: © 201_ [student’s registered name] • The copyright symbol is a lower case “c,” which must be circled. (On Macintosh computers, the symbol is typed by pressing the “option” and “g” keys simultaneously. If the font does not have the © symbol, type the “c” and circle it by hand. On PCs, go to the insert menu, choose “symbol,” and highlight the © symbol.)

Required ? Yes

Doctoral candidates.

The heading of the abstract in a dissertation is centered between the left and right margins about 1.1 inches down from the top of the page; it includes the following lines: TITLE OF DISSERTATION Student’s Name, Ph.D. Cornell University 201_ [year of conferral]

  • Following the heading lines, skip one 24-point-spaced line and begin the text of the abstract on the same page.
  • The abstract should state the problem, describe the methods and procedures used, and give the main results or conclusions of the research.
  • The abstract must not exceed 350 words in length (generally about one-and-one-half correctly spaced pages; the abstract may not be more than two pages).

Master’s candidates

  • The page heading of the abstract in a thesis is simply the word “ABSTRACT” in all capital letters, centered within the margins at the top of the page. (The thesis abstract does not display the thesis title, author’s name, degree, university, or date of degree conferral.)
  •  The abstract must not exceed 600 words in length (approximately two-and-one-half to three pages of correctly spaced typing).

Biographical Sketch

The biographical sketch must be written in third-person voice and contain your educational background. It may contain additional biographical facts.

  • As a page heading, use “BIOGRAPHICAL SKETCH” in all capital letters, centered on the page.
  •  Number this page as iii. (This is the first numbered preliminary page.)

Dedication 

Required optional.

No title is used on the page.

  • The text is centered on the page and can be shown in italic or regular type.
  • Text on this page does not need to be in English

Acknowledgments

  • The acknowledgments may be written in first-person voice. If your research has been funded by outside grants, you should check with the principal investigator of the grant regarding proper acknowledgment of the funding source. Most outside funding sources require some statement of acknowledgment of the support; some also require a disclaimer from responsibility for the results.
  • As a page heading, use “ACKNOWLEDGMENTS” in all capital letters, centered on the page.

Table of Contents

As a page heading, use “TABLE OF CONTENTS” in all capital letters, centered on the page.

  • List the sections/chapters of the body of the dissertation or thesis; also list preliminary sections starting with the biographical sketch. (The title page, copyright page, and abstract are not listed.)
  • If the dissertation or thesis consists of two volumes, list “Volume II” as a section in the table of contents.
  • Page numbers must be listed in a column to the right of each section or chapter title; only the first page of each chapter or section is stated (not a range of page numbers, such as 7–22).
  • The table of contents may be single-spaced.

List of Figures and List of Illustrations

Required if included.

As a page heading, use “LIST OF FIGURES” or "LIST OF ILLUSTRACTIONS" in all capital letters, centered on the page.

  • The list must contain enough of the titles or descriptions so that readers can locate particular items using the list. (It may not be necessary to include entire figure/illustration captions.)
  • The list must contain the page number on which each figure or illustration is found, as in a table of contents.
  • The list of figures/ illustrations may be single-spaced.
  • Figures/ illustrations must be placed as close as possible to their first mention in the text. They may be placed on a page with no text above or below, or they may be placed directly into the text. If a figure is placed directly into the text, text may appear above or below the figure/illustration/table; no text may wrap around the figure/illustration/table.
  • If a figure/illustration appears on a page without other text, it must be centered vertically within the margins on the page.
  • Figures/ Illustrations may not be placed at the end of the chapter or at the end of the dissertation or thesis.
  • Figure/illustration must be either continuous throughout the dissertation or thesis, or by chapter (e.g., 1.1, 1.2; 2.1, 2.2, etc.). The word “Figure,”  "Illustration" must be spelled out (not abbreviated), and the first letter must be capitalized.
  • A caption for a figure/illustration must be placed at the bottom of the figure.
  •  If the figure/illustration not including the caption, takes up the entire page, the figure/illustration caption must be placed alone on the preceding page and centered vertically and horizontally within the margins. (When the caption is on a separate page, the List of Figures, List of Illustrations  will list the page number containing the caption.)
  • If the figure/illustration not including the caption, takes up more than two pages it must be preceded by a page consisting of the caption only. The first page of the figure/illustration must include the figure/illustration (no caption), and the second and subsequent pages of the figure/illustration/table must also include, at the top of the figure/illustration/table, words that indicate its continuance—for example, “Figure 5 (Continued)”—and on these pages the caption is omitted.
  • If figures/illustrations are too large, they may be slightly reduced so as to render a satisfactory product or they must either be split into several pages or be redone. If a figure/illustration is reduced, all lettering must be clear, readable, and large enough to be legible. All lettering, including subscripts, must still be readable when reduced 25 percent beyond the final version. All page margin requirements must be maintained. Page numbers and headings must not be reduced. Figure/illustration captions must be in the same font and font size as the text, not reduced.
  • The caption of a figure may be single-spaced, but then captions for all figures/illustrations/tables must be single-spaced.
  • Horizontal figures/ illustrations must be positioned correctly—i.e., the top of the figure/illustration will be at the left margin of the vertical page of the dissertation or thesis (remember: pages are bound on the left margin). Figure/illustration headings/captions are placed with the same orientation as the figure/illustration when they are on the same page as the figure/illustration. When they are on a separate page, headings/captions are always placed in vertical orientation, regardless of the orientation of the figure/ illustration.
  • Page numbers are always placed as if the figure/illustration was vertical on the page.

List of Tables

  • As a page heading, use ““LIST OF TABLES” in all capital letters, centered on the page.
  • There must be separate pages for “LIST OF TABLES” even if there is only one example of each.
  • The list must contain enough of the titles or descriptions so that readers can locate particular items using the list. (It may not be necessary to include entire table captions.)
  • The list must contain the page number on which each  table is found, as in a table of contents.
  • The list of tables may be single-spaced.
  • Tables must be placed as close as possible to their first mention in the text. They may be placed on a page with no text above or below, or they may be placed directly into the text. If a table is placed directly into the text, text may appear above or below the figure/illustration/table; no text may wrap around the figure/illustration/table.
  • If a table appears on a page without other text, it must be centered vertically within the margins on the page.
  • Tables may not be placed at the end of the chapter or at the end of the dissertation or thesis.
  • Table numbering must be either continuous throughout the dissertation or thesis, or by chapter (e.g., 1.1, 1.2; 2.1, 2.2, etc.). The word “Table” must be spelled out (not abbreviated), and the first letter must be capitalized.
  •  A caption for a table must be placed above the table.
  • If the table, not including the caption, takes up the entire page, the table caption must be placed alone on the preceding page and centered vertically and horizontally within the margins. (When the caption is on a separate page, the List of Tables will list the page number containing the caption.)
  • If the table, not including the caption, takes up more than two pages it must be preceded by a page consisting of the caption only. The first page of the table must include the table (no caption), and the second and subsequent pages of the table must also include, at the top of the table, words that indicate its continuance—for example, “Figure 5 (Continued)”—and on these pages the caption is omitted.
  • If tables are too large, they may be slightly reduced so as to render a satisfactory product or they must either be split into several pages or be redone. If a table is reduced, all lettering must be clear, readable, and large enough to be legible. All lettering, including subscripts, must still be readable when reduced 25 percent beyond the final version. All page margin requirements must be maintained. Page numbers and headings must not be reduced.
  • Table captions must be in the same font and font size as the text, not reduced.
  • The caption of a figure/illustration/table may be single-spaced, but then captions for all figures/illustrations/tables must be single-spaced.
  •  Horizontal tables must be positioned correctly—i.e., the top of the table will be at the left margin of the vertical page of the dissertation or thesis (remember: pages are bound on the left margin). Table headings/captions are placed with the same orientation as the table when they are on the same page as the table. When they are on a separate page, headings/captions are always placed in vertical orientation, regardless of the orientation of the table.

List of Abbreviations

  •  As a page heading, use “LIST OF ABBREVIATIONS” in all capital letters, centered on the page.

List of Symbols

  •  As a page heading, use “LIST OF SYMBOLS” in all capital letters, centered on the page.
  • As a page heading, use “PREFACE” in all capital letters, centered on the page.

Body of the Dissertation or Thesis: Text, Appendix, Bibliography

  •  Chapter headings may be included that conform to the standard of your academic field.
  • Textual notes that provide supplementary information, opinions, explanations, or suggestions that are not part of the text must appear at the bottom of the page as footnotes. Lengthy footnotes may be continued on the next page. Placement of footnotes at the bottom of the page ensures that they will appear as close as possible in the microfilm to the referenced passage.
  •  Footnotes may be single-spaced in a 10-point size but must be in the same font as the text.
  • Footnotes should be numbered with superscripted Arabic numerals. Numbering can be continuous throughout the dissertation or thesis or may start again for each chapter or page, but the method used must be consistent throughout the document. (Once footnotes have been numbered, any footnotes that are inserted later will require the renumbering of all footnotes to accommodate the newly inserted one. Amending the existing footnote numbers by adding letters to distinguish repeated Arabic numerals—for example, 12a, 12b—is not allowed.)

Published Material.

  • If the material in any chapter has already been published or accepted for publication, written permission from the publisher authorizing the student to use it in the dissertation must be submitted.
  • On the first page of all published chapters, type an asterisk (*) next to the title(s). The asterisk should appear again at the bottom of the page, followed by a complete reference to the publication.

Appendix (or Appendices)

  •  As a page heading, use “APPENDIX” in all capital letters, centered on the page.
  •  Place in an appendix any material that is peripheral but relevant to the main text of the dissertation or thesis, such as survey instruments, additional data, computer printouts, details of a procedure or analysis, a relevant paper that you wrote, etc.
  •  The appendix may include text that does not meet the general font and spacing requirements of the other sections of the dissertation or thesis.
  • As a page heading, use “BIBLIOGRAPHY” (or “REFERENCES” or “WORKS CITED”) in all capital letters, centered on the page.
  •  Bibliographies may be single-spaced within each entry but must be 24-point-spaced between entries.
  • The Graduate School recommends that you follow the standard citation format used by a major journal in your academic field and that the style be consistent throughout the dissertation or thesis. (Also see “References for Style and Format.”)

For more information please read the Graduate Degree Requirements: Instructions for Doctoral Dissertation and Thesis Preparation:

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Fair Use, Copyright, Patent, and Publishing Options

1. Is information that you plan to include from others considered “fair use” and are you acknowledging these sources correctly?

You are responsible for acknowledging any facts, ideas, or materials of others that you include in your work. You must follow the guidelines for acknowledging the work of others in the “Code of Academic Integrity and Acknowledging the Work of Others” (published in the Policy Notebook for the Cornell Community).

If you use any copyrighted material in the dissertation or thesis, it is your responsibility to give full credit to the author and publisher of work quoted. The acknowledgment should be placed in a footnote at the bottom of the first page of the paper or chapter. Additionally, you must determine whether use of the material can be classified as a “fair use” by performing an analysis of your use of each copyrighted item. Please access the Copyright sources at Weill Cornell Library here. These resources are helpful tools for performing this analysis. (See also, Copyright Law and the Doctoral Dissertation: Guidelines to Your Legal Rights and Responsibilities , published by ProQuest, or The Chicago Manual of Style, published by the University of Chicago Press.)

If your use of material is not considered a “fair use,” you must obtain written permission from the copyright owner. Two copies of each permission letter must be submitted with the dissertation or thesis. ProQuest has specific requirements for the content of the permission letter. For these guidelines, consult the ProQuest Doctoral Dissertation Agreement form (published by ProQuest).

If you have already published or had accepted for publication part of your own dissertation or thesis material in a journal, depending on the terms of your publication agreement, it may be necessary to write to that journal and obtain written authorization to use the material in your dissertation.

2. Embargo of online copies

The value of your dissertation extends well beyond your graduation requirements. It’s important that you make an informed decision about providing online access, via ProQuest and eCommons, to your work. This decision can expand the visibility and impact of your work, but it can also shape the options available to you for publishing subsequent works based on your dissertation.

ProQuest’s ProQuest Dissertations and Theses (PQDT) database indexes almost all dissertations published in the U.S. and provides subscription access online to the full text of more recent dissertations. ProQuest also sells print copies of dissertations, paying royalties to authors, when they exceed a minimum threshold. Authors retain copyright in the works they submit to ProQuest.

eCommons is a service of the Cornell University Library that provides long-term, online access to Cornell-related content of enduring value. Electronic theses and dissertations deposited in eCommons, unless subject to embargo, are freely accessible to anyone with an internet connection. When submitting to eCommons, you retain copyright in your work. Ph.D. dissertations and master’s theses submitted to ProQuest are automatically submitted to eCommons, subject to the same embargo you select for ProQuest.

Electronic copies of dissertations in PQDT or eCommons may be made accessible immediately upon submission or after an embargo period of six months, one year, or two years. You may wish to consider an embargo period which helps address publishers’ interests in being the first to publish scholarly books or articles, while also ensuring that scholarship is accessible to the general public within a reasonable period of time. Your decision should be made in consultation with your special committee.

3. Creative Commons license

Creative Commons licenses provide authors with a straightforward and standardized means of prospectively granting certain permissions to potential users of the author’s material. Authors may request proper attribution, permit copying and the creation of derivative works, request that others share derivative works under the same terms and allow or disallow commercial uses. Authors may even choose to place their works directly into the public domain. You will have the option of selecting a Creative Commons license when you upload your dissertation or thesis to ProQuest, and your choice will automatically be applied to the copy of your work in eCommons.

4. Has a patent application been filed (or will one be) on the basis of your thesis or dissertation research?

Cornell University Policy 1.5 governs inventions and related property rights and MSK’s Policy on Intellectual Property . Inventions made by faculty, staff, and students must be disclosed to the Center for Technology Licensing at Cornell University (CTL). Theses and dissertations describing patentable research should be withheld from publication, in order to avoid premature public disclosure. Use the delayed release (embargo) option if a patent application is or will be in process, noting the reason for the delay as “patent pending.” If you have any questions, please contact Cornell’s Center for Technology Licensing at 607-254-4698 or [email protected] .

5. Register for copyright?

Copyright law involves many complex issues that are relevant to you as a graduate student, both in protecting your own work and in referencing the work of others. Discussion of copyright in this publication is not meant to substitute for the legal advice of qualified attorneys. A more detailed discussion of copyright law can be found in the publication from ProQuest entitled Copyright Law and the Doctoral Dissertation: Guidelines to Your Legal Rights and Responsibilities by Kenneth D. Crews.

Copyright protection automatically exists from the time the work is created in fixed form and the copyright immediately becomes the property of the author. Registration with the United States Copyright Office is not required to secure copyright; rather it is a legal formality to place on public record the basic facts of a particular copyright. Although not a condition of copyright protection itself, registering the copyright is ordinarily necessary before any infringement suits can be filed in court.

To register a copyright for your dissertation or thesis, register online or download printable forms . You may also request forms by mail from the Information Section, U.S. Copyright Office, Library of Congress, Washington, D.C. 20559, or contact them by telephone at 202-707-3000.

Doctoral candidates: You may authorize ProQuest to file, on your behalf, an application for copyright registration. This option will be presented to you as part of the submission process.

6. Supplementary materials

If supplementary materials (audio, video, datasets, etc., up to 2GB per file) are part of your thesis or dissertation, you may submit them as supplementary files during the online submission process. For help selecting long-lived file formats, note ProQuest’s guidance in their document, “Preparing Your Manuscript for Submission (Including Supplemental Files).” File formats for which ProQuest does not guarantee migration may still have a high likelihood of preservation in Cornell’s digital repository; please see the eCommons help page for further guidance.

Do not embed media files in the PDF version of your thesis or dissertation, as this can significantly increase the size of the file and make it difficult to download and access. Include a description of each supplementary file in the abstract of your thesis or dissertation. You may include an additional supplementary file containing more detailed information about the supplementary materials as a “readme” file or other form of documentation; this is particularly advisable for data sets or code. The Research Data Management Service Group ( [email protected] ) offers assistance in preparing and documenting data sets for online distribution.

7. Make your work discoverable on search engines?

ProQuest offers authors the option of making their graduate work discoverable through major search engines including Yahoo, Google, Google Scholar, and Google Books. If you chose the Search Engine option on their dissertation “paper” publishing agreement or within ProQuest’s PROQUEST ETD Administrator (electronic submission service), you can expect to have your work appear in the major search engines.

If you change your mind and do not want your work to be made available through search engines, you can contact customer service at [email protected] or 800-521-0600 ext. 77020. In addition, if you did not initially adopt this option but now want your works made available through this service, contact the customer service group to change your selection. Please note that search engines index content in eCommons, regardless of the choice you make for ProQuest.

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Graduate School Bloomington

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Doctoral dissertation formatting

In order to be accepted, your doctoral dissertation must comply with certain formatting guidelines. Be sure to read the list of requirements thoroughly before you begin, and check the list carefully before you submit.

  • Font size should be either 11 or 12 point for the entire document with the only exception being the title on the title page, footnotes, tables/charts, and picture/table descriptions. Font up to size 16 point may be used for the document’s title on the title page only. Font as small as 10 point may be used for footnotes, the content of tables/charts, and picture/table/chart descriptions. Within tables, charts, or image descriptions, font smaller than 10 point may be used, but thought should be given to legibility.
  • Black font is used throughout the document, with the only exception being areas where a different font color serves a purpose in explaining or highlighting some aspect of the research/document in a way black font could not.
  • Be consistent in font style throughout your document. The following font styles are recommended for the ease with which they convert to a PDF. All documents have to be converted to a PDF in the electronic submission process.
  •  Arial
  •  Bookman Old Style
  •  Calibri
  •  Cambria
  •  Lucida Bright
  •  Times New Roman 

Page numbers and headers

  • Page numbers must be clear, consecutive, and printed on every page, including appendixes, tables, figures, maps, charts, photographs, etc., except for the title page and vita page.
  • Lowercase Roman numbers (e.g., i, ii, iii) are used for the front matter (the pages preceding the main body of work).
  • Arabic numerals (e.g., 1, 2, 3) are used in the body of the work, the bibliography and the appendices.
  • The title page counts as page i but does not bear a number.
  • Begin the actual numbering with the acceptance page as page ii, and continue with lowercase Roman numerals until the start of the actual body of the dissertation. That page, whether part of your full introduction or of your first chapter, should be numbered using the Arabic numeral 1, and every page thereafter should be numbered consecutively until you reach the vita page.
  • Ordinarily, page numbers should be centered at the top or bottom of the page, entered midway between the edge of the paper and the text to prevent their loss during the binding process.
  • Running heads are not used in dissertation submissions. Please limit the content of your header and footer space to the page number only.
  • Top, Right, and Bottom margins must be one inch. If the dissertation will only be electronically accessed, a one-inch left margin is acceptable. The left margin should be one inch if the dissertation will be bound in paper form by ProQuest. If using a bindery other than ProQuest, please consult with the bindery about the size of the left margin needed for their binding process.
  • Proper margin space is critical for proper binding. Inadequate margins can result in part of your material being lost after the combination of copying and binding. Even if all the material remains, insufficient margins can affect the readability and appearance of your work.
  • These margin requirements apply to all materials included in the dissertation, including figures, tables, maps, plates, etc., and any preliminary material you choose to include.

The material should be double-spaced. Long quotations within the text should be typed single-spaced with wider margins.

  • Dissertations should be written in English, unless you and your department/committee have decided otherwise. In that case, an English-language abstract must be included in the dissertation.

Style manuals

Commonly used style manuals include:

  • The Chicago Manual of Style
  • Turabian, Kate L., A Manual for Writers
  • Modern Language Association (MLA) style sheet
  • American Psychological Association (APA) style sheet (especially for works in the social sciences)

Check with your research committee if you are unsure which style manual you should use.  IU Libraries also offer research support, including links to online versions of some style manuals. 

  • Check with your department on this requirement. This format depends largely on your particular field or topic.
  • For example, you may opt to have footnotes appear on the page where the annotation occurs, at the end of each chapter, or solely in the traditional reference/bibliography section(s). Be sure to follow the conventions of your department or discipline.
  • Each document must have at least one reference section.

Photographs and images

  • If photographs or detailed graphics are part of the work, make sure they are crisp and clear when printed.
  • The IU Seal or Branding should not be used on any portion of the dissertation. These items may be used only with the written permission of the university.
  • The bound copy must be hardcover, 8 1/2 X 11 inch, and identical to the final version that the Graduate School accepts within your ProQuest account.
  • The Graduate School accepts only bindings that use the oversewn method. Velo binding available from some photocopying businesses is not acceptable.
  • Ask the bindery to put the dissertation title and your full name on the front cover and the title plus your last name on the spines of the bound copies. Remember that this title needs to fit along the spine of the bound dissertation. The IU logo or seal should not be used on any dissertation.
  • If submitting a bound copy to the Graduate School to fulfill the embargo requirement, you should arrange for the bindery to send the finished book directly to the Graduate School:

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Microsoft Word for Dissertations

  • Introduction, Template, & Resources
  • Formatting for All Readers
  • Applying a Style
  • Modifying a Style
  • Setting up a Heading 1 Example
  • Images, Charts, Other Objects
  • Footnotes, Endnotes, & Citations
  • Cross-References
  • Appendix Figures & Tables
  • Table of Contents
  • List of Figures/Tables
  • Chapter and Section Numbering
  • Page Numbers
  • Landscape Pages
  • Combining Chapter Files
  • Commenting and Reviewing
  • The Two-inch Top Margin
  • Troubleshooting
  • Finalizing Without Styles
  • Preparing Your Final Document

Help with Microsoft Word

Members of the University of Michigan community can get dissertation & thesis formatting assistance from the experts at ScholarSpace:

Please  visit this link to make an appointment , or send an email to [email protected].

We're here to solve any formatting problems you've run into, and can give you guidance about captioning figures, solving numbering issues, creating a List of Tables/Figures/Appendices, and more.

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Introduction to Word for Dissertations

Formatting your dissertation (or thesis) will likely take more time than you expect. But using the special features described in this Guide will save you a great deal of work , particularly if you use our template (available in the box below). The earlier you begin to use these tools, the more time you'll save and the less stress you'll have as your submission deadline approaches. Students at the University of Michigan are also encouraged to contact the experts at the Library's ScholarSpace anytime you run into a problem or have a question.

To meet  Rackham’s Dissertation Formatting Guidelines  you will need to modify the standard settings that Microsoft Word uses. This guide will show you how to use the tools to make the necessary modifications.  While we do follow the requirements from Rackham’s formatting guidelines to demonstrate the tools, in the end, you are responsible for verifying that your document meets the requirements that Rackham sets.

To save yourself time and effort , please consider using our Dissertation Template (link available in the box below). Many of the settings discussed in this Guide are already included in that document.

Please note that, as a University of Michigan student, you have free access to the Microsoft Office suite of tools -- including Microsoft Word. Visit this link to learn more and to download Office to your own computer.

Dissertation Template and other Resources

  • ScholarSpace Template for Dissertations This Microsoft Word document comes with many of the Rackham formatting guidelines built in, and can be used for dissertations and theses. Please note that this template doesn't follow the formatting direction of any particular Style Guide. It is your responsibility to make sure you are following the Style Guide predominant in your field, and to make any relevant formatting changes to heading styles, numbering, captions, etc... How to make many of those changes is described throughout this Guide.
  • Rackham Dissertation Handbook Rackham's Dissertation Guidelines and Handbook
  • Dissertation Formatting Checklist Rackham's list of formatting issues to watch out for in your dissertation.
  • Using Microsoft Word for Large Documents (non-dissertation specific) Handout (This document was written for an older -- much older -- version of Word, but nearly all of the information is still accurate and useful)
  • Guide to Copyright for Dissertations

A word about LaTeX

LaTeX is a writing and markup language often used in science and engineering documents because it allows for great control in creating complex equations and formulas. ScholarSpace does not maintain a template for dissertations created with LaTeX, and we can only provide very limited support for it. That said, there is a community of U-M folks who actively maintain  this LaTeX template to keep it in line with Rackham's guidelines .

Here are some other very useful resources:

  • Video recording of a  UM Library Workshop on Dissertation Formatting with LaTeX
  • Documentation for LaTeX and Overleaf
  • Bibiliography Management with LaTeX
  • How to Write a Thesis in LaTeX
  • A huge collection of LaTeX resources

Can I use Google Docs for my dissertation?

No. Google Docs can get you pretty far down the road to something that looks like what Rackham requires, however, it's going to take a lot more work to get that far, and as you approach the finish line there will be obstacles that Google Docs just won't be able to get around. The issue is that Google Docs was not designed for complicated documents like a thesis or dissertation. To get it to do many of the special things that Rackham requires, you'll have to do a lot of work that Word will just do for you . A few examples:

  • Rackham requires 1" margin on all pages, but a 2" margin at the top of each new section. You'll have to manually adjust every relevant page yourself in Docs to get this, but Word will just do it automatically.
  • Docs gives you three choices for how your Table of Contents will look, none of which are suitable for Rackham. While you can adjust the format, many aspects of it (such as spacing) will revert to the original every time you update it.  With Word, you're in charge of what your ToC looks like.
  • In Docs, you'll have to manually type in your figure numbers ("Figure 3.6") and change them every time you add or move them. But Word will manage numbering and caption placement for you, it will renumber figures or tables as you add or move them, and it will create your List of Figures/Tables automatically – correct page numbers and all. 
  • With Word's figure/table numbering, you can also insert cross-references so when you refer to "(see Figure 4.2)" but then you add some new figures before that, not only will Figure 4.2 renumber itself automatically, but anywhere you've referred to it will be updated, too. No more anxiety about whether you've updated everything accurately.
  • Page numbers: Rackham wants the first two pages to have no page numbers, the rest of the frontmatter to have small roman numerals, and the body of the document to have arabic numerals.  Docs just plain can't do that. 

If you're concerned about the learning curve of using Word, please know that this Guide goes over how to do everything, AND the Word template found here has nearly everything already set up for you. We also regularly offer a workshop that serves as an introduction to the most useful features, and you can set up a meeting with a ScholarSpace expert anytime you run into something that you can't figure out. 

Writing Assistance

This Guide is all about how to properly format your dissertation -- how to make it look the way Rackham wants it to look. But what if you need help with the actual composition  of your content? Our friends at the Sweetland Writing Center offer such assistance, through their Writing Workshop program. From their website:

These are just a few quick but especially important tips to help you get started. See our more expansive Tips & Troubleshooting section for suggestions that are a little more complex.

  • Save early , save often, and create backup versions as you go along. Consider setting up Microsoft OneDrive (you have free access with your umich login credentials). With this, you can turn on "Autosave" in Word to automatically save your document at regular intervals.

dissertation formatting margins

  • Use our template (available above), it will save you lots of time. Nearly all of the difficult formatting stuff we discuss in this Guide is already built into the template. Consider doing all of your writing in it -- even if you're working in separate files for each chapter, you can use a copy of the template for each one of those chapters.
  • Set the margins including the two-inch margin for chapters titles  ( Setting Margins ) .
  • Define styles for Headings 1-3, Normal, Captions, and Quotes – these are most common; you may need others ( Working with Styles ).
  • If headings need to be numbered (for example, 1.1, 1.2, 2.1, etc.), define a multi-level list ( Automatic Numbering ).
  • If captions need to include the chapter number, define a multi-level list ( Automatic Numbering ).
  • Share your file(s) with your advisors using Track Changes ( Commenting and Reviewing ) .
  • If you use EndNote to manage your citations and create your bibliography, use only one EndNote library for your entire dissertation (see our EndNote Basics guide).
  • Did we mention that you really ought to try out our template (available above)?
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Formatting Requirements

Page layout, margins and numbering.

Your scholarly approach may call for a different presentational method. These are the requirements and recommendations for text-based theses.

For a text-based thesis, or the text portions of a thesis, the page size must be 8.5" x 11", and the text must be in a single, page-wide column. Do not use two or more columns in your thesis.

The text of the thesis is written in paragraph form.

  • the first line of each paragraph should be indented, OR
  • there should be a larger space between paragraphs than there is between lines.

Each chapter should generally start at the top of a new page.

Left: 1.25 inches (32 mm) is recommended if you intend to bind copies of your thesis; 1 inch minimum.

Right, top, and bottom: 1 inch recommended; 0.75 inches (19 mm) minimum

Page Numbering

Preliminary pages:.

  • must be numbered in lower case Roman numerals (ii, iii, iv, etc.)
  • the title page is "i" but this number must not appear on the page
  • numbering begins at "ii" on the committee page
  • the first page of the abstract is page iii

Body of thesis:

  • must be numbered in Arabic numerals (1, 2, 3, etc.)
  • the first page of the text is "1"
  • subsequent pages are numbered continuously throughout, including pages with tables and figures, bibliographies, appendices, and index

Whole thesis:

  • every page except the title page must have a number on it
  • there must be no blank pages in the thesis.

Page numberS:

  • must be placed at least .5 inches (12 mm) from the edge of the page
  • may be either in the lower centre or on the top or lower right of the page, when the page is viewed in portrait view. Lower right is preferred.

Landscape Pages

Landscape pages must be orientated in your PDF so that they are readable without rotation. You do not need to change the location or orientation of the page number, but may if you wish.

Facing Pages

Facing pages are not acceptable; you must use one-sided layout and pagination. If the caption for a figure, table, etc., cannot appear on the same page as its accompanying illustration, place the illustration on a separate page after the caption.

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Thesis / dissertation formatting manual (2024).

  • Filing Fees and Student Status
  • Submission Process Overview
  • Electronic Thesis Submission
  • Paper Thesis Submission
  • Formatting Overview
  • Fonts/Typeface
  • Pagination, Margins, Spacing
  • Paper Thesis Formatting
  • Preliminary Pages Overview
  • Copyright Page
  • Dedication Page
  • Table of Contents
  • List of Figures (etc.)
  • Acknowledgements
  • Text and References Overview
  • Figures and Illustrations
  • Using Your Own Previously Published Materials
  • Using Copyrighted Materials by Another Author
  • Open Access and Embargoes
  • Copyright and Creative Commons
  • Ordering Print (Bound) Copies
  • Tutorials and Assistance
  • FAQ This link opens in a new window

Every page in your manuscript (except the Title and Copyright pages) must be numbered.

All page numbers should be centered at the bottom of each manuscript page.

See specific Pagination guidelines for the Preliminary Pages and the Text and Reference (Body) Pages .

Page Size and Margins

The final version of your thesis/dissertation must be on an  8.5" x 11" (letter size)  page.

All manuscript text, excluding manuscript page numbers, must fit within these specified margin requirements:

Minimum 1-inch margins  from the top, left, right, and bottom edges of each page

Tables, figures, graphs, photographs, and appendices are also included in these margin requirements. Materials may be reduced or enlarged, if necessary, to fit within the required margins. Pages may be rotated to landscape orientation to accommodate tables or illustrations .

Your manuscript must be  double-spaced,  with the exception of footnotes/endnotes, bibliographic entries, long quotations, data in lists and tables, lists in appendices and figure/table captions, all of which should be single-spaced.

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Format Requirements for Your Dissertation or Thesis

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The final dissertation or thesis manuscript must have a ready-for-publication appearance and standard features.

The Office of the University Registrar does not endorse or verify the accuracy of any dissertation or thesis formatting templates that may be available to you.

It is your student responsibility to make sure that the formatting meets these requirements. Introductory material, text, and appendices must all be clearly and consistently prepared and must meet all of the specifications outlined below.

Once you upload and submit your dissertation or thesis in Axess, and it has been approved by the university, the submission is considered final and no further changes are permitted.

The digital file of the dissertation or thesis, which is sent to Stanford Libraries for cataloging, must meet certain technical requirements to ensure that it can be easily accessed by readers now and into the future. 

Follow the specifications outlined below.

Style and Format

Word and text divisions, style guides, content and layout, special instructions for d.m.a. students, order and content, page orientation, embedded links, supplementary material and publishing, supplementary material, scholarly reference, published papers and multiple authorship, use of copyrighted material, copyrighting your dissertation, file security and file name, stanford university thesis & dissertation publication license.

Pages should be standard U.S. letter size (8.5 x 11 inches).

In order to ensure the future ability to render the document, standard fonts must be used. 

For the main text body, type size should be 10, 11, or 12 point. Smaller font sizes may be used in tables, captions, etc. 

The font color must be black. 

Font Families

Acceptable font styles include:

  • Times New Roman (preferred)
  • Courier, Courier Bold, Courier Oblique, Courier Bold-Oblique;
  • Helvetica, Helvetica Bold, Helvetica Oblique, Helvetica Bold-Oblique;
  • Times, Times Bold, Times Italic, Times Bold-Italic;
  • Computer Modern (or Computer Modern Roman).

Note: Do not use script or ornamental fonts. Do not use proprietary fonts.

If you use mathematical or other scientific notation in your dissertation or thesis using a font other than Symbol, you must embed the font into the PDF that is submitted to the university. 

Inner margins (left edge if single-sided; right edge for even-numbered pages, and left edge for odd-numbered pages if double-sided) must be 1.5 inches. All other margins must be one inch.

Pagination, headers, and/or footers may be placed within the margin, but no closer than one-half inch from the edge of the page.

For double-sided copies, 1.5 inches must be maintained as the inner margin. Margin requirements should apply to the entire document, including the title page.

The main text of the manuscript should be one-and-a-half or double-spaced lines, except where conventional usage calls for single spacing, such as footnotes, indented quotations, tables, etc.

Words should be divided correctly at the end of a line and may not be divided from one page to the next. Use a standard dictionary to determine word division. 

Avoid short lines that end a paragraph at the top of a page, and any heading or subheading at the bottom of a page that is not followed by text.

The dissertation and thesis must be in English. 

Language Exceptions for Dissertations Only

Approval for writing the dissertation in another language is normally granted only in cases where the other language or literature in that language is also the subject of the discipline. 

Exceptions are granted by the school dean upon submission of a written request from the chair of your major department. Approval is routinely granted for dissertations in the Division of Literature, Cultures, and Languages within department specifications.

Prior to submitting in Axess, you must send a copy of the approval letter (or email message chain) from the department dean to [email protected]    

Dissertations written in another language must include an extended summary in English (usually 15 to 20 pages in length). In this case, you should upload your English summary as a supplemental file, during Step 4 of the online submission process.

Select a standard style approved by your department and use it consistently. 

Some reliable style guides are:

  • K.A. Turabian’s A Manual for Writers of Term Papers, 
  • Theses and Dissertations (University of Chicago Press), and 
  • the MLA Handbook for Writers of Research Papers, Theses, and Dissertations (Modern Language Association).

If you are a student in the Doctor of Musical Arts program, you may submit musical scores formatted at 11 x 17 inches in size. 

If you are submitting a performance as your dissertation, submit the audio file in WAV format as a supplemental file. 

Note: The maximum file size accepted for submission is 100 MB. If a performance recording exceeds the maximum file size, break the file into multiple files and submit the parts individually as supplemental files.

Your dissertation or thesis must contain the following sections. All sections must be included in a single digital file for upload.

  • Title Page — The format must be followed exactly. View these title page examples for Ph.D. Dissertation and this title page sample for an Engineer Thesis . Use uppercase letters. The title of the dissertation or thesis should be a meaningful description of the content of the manuscript. Use word substitutes for formulas, symbols, superscripts, subscripts, Greek letters, etc. The month and year must be the actual month and year in which you submit your dissertation or thesis electronically to the university. (Note: A student who submits in Autumn quarter is conferred his/her degree in the following calendar year.)
  • Copyright Page — The dissertation or thesis PDF uploaded in Axess should not contain a copyright page. The copyright page will be created automatically by the online submission system and inserted into the file stored by Stanford Libraries.
  • Signature Page — The dissertation or thesis PDF uploaded in Axess should also not contain a signature page. The submission process has moved away from ink-signatures, so a digital facsimile of the signature page will be created automatically by the online submission system and inserted into the dissertation or thesis in its final format stored by Stanford Libraries.
  • Abstract — An abstract may be included in the preliminary section of the dissertation or thesis. The abstract in the body of the dissertation or thesis follows the style used for the rest of the manuscript and should be placed following the signature page. There is no maximum permissible length for the abstract in the dissertation or thesis.    Dissertation authors must enter an abstract using the online submission form for uploading the digital dissertation or thesis file to the library. This abstract, which will be indexed for online searching, must be formatted in plain text (no HTML or special formatting). It should be a pithy and succinct version of the abstract included in the dissertation or thesis itself.
  • Preface, an Acknowledgment, or a Dedication
  • Table of Contents – Include page references.
  • List of Tables –  Include titles and page references. This list is optional.
  • List of Illustrations – Include titles and page references. This list is optional
  • Introduction  
  • Main body – Include suitable, consistent headings for the larger divisions and more important sub-divisions.
  • Appendices.
  • Bibliography or List of References.

Except for the title page, which counts as 'i' but is not physically numbered, each page of the manuscript, including all blank pages, pages between chapters, pages with text, photographs, tables, figures, maps, or computer code must be assigned a number. 

Consistent placement of pagination, at least one-half inch from the paper’s edge, should be used throughout the manuscript.

Follow these pagination instructions exactly:

  • For the preliminary pages, use small Roman numerals (e.g., iv, v, vi).
  • The title page is not physically numbered, but counts as page i.
  • Keep in mind that a copyright page ii and augmented signature page iii (based off your student record) will automatically be inserted to your manuscript during submission.  This means you must ensure to remove pages ii and iii from your dissertation or thesis.
  • Failing to remove pages ii and iii is most common formatting mistake: you must remove your copyright page ii and signature page iii from the pdf file before you submit your dissertation or thesis, and begin pagination on your abstract with page number "iv". If the document is formatted for double-sided printing with each section starting on the right page, then pagination will begin on a blank page (page"iv") and the Abstract should be numbered as page "v", and so forth.
  • For the remainder of the manuscript, starting with the Introduction or Chapter 1 of the Main Body, use continuous pagination (1, 2, 3, etc) for text, illustrations, images, appendices, and the bibliography. Remember to start with Arabic numbered page 1, as this is not a continuation of the Roman numeral numbering from the preliminary pages.
  • The placement of page numbers should be consistent throughout the document.

For text, illustrations, charts, graphs, etc., printed in landscape form, the orientation should be facing away from the bound edge of the paper.

Images (color, grayscale, and monochrome) included in the dissertation or thesis should be clearly discernible both on screen and when printed. The dimensions should not exceed the size of the standard letter-size page (8.5” x 11”).

Image resolution should be 150 dots per inch (dpi), though resolutions as low as 72 dpi (and no lower) are acceptable. 

The format of images embedded in the PDF should be JPEG or EPS (the format JPEG2000 is also acceptable when it is supported in future versions of the PDF format). GIF and PNG are not preferred image file formats.

Large images, including maps and charts or other graphics that require high resolution, should not be included in the main dissertation or thesis file. Instead, they can be submitted separately as supplemental files and formatted in other formats as appropriate. 

Multimedia, such as audio, video, animation, etc., must not be embedded in the body of the dissertation or thesis. These media types add size and complexity to the digital file, introducing obstacles to users of the dissertation or thesis who wish to download and read (and “play back”) the content, and making it more difficult to preserve over time.

If you wish to include multimedia with your submission, upload the media separately as a stand-alone file in an appropriate media format. See Supplementary Material section below.

It is acceptable to include “live” (i.e., clickable) web URLs that link to online resources within the dissertation or thesis file. Spell out each URL in its entirety (e.g., http://www.stanford.edu ) rather than embedding the link in text (e.g., Stanford homepage ). By spelling out the URL, you improve a reader’s ability to understand and access the link reference.

Supplementary material may be submitted electronically with the dissertation or thesis. This material includes any supporting content that is useful for understanding the dissertation or thesis, but is not essential to the argument. It also covers core content in a form that can not be adequately represented or embedded in the PDF format, such as an audio recording of a musical performance.

Supplementary materials are submitted separately than the dissertation or thesis file, and are referred to as supplemental files.

A maximum of twenty supplemental files can be submitted. There are no restrictions on the file formats. The maximum file size is 1 GB.

You are encouraged to be judicious about the volume and quality of the supplemental files, and to employ file formats that are widely used by researchers generally, if not also by scholars of the discipline.

The following table outlines recommended file formats for different content types. By following these recommendations, the author is helping to ensure ongoing access to the material.

After uploading each supplemental file, it is important to enter a short description or label (maximum 120 characters for file name and the description). This label will be displayed to readers in a list of the contents for the entire submission.

If copyrighted material is part of the supplementary material, permission to reuse and distribute the content must be obtained from the owner of the copyright. Stanford Libraries requires copies of permission letters (in PDF format) to be uploaded electronically when submitting the files, and assumes no liability for copyright violations. View this sample permission letter .

System restrictions allow for a maximum of 10 individually uploaded permission files. If you have more than 10 permission files we recommend combining all permission letters into a single PDF file for upload.

In choosing an annotation or reference system, you should be guided by the practice of your discipline and the recommendations of your departments. In addition to the general style guides listed in the Style section above, there are specific style guides for some fields. When a reference system has been selected, it should be used consistently throughout the dissertation or thesis. The placement of footnotes is at your discretion with reading committee approval.

An important aspect of modern scholarship is the proper attribution of authorship for joint or group research. If the manuscript includes joint or group research, you must clearly identify your contribution to the enterprise in an introduction.

The inclusion of published papers in a dissertation or thesis is the prerogative of the major department. Where published papers or ready-for-publication papers are included, the following criteria must be met:

  • There must be an introduction that integrates the general theme of the research and the relationship between the chapters. The introduction may also include a review of the literature relevant to the dissertation or thesis topic that does not appear in the chapters.
  • Multiple authorship of a published paper should be addressed by clearly designating, in an introduction, the role that the dissertation or thesis author had in the research and production of the published paper. The student must have a major contribution to the research and writing of papers included in the dissertation or thesis.
  • There must be adequate referencing of where individual papers have been published.
  • Written permission must be obtained for all copyrighted materials. Letters of permission must be uploaded electronically in PDF form when submitting the dissertation or thesis. 
  • The published material must be reformatted to meet the university's format requirements (e.g., appropriate margins and pagination) of the dissertation. The Office of the University Registrar will approve a dissertation or thesis if there are no deviations from the normal specifications that would prevent proper dissemination and utilization of the dissertation or thesis. If the published material does not correspond to these standards, it will be necessary for you to reformat that portion of the dissertation or thesis.
  • Multiple authorship has implications with respect to copyright and public release of the material. Be sure to discuss copyright clearance and embargo options with your co-authors and your advisor well in advance of preparing your thesis for submission.

If copyrighted material belonging to others is used in your dissertation or thesis or is part of your supplementary materials, you must give full credit to the author and publisher of the work in all cases, and obtain permission from the copyright owner for reuse of the material unless you have determined that your use of the work is clearly fair use under US copyright law (17 USC §107). 

The statute sets out four factors that must be considered when assessing Fair Use:

  • the purpose and character of the use, including whether such use is of a commercial nature or is for nonprofit educational purpose;
  • the nature of the copyrighted work;
  • the amount and substantiality of the portion used in relation to the copyrighted work as a whole; and
  • the effect of the use upon the potential market for or value of the copyrighted work.

The Association of American University Presses requires permission for any quotations that are reproduced as complete units (poems, letters, short stories, essays, journal articles, complete chapters or sections of books, maps, charts, graphs, tables, drawings, or other illustrative materials). You can find this guideline and other detailed information on Fair Use at http://fairuse.stanford.edu . 

If you are in doubt, it is safest to obtain permission. Permission to use copyrighted material must be obtained from the owner of the copyright. Stanford Libraries requires copies of permission letters (in PDF format) to be uploaded electronically when submitting the dissertation or thesis, and assumes no liability for copyright violations. For reference, view this sample permission letter .

Copyright protection is automatically in effect from the time the work is in fixed form. A proper copyright statement consisting of the copyright symbol, the author’s name, year of degree conferral, and the phrase “All Rights Reserved” will be added automatically to the dissertation or thesis in its final form.

Registration of copyright is not required, but it establishes a public record of your copyright claim and enables copyright owners to litigate against infringement. You need not register your copyright with the U.S. Copyright Office at the outset, although registration must be made before the copyright may be enforced by litigation in case of infringement. 

Early registration does have certain advantages: it establishes a public record of your copyright claim, and if registration has been made prior to the infringement of your work, or within three months after its publication, qualifies you to be awarded statutory damages and attorney fees in addition to the actual damages and profits available to you as the copyright owner (should you ever have to sue because of infringement).

For more information about copyright, see the Stanford Libraries' resource on Copyright Considerations .

For further information on Registration of Copyright, see https://www.copyright.gov/registration/ .

Do not require a password to make changes to your submitted PDF file, or apply other encryption or security measures. Password-protected files will be rejected.

The file name and description will be printed on a page added to your dissertation or thesis, so choose a file name accordingly.

Important note: File names may only consist of alphanumeric characters, hyphen, underscore, at sign, space, ampersand, and comma – before the ending period and file extension.  Specifically,

  • A file name cannot start with a space, period (nor contain a period), underscore, or hyphen.
  • Files names must be 120 characters or less.

Here is an example of a filename that is allowed, including all of the possible characters:

  • A Study of Social Media with a Focus on @Twitter Accounts, Leland Student_30AUG2023.pdf

In submitting a thesis or dissertation to Stanford, the author grants The Trustees of Leland Stanford Junior University (Stanford) the non-exclusive, worldwide, perpetual, irrevocable right to reproduce, distribute, display and transmit author's thesis or dissertation, including any supplemental materials (the Work), in whole or in part in such print and electronic formats as may be in existence now or developed in the future, to sub-license others to do the same, and to preserve and protect the Work, subject to any third-party release or display restrictions specified by Author on submission of the Work to Stanford.

Author further represents and warrants that Author is the copyright holder of the Work, and has obtained all necessary rights to permit Stanford to reproduce and distribute third-party materials contained in any part of the Work, including use of third-party images, text, or music, as well as all necessary licenses relating to any non-public, third-party software necessary to access, display, and run or print the Work. Author is solely responsible and will indemnify Stanford for any third party claims related to the Work as submitted for publication.

Author warrants that the Work does not contain information protected by the Health Insurance Portability and Accountability Act (HIPAA), the Family Educational Rights and Privacy Act (FERPA), confidentiality agreements, or contain Stanford Prohibited, Restricted or Confidential data described on the University IT website , or other data of a private nature.

Stanford is under no obligation to use, display or host the work in any way and may elect not to use the work for any reason including copyright or other legal concerns, financial resources, or programmatic need.

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Formatting your Thesis and Dissertation:Tools,Tips and Troubleshooting

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Adjust Margins

On the  Page Layout  ribbon,  Page Setup  group, choose  Margins :

Select Margins from Menu

At  Margins , hold the cursor down on the arrow. When the Margins dialog box opens, move the cursor to the bottom to  Custom Margins  and click on it:

dissertation formatting margins

On the  Page Setup  dialog box, the margins should be 1.2 inches on the top, right and bottom and 1.7 inches on the left. Whole document ( Depending on department regulation ).

dissertation formatting margins

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Thesis and Dissertation Formatting

Introduction.

The requirements listed in the Thesis and Dissertation Formatting Requirements apply to the formal master’s thesis and the doctoral dissertation.

The thesis or dissertation is a report of original research and scholarly work that is shared with the academic community and is made available to the public. The thesis or dissertation becomes part of the UWM Digital Commons and is also made available through ProQuest. Information about submission can be found on the Electronic Thesis & Dissertation Submission website.

These format standards have been developed to ensure a degree of consistency in the written presentation of this research across academic disciplines.

The Graduate School will not accept theses or dissertations that do not conform to these requirements. Have your formatting reviewed by the Graduate School by the formatting deadline .

General Instructions

Required page order, preliminary pages:.

  • Title page – required
  • Abstract page – required
  • Copyright page – optional
  • Dedication – optional
  • Table of Contents – required for all except creative works
  • List of Figures – required if figures appear in thesis
  • List of Tables – required if tables appear in the thesis
  • List of Abbreviations – optional
  • Acknowledgements – required if permission to reproduce copyright material is necessary
  • Frontispiece (illustration) or Epigraph (quotation) – optional
  • Appendices – optional

Thesis and Dissertation Formatting Resources:

• Manual (PDF) • Presentation (.pptx) • Thesis Formatting Template (.docx) • Dissertation Formatting Template (.docx) • Checklist (PDF)

Double space throughout, with the exception of the title page; captions; table or figure headings; extensive quotations; footnotes or endnotes; entries in the References section; entries in the Table of Contents; and appendices.

Any standard font is acceptable; however, the same font should be used throughout. Use a font size of approximately 12. The only exceptions to this font size are captions (not smaller than 9 point) and headings (not larger than 20 point).

ALL pages must have 1″ top, bottom, left, and right margins.

Preliminary Pages

Preliminary pages are the required pages that appear at the beginning of the final document. There are also optional pages which can be placed in this section.

Page Numbering

All preliminary pages are numbered with lower case Roman numerals, centered at the bottom of the page, with the bottom of the number at least 1/2 inch from the edge of the page. The exception to this is the title page, which is counted but not numbered.

Sample pages (PDF)

Pages appear in this order

  • Title page – Required The title page is counted but not numbered. Follow the format shown in the sample pages (PDF) . All items centered and TITLE IN ALL CAPS. Use official degree names only. The date is the month and year of degree conferral. Degrees are awarded three times a year: in May, August, and December.
  • Abstract – Required The abstract is a summary of the dissertation. Follow the format shown in the sample pages (PDF) . Copy the abstract heading sample exactly. See Sample ABSTRACT TEXT for important information. It always starts with page number “ii”.
  • Copyright and Your Dissertation or Thesis (ProQuest) (PDF)
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  • UWM Libraries: Copyright and Fair Use
  • Dedication – Optional May be combined with acknowledgements. There is no required heading on this page.
  • Table of Contents – Required for all except creative works. The Table of Contents lists all sections that follow it (with the exception of an epigraph or frontispiece). Type TABLE OF CONTENTS centered at the top of the page, double space and begin the entries. Single space within entries and double space in-between entries.
  • List of Figures – Required if figures appear in the thesis. Type LIST OF FIGURES centered at the top of the page, double space and begin. The term figures includes various non-text items. List the number, caption, and page number of each figure. Figures should be numbered consecutively throughout the thesis.
  • List of Tables – Required if tables appear in the thesis. Type LIST OF TABLES at the top of the page, double space and begin. List the number, caption, and page number of each table. Tables should be numbered consecutively throughout the thesis.
  • List of Abbreviations (or List of Symbols, or Nomenclature) – Optional, include as necessary. Format heading the same as List of Figures.
  • Acknowledgments – Required if permission to reproduce copyrighted material is necessary. Type ACKNOWLEDGMENTS at the top of the page, double space, and begin the remarks.
  • Frontispiece (illustration) or Epigraph (quotation) – Optional The source of the epigraph is listed below the quotation, but is not listed in the bibliography unless it is also cited in the main text.

Beginning with the text of the thesis, the page numbering changes to Arabic numerals, centered at the bottom of the page, with at least 1/2″ clearance from each edge. The first page of the main text is page 1, and should be displayed on the page. All subsequent pages are numbered throughout the text.

Tables and Figures

All illustrative materials must maintain the same margins as the rest of the thesis. 1″ top, bottom, left, and right margins

All illustrative material must be large enough to be easily read. Minimum font size is 9.

Landscape format

In order to maintain the required page margins for tables or figures, it may be necessary to print them in landscape format. The top margin will now be the edge that is bound. However, the page number must be placed on the page as though the page was in portrait format. It needs to appear in the same location and have the same text direction as the other (portrait) pages. See Thesis and Dissertation Formatting (.pptx) for additional help and examples.

Figure Captions

If space permits, the caption should appear on the same page as the figure. Font size must not be smaller than 9 point.

References and Citations

Any of the standard style manuals may be used as a guide in formatting references to works cited in the thesis. References may be placed at the end of the main text, or at the end of each chapter. Endnotes and/or footnotes may also be used. Whatever format is chosen, it must be followed consistently throughout the thesis.

If you are not following a style manual, please single space within each entry and double space between the entries.

Reference pages are numbered. Use the next consecutive page number of your document for your references.

All material included in the appendices must meet minimum font and margin requirements.

Many theses will not need this section. Material that supports the research, but is not essential to an understanding of the text, is placed in the appendices. Examples include raw data, extensive quotations, and survey or test instruments.

If there is only one appendix, it is simply called Appendix, not Appendix A. If there are multiple, appendices should be designated A: Title B: Title C: Title etcetera. Each appendix and its title and page number are listed in the Table of Contents.

Start the Appendix or Appendices with the next consecutive page number. The Appendix or Appendices should be listed in the Table of Contents.

The appendix title can be on its own page, or at the beginning of the actual material. See sample pages for examples.

Ed.D. Dissertation Guide: Formatting

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APA and formatting guidelines

Please note that the APA Publication Manual is primarily intended for submitting papers for journal publication. It lacks guidelines specific to dissertations and doctoral projects.  To fill this gap, this research guide provides  general formatting guidelines for you to follow. Please check with your department for any specific requirements.

General formatting guidelines

  • for electronic submissions: 1" margins on all sides
  • for hard copy submissions to the bindery: 1,5" on the left-hand margin to accommodate binding and 1" on all other sides

Exception: allow more than 1" at the bottom of a page to avoid “widow” and “orphan” lines

Typeface  

  • Times New Roman

Exceptions : special characters, math signs, symbols, and words in foreign languages

  • 12-point font

Exception : use 10-point font for texts in figures/tables, footnotes, footnote numbers, and captions for figures 

  • double-space between all text lines, including references and block quotes
  • no extra spacing between paragraphs or before or after text headings

Exceptions : text in figures/tables and captions for figures and tables must be single-spaced

Line length

  • maximum of 6.5 inches
  • no hyphenation to break words at the end of a line

Indentation

  • the first line of every paragraph, ½ inch, left justified

Exceptions : titles and headings; the abstract; block quotations; table titles and notes; figure captions

  • no justification of right margins  

Page numbers

         Front matter: lower case Roman numerals (i, ii, iii)

Note:  The title page is unnumbered but presumed to be “i,” so the page following it is “ii.” 

Main text and back matter: numbered consecutively using Arabic numerals (1, 2, 3)

Page number placement

  • at the top right of each page, including the title page 
  • on the same line as the header
  • numbers under 10 are written out
  • numbers 10 and above are presented numerically
  • numbers are always written out if they begin a sentence
  • percentages are listed numerically (10%), unless the percent is the beginning of a sentence 
  • first word of each paragraph, 5 spaces (1/2"inch) from left margin
  • hanging indents for references

Running heads

  • Title page: no running head
  • All other pages: a short capitalized TITLE of your dissertation (no longer than 50 characters, including spacing and punctuation) in the top left corner of each page​

Note:  The running head should be placed within the 1” margin, not below it, on the same line as the page number,  approximately 1⁄2 - 3⁄4” from the top edge of the paper.

  • double-space after all punctuation at the end of a sentence 
  • punctuation is placed inside quotation marks
  • punctuation is placed outside of parentheses

Footnotes and endnotes

Please note that APA does not recommend the use of footnotes and endnotes because they require special formatting and are often expensive for publishers to reproduce.

Major sections

  • all text centered top-to-bottom on page
  • Copyright page (optional)
  • contains a running head and page number
  • not listed in the Table of Contents
  • centered, bottom third of page
  • includes the copyright symbol (©),year, your full name, and “All Rights Reserved” below the copyright line

 ©2018 Victoria Martin  All Rights Reserved

  • Dedication (optional)
  • on a separate page
  • the word Dedication : centered, in bold
  • text: indented
  • Acknowledgements (optional)
  • the word Acknowledgements : centered, in bold
  • On a separate page
  • the word Abstract : top of the page, centered, in bold
  • text:  no indentation, single block of text, up to 350 words
  • indent 5 spaces from left margin
  • type the word Keywords (italicized), followed by a colon
  • list your keywords separated by a semicolon
  • Table of contents
  • on a separate page or pages
  • the words Table of Contents: top of the page, centered, in bold 
  • list the titles of all front matter, body matter, and back matter titles

Exception: do not list the copyright page in the table of contents

Tables and figures 

  • inserted immediately after they are first mentioned in the text
  • alignment of tables and figures is not specified by APA
  • On a separate page or pages
  • The word References : top of the page, centered, in bold
  • cited according to APA Style (6 th edition)
  • double spaced
  • hanging indents
  • running heads continue and appear in the upper left-hand corner
  • page numbers continue and appear in the upper right-hand corner
  • each appendix on a separate page or pages
  • each appendix is preceded by a title page that lists the appendix with the title of the appendix underneath it in bold, centered on the page
  • for a single appendix, center the word Appendix (not in bold)
  • for multiple appendixes, label them Appendix A, Appendix B, Appendix C, etc.
  • appendices should be cited in the text and sequenced following the order in which they are mentioned in the text
  • when using copyrighted material, permission should be acknowledged in the appendix
  • Biographical sketch (optional)
  • the word Biographical sketch: top of the page, centered, not in bold
  • text: one paragraph, left indentation

Curriculum vitae (optional)

  • may follow your own format
  • may be single spaced

Copyright permissions

APA requires a formal permission from the copyright holder when you quote more than 500 words from a source. 

The copyright permission note must be included at the bottom of the page where the quote appears.

APA heading levels

(Adapted from Purdue OWL (Online Writing Lab))

Order of pages

  • List of tables (if applicable)
  • List of figures (if applicable)
  • Appendices (if applicable)
  • CV (optional)

Creating the running head

  • Select the Insert tab from the top menu 
  • On the toolbar, select Header
  • Select Edit Header
  • Check the box Different First Page
  • Leave the first page header blank
  • Scroll to the second page of your manuscript
  • On the toolbar, select Header
  • In the header, type a shortened version of your title in all capital letters

Don't forget to change the font size nd style of your running head to 12pt. Times New Roman font.

Creating page numbers

  • Place your cursor to the right of the running head and press the Tab button on your keyboard twice
  • Select the Insert tab from the top menu
  • On the toolbar, select Page Number
  • Select Current Position and choose Plain Number

The page number will appear with a consecutive number in every page in the header.        

  • at least 25% rag content (a.k.a. cotton or high quality bond) paper
  • 8.5 x 11 inches
  • On one side only

Quick answers from APA Style Central

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Dissertation Formatting Tips and Tricks

All instructions are written for Word 2007 for PC. The basic instructions are the same for most versions of Word but the actual key strokes maybe slightly different.

Setting Margins

  • Put your cursor at the very beginning of your document
  • Select the ‘Page Layout’ tab from the ribbon
  • Select ‘Margins’ in the Page Setup box
  • Select ‘Custom Margins’
  • Set the margins

Inserting a Two Inch Top Margin for the First Page of Chapter/Major Section

  • Before beginning a new chapter or equivalent (bibliography, abstract, vita, etc.) insert a hard page break by pressing the ‘Ctrl’ key and the ‘Enter’ key at the same time.
  • To insert a two inch top margin if you are in single line spacing press the ‘Enter’ key six times. If you are in double line spacing press the ‘Enter’ key three times. This will move the cursor down an additional inch so the page will have a two inch top margin without affecting the rest of the pages in the section or document.

Page Numbers

Insert page numbers.

  • Select ‘Insert’ tab from ribbon
  • Select ‘Page Number’ from the Header & Footer box
  • Select ‘Bottom of Page’
  • Select ‘Plain Number 2’
  • In the Position box move the bottom position to 1 inch (default is 0.5 inch)
  • Close the Header & Footer

Cover Unwanted Page Numbers

  • Go to the page with the unwanted page number
  • Select the ‘Insert’ tab from the ribbon
  • Select ‘Text Box’ from Text
  • Select ‘Draw Text Box’ from the Text Box options
  • Draw your box anywhere on the page except in the footer area
  • Drag the box you drew to cover the page number
  • Select ‘Shape Outline’ from the Shape Styles box
  • Select ‘No Outline’

Beginning with Small Roman Numerals for Preliminary Pages

  • Put your cursor at the end of the copyright page
  • Select Page Layout’ from the ribbon
  • Select ‘Breaks’ from the Page Setup box
  • Select ‘Next Page’ from the Breaks list
  • Insert page number as previously discussed
  • Select ‘Format Page Number’
  • Change ‘Number Format’ to small Roman numerals
  • Change ‘Start at’ to  'ii' (small Roman II)

Note : Some versions of Word will insert page numbers on the title page and the copyright page even though the insert command is not until the abstract page. A simple method for addressing this is covered in ‘Cover Unwanted Page Numbers.’

Changing from Small Roman Numerals to standard Arabic Numbers

  • Put your cursor at the end of the text on the last page of your preliminary pages
  • Select ‘Page Layout’ from the ribbon
  • Select ‘Breaks’ from the Page Setup Box
  • Insert page number (see Insert Page Number)
  • Change ‘Number Format’ to standard numerals (1, 2, 3, …)
  • Change ‘Start at’ to Arabic 1

Putting a Page Number in the Portrait Position on a Landscaped Page

  • Put your cursor on the landscaped page so you can see both the landscaped page number and the left margin (bottom edge when viewed in portrait orientation)
  • Insert a text box described in 'Cover Unwanted Page Numbers'
  • Cover the page number in the landscaped position
  • Remove the box outline as discussed in 'Cover Unwanted Page Numbers'
  • Draw a second text box on the same page
  • Drag the second text box to the left margin approximately one inch from the left edge
  • Type in the correct page number
  • Rotate the text in the text box by selecting ‘Text Direction’ from the Text options
  • Once the page number is in the correct orientation, remove the box outline
  • You may have to adjust the size of the text box and move it slightly until it is in the correct placement

Table of Contents

Manually creating a table of contents.

Includes setting tab stops and leader dot tabs

  • Type in the items you want to appear in the Table of Contents. At minimum the Table of Contents must include the abstract, dedication (if present in document), acknowledgments (if present in document), vita, list of tables (if present in document), list of figures (if present in document) each chapter with the chapter title, bibliography, each appendix as a separate entry (if appendices are in your document). These items are level one in the Table of Contents. How detailed the table of contents is up to you and your committee. Subheading within these major divisions would be indented based on their level in the text of your document. Every entry in the Table of Contents must have leader dots from the end of the entry to the page number where it begins (see below)
  • After the entry press the tab key once and then type the page number when the entry begins
  • Select the table of contents
  • Select the ‘Page Layout’ tab
  • Go to the ‘Paragraph’ Box and open the dialogue box (click on the small box in the lower right corner of the box.)
  • Select tabs
  • Set tab stops for any sub levels within your Table of Contents by inserting the position (in inches) and clicking ‘set.’ These tabs should be left aligned. The first level of the table of contents does not need to be set as it is the left margin of the page
  • Set a tab stop for the page number positions (between 5” and 5.75” is usually a good spacing for the page number placement). Leave as a left aligned tab (the left edge of the numbers will line-up) or select right aligned tab (the right edge of the numbers will line up). Select the appropriate leader dots (the periods—usually the second option). Click ‘set’
  • Click ‘okay’

Word Created Table of Contents

Using styles.

Once all titles, major headings, and subtitle headings have been formatted using Styles, place the cursor on the Table of Contents page

  • Select the ‘References’ tab
  • Select ‘Table of Contents’
  • Select the format
  • The Table of Contents should generate

Not Using Styles

  • Go to the first item to appear in the Table of Contents (usually ‘Abstract’)
  • Highlight the title
  • Select ‘Add Text’ from the Table of Contents box
  • Select level

Note: if you did not use Styles marking the item for inclusion in the Table of Contents may change how it appears on the text page. Correcting the format on the text page may change how it appears in the Table of Contents

  • Turn Styles on
  • From Home tab, go to Styles box, click on small box in the lower right corner to open the Styles window
  • Select Style to modify by hovering over the Style title with the cursor
  • Click on the down arrow on the right side of the Style
  • From the menu that appears select ‘Modify’
  • To change the font size, add or remove bold, change color, and justification, make changes as normal in the modify box
  • To change spacing above or below, click on ‘Format’ and select ‘Paragraph’
  • Adjust up or down
  • To remove or add accent line click on ‘Format’ and select ‘Borders’
  • Select ‘No Borders’ and click ‘okay’

Dissertation and Theses

The dissertation is the hallmark of the research expertise demonstrated by a doctoral student. It is a scholarly contribution to knowledge in the student’s area of specialization. 

A thesis is a hallmark of some master’s programs. It is a piece of original research, generally less comprehensive than a dissertation and is meant to show the student’s knowledge of an area of specialization.

Still Have Questions?

Dissertations & Theses 614-292-6031 [email protected]

Doctoral Exams, Master's Examination, Graduation Requirements 614-292-6031 [email protected]

IMAGES

  1. Formatting Guidelines

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  2. Margins in APA format are specific. Check and reset if necessary

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  3. Organizing and Formatting Your Thesis and Dissertation

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  4. How to Format Your Master Dissertation: Line Spacing, Margins, Text

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  5. Dissertation Template

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  6. 8 Tips for Formatting Your Dissertation

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VIDEO

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  3. Thesis/ Dissertation Formatting and Guidelines Workshop

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  5. How to Write Thesis or Dissertation? ll Complete TU Thesis, Dissertation Formatting Guidelines

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COMMENTS

  1. Formatting Guidelines

    Fonts, margins, chapter headings, citations, and references must all match the formatting and placement used within the rest of the thesis or dissertation. If appropriate, published articles can be included as separate individual chapters within the thesis or dissertation. A separate abstract to each chapter should not be included.

  2. PDF APA Style Dissertation Guidelines: Formatting Your Dissertation

    Dissertation Content When the content of the dissertation starts, the page numbering should restart at page one using Arabic numbering (i.e., 1, 2, 3, etc.) and continue throughout the dissertation until the end. The Arabic page number should be aligned to the upper right margin of the page with a running head aligned to the upper left margin.

  3. Dissertation layout and formatting

    Dissertation layout and formatting. Published on October 21, 2015 by Koen Driessen. Revised on February 20, 2019. ... Now you can also choose where the page number should be (top of the page, bottom of the page or page margins) and you can choose a design. Finally select the option "format page number" and enter the page numbers, in what ...

  4. Formatting Your Dissertation

    Margins. At least 1 inch for all margins; Spacing. Body of text: double spacing; ... Top Ten Formatting Errors. Missing Dissertation Acceptance Certificate. The first page of the PDF dissertation file should be a scanned copy of the Dissertation Acceptance Certificate (DAC). This page should not be counted or numbered as a part of the ...

  5. Formatting Requirements : Graduate School

    Formatting Requirements. Requirements for format and final production of the dissertation and thesis, as specified below, meet UMI standards and American Library Association ... Margins should be at least 1 inch with page numbers at least 3/4 inch from the edge of the page. The templates use 1.6 inches for the left margin and 1.1 inches for the ...

  6. 1. Margins and Justication

    Margins. Exact margins are absolutely essential so that the dissertation or thesis can be microfilmed in its entirety for interlibrary loan. After photocopying, margins must be at least: Left margin: 1.5 inches or slightly larger. Top, bottom, right margins: 1 inch or slightly larger.

  7. PDF How to Prepare your Dissertation in APA Style Style Manual Spacing Margins

    The right margin of the text should not be justified, but kept left-aligned, also known as ragged right, like the test in this guide. Margins All margins in the document should be set to 1 inch on each side. The margins must be maintained on all pages, including the appendices. Tables, maps, charts, and illustrations should fall within such ...

  8. Formatting Guidelines For Theses, Dissertations, and DMA Documents

    Guidelines for Formatting Theses, Dissertations, and DMA Documents is intended to help graduate students present the results of their research in the form of a scholarly document. ... (Keep in mind that the left margin is the binding edge, so if you want to have a bound copy produced for your personal use, it is recommended that the left margin ...

  9. Margins

    Margins. Use 1-inch margins on every side of the page for an APA Style paper. However, if you are writing a dissertation or thesis, your advisor or institution may specify different margins (e.g., a 1.5-inch left margin to accommodate binding). Publication Manual Concise Guide.

  10. PDF A Guide to Thesis, Project, and Dissertation Formatting

    Margins The left, or binding edge, margin should be one and one-half inches (1½"). The right margin should be one inch (1") and the margins at the top and bottom of the page should be one and one fourth inches (1¼"). Pages should be set up to print single-sided, not double -sided. The bottom margin refers to the distance

  11. Formatting: Doctoral Dissertation Guide: Thesis & Dissertation

    If the dissertation will only be electronically accessed, a one-inch left margin is acceptable. The left margin should be one inch if the dissertation will be bound in paper form by ProQuest. If using a bindery other than ProQuest, please consult with the bindery about the size of the left margin needed for their binding process.

  12. Formatting Your Dissertation or Thesis

    Every page of your thesis or dissertation must have a one-inch margin on all sides, top, bottom, left, and right. The only element that may be placed outside of the one-inch margin is the page number, which should print no closer than one-half inch from the edge of the paper. The page number should be placed consistently throughout the manuscript.

  13. PDF Thesis and Dissertation Formatting Guidelines

    The heading of each new Appendix should be placed 2 inches from the top edge of the page. Although all text (body text, section headings, etc.) in the body of the thesis/dissertation must be black, text within Appendices may appear in other colors. Furthermore, the text in Appendices can be single-spaced.

  14. PDF Electronic Theses and Dissertation Formatting Guidelines

    University formatting guidelines apply to the font type and size, page margins, page numbering, page order, line spacing for the entire document and the content and formatting for the front pages. ETD Style Guides for the front pages are available by school or college on the ETD website. For the body of the document, please use the style guide ...

  15. Microsoft Word for Dissertations

    Use Styles to control the formatting of your dissertation. The bulk of this Guide revolves around the use of styles. Styles allow you to: Set the margins including the two-inch margin for chapters titles (Setting Margins). Define styles for Headings 1-3, Normal, Captions, and Quotes - these are most common; you may need others (Working with ...

  16. Page Layout, Margins and Numbering

    Your scholarly approach may call for a different presentational method. These are the requirements and recommendations for text-based theses. Page Size For a text-based thesis, or the text portions of a thesis, the page size must be 8.5" x 11", and the text must be in a single, page-wide column. Do not use two or more columns in your thesis. Paragraphs The text of the thesis is written in ...

  17. Pagination, Margins, Spacing

    The final version of your thesis/dissertation must be on an 8.5" x 11" (letter size) page. All manuscript text, excluding manuscript page numbers, must fit within these specified margin requirements: Minimum 1-inch margins from the top, left, right, and bottom edges of each page

  18. Format Requirements for Your Dissertation or Thesis

    The published material must be reformatted to meet the university's format requirements (e.g., appropriate margins and pagination) of the dissertation. The Office of the University Registrar will approve a dissertation or thesis if there are no deviations from the normal specifications that would prevent proper dissemination and utilization of ...

  19. Margins

    Margins. On the Page Layout ribbon, Page Setup group, choose Margins:. At Margins, hold the cursor down on the arrow.When the Margins dialog box opens, move the cursor to the bottom to Custom Margins and click on it:. On the Page Setup dialog box, the margins should be 1.2 inches on the top, right and bottom and 1.7 inches on the left. Whole document (Depending on department regulation).

  20. PDF THESIS AND DISSERTATION GUIDE: FOCUS ON FORMATTING by Effective ...

    Guide: Focus on Processes and Procedures. Provides an overview of the thesis/dissertation process leading up to submission, including committees, forms, expectations, and more. Guide: Focus on Vireo Submission. Provides overview of submitting to Vireo and the corrections process before final approval.

  21. Thesis and Dissertation Formatting

    Thesis and Dissertation Formatting Resources: • Manual • Presentation • Thesis Formatting Template • Dissertation ... In order to maintain the required page margins for tables or figures, it may be necessary to print them in landscape format. The top margin will now be the edge that is bound. However, the page number must be placed on ...

  22. Ed.D. Dissertation Guide: Formatting

    General formatting guidelines. Margins. for electronic submissions: 1" margins on all sides. for hard copy submissions to the bindery: 1,5" on the left-hand margin to accommodate binding and 1" on all other sides. Exception: allow more than 1" at the bottom of a page to avoid "widow" and "orphan" lines. Typeface.

  23. PDF Formatting your dissertation/thesis

    Make the formatting changes in the Formatting area [1]: Click on the Format button [2], and select the Paragraph option from the list. 2. Apply paragraph 'Spacing' [3] to your headings using the arrow buttons to increase/decrease, or type directly into the 'Before' and/or 'After' boxes. 3.

  24. Dissertation Formatting Tips and Tricks

    Remove the box outline as discussed in 'Cover Unwanted Page Numbers'. Draw a second text box on the same page. Drag the second text box to the left margin approximately one inch from the left edge. Type in the correct page number. Rotate the text in the text box by selecting 'Text Direction' from the Text options.